The fact that correlations and connections of unusual
kinds occur adds to the difficulty of inferring things from sense and
of expressing physics in terms of sense-data.
kinds occur adds to the difficulty of inferring things from sense and
of expressing physics in terms of sense-data.
Mysticism and Logic and Other Essays by Bertrand Russell
To the physicist the "place at which" is
the more interesting, and the "sensibile" accordingly appears to him
physical and external. The causes, limits and partial justification of
each of these two apparently incompatible views are evident from the
above duplicity of places associated with a given "sensibile. "
We have seen that we can assign to a physical thing a place in the
perspective space. In this way different parts of our body acquire
positions in perspective space, and therefore there is a meaning
(whether true or false need not much concern us) in saying that the
perspective to which our sense-data belong is inside our head. Since
our mind is correlated with the perspective to which our sense-data
belong, we may regard this perspective as being the position of our
mind in perspective space. If, therefore, this perspective is, in the
above defined sense, inside our head, there is a good meaning for the
statement that the mind is in the head. We can now say of the various
appearances of a given thing that some of them are nearer to the thing
than others; those are nearer which belong to perspectives that are
nearer to "the place where the thing is. " We can thus find a meaning,
true or false, for the statement that more is to be learnt about a
thing by examining it close to than by viewing it from a distance. We
can also find a meaning for the phrase "the things which intervene
between the subject and a thing of which an appearance is a datum to
him. " One reason often alleged for the subjectivity of sense-data is
that the appearance of a thing may change when we find it hard to
suppose that the thing itself has changed--for example, when the
change is due to our shutting our eyes, or to our screwing them up so
as to make the thing look double. If the thing is defined as the class
of its appearances (which is the definition adopted above), there is
of course necessarily _some_ change in the thing whenever any one of
its appearances changes. Nevertheless there is a very important
distinction between two different ways in which the appearances may
change. If after looking at a thing I shut my eyes, the appearance of
my eyes changes in every perspective in which there is such an
appearance, whereas most of the appearances of the thing will remain
unchanged. We may say, as a matter of definition, that a thing changes
when, however near to the thing an appearance of it may be, there are
changes in appearances as near as, or still nearer to, the thing. On
the other hand we shall say that the change is in some other thing if
all appearances of the thing which are at not more than a certain
distance from the thing remain unchanged, while only comparatively
distant appearances of the thing are altered. From this consideration
we are naturally led to the consideration of _matter_, which must be
our next topic.
IX. THE DEFINITION OF MATTER
We defined the "physical thing" as the class of its appearances, but
this can hardly be taken as a definition of matter. We want to be able
to express the fact that the appearance of a thing in a given
perspective is causally affected by the matter between the thing and
the perspective. We have found a meaning for "between a thing and a
perspective. " But we want matter to be something other than the whole
class of appearances of a thing, in order to state the influence of
matter on appearances.
We commonly assume that the information we get about a thing is more
accurate when the thing is nearer. Far off, we see it is a man; then
we see it is Jones; then we see he is smiling. Complete accuracy would
only be attainable as a limit: if the appearances of Jones as we
approach him tend towards a limit, that limit may be taken to be what
Jones really is. It is obvious that from the point of view of physics
the appearances of a thing close to "count" more than the appearances
far off. We may therefore set up the following tentative definition:
The _matter_ of a given thing is the limit of its appearances as their
distance from the thing diminishes.
It seems probable that there is something in this definition, but it
is not quite satisfactory, because empirically there is no such limit
to be obtained from sense-data. The definition will have to be eked
out by constructions and definitions. But probably it suggests the
right direction in which to look.
We are now in a position to understand in outline the reverse journey
from matter to sense-data which is performed by physics. The
appearance of a thing in a given perspective is a function of the
matter composing the thing and of the intervening matter. The
appearance of a thing is altered by intervening smoke or mist, by blue
spectacles or by alterations in the sense-organs or nerves of the
percipient (which also must be reckoned as part of the intervening
medium). The nearer we approach to the thing, the less its appearance
is affected by the intervening matter. As we travel further and
further from the thing, its appearances diverge more and more from
their initial character; and the causal laws of their divergence are
to be stated in terms of the matter which lies between them and the
thing. Since the appearances at very small distances are less affected
by causes other than the thing itself, we come to think that the limit
towards which these appearances tend as the distance diminishes is
what the thing "really is," as opposed to what it merely seems to be.
This, together with its necessity for the statement of causal laws,
seems to be the source of the entirely erroneous feeling that matter
is more "real" than sense-data.
Consider for example the infinite divisibility of matter. In looking
at a given thing and approaching it, one sense-datum will become
several, and each of these will again divide. Thus _one_ appearance
may represent _many_ things, and to this process there seems no end.
Hence in the limit, when we approach indefinitely near to the thing
there will be an indefinite number of units of matter corresponding to
what, at a finite distance, is only one appearance. This is how
infinite divisibility arises.
The whole causal efficacy of a thing resides in its matter. This is in
some sense an empirical fact, but it would be hard to state it
precisely, because "causal efficacy" is difficult to define.
What can be known empirically about the matter of a thing is only
approximate, because we cannot get to know the appearances of the
thing from very small distances, and cannot accurately infer the limit
of these appearances. But it _is_ inferred _approximately_ by means of
the appearances we can observe. It then turns out that these
appearances can be exhibited by physics as a function of the matter
in our immediate neighbourhood; e. g. the visual appearance of a
distant object is a function of the light-waves that reach the eyes.
This leads to confusions of thought, but offers no real difficulty.
One appearance, of a visible object for example, is not sufficient to
determine its other simultaneous appearances, although it goes a
certain distance towards determining them. The determination of the
hidden structure of a thing, so far as it is possible at all, can only
be effected by means of elaborate dynamical inferences.
X. TIME[30]
It seems that the one all-embracing time is a construction, like the
one all-embracing space. Physics itself has become conscious of this
fact through the discussions connected with relativity.
Between two perspectives which both belong to one person's experience,
there will be a direct time-relation of before and after. This
suggests a way of dividing history in the same sort of way as it is
divided by different experiences, but without introducing experience
or anything mental: we may define a "biography" as everything that is
(directly) earlier or later than, or simultaneous with, a given
"sensibile. " This will give a series of perspectives, which _might_
all form parts of one person's experience, though it is not necessary
that all or any of them should actually do so. By this means, the
history of the world is divided into a number of mutually exclusive
biographies.
We have now to correlate the times in the different biographies. The
natural thing would be to say that the appearances of a given
(momentary) thing in two different perspectives belonging to different
biographies are to be taken as simultaneous; but this is not
convenient. Suppose _A_ shouts to _B_, and _B_ replies as soon as he
hears _A's_ shout. Then between _A's_ hearing of his own shout and his
hearing of _B's_ there is an interval; thus if we made _A's_ and _B's_
hearing of the same shout exactly simultaneous with each other, we
should have events exactly simultaneous with a given event but not
with each other. To obviate this, we assume a "velocity of sound. "
That is, we assume that the time when _B_ hears _A's_ shout is
half-way between the time when _A_ hears his own shout and the time
when he hears _B's_. In this way the correlation is effected.
What has been said about sound applies of course equally to light. The
general principle is that the appearances, in different perspectives,
which are to be grouped together as constituting what a certain thing
is at a certain moment, are not to be all regarded as being at that
moment. On the contrary they spread outward from the thing with
various velocities according to the nature of the appearances. Since
no _direct_ means exist of correlating the time in one biography with
the time in another, this temporal grouping of the appearances
belonging to a given thing at a given moment is in part conventional.
Its motive is partly to secure the verification of such maxims as that
events which are exactly simultaneous with the same event are exactly
simultaneous with one another, partly to secure convenience in the
formulation of causal laws.
XI. THE PERSISTENCE OF THINGS AND MATTER
Apart from any of the fluctuating hypotheses of physics, three main
problems arise in connecting the world of physics with the world of
sense, namely:
1. the construction of a single space;
2. the construction of a single time;
3. the construction of permanent things or matter.
We have already considered the first and second of these problems; it
remains to consider the third.
We have seen how correlated appearances in different perspectives are
combined to form one "thing" at one moment in the all-embracing time
of physics. We have now to consider how appearances at different times
are combined as belonging to one "thing," and how we arrive at the
persistent "matter" of physics. The assumption of permanent substance,
which technically underlies the procedure of physics, cannot of course
be regarded as metaphysically legitimate: just as the one thing
simultaneously seen by many people is a construction, so the one thing
seen at different times by the same or different people must be a
construction, being in fact nothing but a certain grouping of certain
"sensibilia. "
We have seen that the momentary state of a "thing" is an assemblage of
"sensibilia," in different perspectives, not all simultaneous in the
one constructed time, but spreading out from "the place where the
thing is" with velocities depending upon the nature of the
"sensibilia. " The time _at_ which the "thing" is in this state is the
lower limit of the times at which these appearances occur. We have now
to consider what leads us to speak of another set of appearances as
belonging to the same "thing" at a different time.
For this purpose, we may, at least to begin with, confine ourselves
within a single biography. If we can always say when two "sensibilia"
in a given biography are appearances of one thing, then, since we have
seen how to connect "sensibilia" in different biographies as
appearances of the same momentary state of a thing, we shall have all
that is necessary for the complete construction of the history of a
thing.
It is to be observed, to begin with, that the identity of a thing for
common sense is not always correlated with the identity of matter for
physics. A human body is one persisting thing for common sense, but
for physics its matter is constantly changing. We may say, broadly,
that the common-sense conception is based upon continuity in
appearances at the ordinary distances of sense-data, while the
physical conception is based upon the continuity of appearances at
very small distances from the thing. It is probable that the
common-sense conception is not capable of complete precision. Let us
therefore concentrate our attention upon the conception of the
persistence of matter in physics.
