No More Learning

The mere fact
of paying rent and of being a tenant becomes a badge of inferiority.
The jurisdictional privileges of the great landowners extend not only
over their tenants but also over small neighbours. Altogether, instead
of clear distinctions based on birth and personal status we see a variety
produced by the tenure of land.
There has been a great deal of controversy as to how far Roman and
Germanic influences account for the process described, but it seems
impossible to apportion exactly the share of each. It is evident that
the disruption of public authority and the aristocratic transformation of


## p. 654 (#686) ############################################

654 Relations of Roman and Germanic Influences
Society were prepared on both sides. The general course of development
was especially rapid and complete in those parts of Europe where there
was most intermixture between Romance and Germanic elements,
especially in the Frankish Empire. Yet England and Scandinavian
countries, in spite of their peculiar position, somewhat aside of the main
stream, follow processes of their own which also lead to feudalisation.
This seems to warrant the conclusion that the coming of feudalism was
rather the result of general tendencies than of particular national causes.
After the great effort of conquest and invasion, Western European
society relapsed into political life on a small scale, into aristocratically
constituted local circles.


## p. 655 (#687) ############################################

655
CHAPTER XXI.
LEGISLATION AND ADMINISTRATION OF CHARLES
THE GREAT.
The State of Charles the Great goes back to the foundation of the
empire of the Merovingians. The four hundred years of Frankish rule
(500-900) comprise radical changes, it is true, but a definite direction
of the development from the first is clearly to be seen. The great
Charles is only to be regarded as finishing what the Merovingian Clovis
introduced, and the coronation of 800 as concluding a process of for-
mation which began with the baptism of Clovis and with the acceptance
of the Catholic Faith on the part of the Frankish people. Always
characteristic was the continued and remarkable combination of Roman
system and Biblical conceptions with the old German ideas, the rise of
ideas of absolute monarchy and the increasing prominence of patriarchal
and theocratic principles which changed the character of the State itself.
Not from the initiative of the Frankish people, nor, properly speaking,
from its need for expansion, did the great Frankish conquest of the fifth
and sixth centuries originate. The people had indeed their share, and
the success of the movement depended on the strength and the political
capacity of the people themselves, but the empire was none the less the
personal foundation of Clovis and the dynasty. Hence we can easily
understand that on the one hand German institutions remained, and
were even transferred to what was once Roman ground, and that on the
other, a powerful influence through Roman systems made itself felt.
And, connected with the last, after the acceptance of the Catholic Faith
by the Franks, was the influence in increasing degree of ideas which were
given through the Bible and the Christian theocratic conception of the
world. The growth of the power of the Frankish monarchy is certainly
not to be ascribed solely to foreign influences. It is certain that the German
monarchy possessed in itself, of its own strength, the capacity for de-
velopment, and that political circumstances necessitated a great growth
of the monarchy in the sixth century. But foreign influences all the
same gave the standard in no slight measure, the king stood apart before
the political mass, he was inviolable, he was irresponsible, to his word
unconditional obedience was due, the idea of high treason finds entrance


## p. 656 (#688) ############################################

656 Theocratic Character of the Prankish State
into the constitution. And these expressly monarchical elements, which
were originally strange to the German conceptions of society, never
disappeared again in spite of all political changes. As the elevation
of the Carlovingians had taken place with the liveliest sympathy of
the people or rather of the leaders of the people, a certain participation
of the people in the government of the empire was revived in the first
half of the eighth century. But no serious deviation of the develop-
ment of the monarchy in the direction of popular or aristocratic
limitation was effected. The characteristic feature of the formation of
the Carlovingian State is rather the greater emphasis of the theocratic
element. That introduced essentially new influences into the common-
wealth, not merely strengthening the power of the kings, but also
turning the whole development into new paths.
A principle that had been active from the time of Clovis became in
the eighth century dominant: the king derives his authority from God,
he appears amid a halo of supernatural glory, but is at the~ sanfiTtime
bound to definite duties. For God has bestowed the authority in order
that the people may be well ruled. An idea of the social body began
to be supreme, far surpassing all aims of purely private rule. If the
king was in no way head of a body which in itself possessed the con-
stitutional authority, yet he was not simply lord for the sake of lordship.
The theocratic element had an ennobling tendency and raised the con-
ception of the commonwealth above the sphere of private rule. Effort
for the well-being of mankind was demanded, and the principle solus
publico supremo, lex began to make itself felt.
Moreover, immediately connected with this was the vast extension
of the duties which were regarded as lying within the province of the
State. Although the idea of the superiority of spiritual power over
secular had long been recognised, and although a universal subjection
of the world to the Church and its hierarchy ought to have resulted
from it, the political development even of the Merovingian period had
brought the Church into dependence upon the State. In the Carlovingian
period that was entirely the case. The Church had the most prominent
place in social life, Church and State ran side by side, the Empire was
weighed down with ecclesiastical burdens, but the Church was in the
position of Church of the Empire, and the head of the State was at the
same time head of the Church. Truly the predominance of the theocratic
point of view gave to the Frankish State a new and wide prospect of its
rights. Not merely was the object of the State the primitive mainten-
ance of peace at home and of authority abroad, but all questions of the
common life were drawn into the domain of the work of the State,
everything that concerned the well-being, in the widest sense, of its
subjects was to be an object of care to the State, their material as well
as their spiritual concerns, questions of this life as well as questions of
the future life.