The first characteristic of two appearances of the same piece of
matter at different times is _continuity_. The two appearances must be
connected by a series of intermediaries, which, if time and space form
compact series, must themselves form a compact series. The colour of
the leaves is different in autumn from what it is in summer; but we
believe that the change occurs gradually, and that, if the colours are
different at two given times, there are intermediate times at which
the colours are intermediate between those at the given times.
But there are two considerations that are important as regards
continuity.
First, it is largely hypothetical. We do not observe any one thing
continuously, and it is merely a hypothesis to assume that, while we
are not observing it, it passes through conditions intermediate
between those in which it is perceived. During uninterrupted
observation, it is true, continuity is nearly verified; but even here,
when motions are very rapid, as in the case of explosions, the
continuity is not actually capable of direct verification. Thus we can
only say that the sense-data are found to _permit_ a hypothetical
complement of "sensibilia" such as will preserve continuity, and that
therefore there _may_ be such a complement. Since, however, we have
already made such use of hypothetical "sensibilia," we will let this
point pass, and admit such "sensibilia" as are required to preserve
continuity.
Secondly, continuity is not a sufficient criterion of material
identity. It is true that in many cases, such as rocks, mountains,
tables, chairs, etc. , where the appearances change slowly, continuity
is sufficient, but in other cases, such as the parts of an
approximately homogeneous fluid, it fails us utterly. We can travel by
sensibly continuous gradations from any one drop of the sea at any one
time to any other drop at any other time. We infer the motions of
sea-water from the effects of the current, but they cannot be inferred
from direct sensible observation together with the assumption of
continuity.
The characteristic required in addition to continuity is conformity
with the laws of dynamics. Starting from what common sense regards as
persistent things, and making only such modifications as from time to
time seem reasonable, we arrive at assemblages of "sensibilia" which
are found to obey certain simple laws, namely those of dynamics. By
regarding "sensibilia" at different times as belonging to the same
piece of matter, we are able to define _motion_, which presupposes the
assumption or construction of something persisting throughout the
time of the motion. The motions which are regarded as occurring,
during a period in which all the "sensibilia" and the times of their
appearance are given, will be different according to the manner in
which we combine "sensibilia" at different times as belonging to the
same piece of matter. Thus even when the whole history of the world is
given in every particular, the question what motions take place is
still to a certain extent arbitrary even after the assumption of
continuity. Experience shows that it is possible to determine motions
in such a way as to satisfy the laws of dynamics, and that this
determination, roughly and on the whole, is fairly in agreement with
the common-sense opinions about persistent things. This determination,
therefore, is adopted, and leads to a criterion by which we can
determine, sometimes practically, sometimes only theoretically,
whether two appearances at different times are to be regarded as
belonging to the same piece of matter. The persistence of all matter
throughout all time can, I imagine, be secured by definition.
To recommend this conclusion, we must consider what it is that is
proved by the empirical success of physics. What is proved is that its
hypotheses, though unverifiable where they go beyond sense-data, are
at no point in contradiction with sense-data, but, on the contrary,
are ideally such as to render all sense-data calculable when a
sufficient collection of "sensibilia" is given. Now physics has found
it empirically possible to collect sense-data into series, each series
being regarded as belonging to one "thing," and behaving, with regard
to the laws of physics, in a way in which series not belonging to one
thing would in general not behave. If it is to be unambiguous whether
two appearances belong to the same thing or not, there must be only
one way of grouping appearances so that the resulting things obey the
laws of physics. It would be very difficult to prove that this is the
case, but for our present purposes we may let this point pass, and
assume that there is only one way. Thus we may lay down the following
definition: _Physical things are those series of appearances whose
matter obeys the laws of physics_. That such series exist is an
empirical fact, which constitutes the verifiability of physics.
XII. ILLUSIONS, HALLUCINATIONS, AND DREAMS
It remains to ask how, in our system, we are to find a place for
sense-data which apparently fail to have the usual connection with the
world of physics. Such sense-data are of various kinds, requiring
somewhat different treatment. But all are of the sort that would be
called "unreal," and therefore, before embarking upon the discussion,
certain logical remarks must be made upon the conceptions of reality
and unreality.
Mr. A. Wolf[31] says:
"The conception of mind as a system of transparent activities is,
I think, also untenable because of its failure to account for the
very possibility of dreams and hallucinations. It seems impossible
to realise how a bare, transparent activity can be directed to
what is not there, to apprehend what is not given. "
This statement is one which, probably, most people would endorse. But
it is open to two objections. First it is difficult to see how an
activity, however un-"transparent," can be directed towards a nothing:
a term of a relation cannot be a mere nonentity. Secondly, no reason
is given, and I am convinced that none can be given, for the assertion
that dream-objects are not "there" and not "given. " Let us take the
second point first.
(1) The belief that dream-objects are not given comes, I think, from
failure to distinguish, as regards waking life, between the
sense-datum and the corresponding "thing. " In dreams, there is no such
corresponding "thing" as the dreamer supposes; if, therefore, the
"thing" were given in waking life, as e. g. Meinong maintains,[32] then
there would be a difference in respect of givenness between dreams and
waking life. But if, as we have maintained, what is given is never the
thing, but merely one of the "sensibilia" which compose the thing,
then what we apprehend in a dream is just as much given as what we
apprehend in waking life.
Exactly the same argument applies as to the dream-objects being
"there. " They have their position in the private space of the
perspective of the dreamer; where they fail is in their correlation
with other private spaces and therefore with perspective space. But in
the only sense in which "there" can be a datum, they are "there" just
as truly as any of the sense-data of waking life.
(2) The conception of "illusion" or "unreality," and the correlative
conception of "reality," are generally used in a way which embodies
profound logical confusions. Words that go in pairs, such as "real"
and "unreal," "existent" and "non-existent," "valid" and "invalid,"
etc. , are all derived from the one fundamental pair, "true" and
"false. " Now "true" and "false" are applicable only--except in
derivative significations--to _propositions_. Thus wherever the above
pairs can be significantly applied, we must be dealing either with
propositions or with such incomplete phrases as only acquire meaning
when put into a context which, with them, forms a proposition. Thus
such pairs of words can be applied to _descriptions_,[33] but not to
proper names: in other words, they have no application whatever to
data, but only to entities or non-entities described in terms of data.
Let us illustrate by the terms "existence" and "non-existence. " Given
any datum _x_, it is meaningless either to assert or to deny that _x_
"exists. " We might be tempted to say: "Of course _x_ exists, for
otherwise it could not be a datum. " But such a statement is really
meaningless, although it is significant and true to say "My present
sense-datum exists," and it may also be true that "_x_ is my present
sense-datum. " The inference from these two propositions to "_x_
exists" is one which seems irresistible to people unaccustomed to
logic; yet the apparent proposition inferred is not merely false, but
strictly meaningless. To say "My present sense-datum exists" is to say
(roughly): "There is an object of which 'my present sense-datum' is a
description. " But we cannot say: "There is an object of which '_x_' is
a description," because '_x_' is (in the case we are supposing) a
name, not a description. Dr. Whitehead and I have explained this point
fully elsewhere (_loc. cit. _) with the help of symbols, without which
it is hard to understand; I shall not therefore here repeat the
demonstration of the above propositions, but shall proceed with their
application to our present problem.
The fact that "existence" is only applicable to descriptions is
concealed by the use of what are grammatically proper names in a way
which really transforms them into descriptions. It is, for example, a
legitimate question whether Homer existed; but here "Homer" means
"the author of the Homeric poems," and is a description. Similarly we
may ask whether God exists; but then "God" means "the Supreme Being"
or "the _ens realissimum_" or whatever other description we may
prefer. If "God" were a proper name, God would have to be a datum; and
then no question could arise as to His existence. The distinction
between existence and other predicates, which Kant obscurely felt, is
brought to light by the theory of descriptions, and is seen to remove
"existence" altogether from the fundamental notions of metaphysics.
What has been said about "existence" applies equally to "reality,"
which may, in fact, be taken as synonymous with "existence. "
Concerning the immediate objects in illusions, hallucinations, and
dreams, it is meaningless to ask whether they "exist" or are "real. "
There they are, and that ends the matter. But we may legitimately
inquire as to the existence or reality of "things" or other
"sensibilia" inferred from such objects. It is the unreality of these
"things" and other "sensibilia," together with a failure to notice
that they are not data, which has led to the view that the objects of
dreams are unreal.
We may now apply these considerations in detail to the stock arguments
against realism, though what is to be said will be mainly a repetition
of what others have said before.
(1) We have first the variety of normal appearances, supposed to be
incompatible. This is the case of the different shapes and colours
which a given thing presents to different spectators. Locke's water
which seems both hot and cold belongs to this class of cases. Our
system of different perspectives fully accounts for these cases, and
shows that they afford no argument against realism.
(2) We have cases where the correlation between different senses is
unusual. The bent stick in water belongs here. People say it looks
bent but is straight: this only means that it is straight to the
touch, though bent to sight. There is no "illusion," but only a false
inference, if we think that the stick would feel bent to the touch.
The stick would look just as bent in a photograph, and, as Mr.
Gladstone used to say, "the photograph cannot lie. "[34] The case of
seeing double also belongs here, though in this case the cause of the
unusual correlation is physiological, and would therefore not operate
in a photograph. It is a mistake to ask whether the "thing" is
duplicated when we see it double. The "thing" is a whole system of
"sensibilia," and it is only those visual "sensibilia" which are data
to the percipient that are duplicated. The phenomenon has a purely
physiological explanation; indeed, in view of our having two eyes, it
is in less need of explanation than the single visual sense-datum
which we normally obtain from the things on which we focus.