## p. 657 (#689) ############################################

Administration 657
It is not necessary here to say more than that the task of Charles
extended beyond the preservation of peace and relations to external
powers. In extended degree his care was devoted to economic conditions.
The efforts of his predecessors for the promotion of commerce were
continued. Measures for the maintenance and erection of bridges and
roads were doubtless often undertaken from considerations of national
defence, but they were also eminently calculated to serve the purposes
of trade. Navigation was to be fostered and rendered safer. It is to
be surmised that considerations of intercourse were chiefly taken into
account in the magnificent plan for uniting the river-systems of the
Rhine and the Danube by a canal between the Rednitz and the Altmiihl.
Numerous measures enable us to see how much understanding Charles
brought to bear upon questions of trade. The numerous ordinances
respecting tolls and customs had their origin in the same purpose—fiscal
interests were not to be neglected, but yet they were not to be the main
consideration—tolls were not to restrict trade. The general prosperity,-*
it may even be said, was really taken into account. Business was
indirectly served by manifold regulations for weights and measures,
which were aimed against individual caprice and required uniformity.
In the same direction point the ordinances respecting the coinage.
Coinage was the royal prerogative, and this right was still preserved.
Perfect centralisation, it is true, was not yet aimed at, but for some
time Charles was thinking of restricting the stamping of money to
his places of abode, and although that was not carried out, we find
under Charles considerable limitation of places of mintage. ^_
While all these measures were calculated to promote trade, Charles
issued direct ordinances with regard to the manner of trade by the
restriction of excessive privileges, the prohibition of trade by night, and
by regulations for the trade in horses and cattle. The exportation of
certain articles was entirely forbidden, especially the exportation of corn
in case of failure of the crops. A check was put upon speculation by
the decree that corn might not be sold while still growing, or wine
before the vintage. Steps were taken against excessive raising of prices,
and indeed tariffs of prices were actually issued by the State. All these
measures tended to the general well-being, and care was taken for the
common interSstT'Tlow this care on the part of the State began to
develop was shewn with special clearness in measures devoted to the
relief of the poor. The plague of mendicancy was to be checked, the
poorest were to be protected from want. The support of the poor was
accordingly delegated by the State to individual rulers, and a kind of
-general poor relief was required. A decree was actually made that
on bishops, abbots, and abbesses a sum of one pound of silver, half
a pound, and five solidi respectively, should be levied, and definite sums
similarly on counts and others. It was thus sought to introduce a poor
rate.
<;. . MFD. H. VOL. II. CH. XXI. 42


## p. 658 (#690) ############################################

658 Checks on the Theocratic Ideal
Under Charles the activities of the State were enormously extended.
In this connexion it is only possible to hint how they turned to the
department of intellectual life also, to art and learning, and how Charles
aimed at raising the intellectual plane of the laity. As a matter of fact,
the official activity of Charles only recognised such limits as the economic
ideas of the age laid down.
We observe, under Charles, the first great expansion of the idea of
the State itself in the history of the Christian West. It is connected
with the increasing prominence of theocratic ideas, while the coronation
of 800 was but the visible completion of the long process of development.
The theocratic ideas which dominated the Frankish Empire had sprung
up previous to 800, and had made the Frankish king the absolute
representative of Christian rule in the West. Thus the Empire did
not demand any essential change in the relations of people and ruler,
for substantially it only established the results of the previous political
developments. It is true that special emphasis was laid on duties
towards the Church in the new oath of allegiance, which Charles made
universal in 802, but this enforced no new idea.
The Theocratic Ideal is a great social force, which exerted influence
on the formation of State and society independently of individual cir-
cumstances. Charles the Great made it equally serviceable to the State.
Universal monarchy was founded with the help of theocratic ideas. But
could it endure?
From two sides attempts were necessarily made to break up the
Carlovingian universal Empire. In the first place, the theocratic idea
demanded unity of social organisation of Christendom. But under the
prevalent belief in the superiority of ecclesiastical over secular power,
and under the requirements of the strictly hierarchical and monarchical
organisation of the Papal Church, Christendom was another unity not
under a temporal prince, but under the Pope. Again, opposed to the
universal demands of the theocratic idea there stood the particular
political needs of the different peoples and races—a second great social
force striving for recognition. Before the powerful personality of
Charles, those forces which struggled against the theocratic State ruled
by a secular prince, were not effective. Under Charles all yielded to
the service of the political idea represented by the Frankish monarch.
After the death of Charles, however, these restrained forces burst forth
again: on the one side the particular needs of the different peoples of
the great Empire, on the other that idea of union which desired a
predominant position of the Papacy.
That outburst, however, is not our present object. Here we must
only indicate that even Charles the Great was not successful in once
for all subduing those internal forces hostile to his consolidated State.
Further we have to sh©w how the Carlovingian State sought to solve
its increasingly serious problems.


## p. 659 (#691) ############################################

Unification of the Empire 659
In the centre of the national life stands the king. He represents
the nation. His authority is essentially the national authority. The
fate of that authority involves the fate of the State itself. The Empire
doubtless brought about an increase of the external strength of the
monarchical position, but not any internal change. Charles already
possessed as king all the elements of the power which as emperor he
brought to development. The monarchy was hereditary. All male
members of the royal house had rights of inheritance; the Empire
was to be divided into as many parts as there were claims to satisfy.
That was originally the principle of the Frankish monarchy in the sixth
century. But in the time of the decadence of the power of the Mero-
vingians it was set aside, the aims of the too powerful aristocracy and
the needs of many a district of the Empire for national incorporation
withstood it. A selection was made among the members of the royal
house. Even the powerful Carlovingians did not represent the principle
of chance divisions corresponding to the private circumstances of the
royal house. Charles the Great in the year 806 drew up a scheme
for the division of his Empire, in case of his death, among his three
sons then living, Louis, Pepin, and Charles; but no further division
was contemplated. It was intended that only one son—the one whom
the people elected—should succeed each of these kings of the divided
monarchy. And then the theocratic ideas began to demand a consoli-
dation of political organisation overlooking all individual dynastic claims
to supremacy. The ordinance of 813 is the outcome of these tendencies.
The death of the sons Pepin and Charles made it possible for Louis to
attain the sole monarchy, while Pepin's son Bernard only received Italy
as sub-king. But in 813 an ordinance was made for the Empire which
continued united, and thus comes before us that tendency to unification
which attained supremacy at the very beginning of the reign of Louis
only as a result of the ideas which were coming to the front under
Charles.
Many of the old Germanic customs are no longer met with under
Charles the Great, for instance, the use of the ox-wagon on the occasion
of the visit to the great Annual Assembly, and the elevation on the
shield, which took place in the Merovingian period when the succession
was broken. On the other hand, anointing according to Biblical pre-
cedent had been introduced in the Carlovingian age. Just as Pepin
in 751 had received the solemn anointing at the hands of Boniface and
afterwards of Pope Stephen, so it became afterwards the rule. With
the anointing went, under Charles, the coronation. Before 800 there
is no certain evidence of such a ceremony in the Frankish Empire,
although the Merovingians had already used crown-like diadems as
ornaments. After 800 it established itself, and not only emperors, but
kings too, were crowned. Originally not necessarily an act to be
performed by ecclesiastics, like the anointing, it was soon combined
ch. xxi. 42—2


## p. 660 (#692) ############################################

660 The King
with the anointing and in West Francia, where first a fixed ceremonial
was developed, it became from the time of Charles the Bald an integral
element of the ceremony, whereas in the Eastern Kingdom, where there
is no evidence of a coronation either in the case of Louis the German,
or of his sons and Arnulf, it did not perhaps become permanently the
custom till after 900. As symbols of monarchical rule we find in
addition sceptre and throne, which we may suppose to have first come
into use in the Carlovingian time, together with the lance, attested as a
royal symbol on the ring of Childeric, and the staff, distinguished at
any rate in later times from sceptre and lance.
In the symbols and in the solemnity of the elevation, the change in
the royal power is revealed. The spiritual element was placed in the
foreground, its divine origin emphasised, and the priesthood played a
ruling part. The personality of the monarchy stands forth quite distinct
from the populace. The royal title is but simple, originally a continua-
tion of that of the Merovingians, then, independently but from the very
beginning, with the significant addition "by the grace of God"—a
custom afterwards adopted not merely in the Empire of the Franks
but in the whole of the West. The imperial title was exceedingly
circumstantial: "Most noble Augustus, crowned of God, great and
peace-bringing Emperor, who rules the Roman Empire and who, by
the grace of God, is King of the Franks and of the Lombards. '" Super-
abundant are the epithets of virtue and exaltation which Charles applied
to himself and with which he was saluted. Court ceremonial became
the custom, and Byzantine influences served as the model. Whoever
approached the Emperor for any official purpose was required to pro-
strate himself to the ground and kiss the knee and foot of majesty.
But all that was a veneer of foreign and external splendour. Under-
neath is clearly visible the true Germanic character in the conception
and accomplishment of national undertakings. The king was guardian
of justice and peace. All stood beneath his protection. The king's peace
was the general peace of the State, the king's protection covered every
member of the State. But together with the general protection which
ensured peace for everyone, went a special king's protection which was
bestowed on individuals, placing the object of it in closer relation to
the king and decreeing severer punishment for every injury to his
person.
The subject was bound to unconditional obedience to the king. An
oath of allegiance was exacted, a custom not of Roman but of Mero-
vingian origin, which had fallen into disuse, and was re-introduced by
Charles the Great. Obedience was, however, claimed from every subject
without oath, and disregard of the king's command was severely
punished.
The king had the power to issue coercive ordinances and injunctions,
he had the power to command, he had the power of the ban. This royal


## p. 661 (#693) ############################################

Punishment of disobedience 661
right of the ban is not to be derived from any special priestly or knightly
prerogative, but is to be simply regarded as a natural adjunct of the
supreme position. It lies in the very nature of kingship to issue coercive
commands.
Obedience on the part of the subject flowed from the ordinary obliga-
tions of allegiance. Disobedience was disloyalty. Just as disloyalty was
differently punished according to the enormity of the offence, even with
banishment, confiscation, or death, so, in the same way, disobedience
was differently punished, fixed punishments being appointed by law for
definite offences, or else the sentence was referred to the monarch's
arbitrary power of punishing. The power of the ban possessed by the
Frankish kings was not simply the power to order or to forbid under
threat of the old fine of sixty shillings. It was on the contrary much
further reaching. It demanded obedience on the ground of allegiance,
on the ground of the legal principle that the punishment for disloyalty,
whatever it be, should light on the disobedient, and that—in so far as
special punishments were not already decreed by law—the disobedient
might suffer any punishment from the King's Court up to complete
outlawry.
If the equivalent fine of sixty shillings was indicated by the king's
"ban," that is not to be so understood to mean that disregard of the
royal authority was punished by a fine limited to sixty shillings, or that
the king could only pursue any who disregarded the royal command
with infliction of these definite fines. The fact is rather to be explained
in another manner. In the seventh century, and first in the Lex
Ripuaria, a fine of sixty shillings was fixed by law for definite cases of
disobedience to commands issued by authority, not necessarily by the
royal authority. This fine, a moderate punishment for disobedience,
was further extended in Carlovingian times. The many-sided care of
the State for the social life, the growing need for the exaction of
punishment by the State more frequently than hitherto, tended to the
infliction of the sixty shilling "ban," the usual moderate punishment
for disobedience, and in such a way that a trespass was legally explained
as transgression of the king's command. So arose the different cases of
ban in the eighth and ninth centuries. They originated in the sixty
shilling fine of Ripuarian Folklaw which inflicted this fine on disregard
of summons to the royal service, but their signification became very
different. In the seventh century the sixty shilling punishment was
inflicted when a definite ordinance was disregarded, but under Charles
the Great if a definite transgression was defined by law as contempt
of the king's command. Hence many instances of "ban" under the
Carlovingians have nothing to do with disobedience to specific royal
ordinances, but on the other hand the sixty shilling fine—the king's
ban—was not inflicted at all in processes against contemners of the
royal command. But above all it must be clearly understood that the