(3) We come now to cases like dreams, which may, at the moment of
dreaming, contain nothing to arouse suspicion, but are condemned on the
ground of their supposed incompatibility with earlier and later data. Of
course it often happens that dream-objects fail to behave in the
accustomed manner: heavy objects fly, solid objects melt, babies turn
into pigs or undergo even greater changes. But none of these unusual
occurrences _need_ happen in a dream, and it is not on account of such
occurrences that dream-objects are called "unreal. " It is their lack of
continuity with the dreamer's past and future that makes him, when he
wakes, condemn them; and it is their lack of correlation with other
private worlds that makes others condemn them. Omitting the latter
ground, our reason for condemning them is that the "things" which we
infer from them cannot be combined according to the laws of physics with
the "things" inferred from waking sense-data. This might be used to
condemn the "things" inferred from the data of dreams. Dream-data are no
doubt appearances of "things," but not of such "things" as the dreamer
supposes. I have no wish to combat psychological theories of dreams,
such as those of the psycho-analysts. But there certainly are cases
where (whatever psychological causes may contribute) the presence of
physical causes also is very evident. For instance, a door banging may
produce a dream of a naval engagement, with images of battleships and
sea and smoke. The whole dream will be an appearance of the door
banging, but owing to the peculiar condition of the body (especially the
brain) during sleep, this appearance is not that expected to be produced
by a door banging, and thus the dreamer is led to entertain false
beliefs. But his sense-data are still physical, and are such as a
completed physics would include and calculate.
(4) The last class of illusions are those which cannot be discovered
within one person's experience, except through the discovery of
discrepancies with the experiences of others. Dreams might conceivably
belong to this class, if they were jointed sufficiently neatly into
waking life; but the chief instances are recurrent sensory
hallucinations of the kind that lead to insanity. What makes the
patient, in such cases, become what others call insane is the fact
that, within his own experience, there is nothing to show that the
hallucinatory sense-data do not have the usual kind of connection with
"sensibilia" in other perspectives. Of course he may learn this
through testimony, but he probably finds it simpler to suppose that
the testimony is untrue and that he is being wilfully deceived. There
is, so far as I can see, no theoretical criterion by which the patient
can decide, in such a case, between the two equally satisfactory
hypotheses of his madness and of his friends' mendacity.
From the above instances it would appear that abnormal sense-data, of
the kind which we regard as deceptive, have intrinsically just the
same status as any others, but differ as regards their correlations or
causal connections with other "sensibilia" and with "things. " Since
the usual correlations and connections become part of our unreflective
expectations, and even seem, except to the psychologist, to form part
of our data, it comes to be thought, mistakenly, that in such cases
the data are unreal, whereas they are merely the causes of false
inferences.
The fact that correlations and connections of unusual
kinds occur adds to the difficulty of inferring things from sense and
of expressing physics in terms of sense-data. But the unusualness
would seem to be always physically or physiologically explicable, and
therefore raises only a complication, not a philosophical objection.
I conclude, therefore, that no valid objection exists to the view
which regards sense-data as part of the actual substance of the
physical world, and that, on the other hand, this view is the only one
which accounts for the empirical verifiability of physics. In the
present paper, I have given only a rough preliminary sketch. In
particular, the part played by _time_ in the construction of the
physical world is, I think, more fundamental than would appear from
the above account. I should hope that, with further elaboration, the
part played by unperceived "sensibilia" could be indefinitely
diminished, probably by invoking the history of a "thing" to eke out
the inferences derivable from its momentary appearance.
FOOTNOTES:
[29] _Proc. Arist. Soc. _, 1909-1910, pp. 191-218.
[30] On this subject, compare _A Theory of Time and Space_, by Mr.
A. A. Robb (Camb. Univ. Press), which first suggested to me the views
advocated here, though I have, for present purposes, omitted what is
most interesting and novel in his theory. Mr. Robb has given a sketch
of his theory in a pamphlet with the same title (Heffer and Sons,
Cambridge, 1913).
[31] "Natural Realism and Present Tendencies in Philosophy," _Proc.
Arist. Soc. _, 1908-1909, p. 165.
[32] _Die Erfahrungsgrundlagen unseres Wissens_, p. 28.
[33] Cf. _Principia Mathematica_, Vol. I, * 14, and Introduction,
Chap. III. For the definition of _existence_, cf. * 14. 02.
[34] Cf. Edwin B. Holt, _The Place of Illusory Experience in a
Realistic World. _ "The New Realism," p. 303, both on this point and as
regards _seeing double_.
IX
ON THE NOTION OF CAUSE
In the following paper I wish, first, to maintain that the word
"cause" is so inextricably bound up with misleading associations as to
make its complete extrusion from the philosophical vocabulary
desirable; secondly, to inquire what principle, if any, is employed in
science in place of the supposed "law of causality" which philosophers
imagine to be employed; thirdly, to exhibit certain confusions,
especially in regard to teleology and determinism, which appear to me
to be connected with erroneous notions as to causality.
All philosophers, of every school, imagine that causation is one of
the fundamental axioms or postulates of science, yet, oddly enough, in
advanced sciences such as gravitational astronomy, the word "cause"
never occurs. Dr. James Ward, in his _Naturalism and Agnosticism_,
makes this a ground of complaint against physics: the business of
those who wish to ascertain the ultimate truth about the world, he
apparently thinks, should be the discovery of causes, yet physics
never even seeks them. To me it seems that philosophy ought not to
assume such legislative functions, and that the reason why physics has
ceased to look for causes is that, in fact, there are no such things.
The law of causality, I believe, like much that passes muster among
philosophers, is a relic of a bygone age, surviving, like the
monarchy, only because it is erroneously supposed to do no harm. In
order to find out what philosophers commonly understand by "cause," I
consulted Baldwin's _Dictionary_, and was rewarded beyond my
expectations, for I found the following three mutually incompatible
definitions:--
"CAUSALITY. (1) The necessary connection of events in the
time-series. . . .
"CAUSE (notion of). Whatever may be included in the thought or
perception of a process as taking place in consequence of
another process. . . .
"CAUSE AND EFFECT. (1) Cause and effect . . . are correlative terms
denoting any two distinguishable things, phases, or aspects of
reality, which are so related to each other that whenever the
first ceases to exist the second comes into existence
immediately after, and whenever the second comes into existence
the first has ceased to exist immediately before. "
Let us consider these three definitions in turn. The first, obviously,
is unintelligible without a definition of "necessary. " Under this
head, Baldwin's _Dictionary_ gives the following:--
"NECESSARY. That is necessary which not only is true, but would
be true under all circumstances. Something more than brute
compulsion is, therefore, involved in the conception; there is
a general law under which the thing takes place. "
The notion of cause is so intimately connected with that of necessity
that it will be no digression to linger over the above definition,
with a view to discovering, if possible, _some_ meaning of which it is
capable; for, as it stands, it is very far from having any definite
signification.
The first point to notice is that, if any meaning is to be given to
the phrase "would be true under all circumstances," the subject of it
must be a propositional function, not a proposition. [35] A
proposition is simply true or false, and that ends the matter: there
can be no question of "circumstances. " "Charles I's head was cut off"
is just as true in summer as in winter, on Sundays as on Mondays. Thus
when it is worth saying that something "would be true under all
circumstances," the something in question must be a propositional
function, i. e. an expression containing a variable, and becoming a
proposition when a value is assigned to the variable; the varying
"circumstances" alluded to are then the different values of which the
variable is capable. Thus if "necessary" means "what is true under all
circumstances," then "if _x_ is a man, _x_ is mortal" is necessary,
because it is true for any possible value of _x_. Thus we should be
led to the following definition:--
"NECESSARY is a predicate of a propositional function, meaning
that it is true for all possible values of its argument or
arguments. "
Unfortunately, however, the definition in Baldwin's _Dictionary_ says
that what is necessary is not only "true under all circumstances" but
is also "true. " Now these two are incompatible. Only propositions can
be "true," and only propositional functions can be "true under all
circumstances. " Hence the definition as it stands is nonsense. What is
meant seems to be this: "A proposition is necessary when it is a value
of a propositional function which is true under all circumstances,
i. e. for all values of its argument or arguments. " But if we adopt
this definition, the same proposition will be necessary or contingent
according as we choose one or other of its terms as the argument to
our propositional function. For example, "if Socrates is a man,
Socrates is mortal," is necessary if Socrates is chosen as argument,
but not if _man_ or _mortal_ is chosen. Again, "if Socrates is a man,
Plato is mortal," will be necessary if either Socrates or _man_ is
chosen as argument, but not if Plato or _mortal_ is chosen. However,
this difficulty can be overcome by specifying the constituent which is
to be regarded as argument, and we thus arrive at the following
definition:
"A proposition is _necessary_ with respect to a given constituent if
it remains true when that constituent is altered in any way compatible
with the proposition remaining significant. "
We may now apply this definition to the definition of causality quoted
above. It is obvious that the argument must be the time at which the
earlier event occurs. Thus an instance of causality will be such as:
"If the event [Math: e_{1}] occurs at the time [Math: t_{1}], it will
be followed by the event [Math: e_{2}]. " This proposition is intended
to be necessary with respect to [Math: t_{1}], i. e. to remain true
however [Math: t_{1}] may be varied. Causality, as a universal law,
will then be the following: "Given any event [Math: t_{1}], there is
an event [Math: e_{2}] such that, whenever [Math: t_{1}] occurs,
[Math: e_{2}] occurs later. " But before this can be considered
precise, we must specify how much later [Math: e_{2}] is to occur.
Thus the principle becomes:--
"Given any event [Math: e_{1}], there is an event [Math: e_{2}] and a
time-interval ? such that, whenever [Math: e_{1}] occurs, [Math:
e_{2}] follows after an interval ? . "
I am not concerned as yet to consider whether this law is true or
false. For the present, I am merely concerned to discover what the law
of causality is supposed to be. I pass, therefore, to the other
definitions quoted above.
The second definition need not detain us long, for two reasons. First,
because it is psychological: not the "thought or perception" of a
process, but the process itself, must be what concerns us in
considering causality. Secondly, because it is circular: in speaking
of a process as "taking place in consequence of" another process, it
introduces the very notion of cause which was to be defined.