## p. 662 (#694) ############################################

662 The Chancery
authority of the Frankish king was never limited in such a way as to
threaten the contemner of his ordinance with nothing worse than a fine
of sixty shillings.
Amongst those who in the first place stood beside the monarch
appear the superintendents of the four old court offices, the seneschal,
the butler, the marshal, and the chamberlain, who not only performed
their official duties in the narrower sense, but could be employed in the
most varied capacities in times both of war and peace, as generals,
ambassadors, judges amongst others. Then the chief doorkeeper (Ma-
gister ostiariorum), the quartermaster (Mansionarius), the chief huntsman,
and less important officials. Of special importance for purely state
business was the palsgrave, or rather the palsgraves, for several acted
contemporaneously as deputy-presidents of the palace judicial Court,
and of course also as ambassadors, generals, and in other similar official
capacities.
Besides the judicial Court of the Palace the Chancery was of import-
ance as a court with definite jurisdiction, the court for the preparation of
documents. The president was no longer the lay referendary of Mero-
vingian times, but an ecclesiastic, who even in the time of Charles the
Great appears to have had no official title, but who was already of great
importance and under Louis the Pious rose to much greater importance
still. Hitherius, abbot of St Martin at Tours, Abbot Rado of St Vaast,
Ercanbald, and Jeremiah, afterwards archbishop of Sens, acted as Charles'
presidents of Chancery. Under these, the later chancellors, several
deacons and sub-deacons were employed as clerks and notaries. They
were all attached to the royal chapel as court chaplains. Chapel, capella,
was originally the name given to the place where the cappa (cloak) of
St Martin of Tours was preserved with other treasures, and chaplains
were the guardians of these relics. In a derived sense, the body of
court ecclesiastics was next designated the chapel. At their head stood
the most influential ecclesiastic of the court, the primicerius of the
chapel, the arch-chaplain, as the title, at first varying, became established
under Louis the Pious. The illustrious Abbot Fulrad of St Denis, who
had taken so active a part in the elevation of Pepin to the throne, was
also arch-chaplain at the beginning of the reign of Charles the Great.
To him succeeded Bishop Angilram of Metz and then Archbishop
Hildibald of Cologne, who were regarded as the chief advisers of the
Emperor, not merely in ecclesiastical, but in other, matters as well.
Chancery and chapel were at first only in so far connected, that
many chancery officials were also chaplains and that, as we may suppose,
the chapel served also at the same time for the archives. In addition,
the arch-chaplain like other high court officials had an active connexion
with business dealt with in documents, and hence not unfrequently
appears as the one who transmitted to the chancery the order for verifi-
cation. But that implies no organic connexion between chancery and


## p. 663 (#695) ############################################

The Court 663
chapel. Such a connexion was unknown under Charles the Great, and
equally so under Louis the Pious. This connexion, so important for
later times, was not effected till the time of Louis the German, when the
arch-chaplain was placed in charge of the chancery, in 854 temporarily,
in 860 permanently.
A court council did not exist in the time of Charles. The monarch
summoned at his pleasure those about him and the nobles who were
staying at the court, but a council, properly speaking, did not exist.
The number of those who, in the wider sense of the word, were courtiers
was unusually large. There were staying there the numerous ecclesiastics
and scholars, the teachers and pupils of the palace school, the one class
those whom the great Emperor had invited from afar, the other those
who were living in preparation for the service of Church and State.
But there were also numerous knights in attendance, who formed the
body-guard of the monarch and were ready to undertake different duties
within or without the court. In addition were the different vassals and
servants of the courtiers, some free, some not; and also merchants who
enjoyed the Emperor's special protection, and who had to supply the
needs of the court and its numerous visitors; and moreover the ad-
venturers, the travellers who were trying their fortune, the crowd of
beggars, who in the Middle Ages appeared wherever there was active
traffic.
Vigorous life was developed at Charles" court. We see there mag-
nificence and genius, but immorality also. For Charles was not particular
about the persons he drew round him. He was himself no model, and
he suffered the greatest licence in those whom he liked and found useful.
As "Holy Emperor" he was addressed, though his life exhibited little /
holiness. He is so'addressed by Alcuin, who also praises the Emperor's
beautiful daughter Rotrud as distinguished for her virtues in spite of
her having borne a son to Count Roderic of Maine, though not his wife.
Charles would not be separated from his daughters, he would not allow
their marriage, and he was therefore obliged to accept the consequences.
The other daughter Bertha also had two sons by the pious Abbot
Angilbert of St Riquier. In fact the court of Charles was a centre of
very loose life. It was one of the first acts of the pious Louis to cleanse
the court of its foul elements and to issue a strict ordinance to put an
end to this dissoluteness. Strictness of morals came, but the mag-
nificence was gone.
In truth it was on the personality of the monarch
that all depended. The patriarchal tendency predominated, the central
official world was in everything dependent on the varying decisions of
the monarch himself, it had no independent position or strength. How
could the foundation for a lasting absolute monarchy be laid under these
circumstances?
Before the activity of the State in the provinces is considered, it
is necessary to shew what material resources were available for the