The third definition is by far the most precise; indeed as regards
clearness it leaves nothing to be desired. But a great difficulty is
caused by the temporal contiguity of cause and effect which the
definition asserts. No two instants are contiguous, since the
time-series is compact; hence either the cause or the effect or both
must, if the definition is correct, endure for a finite time; indeed,
by the wording of the definition it is plain that both are assumed to
endure for a finite time. But then we are faced with a dilemma: if the
cause is a process involving change within itself, we shall require
(if causality is universal) causal relations between its earlier and
later parts; moreover, it would seem that only the later parts can be
relevant to the effect, since the earlier parts are not contiguous to
the effect, and therefore (by the definition) cannot influence the
effect. Thus we shall be led to diminish the duration of the cause
without limit, and however much we may diminish it, there will still
remain an earlier part which might be altered without altering the
effect, so that the true cause, as defined, will not have been
reached, for it will be observed that the definition excludes
plurality of causes. If, on the other hand, the cause is purely
static, involving no change within itself, then, in the first place,
no such cause is to be found in nature, and in the second place, it
seems strange--too strange to be accepted, in spite of bare logical
possibility--that the cause, after existing placidly for some time,
should suddenly explode into the effect, when it might just as well
have done so at any earlier time, or have gone on unchanged without
producing its effect. This dilemma, therefore, is fatal to the view
that cause and effect can be contiguous in time; if there are causes
and effects, they must be separated by a finite time-interval ? , as
was assumed in the above interpretation of the first definition.
What is essentially the same statement of the law of causality as the
one elicited above from the first of Baldwin's definitions is given by
other philosophers. Thus John Stuart Mill says:--
"The Law of Causation, the recognition of which is the main pillar of
inductive science, is but the familiar truth, that invariability of
succession is found by observation to obtain between every fact in
nature and some other fact which has preceded it. "[36]
And Bergson, who has rightly perceived that the law as stated by
philosophers is worthless, nevertheless continues to suppose that it
is used in science. Thus he says:--
"Now, it is argued, this law [the law of causality] means that every
phenomenon is determined by its conditions, or, in other words, that
the same causes produce the same effects. "[37]
And again:--
"We perceive physical phenomena, and these phenomena obey laws. This
means: (1) That phenomena _a_, _b_, _c_, _d_, previously perceived,
can occur again in the same shape; (2) that a certain phenomenon P,
which appeared after the conditions _a_, _b_, _c_, _d_, and after
these conditions only, will not fail to recur as soon as the same
conditions are again present. "[38]
A great part of Bergson's attack on science rests on the assumption
that it employs this principle. In fact, it employs no such principle,
but philosophers--even Bergson--are too apt to take their views on
science from each other, not from science. As to what the principle
is, there is a fair consensus among philosophers of different schools.
There are, however, a number of difficulties which at once arise. I
omit the question of plurality of causes for the present, since other
graver questions have to be considered. Two of these, which are forced
on our attention by the above statement of the law, are the
following:--
(1) What is meant by an "event"?
(2) How long may the time-interval be between cause and effect?
(1) An "event," in the statement of the law, is obviously intended to
be something that is likely to recur since otherwise the law becomes
trivial. It follows that an "event" is not a particular, but some
universal of which there may be many instances. It follows also that
an "event" must be something short of the whole state of the universe,
since it is highly improbable that this will recur. What is meant by
an "event" is something like striking a match, or dropping a penny
into the slot of an automatic machine. If such an event is to recur,
it must not be defined too narrowly: we must not state with what
degree of force the match is to be struck, nor what is to be the
temperature of the penny. For if such considerations were relevant,
our "event" would occur at most once, and the law would cease to give
information. An "event," then, is a universal defined sufficiently
widely to admit of many particular occurrences in time being instances
of it.
(2) The next question concerns the time-interval. Philosophers, no
doubt, think of cause and effect as contiguous in time, but this, for
reasons already given, is impossible. Hence, since there are no
infinitesimal time-intervals, there must be some finite lapse of time
? between cause and effect. This, however, at once raises insuperable
difficulties. However short we make the interval ? , something may
happen during this interval which prevents the expected result. I put
my penny in the slot, but before I can draw out my ticket there is an
earthquake which upsets the machine and my calculations. In order to
be sure of the expected effect, we must know that there is nothing in
the environment to interfere with it. But this means that the supposed
cause is not, by itself, adequate to insure the effect. And as soon as
we include the environment, the probability of repetition is
diminished, until at last, when the whole environment is included, the
probability of repetition becomes almost _nil_.
In spite of these difficulties, it must, of course, be admitted that
many fairly dependable regularities of sequence occur in daily life.
It is these regularities that have suggested the supposed law of
causality; where they are found to fail, it is thought that a better
formulation could have been found which would have never failed. I am
far from denying that there may be such sequences which in fact never
do fail. It may be that there will never be an exception to the rule
that when a stone of more than a certain mass, moving with more than a
certain velocity, comes in contact with a pane of glass of less than
a certain thickness, the glass breaks. I also do not deny that the
observation of such regularities, even when they are not without
exceptions, is useful in the infancy of a science: the observation
that unsupported bodies in air usually fall was a stage on the way to
the law of gravitation. What I deny is that science assumes the
existence of invariable uniformities of sequence of this kind, or that
it aims at discovering them. All such uniformities, as we saw, depend
upon a certain vagueness in the definition of the "events. " That
bodies fall is a vague qualitative statement; science wishes to know
how fast they fall. This depends upon the shape of the bodies and the
density of the air. It is true that there is more nearly uniformity
when they fall in a vacuum; so far as Galileo could observe, the
uniformity is then complete. But later it appeared that even there the
latitude made a difference, and the altitude. Theoretically, the
position of the sun and moon must make a difference. In short, every
advance in a science takes us farther away from the crude uniformities
which are first observed, into greater differentiation of antecedent
and consequent, and into a continually wider circle of antecedents
recognised as relevant.
The principle "same cause, same effect," which philosophers imagine to
be vital to science, is therefore utterly otiose. As soon as the
antecedents have been given sufficiently fully to enable the
consequent to be calculated with some exactitude, the antecedents have
become so complicated that it is very unlikely they will ever recur.
Hence, if this were the principle involved, science would remain
utterly sterile.
The importance of these considerations lies partly in the fact that
they lead to a more correct account of scientific procedure, partly in
the fact that they remove the analogy with human volition which makes
the conception of cause such a fruitful source of fallacies. The
latter point will become clearer by the help of some illustrations.
For this purpose I shall consider a few maxims which have played a
great part in the history of philosophy.
(1) "Cause and effect must more or less resemble each other. " This
principle was prominent in the philosophy of occasionalism, and is
still by no means extinct. It is still often thought, for example,
that mind could not have grown up in a universe which previously
contained nothing mental, and one ground for this belief is that
matter is too dissimilar from mind to have been able to cause it. Or,
more particularly, what are termed the nobler parts of our nature are
supposed to be inexplicable, unless the universe always contained
something at least equally noble which could cause them. All such
views seem to depend upon assuming some unduly simplified law of
causality; for, in any legitimate sense of "cause" and "effect,"
science seems to show that they are usually very widely dissimilar,
the "cause" being, in fact, two states of the whole universe, and the
"effect" some particular event.
(2) "Cause is analogous to volition, since there must be an
intelligible _nexus_ between cause and effect. " This maxim is, I
think, often unconsciously in the imaginations of philosophers who
would reject it when explicitly stated. It is probably operative in
the view we have just been considering, that mind could not have
resulted from a purely material world. I do not profess to know what
is meant by "intelligible"; it seems to mean "familiar to
imagination. " Nothing is less "intelligible," in any other sense, than
the connection between an act of will and its fulfilment. But
obviously the sort of nexus desired between cause and effect is such
as could only hold between the "events" which the supposed law of
causality contemplates; the laws which replace causality in such a
science as physics leave no room for any two events between which a
nexus could be sought.
(3) "The cause _compels_ the effect in some sense in which the effect
does not compel the cause. " This belief seems largely operative in the
dislike of determinism; but, as a matter of fact, it is connected with
our second maxim, and falls as soon as that is abandoned. We may
define "compulsion" as follows: "Any set of circumstances is said to
compel A when A desires to do something which the circumstances
prevent, or to abstain from something which the circumstances cause. "
This presupposes that some meaning has been found for the word
"cause"--a point to which I shall return later. What I want to make
clear at present is that compulsion is a very complex notion,
involving thwarted desire. So long as a person does what he wishes to
do, there is no compulsion, however much his wishes may be calculable
by the help of earlier events. And where desire does not come in,
there can be no question of compulsion. Hence it is, in general,
misleading to regard the cause as compelling the effect.
A vaguer form of the same maxim substitutes the word "determine" for
the word "compel"; we are told that the cause _determines_ the effect
in a sense in which the effect does not _determine_ the cause. It is
not quite clear what is meant by "determining"; the only precise
sense, so far as I know, is that of a function or one-many relation.
If we admit plurality of causes, but not of effects, that is, if we
suppose that, given the cause, the effect must be such and such, but,
given the effect, the cause may have been one of many alternatives,
then we may say that the cause determines the effect, but not the
effect the cause. Plurality of causes, however, results only from
conceiving the effect vaguely and narrowly and the cause precisely and
widely. Many antecedents may "cause" a man's death, because his death
is vague and narrow. But if we adopt the opposite course, taking as
the "cause" the drinking of a dose of arsenic, and as the "effect" the
whole state of the world five minutes later, we shall have plurality
of effects instead of plurality of causes. Thus the supposed lack of
symmetry between "cause" and "effect" is illusory.