## p. 664 (#696) ############################################

664 The Revenue
monarch and in what manner the individual power of the people for
national purposes was put in requisition. Amongst these stand in the
first place the revenues from his estates. The Frankish king was the
largest landowner in the kingdom. The royal property was continually
increased through confiscations, through reversions to the crown for want
of heirs, through reclamation of uncultivated territory. Though the
king bestowed much land as gift or as fief, which was thereby withdrawn
from his own use, what remained was sufficiently important.
On the royal domains also reigned that activity which was found on
all large estates and which had developed in connexion with the circum-
stances of the later Roman Empire but also from the social and economic
needs of the German peoples. There was no system of agriculture on a
large scale. Only a comparatively small part of the domain was managed
by the lord himself (terra salica, terra indominicata). The greater part
was occupied by dependents, who cultivated for themselves and might
work, at any rate in part, on their own account, and were only bound
to certain payments and services (mansi serviles, Utiles, ingenuiles).
Charles constituted the management of his estates a definite organisa-
tion, which served as a model for the great landowners of later ages.
As heads of the different farms held by socage, which served as inter-
mediaries between the land which was cultivated independently and the
land held under conditions of service and money payment, appeared
sundry meter (maiores); several of the small farms with their district were
united in "deaneries" under a "dean," but of a higher rank were the
chief farms, the management of which was entrusted to a. judex, or as he
was generally called later, a villicus. A system of lower and chief farms
was made. The surplus products were collected on the chief farms in
order to be brought, according to definite regulations, to the king's
farm, or on the other hand, to be either stored or sold.
Not at the end, but in the very first years of his reign Charles issued
for his domains the famous ordinance, the Capitulare de villis, in which
complete directions were given for all circumstances on the farms, for
the use of every kind of farm produce, for book-keeping and accounts,
and in which the monarch's active care, even for subordinate matters of
agricultural work, is so characteristically shewn. A number of officials
of the most different kinds for the cultivation of the royal lands, the
fiscl, both free and not free, come before us; the jtmiores and ministeriales,
who stood as assistants beside the higher officials, the judices. Such
were the foresters, the superintendents of the stores (ceUerarii), the
overseers of the studs, the poledrarii, and in addition the many
artisans, the goldsmiths, the blacksmiths, the shoemakers, cartwrights,
saddlers, etc. , for whose presence in the districts the judices were to
make provision and who had received a definite organisation under
their own masters. Towards the end of his reign Charles compiled
a complete register of the Jisci, a general inventory of the crown lands.


## p. 665 (#697) ############################################

The Revenue 665
This was an important work, and fragments of the particulars which it
gave have come down to us.
The revenues accruing from the management of these estates certainly
formed the most important material foundation of the royal power. But
many others were added to these. The king was lord over all land that
was not already in private possession. Out of this principle, derived
from Roman law, not out of an assumed prerogative of the Frankish
king, arose a multitude of privileges which were also of substantial
advantage to the royal power. The monarch first exercised authority over
large districts so far as they were not settled, next he laid claim to that
which was not regarded as appendage to the land itself—animals, rivers,
the hidden treasures of the soil which were not agricultural products.
Although these privileges were not developed into definite rights—to
mountain, salt, and hunting rights—till the age after Charles, yet the
beginnings of financial profit are to be found in his day.
By no means inconsiderable were the royal revenues derived from
presents from foreigners, from the tribute of subjects, and from plunder
taken in war. Through no war, says the historian Einhard, were so
great riches acquired as through the subjugation of the Avars. A good
part of the immense treasures, it is certain, fell to the king himself.
Moreover, the amount of fines must have been considerable, and the
count had by law to transmit two-thirds of these receipts to the king's
court. The unusual frequency of the punishment of the king's ban, the
sixty shilling fine, was owing to the wish to increase the royal revenues.
A general money tax, however, was not levied from the subjects. The
Roman system of taxes, which the Franks found in Gaul, fell more and
more into disuse, and even Charles did not try to extend it. The
offering of gifts on the occasion of the great annual assembly, a custom
connected with old Germanic practices, was, it is true, maintained, but it
did not lead to the development of a tax in the proper sense. It only
paved the way for definite imposts where—as in the case of the
monasteries—a closer relation of dependence was created, exceeding
simple subjection to the State. The king's tribute also, which is more
frequently thought of as a due payable by individual freemen, is not to
be regarded as a proper tax, and in particular not as a general personal
tax. It seems rather to have arisen from a special payment for pro-
tection, and in any case it was rendered by many classes of the popula-
tion, on the ground of special, not general, circumstances of dependence.
The subjects are seen under obligations not to pay taxes but to
render service. This is a characteristic element in the national life of
that age. The State demanded much, very much from the resources
of the individual, in the form hot of a tax but of personal service.
These services were extraordinarily various. In a certain sense they
were unlimited. In the ordinances of Charles reference is made to
custom, and the officials are strictly enjoined not to demand services
CH. XXI. /
n