(4) "A cause cannot operate when it has ceased to exist, because what
has ceased to exist is nothing. " This is a common maxim, and a still
more common unexpressed prejudice. It has, I fancy, a good deal to do
with the attractiveness of Bergson's "_duree_": since the past has
effects now, it must still exist in some sense. The mistake in this
maxim consists in the supposition that causes "operate" at all. A
volition "operates" when what it wills takes place; but nothing can
operate except a volition. The belief that causes "operate" results
from assimilating them, consciously or unconsciously, to volitions. We
have already seen that, if there are causes at all, they must be
separated by a finite interval of time from their effects, and thus
cause their effects after they have ceased to exist.
It may be objected to the above definition of a volition "operating"
that it only operates when it "causes" what it wills, not when it
merely happens to be followed by what it wills. This certainly
represents the usual view of what is meant by a volition "operating,"
but as it involves the very view of causation which we are engaged in
combating, it is not open to us as a definition. We may say that a
volition "operates" when there is some law in virtue of which a
similar volition in rather similar circumstances will usually be
followed by what it wills. But this is a vague conception, and
introduces ideas which we have not yet considered. What is chiefly
important to notice is that the usual notion of "operating" is not
open to us if we reject, as I contend that we should, the usual notion
of causation.
(5) "A cause cannot operate except where it is. " This maxim is very
widespread; it was urged against Newton, and has remained a source of
prejudice against "action at a distance. " In philosophy it has led to
a denial of transient action, and thence to monism or Leibnizian
monadism. Like the analogous maxim concerning temporal contiguity, it
rests upon the assumption that causes "operate," i.
the more interesting, and the "sensibile" accordingly appears to him
physical and external. The causes, limits and partial justification of
each of these two apparently incompatible views are evident from the
above duplicity of places associated with a given "sensibile. "
We have seen that we can assign to a physical thing a place in the
perspective space. In this way different parts of our body acquire
positions in perspective space, and therefore there is a meaning
(whether true or false need not much concern us) in saying that the
perspective to which our sense-data belong is inside our head. Since
our mind is correlated with the perspective to which our sense-data
belong, we may regard this perspective as being the position of our
mind in perspective space. If, therefore, this perspective is, in the
above defined sense, inside our head, there is a good meaning for the
statement that the mind is in the head. We can now say of the various
appearances of a given thing that some of them are nearer to the thing
than others; those are nearer which belong to perspectives that are
nearer to "the place where the thing is. " We can thus find a meaning,
true or false, for the statement that more is to be learnt about a
thing by examining it close to than by viewing it from a distance. We
can also find a meaning for the phrase "the things which intervene
between the subject and a thing of which an appearance is a datum to
him. " One reason often alleged for the subjectivity of sense-data is
that the appearance of a thing may change when we find it hard to
suppose that the thing itself has changed--for example, when the
change is due to our shutting our eyes, or to our screwing them up so
as to make the thing look double. If the thing is defined as the class
of its appearances (which is the definition adopted above), there is
of course necessarily _some_ change in the thing whenever any one of
its appearances changes. Nevertheless there is a very important
distinction between two different ways in which the appearances may
change. If after looking at a thing I shut my eyes, the appearance of
my eyes changes in every perspective in which there is such an
appearance, whereas most of the appearances of the thing will remain
unchanged. We may say, as a matter of definition, that a thing changes
when, however near to the thing an appearance of it may be, there are
changes in appearances as near as, or still nearer to, the thing. On
the other hand we shall say that the change is in some other thing if
all appearances of the thing which are at not more than a certain
distance from the thing remain unchanged, while only comparatively
distant appearances of the thing are altered. From this consideration
we are naturally led to the consideration of _matter_, which must be
our next topic.
IX. THE DEFINITION OF MATTER
We defined the "physical thing" as the class of its appearances, but
this can hardly be taken as a definition of matter. We want to be able
to express the fact that the appearance of a thing in a given
perspective is causally affected by the matter between the thing and
the perspective. We have found a meaning for "between a thing and a
perspective. " But we want matter to be something other than the whole
class of appearances of a thing, in order to state the influence of
matter on appearances.
We commonly assume that the information we get about a thing is more
accurate when the thing is nearer. Far off, we see it is a man; then
we see it is Jones; then we see he is smiling. Complete accuracy would
only be attainable as a limit: if the appearances of Jones as we
approach him tend towards a limit, that limit may be taken to be what
Jones really is. It is obvious that from the point of view of physics
the appearances of a thing close to "count" more than the appearances
far off. We may therefore set up the following tentative definition:
The _matter_ of a given thing is the limit of its appearances as their
distance from the thing diminishes.
It seems probable that there is something in this definition, but it
is not quite satisfactory, because empirically there is no such limit
to be obtained from sense-data. The definition will have to be eked
out by constructions and definitions. But probably it suggests the
right direction in which to look.
We are now in a position to understand in outline the reverse journey
from matter to sense-data which is performed by physics. The
appearance of a thing in a given perspective is a function of the
matter composing the thing and of the intervening matter. The
appearance of a thing is altered by intervening smoke or mist, by blue
spectacles or by alterations in the sense-organs or nerves of the
percipient (which also must be reckoned as part of the intervening
medium). The nearer we approach to the thing, the less its appearance
is affected by the intervening matter. As we travel further and
further from the thing, its appearances diverge more and more from
their initial character; and the causal laws of their divergence are
to be stated in terms of the matter which lies between them and the
thing. Since the appearances at very small distances are less affected
by causes other than the thing itself, we come to think that the limit
towards which these appearances tend as the distance diminishes is
what the thing "really is," as opposed to what it merely seems to be.
This, together with its necessity for the statement of causal laws,
seems to be the source of the entirely erroneous feeling that matter
is more "real" than sense-data.
Consider for example the infinite divisibility of matter. In looking
at a given thing and approaching it, one sense-datum will become
several, and each of these will again divide. Thus _one_ appearance
may represent _many_ things, and to this process there seems no end.
Hence in the limit, when we approach indefinitely near to the thing
there will be an indefinite number of units of matter corresponding to
what, at a finite distance, is only one appearance. This is how
infinite divisibility arises.
The whole causal efficacy of a thing resides in its matter. This is in
some sense an empirical fact, but it would be hard to state it
precisely, because "causal efficacy" is difficult to define.
What can be known empirically about the matter of a thing is only
approximate, because we cannot get to know the appearances of the
thing from very small distances, and cannot accurately infer the limit
of these appearances. But it _is_ inferred _approximately_ by means of
the appearances we can observe. It then turns out that these
appearances can be exhibited by physics as a function of the matter
in our immediate neighbourhood; e. g. the visual appearance of a
distant object is a function of the light-waves that reach the eyes.
This leads to confusions of thought, but offers no real difficulty.
One appearance, of a visible object for example, is not sufficient to
determine its other simultaneous appearances, although it goes a
certain distance towards determining them. The determination of the
hidden structure of a thing, so far as it is possible at all, can only
be effected by means of elaborate dynamical inferences.
X. TIME[30]
It seems that the one all-embracing time is a construction, like the
one all-embracing space. Physics itself has become conscious of this
fact through the discussions connected with relativity.
Between two perspectives which both belong to one person's experience,
there will be a direct time-relation of before and after. This
suggests a way of dividing history in the same sort of way as it is
divided by different experiences, but without introducing experience
or anything mental: we may define a "biography" as everything that is
(directly) earlier or later than, or simultaneous with, a given
"sensibile. " This will give a series of perspectives, which _might_
all form parts of one person's experience, though it is not necessary
that all or any of them should actually do so. By this means, the
history of the world is divided into a number of mutually exclusive
biographies.
We have now to correlate the times in the different biographies. The
natural thing would be to say that the appearances of a given
(momentary) thing in two different perspectives belonging to different
biographies are to be taken as simultaneous; but this is not
convenient. Suppose _A_ shouts to _B_, and _B_ replies as soon as he
hears _A's_ shout. Then between _A's_ hearing of his own shout and his
hearing of _B's_ there is an interval; thus if we made _A's_ and _B's_
hearing of the same shout exactly simultaneous with each other, we
should have events exactly simultaneous with a given event but not
with each other. To obviate this, we assume a "velocity of sound. "
That is, we assume that the time when _B_ hears _A's_ shout is
half-way between the time when _A_ hears his own shout and the time
when he hears _B's_. In this way the correlation is effected.
What has been said about sound applies of course equally to light. The
general principle is that the appearances, in different perspectives,
which are to be grouped together as constituting what a certain thing
is at a certain moment, are not to be all regarded as being at that
moment. On the contrary they spread outward from the thing with
various velocities according to the nature of the appearances. Since
no _direct_ means exist of correlating the time in one biography with
the time in another, this temporal grouping of the appearances
belonging to a given thing at a given moment is in part conventional.
Its motive is partly to secure the verification of such maxims as that
events which are exactly simultaneous with the same event are exactly
simultaneous with one another, partly to secure convenience in the
formulation of causal laws.
XI. THE PERSISTENCE OF THINGS AND MATTER
Apart from any of the fluctuating hypotheses of physics, three main
problems arise in connecting the world of physics with the world of
sense, namely:
1. the construction of a single space;
2. the construction of a single time;
3. the construction of permanent things or matter.
We have already considered the first and second of these problems; it
remains to consider the third.
We have seen how correlated appearances in different perspectives are
combined to form one "thing" at one moment in the all-embracing time
of physics. We have now to consider how appearances at different times
are combined as belonging to one "thing," and how we arrive at the
persistent "matter" of physics. The assumption of permanent substance,
which technically underlies the procedure of physics, cannot of course
be regarded as metaphysically legitimate: just as the one thing
simultaneously seen by many people is a construction, so the one thing
seen at different times by the same or different people must be a
construction, being in fact nothing but a certain grouping of certain
"sensibilia. "
We have seen that the momentary state of a "thing" is an assemblage of
"sensibilia," in different perspectives, not all simultaneous in the
one constructed time, but spreading out from "the place where the
thing is" with velocities depending upon the nature of the
"sensibilia. " The time _at_ which the "thing" is in this state is the
lower limit of the times at which these appearances occur. We have now
to consider what leads us to speak of another set of appearances as
belonging to the same "thing" at a different time.