## p. 666 (#698) ############################################

666 Military Service
beyond that; but this was only to afford protection against arbitrary
acts on the part of the officials and against their making use of obliga-
tions to service for their own purposes. This service (servitium)
embraced obligations of the most different kinds—the boarding, lodging,
and forwarding of those travelling or working on state business, the
acceptance of duties as envoys, and also co-operation in work, and
buildings in the public interest, fortifications, dikes, bridges, and the like.
Definite limitations of this obligatory service were not drawn. Varying
custom formed the standard and was often the only restriction on the
power of the provincial officials who exacted it. But two obligations of
the most general kind may be regarded as the most important and
probably also as the most oppressive—military and judicial service.
In the time of Charles, when warlike undertakings were frequent,
military service must have seemed a heavy burden. It is true that
special military regulations are found. In them, mention is made of
those to whom crown endowments were given, who were bound to
service in war as horsemen, who dwelt scattered over the land and who
were always at the disposal of the central authority ; and in addition we
find troopers, the mounted vassals, on whom royal lands were bestowed,
and who were bound to serve as mounted messengers and in the army.
But the great mass of freemen remained liable to military service1. The
organisation of the army even in the time of Charles was doubtless
the special care of the upper classes, for the supply of the necessary
material of war was entrusted to the nobles capable of furnishing it, and
those bound to service already Used to assemble under the leadership
of their own lords. But nevertheless the principle was maintained
that military service is a national duty of the freeman. The service
was equal for all in spite of the utterly different positions of those
liable. All were obliged to equip and keep themselves. When the call
to arms, the bamiitio in hostem, was raised, all freemen were obliged to
obey under the leadership of their lord or the count. The negligent
were liable to the severe punishment for disregard of the royal command,
the sixty shilling fine, while anyone who left the army without leave
was guilty of herisliz and lost his life as a traitor.
It was in the king's power to allow modifications in particular cases,
in the Merovingian period. The result of the extension of the Empire
was that only partial levies were made. The king could therefore take
into consideration the needs of different districts, and could spare many
classes. The Carlovingians still more than the Merovingians, Charles in
particular, sought to lighten the hardships of universal military service.
These attempts were attached to older measures, but yet they proceeded
1 Few now hold the opinion of Waitz (Verfassungsgeschichte, iv. pp. 533 ff. )
that the possession of land was regarded as a condition of military service in
Merovingian and Carlovingian times, and that the laws of Charles which neglect
this principle are to be regarded as an innovation.
■N


## p. 667 (#699) ############################################

Military Service 667
from new principles. At any rate Charles issued no absolute ordinance,
no law which was to furnish a new basis of service. As in all spheres of
social life, so here too Charles contented himself with measures to meet
particular cases, with ordinances arising from the needs of the moment,
and only valid for certain districts. His reform of the army took shape
through many single rules. But yet it proceeds from the uniform
principle that liability to military service is to be measured by the
circumstances of the one liable. The principle of equal liability of all
freemen, dating back to the old German times, was originally founded
on the assumption of the fairly equal economic position of the free
Germans. This assumption had long been set aside through the forma-
tion of private property and through the immense difference in the
possessions of individuals, but the principle of universal equal liability
to military service had remained. Charles now sought to co-ordinate
this duty to the altered circumstances. This was the new and significant
point in his regulations. Those liable to serve were formally classed
according to their means, a minimum of property being fixed for full
liability. But, as may easily be understood, in the East, only posses-
sions in land were taken into account, while in the more advanced
West, movable goods were also reckoned. A capitulary issued in 807
for the south Prankish district assumes three hides as the minimum for
full personal service, and allows the less wealthy to supply one man for
every three hides, but requires contributions for the equipment and
maintenance of a warrior even from the possessors of only movable
chattels. In the case of the Saxons another capitulary fixed the
standard for furnishing a warrior at six hides when a military under-
taking in Spain or against the Avars was in question; at three hides
when the campaign was directed against Bohemia; but makes no
minimum when the army is to march against the Sorbs. In a further
law, of perhaps general validity, five hides are taken as the unit for
computation of liability. These are all bases, varying in detail, but
all proceeding from a uniform principle. And these principles had a
lasting effect which influenced military organisation of succeeding ages
outside the limits of the Frankish Empire. Other judicial reforms tended
to the relief of the small man from a heavy and oppressive state duty.
The judicial official, especially the count, summoned the freeman of
his Gau, or district, to judicial assemblies. The giving of judgment was
universally the business of the people. Where too frequently used, this
summoning of the people to general assemblies pressed very heavily on
those in more straitened circumstances.
Charles was the first king who protected the small freeman against
too frequent calls. In different ordinances, he directed that the people
should be summoned to judicial assemblies only two or three times in
the year, and that at other assemblies, meeting in case of need, only
those interested in the case were to appear. And in all districts of


## p. 668 (#700) ############################################

668 The Judicial System
the Empire, and indeed beyond it, these measures led to an institution
that lasted for centuries—the unbidden or genuine " Things," the general
assemblies, usually held three times a year, of all those liable to serve,
which stood in contrast to the bidden "Things,11 the judicial assemblies,
which occurred more frequently and doubtless according to need.
This arrangement of three general assemblies a year for judicial
purposes was probably directly connected with the introduction by
Charles of the office of judge. In the Merovingian period it was
already the custom to choose a select number out of the whole body,
who had to propose a verdict, the Rachinburgi who presumably were
appointed for each case. In connexion with this institution Charles
created in the first year of his reign the office of judges (scabini). His
officials appointed from among the prominent men in the county a
somewhat large number, who were officially responsible to the king,
and acted as assistants to the count or one of the judges subordinate to
the king, and on them rested in the first place the duty of pronouncing
judgment. Although there was not the least intention of excluding the
purely popular element from the judicial system, yet through the newly
created office and its judicial work the possibility was opened of dis-
pensing with further participation of the people in all judicial assemblies,
so that popular gatherings should only be summoned three times a year,
and yet the administration of justice not be neglected.
Charles'1 important reform of the judicial system certainly proceeded
from the same intention as is to be observed in the military reforms,
and indeed generally in Charles1 labours—protection for the weak and
oppressed. Not that the monarch sought to hinder the great process
which was bringing the small freeman more and more into dependence
upon a private noble and which in consequence of economic and social
conditions was reducing the class of such freemen. But these measures
manifest a^fconsiderable basis of social and political principle, like those
of every executive which considers in a wide sense the well-being of the
citizens.
Before we examine more minutely the activities and organ of the
State, we must consider the question whether the royal authority was
dependent on the co-operation of the people or certain classes of the
people, and if so, in what manner.
As a Frankish king, Charles was monarch in the true sense of the
word, but he held meetings with people and nobles. Does that then
denote a constitutional limitation of the royal powers?
An account is given of national gatherings by Hincmar of Rheims.
In his work, De Ordine Palatii, he wished to draw a picture of the happy
conditions at the court of Charles the Great for the youthful West
Frankish king Carloman, the grandson of Charles the Bald, and besides
the accounts of men of the older generation, he used a book by Adelhard,
abbot of Corvey, on the Order of the Central Government of Charles.