For this purpose, we may, at least to begin with, confine ourselves
within a single biography. If we can always say when two "sensibilia"
in a given biography are appearances of one thing, then, since we have
seen how to connect "sensibilia" in different biographies as
appearances of the same momentary state of a thing, we shall have all
that is necessary for the complete construction of the history of a
thing.
It is to be observed, to begin with, that the identity of a thing for
common sense is not always correlated with the identity of matter for
physics. A human body is one persisting thing for common sense, but
for physics its matter is constantly changing. We may say, broadly,
that the common-sense conception is based upon continuity in
appearances at the ordinary distances of sense-data, while the
physical conception is based upon the continuity of appearances at
very small distances from the thing. It is probable that the
common-sense conception is not capable of complete precision. Let us
therefore concentrate our attention upon the conception of the
persistence of matter in physics.
The first characteristic of two appearances of the same piece of
matter at different times is _continuity_. The two appearances must be
connected by a series of intermediaries, which, if time and space form
compact series, must themselves form a compact series. The colour of
the leaves is different in autumn from what it is in summer; but we
believe that the change occurs gradually, and that, if the colours are
different at two given times, there are intermediate times at which
the colours are intermediate between those at the given times.
But there are two considerations that are important as regards
continuity.
First, it is largely hypothetical. We do not observe any one thing
continuously, and it is merely a hypothesis to assume that, while we
are not observing it, it passes through conditions intermediate
between those in which it is perceived. During uninterrupted
observation, it is true, continuity is nearly verified; but even here,
when motions are very rapid, as in the case of explosions, the
continuity is not actually capable of direct verification. Thus we can
only say that the sense-data are found to _permit_ a hypothetical
complement of "sensibilia" such as will preserve continuity, and that
therefore there _may_ be such a complement. Since, however, we have
already made such use of hypothetical "sensibilia," we will let this
point pass, and admit such "sensibilia" as are required to preserve
continuity.
Secondly, continuity is not a sufficient criterion of material
identity. It is true that in many cases, such as rocks, mountains,
tables, chairs, etc. , where the appearances change slowly, continuity
is sufficient, but in other cases, such as the parts of an
approximately homogeneous fluid, it fails us utterly. We can travel by
sensibly continuous gradations from any one drop of the sea at any one
time to any other drop at any other time. We infer the motions of
sea-water from the effects of the current, but they cannot be inferred
from direct sensible observation together with the assumption of
continuity.
The characteristic required in addition to continuity is conformity
with the laws of dynamics. Starting from what common sense regards as
persistent things, and making only such modifications as from time to
time seem reasonable, we arrive at assemblages of "sensibilia" which
are found to obey certain simple laws, namely those of dynamics. By
regarding "sensibilia" at different times as belonging to the same
piece of matter, we are able to define _motion_, which presupposes the
assumption or construction of something persisting throughout the
time of the motion. The motions which are regarded as occurring,
during a period in which all the "sensibilia" and the times of their
appearance are given, will be different according to the manner in
which we combine "sensibilia" at different times as belonging to the
same piece of matter. Thus even when the whole history of the world is
given in every particular, the question what motions take place is
still to a certain extent arbitrary even after the assumption of
continuity. Experience shows that it is possible to determine motions
in such a way as to satisfy the laws of dynamics, and that this
determination, roughly and on the whole, is fairly in agreement with
the common-sense opinions about persistent things. This determination,
therefore, is adopted, and leads to a criterion by which we can
determine, sometimes practically, sometimes only theoretically,
whether two appearances at different times are to be regarded as
belonging to the same piece of matter. The persistence of all matter
throughout all time can, I imagine, be secured by definition.
To recommend this conclusion, we must consider what it is that is
proved by the empirical success of physics. What is proved is that its
hypotheses, though unverifiable where they go beyond sense-data, are
at no point in contradiction with sense-data, but, on the contrary,
are ideally such as to render all sense-data calculable when a
sufficient collection of "sensibilia" is given. Now physics has found
it empirically possible to collect sense-data into series, each series
being regarded as belonging to one "thing," and behaving, with regard
to the laws of physics, in a way in which series not belonging to one
thing would in general not behave. If it is to be unambiguous whether
two appearances belong to the same thing or not, there must be only
one way of grouping appearances so that the resulting things obey the
laws of physics. It would be very difficult to prove that this is the
case, but for our present purposes we may let this point pass, and
assume that there is only one way. Thus we may lay down the following
definition: _Physical things are those series of appearances whose
matter obeys the laws of physics_. That such series exist is an
empirical fact, which constitutes the verifiability of physics.
XII. ILLUSIONS, HALLUCINATIONS, AND DREAMS
It remains to ask how, in our system, we are to find a place for
sense-data which apparently fail to have the usual connection with the
world of physics. Such sense-data are of various kinds, requiring
somewhat different treatment. But all are of the sort that would be
called "unreal," and therefore, before embarking upon the discussion,
certain logical remarks must be made upon the conceptions of reality
and unreality.
Mr. A. Wolf[31] says:
"The conception of mind as a system of transparent activities is,
I think, also untenable because of its failure to account for the
very possibility of dreams and hallucinations. It seems impossible
to realise how a bare, transparent activity can be directed to
what is not there, to apprehend what is not given. "
This statement is one which, probably, most people would endorse. But
it is open to two objections. First it is difficult to see how an
activity, however un-"transparent," can be directed towards a nothing:
a term of a relation cannot be a mere nonentity. Secondly, no reason
is given, and I am convinced that none can be given, for the assertion
that dream-objects are not "there" and not "given. " Let us take the
second point first.
(1) The belief that dream-objects are not given comes, I think, from
failure to distinguish, as regards waking life, between the
sense-datum and the corresponding "thing. " In dreams, there is no such
corresponding "thing" as the dreamer supposes; if, therefore, the
"thing" were given in waking life, as e. g. Meinong maintains,[32] then
there would be a difference in respect of givenness between dreams and
waking life. But if, as we have maintained, what is given is never the
thing, but merely one of the "sensibilia" which compose the thing,
then what we apprehend in a dream is just as much given as what we
apprehend in waking life.
Exactly the same argument applies as to the dream-objects being
"there. " They have their position in the private space of the
perspective of the dreamer; where they fail is in their correlation
with other private spaces and therefore with perspective space. But in
the only sense in which "there" can be a datum, they are "there" just
as truly as any of the sense-data of waking life.
(2) The conception of "illusion" or "unreality," and the correlative
conception of "reality," are generally used in a way which embodies
profound logical confusions. Words that go in pairs, such as "real"
and "unreal," "existent" and "non-existent," "valid" and "invalid,"
etc. , are all derived from the one fundamental pair, "true" and
"false. " Now "true" and "false" are applicable only--except in
derivative significations--to _propositions_. Thus wherever the above
pairs can be significantly applied, we must be dealing either with
propositions or with such incomplete phrases as only acquire meaning
when put into a context which, with them, forms a proposition. Thus
such pairs of words can be applied to _descriptions_,[33] but not to
proper names: in other words, they have no application whatever to
data, but only to entities or non-entities described in terms of data.
Let us illustrate by the terms "existence" and "non-existence. " Given
any datum _x_, it is meaningless either to assert or to deny that _x_
"exists. " We might be tempted to say: "Of course _x_ exists, for
otherwise it could not be a datum. " But such a statement is really
meaningless, although it is significant and true to say "My present
sense-datum exists," and it may also be true that "_x_ is my present
sense-datum. " The inference from these two propositions to "_x_
exists" is one which seems irresistible to people unaccustomed to
logic; yet the apparent proposition inferred is not merely false, but
strictly meaningless. To say "My present sense-datum exists" is to say
(roughly): "There is an object of which 'my present sense-datum' is a
description. " But we cannot say: "There is an object of which '_x_' is
a description," because '_x_' is (in the case we are supposing) a
name, not a description. Dr. Whitehead and I have explained this point
fully elsewhere (_loc. cit. _) with the help of symbols, without which
it is hard to understand; I shall not therefore here repeat the
demonstration of the above propositions, but shall proceed with their
application to our present problem.
The fact that "existence" is only applicable to descriptions is
concealed by the use of what are grammatically proper names in a way
which really transforms them into descriptions. It is, for example, a
legitimate question whether Homer existed; but here "Homer" means
"the author of the Homeric poems," and is a description. Similarly we
may ask whether God exists; but then "God" means "the Supreme Being"
or "the _ens realissimum_" or whatever other description we may
prefer. If "God" were a proper name, God would have to be a datum; and
then no question could arise as to His existence. The distinction
between existence and other predicates, which Kant obscurely felt, is
brought to light by the theory of descriptions, and is seen to remove
"existence" altogether from the fundamental notions of metaphysics.
What has been said about "existence" applies equally to "reality,"
which may, in fact, be taken as synonymous with "existence. "
Concerning the immediate objects in illusions, hallucinations, and
dreams, it is meaningless to ask whether they "exist" or are "real. "
There they are, and that ends the matter. But we may legitimately
inquire as to the existence or reality of "things" or other
"sensibilia" inferred from such objects. It is the unreality of these
"things" and other "sensibilia," together with a failure to notice
that they are not data, which has led to the view that the objects of
dreams are unreal.
We may now apply these considerations in detail to the stock arguments
against realism, though what is to be said will be mainly a repetition
of what others have said before.
(1) We have first the variety of normal appearances, supposed to be
incompatible. This is the case of the different shapes and colours
which a given thing presents to different spectators. Locke's water
which seems both hot and cold belongs to this class of cases. Our
system of different perspectives fully accounts for these cases, and
shows that they afford no argument against realism.
(2) We have cases where the correlation between different senses is
unusual. The bent stick in water belongs here. People say it looks
bent but is straight: this only means that it is straight to the
touch, though bent to sight. There is no "illusion," but only a false
inference, if we think that the stick would feel bent to the touch.
The stick would look just as bent in a photograph, and, as Mr.
Gladstone used to say, "the photograph cannot lie. "[34] The case of
seeing double also belongs here, though in this case the cause of the
unusual correlation is physiological, and would therefore not operate
in a photograph. It is a mistake to ask whether the "thing" is
duplicated when we see it double. The "thing" is a whole system of
"sensibilia," and it is only those visual "sensibilia" which are data
to the percipient that are duplicated. The phenomenon has a purely
physiological explanation; indeed, in view of our having two eyes, it
is in less need of explanation than the single visual sense-datum
which we normally obtain from the things on which we focus.
(3) We come now to cases like dreams, which may, at the moment of
dreaming, contain nothing to arouse suspicion, but are condemned on the
ground of their supposed incompatibility with earlier and later data. Of
course it often happens that dream-objects fail to behave in the
accustomed manner: heavy objects fly, solid objects melt, babies turn
into pigs or undergo even greater changes. But none of these unusual
occurrences _need_ happen in a dream, and it is not on account of such
occurrences that dream-objects are called "unreal. " It is their lack of
continuity with the dreamer's past and future that makes him, when he
wakes, condemn them; and it is their lack of correlation with other
private worlds that makes others condemn them. Omitting the latter
ground, our reason for condemning them is that the "things" which we
infer from them cannot be combined according to the laws of physics with
the "things" inferred from waking sense-data. This might be used to
condemn the "things" inferred from the data of dreams. Dream-data are no
doubt appearances of "things," but not of such "things" as the dreamer
supposes. I have no wish to combat psychological theories of dreams,
such as those of the psycho-analysts. But there certainly are cases
where (whatever psychological causes may contribute) the presence of
physical causes also is very evident. For instance, a door banging may
produce a dream of a naval engagement, with images of battleships and
sea and smoke. The whole dream will be an appearance of the door
banging, but owing to the peculiar condition of the body (especially the
brain) during sleep, this appearance is not that expected to be produced
by a door banging, and thus the dreamer is led to entertain false
beliefs. But his sense-data are still physical, and are such as a
completed physics would include and calculate.
(4) The last class of illusions are those which cannot be discovered
within one person's experience, except through the discovery of
discrepancies with the experiences of others. Dreams might conceivably
belong to this class, if they were jointed sufficiently neatly into
waking life; but the chief instances are recurrent sensory
hallucinations of the kind that lead to insanity. What makes the
patient, in such cases, become what others call insane is the fact
that, within his own experience, there is nothing to show that the
hallucinatory sense-data do not have the usual kind of connection with
"sensibilia" in other perspectives. Of course he may learn this
through testimony, but he probably finds it simpler to suppose that
the testimony is untrue and that he is being wilfully deceived. There
is, so far as I can see, no theoretical criterion by which the patient
can decide, in such a case, between the two equally satisfactory
hypotheses of his madness and of his friends' mendacity.
From the above instances it would appear that abnormal sense-data, of
the kind which we regard as deceptive, have intrinsically just the
same status as any others, but differ as regards their correlations or
causal connections with other "sensibilia" and with "things. " Since
the usual correlations and connections become part of our unreflective
expectations, and even seem, except to the psychologist, to form part
of our data, it comes to be thought, mistakenly, that in such cases
the data are unreal, whereas they are merely the causes of false
inferences.
The fact that correlations and connections of unusual
kinds occur adds to the difficulty of inferring things from sense and
of expressing physics in terms of sense-data. But the unusualness
would seem to be always physically or physiologically explicable, and
therefore raises only a complication, not a philosophical objection.
I conclude, therefore, that no valid objection exists to the view
which regards sense-data as part of the actual substance of the
physical world, and that, on the other hand, this view is the only one
which accounts for the empirical verifiability of physics. In the
present paper, I have given only a rough preliminary sketch. In
particular, the part played by _time_ in the construction of the
physical world is, I think, more fundamental than would appear from
the above account. I should hope that, with further elaboration, the
part played by unperceived "sensibilia" could be indefinitely
diminished, probably by invoking the history of a "thing" to eke out
the inferences derivable from its momentary appearance.
FOOTNOTES:
[29] _Proc. Arist. Soc. _, 1909-1910, pp. 191-218.
[30] On this subject, compare _A Theory of Time and Space_, by Mr.
A. A. Robb (Camb. Univ. Press), which first suggested to me the views
advocated here, though I have, for present purposes, omitted what is
most interesting and novel in his theory. Mr. Robb has given a sketch
of his theory in a pamphlet with the same title (Heffer and Sons,
Cambridge, 1913).
[31] "Natural Realism and Present Tendencies in Philosophy," _Proc.
Arist. Soc. _, 1908-1909, p. 165.
[32] _Die Erfahrungsgrundlagen unseres Wissens_, p. 28.
[33] Cf. _Principia Mathematica_, Vol. I, * 14, and Introduction,
Chap. III. For the definition of _existence_, cf. * 14. 02.
[34] Cf. Edwin B. Holt, _The Place of Illusory Experience in a
Realistic World. _ "The New Realism," p. 303, both on this point and as
regards _seeing double_.
IX
ON THE NOTION OF CAUSE
In the following paper I wish, first, to maintain that the word
"cause" is so inextricably bound up with misleading associations as to
make its complete extrusion from the philosophical vocabulary
desirable; secondly, to inquire what principle, if any, is employed in
science in place of the supposed "law of causality" which philosophers
imagine to be employed; thirdly, to exhibit certain confusions,
especially in regard to teleology and determinism, which appear to me
to be connected with erroneous notions as to causality.
All philosophers, of every school, imagine that causation is one of
the fundamental axioms or postulates of science, yet, oddly enough, in
advanced sciences such as gravitational astronomy, the word "cause"
never occurs. Dr. James Ward, in his _Naturalism and Agnosticism_,
makes this a ground of complaint against physics: the business of
those who wish to ascertain the ultimate truth about the world, he
apparently thinks, should be the discovery of causes, yet physics
never even seeks them. To me it seems that philosophy ought not to
assume such legislative functions, and that the reason why physics has
ceased to look for causes is that, in fact, there are no such things.
The law of causality, I believe, like much that passes muster among
philosophers, is a relic of a bygone age, surviving, like the
monarchy, only because it is erroneously supposed to do no harm. In
order to find out what philosophers commonly understand by "cause," I
consulted Baldwin's _Dictionary_, and was rewarded beyond my
expectations, for I found the following three mutually incompatible
definitions:--
"CAUSALITY. (1) The necessary connection of events in the
time-series. . . .
"CAUSE (notion of). Whatever may be included in the thought or
perception of a process as taking place in consequence of
another process. . . .
"CAUSE AND EFFECT. (1) Cause and effect . . . are correlative terms
denoting any two distinguishable things, phases, or aspects of
reality, which are so related to each other that whenever the
first ceases to exist the second comes into existence
immediately after, and whenever the second comes into existence
the first has ceased to exist immediately before. "
Let us consider these three definitions in turn. The first, obviously,
is unintelligible without a definition of "necessary. " Under this
head, Baldwin's _Dictionary_ gives the following:--
"NECESSARY. That is necessary which not only is true, but would
be true under all circumstances. Something more than brute
compulsion is, therefore, involved in the conception; there is
a general law under which the thing takes place. "
The notion of cause is so intimately connected with that of necessity
that it will be no digression to linger over the above definition,
with a view to discovering, if possible, _some_ meaning of which it is
capable; for, as it stands, it is very far from having any definite
signification.
The first point to notice is that, if any meaning is to be given to
the phrase "would be true under all circumstances," the subject of it
must be a propositional function, not a proposition. [35] A
proposition is simply true or false, and that ends the matter: there
can be no question of "circumstances. " "Charles I's head was cut off"
is just as true in summer as in winter, on Sundays as on Mondays. Thus
when it is worth saying that something "would be true under all
circumstances," the something in question must be a propositional
function, i. e. an expression containing a variable, and becoming a
proposition when a value is assigned to the variable; the varying
"circumstances" alluded to are then the different values of which the
variable is capable. Thus if "necessary" means "what is true under all
circumstances," then "if _x_ is a man, _x_ is mortal" is necessary,
because it is true for any possible value of _x_. Thus we should be
led to the following definition:--
"NECESSARY is a predicate of a propositional function, meaning
that it is true for all possible values of its argument or
arguments. "
Unfortunately, however, the definition in Baldwin's _Dictionary_ says
that what is necessary is not only "true under all circumstances" but
is also "true. " Now these two are incompatible. Only propositions can
be "true," and only propositional functions can be "true under all
circumstances. " Hence the definition as it stands is nonsense. What is
meant seems to be this: "A proposition is necessary when it is a value
of a propositional function which is true under all circumstances,
i. e. for all values of its argument or arguments. " But if we adopt
this definition, the same proposition will be necessary or contingent
according as we choose one or other of its terms as the argument to
our propositional function. For example, "if Socrates is a man,
Socrates is mortal," is necessary if Socrates is chosen as argument,
but not if _man_ or _mortal_ is chosen. Again, "if Socrates is a man,
Plato is mortal," will be necessary if either Socrates or _man_ is
chosen as argument, but not if Plato or _mortal_ is chosen. However,
this difficulty can be overcome by specifying the constituent which is
to be regarded as argument, and we thus arrive at the following
definition:
"A proposition is _necessary_ with respect to a given constituent if
it remains true when that constituent is altered in any way compatible
with the proposition remaining significant. "
We may now apply this definition to the definition of causality quoted
above. It is obvious that the argument must be the time at which the
earlier event occurs. Thus an instance of causality will be such as:
"If the event [Math: e_{1}] occurs at the time [Math: t_{1}], it will
be followed by the event [Math: e_{2}]. " This proposition is intended
to be necessary with respect to [Math: t_{1}], i. e. to remain true
however [Math: t_{1}] may be varied. Causality, as a universal law,
will then be the following: "Given any event [Math: t_{1}], there is
an event [Math: e_{2}] such that, whenever [Math: t_{1}] occurs,
[Math: e_{2}] occurs later. " But before this can be considered
precise, we must specify how much later [Math: e_{2}] is to occur.