## p. 669 (#701) ############################################

Assemblies 669
It was the custom, so he relates, for national gatherings to be held not
oftener than twice a year—once to arrange affairs of the Empire for the
current year, the other time for preliminary deliberations for the following
year. In the first all temporal and spiritual nobles took part, but in the
other only the higher nobles and selected councillors. Hincmars account
in so far finds confirmation in contemporary records, that authors and
documents of the end of the eighth and the beginning of the ninth
century speak on the one hand of general national gatherings (conventus
generates, pladta generalia) and on the other of gatherings simply. The
latter are assemblies of the nobles of the whole Empire or particular
districts, but the former are assemblies of the people under arms, military
gatherings, the great general annual meetings, connected with the old
Frankish Marchfield.
The Marchfield originated in the Frankish tribal gatherings. It sur-
vived all changes of constitution in the sixth and seventh centuries, and
maintaining itself at any rate in the Germanic East of the Frankish
Empire, it awoke to new life under the Carlovingian mayors of the
palace.
Pepin postponed the annual assembly of the army to the 1st of May
for military and economic reasons, making it a Campus Madius instead
of a Campus Martins. Charles, however, did not keep to May, but
according to need often chose a later date. Of course the great annual
gathering had long ceased to be a gathering of all the warriors of the
whole Empire. It was a gathering of the levy of the particular time
and of the aristocracy. From the Mayfield the army often marched
immediately to war, but a Mayfield might be held without any military
expedition following, for at the Mayfield business of all kinds was to
be discussed. "Let the Mayfield be summoned," so it runs on one
occasion, "to treat of the safety of the Fatherland and the well-being
of the Franks. " But the assembled people were only there to express
wishes, to bring forward grievances, and to receive decisions. Only the
nobles deliberated with the monarch. In truth, the great annual
assembly was not the organ of a constitutional participation of the
people themselves. The participation of the people was but a fiction.
Important business was to be performed by king and empire, by
king and people in common. This, since the rise of the Carlovingian
dynasty, had been a formal principle, and still was so under Charles
the Great. But in what manner the people were called to co-operate,
who constituted or represented the people, was not laid down. If we
may suppose that in the first days of Carlovingian rule the Marchfield
or Mayfield was regarded as the organ of popular participation, and that
thus a broad popular foundation was desired for the most important
decisions of the Empire, yet in course of time that became less and less
the case, and, at first perhaps occasionally, but later on generally, it was
neglected.
CB. XXI.


## p. 670 (#702) ############################################

670 Decline of the Assemblies
Pepin's Law of Succession of 768 and the elevation of Carloman and
Charles to the throne took place at small gatherings of nobles, and so
did Charles1 proclamation as successor of his brother in 771 and the
important settlement of the Empire in 806. Even important acts of
legislation were not taken in hand at the great annual gatherings, but
at assemblies of nobles, for instance the decrees of the Capittdare
Heristallense of 779, and the incisive rules of the Saxon Law of 797,
and perhaps also the comprehensive legislative measures of 802. It was
therefore no innovation when under Louis the Pious important laws in
the year 816, and the extensive legislation of the year 819, were
debated, not at general assemblies of the Empire, but at small meetings
of nobles1. Without doubt, there was no longer any true participation
by the people. Even if it was customary under Charles also to hold a
general assembly every year and there to discuss all important affairs of
the Empire, especially questions of legislation, yet the monarch was
perfectly free to deal with even the most important questions at only a
small meeting of nobles.
If we keep these facts in view, we must ask to what purpose was the
clumsy institution of the Mayfield? Now that the requirement of the
constitution that the people should meet annually to co-operate with
the central government was enfeebled, and was now regarded as satisfied
if the monarch consulted a considerable number of nobles and took their
advice, the sole justification for the perpetuation of the Mayfield lay in
military matters; to assemble the army and prepare for a campaign.
For this reason, too, Charles chose different dates for holding the May-
field, holding it amongst other times in the autumn, just as military
needs required. The advantage of holding an annual review of the
available forces could not outbalance the heavy sacrifice imposed upon
the small man. Even the one very important purpose of affording all
classes of the population the opportunity of a personal connexion with
the centre of government, was no longer of great weight. Owing to
the great extension of the Empire it was no longer possible, and it was
besides satisfied by the institution of the king's envoys (mUri dominici).
Thus in the nintb century in times of peace the important reasons for
the assembling of the people in arms were lacking. In other words, the
Mayfield lost its justification from the moment that war was no longer
a regular expression of the life of the State. The Mayfield necessarily
disappeared when the great regular military expeditions ceased. This
was already the case in the latter years of the reign of Charles the Great
and under Louis the Pious. There still occurs for a time the contrast of
placita generalia and placita in the old sense, that is in the sense that
by the one was meant the assembly of the people equipped for war, and
by the other the meetings of the nobles. But even in the latter part of
1 Cf. the proof in Seeliger, Volksrecht und KSnigsrecht, pp. 336 ff.


## p. 671 (#703) ############################################

Decline of the Assemblies 671
the reign of Charles the former no longer took place annually, and instead
of the people, only the nobles were summoned.
The transition from the old assembly of the army to the meetings
of the nobles was easily and smoothly accomplished in the following
manner. The spiritual and temporal nobles who acted at the Mayfields
as the representatives of the people were responsible for the carrying
out of the royal summons to the great annual gatherings. To them
the command was issued to appear fully equipped—hostiliter. That
implied the mobilisation of the forces as well as the call to the great
annual assembly. Inasmuch as the command to the nobles now was to
appear in the royal presence not hostiliter but simpliciter, i. e. not with
the people under arms but with a simple escort, the change required
by circumstances was brought about. The great annual gatherings
which in earlier times had been gatherings of the nation under arms
(Marchfield, Mayfield), became general meetings of nobles. There still
existed a difference between the general and the little assembly, but it
meant by this time a distinction between general and special meetings
of nobles. And Hincmar, who lived two generations later than Charles,
knew, as may easily be understood, only national gatherings of an
aristocratic character. He understood the difference between the great
and the little assembly in the sense of his own time, namely as between
two kinds of meetings of nobles. If he then attributes only pre-
liminary deliberations to the smaller gatherings, the composition of
which was, as a matter of fact, dependent on the will of the monarch,
and ascribes real decisions only to the general meetings of nobles, this
arises from his aristocratic conception of the constitution and from his
desire to assign to the aristocracy the position of a second independent
power beside the monarch. But the age of Charles the Great knew
nothing of this.
Thus the genuinely Germanic participation of the people in the
government of the State appears strongly repressed under Charles
the Great. In the Merovingian period it already seemed occasionally
quite subdued, while with the rise of the Germanic dynasty of the
Carlovingians it made a vigorous struggle to the front again, but it
was really checked by the great personality of Charles and at the same
time by the advance of the theocratic element in the monarchical
authority. Charles the Great did not bind himself to ask the assent
of a national assembly of definite organisation, but transacted the most
important state business only at small gatherings of nobles, and thus
made any visible limitation of his monarchical power by people or
aristocracy illusory, and reduced the participation of the people as a
matter of fact to a consultation of those classes of the people whose
co-operation seemed to him desirable according to the occasion. At one
time he laid the matter before the great annual gathering, at another
before a small meeting of nobles, at another before the representatives


## p. 672 (#704) ############################################

672 Law
of the tribe concerned in the new laws. But in spite of this, there
remains the peculiar fact that reference is always made to participation
by the subjects and that it was clearly regarded as necessary. Thus we
can say that the idea of participation by the people was not fully over-
come even by the violent effort of the monarchy under Charles the Great.
It was greatly hindered, but it lived on to attain new force in favourable
circumstances.
Is a similar relation of king and people to be observed in connexion
with the formation of Law and with legislation?
Law is • formed by custom and legislation. For a long time the
formation of Law through custom preponderated among the Germanic
peoples. Though many a precept had been given in old times, and
many a sage had acted as lawgiver, the systematic development of Law
through legislation belongs to a later stage of civilisation, to the time
when the Germanic races had come under the influence of the superior
Roman civilisation. From the fifth century the Germanic peoples in
the mass, the West Goths, the Franks, the Burgundians, the Alemanni,
the Bavarians, the Frisians, the Saxons, attained step by step to a
written form of their Laws as they came into immediate contact with
Roman civilisation. These great systematic codices, called the "Folk-
rights," were intended for the most part only to formulate the Right
already existing among the people, but naturally they frequently
advanced consciously or unconsciously to new statutes. And then
in the Frankish kingdoms, from the sixth century onwards, appended
to the Folkright, came special laws, royal regulations which supple-
mented or modified the outlines of the Folkright, or dealt with new
spheres of law. From the eighth decade of the ninth century these
special edicts of the kings, on account of their divisions into smaller
sections (capitula), were called Capitularies, an expression which has been
generally adopted by modern historians. Folkright and Capitularies
are the two great sources of the Frankish period which afford informa-
tion regarding the laws of corporate life on all sides. They are the
result of those new demands of a more definite corporate life with
common aims, demands which were already arising in the older Mero-
vingian period and reached the summit of their development and their
fullest satisfaction through Charles the Great.
In the year 802—so relate the Annates Laureshamenses—the Emperor
Charles summoned the dukes, counts, and the rest of the people with
the legislators, recited and amended the different Folkrights and caused
them when so amended to be written down, and issued the rule that the
judges should judge only according to the written Law. This account,
freed from its exaggerations, agrees with the report of the historian
Einhard, "When Charles the Great, after accepting the imperial dignity,
observed that there were many defects in the laws of the people and that
the Franks have two Laws differing from each other in many points,


## p. 673 (#705) ############################################

The Assembly of 802 673
he intended supplying what was lacking, harmonising what was con-
tradictory, improving what was bad and useless. But of all this he only
carried through the addition to the laws of some chapters, and even
these incomplete. The still unwritten Laws of all the peoples who
were subject to his rule, he caused to be written down. " The trans-
mission of the laws entirely confirms the accuracy of these accounts.
Numerous manuscripts of the Salic and Ripuarian Folkrights testify
that in the Carlovingian period, and apparently at Charles the Great's
instigation, steps were taken towards re-writing the old laws, but only
verbal improvements were intended, not the removal of clauses that had
long ceased to be effective. We know further that Charles caused
hitherto unwritten Laws to be written down—perhaps portions of
the Frisian Folkright, certainly those of the Saxons, Thuringians, and
the Chamavi. The Assembly of Aachen of 802 must be regarded as
the scene of these legislative efforts. Hither were summoned those
familiar with the Laws of the different tribes in order to procure the
material.
But the great Emperor's comprehensive scheme of reform remained
unaccomplished, and it was necessary to issue numerous regulations on
particular points to correct and to supplement the old copies in order to
satisfy the need for a development of the Law. It was through the
Capitularies that this was accomplished. They had long been known in
the kingdom of the Franks, but under Charles the Great they attained
the vast extent to which the remains that have come down to us
testify.
Year by year prescripts of every possible kind were issued, decrees
which claimed validity either in the whole kingdom or in single districts,
rules of a general or special character, explanations of existing regula-
tions of these Laws, supplements to correct conspicuous deficiencies in
previous laws, and in addition directions for the state officials in their
government.