Thus the principle becomes:--
"Given any event [Math: e_{1}], there is an event [Math: e_{2}] and a
time-interval ? such that, whenever [Math: e_{1}] occurs, [Math:
e_{2}] follows after an interval ? . "
I am not concerned as yet to consider whether this law is true or
false. For the present, I am merely concerned to discover what the law
of causality is supposed to be. I pass, therefore, to the other
definitions quoted above.
The second definition need not detain us long, for two reasons. First,
because it is psychological: not the "thought or perception" of a
process, but the process itself, must be what concerns us in
considering causality. Secondly, because it is circular: in speaking
of a process as "taking place in consequence of" another process, it
introduces the very notion of cause which was to be defined.
The third definition is by far the most precise; indeed as regards
clearness it leaves nothing to be desired. But a great difficulty is
caused by the temporal contiguity of cause and effect which the
definition asserts. No two instants are contiguous, since the
time-series is compact; hence either the cause or the effect or both
must, if the definition is correct, endure for a finite time; indeed,
by the wording of the definition it is plain that both are assumed to
endure for a finite time. But then we are faced with a dilemma: if the
cause is a process involving change within itself, we shall require
(if causality is universal) causal relations between its earlier and
later parts; moreover, it would seem that only the later parts can be
relevant to the effect, since the earlier parts are not contiguous to
the effect, and therefore (by the definition) cannot influence the
effect. Thus we shall be led to diminish the duration of the cause
without limit, and however much we may diminish it, there will still
remain an earlier part which might be altered without altering the
effect, so that the true cause, as defined, will not have been
reached, for it will be observed that the definition excludes
plurality of causes. If, on the other hand, the cause is purely
static, involving no change within itself, then, in the first place,
no such cause is to be found in nature, and in the second place, it
seems strange--too strange to be accepted, in spite of bare logical
possibility--that the cause, after existing placidly for some time,
should suddenly explode into the effect, when it might just as well
have done so at any earlier time, or have gone on unchanged without
producing its effect. This dilemma, therefore, is fatal to the view
that cause and effect can be contiguous in time; if there are causes
and effects, they must be separated by a finite time-interval ? , as
was assumed in the above interpretation of the first definition.
What is essentially the same statement of the law of causality as the
one elicited above from the first of Baldwin's definitions is given by
other philosophers. Thus John Stuart Mill says:--
"The Law of Causation, the recognition of which is the main pillar of
inductive science, is but the familiar truth, that invariability of
succession is found by observation to obtain between every fact in
nature and some other fact which has preceded it. "[36]
And Bergson, who has rightly perceived that the law as stated by
philosophers is worthless, nevertheless continues to suppose that it
is used in science. Thus he says:--
"Now, it is argued, this law [the law of causality] means that every
phenomenon is determined by its conditions, or, in other words, that
the same causes produce the same effects. "[37]
And again:--
"We perceive physical phenomena, and these phenomena obey laws. This
means: (1) That phenomena _a_, _b_, _c_, _d_, previously perceived,
can occur again in the same shape; (2) that a certain phenomenon P,
which appeared after the conditions _a_, _b_, _c_, _d_, and after
these conditions only, will not fail to recur as soon as the same
conditions are again present. "[38]
A great part of Bergson's attack on science rests on the assumption
that it employs this principle. In fact, it employs no such principle,
but philosophers--even Bergson--are too apt to take their views on
science from each other, not from science. As to what the principle
is, there is a fair consensus among philosophers of different schools.
There are, however, a number of difficulties which at once arise. I
omit the question of plurality of causes for the present, since other
graver questions have to be considered. Two of these, which are forced
on our attention by the above statement of the law, are the
following:--
(1) What is meant by an "event"?
(2) How long may the time-interval be between cause and effect?
(1) An "event," in the statement of the law, is obviously intended to
be something that is likely to recur since otherwise the law becomes
trivial. It follows that an "event" is not a particular, but some
universal of which there may be many instances. It follows also that
an "event" must be something short of the whole state of the universe,
since it is highly improbable that this will recur. What is meant by
an "event" is something like striking a match, or dropping a penny
into the slot of an automatic machine. If such an event is to recur,
it must not be defined too narrowly: we must not state with what
degree of force the match is to be struck, nor what is to be the
temperature of the penny. For if such considerations were relevant,
our "event" would occur at most once, and the law would cease to give
information. An "event," then, is a universal defined sufficiently
widely to admit of many particular occurrences in time being instances
of it.
(2) The next question concerns the time-interval. Philosophers, no
doubt, think of cause and effect as contiguous in time, but this, for
reasons already given, is impossible. Hence, since there are no
infinitesimal time-intervals, there must be some finite lapse of time
? between cause and effect. This, however, at once raises insuperable
difficulties. However short we make the interval ? , something may
happen during this interval which prevents the expected result. I put
my penny in the slot, but before I can draw out my ticket there is an
earthquake which upsets the machine and my calculations. In order to
be sure of the expected effect, we must know that there is nothing in
the environment to interfere with it. But this means that the supposed
cause is not, by itself, adequate to insure the effect. And as soon as
we include the environment, the probability of repetition is
diminished, until at last, when the whole environment is included, the
probability of repetition becomes almost _nil_.
In spite of these difficulties, it must, of course, be admitted that
many fairly dependable regularities of sequence occur in daily life.
It is these regularities that have suggested the supposed law of
causality; where they are found to fail, it is thought that a better
formulation could have been found which would have never failed. I am
far from denying that there may be such sequences which in fact never
do fail. It may be that there will never be an exception to the rule
that when a stone of more than a certain mass, moving with more than a
certain velocity, comes in contact with a pane of glass of less than
a certain thickness, the glass breaks. I also do not deny that the
observation of such regularities, even when they are not without
exceptions, is useful in the infancy of a science: the observation
that unsupported bodies in air usually fall was a stage on the way to
the law of gravitation. What I deny is that science assumes the
existence of invariable uniformities of sequence of this kind, or that
it aims at discovering them. All such uniformities, as we saw, depend
upon a certain vagueness in the definition of the "events. " That
bodies fall is a vague qualitative statement; science wishes to know
how fast they fall. This depends upon the shape of the bodies and the
density of the air. It is true that there is more nearly uniformity
when they fall in a vacuum; so far as Galileo could observe, the
uniformity is then complete. But later it appeared that even there the
latitude made a difference, and the altitude. Theoretically, the
position of the sun and moon must make a difference. In short, every
advance in a science takes us farther away from the crude uniformities
which are first observed, into greater differentiation of antecedent
and consequent, and into a continually wider circle of antecedents
recognised as relevant.
The principle "same cause, same effect," which philosophers imagine to
be vital to science, is therefore utterly otiose. As soon as the
antecedents have been given sufficiently fully to enable the
consequent to be calculated with some exactitude, the antecedents have
become so complicated that it is very unlikely they will ever recur.
Hence, if this were the principle involved, science would remain
utterly sterile.
The importance of these considerations lies partly in the fact that
they lead to a more correct account of scientific procedure, partly in
the fact that they remove the analogy with human volition which makes
the conception of cause such a fruitful source of fallacies. The
latter point will become clearer by the help of some illustrations.
For this purpose I shall consider a few maxims which have played a
great part in the history of philosophy.
(1) "Cause and effect must more or less resemble each other. " This
principle was prominent in the philosophy of occasionalism, and is
still by no means extinct. It is still often thought, for example,
that mind could not have grown up in a universe which previously
contained nothing mental, and one ground for this belief is that
matter is too dissimilar from mind to have been able to cause it. Or,
more particularly, what are termed the nobler parts of our nature are
supposed to be inexplicable, unless the universe always contained
something at least equally noble which could cause them. All such
views seem to depend upon assuming some unduly simplified law of
causality; for, in any legitimate sense of "cause" and "effect,"
science seems to show that they are usually very widely dissimilar,
the "cause" being, in fact, two states of the whole universe, and the
"effect" some particular event.
(2) "Cause is analogous to volition, since there must be an
intelligible _nexus_ between cause and effect. " This maxim is, I
think, often unconsciously in the imaginations of philosophers who
would reject it when explicitly stated. It is probably operative in
the view we have just been considering, that mind could not have
resulted from a purely material world. I do not profess to know what
is meant by "intelligible"; it seems to mean "familiar to
imagination. " Nothing is less "intelligible," in any other sense, than
the connection between an act of will and its fulfilment. But
obviously the sort of nexus desired between cause and effect is such
as could only hold between the "events" which the supposed law of
causality contemplates; the laws which replace causality in such a
science as physics leave no room for any two events between which a
nexus could be sought.
(3) "The cause _compels_ the effect in some sense in which the effect
does not compel the cause. " This belief seems largely operative in the
dislike of determinism; but, as a matter of fact, it is connected with
our second maxim, and falls as soon as that is abandoned. We may
define "compulsion" as follows: "Any set of circumstances is said to
compel A when A desires to do something which the circumstances
prevent, or to abstain from something which the circumstances cause. "
This presupposes that some meaning has been found for the word
"cause"--a point to which I shall return later. What I want to make
clear at present is that compulsion is a very complex notion,
involving thwarted desire. So long as a person does what he wishes to
do, there is no compulsion, however much his wishes may be calculable
by the help of earlier events. And where desire does not come in,
there can be no question of compulsion. Hence it is, in general,
misleading to regard the cause as compelling the effect.
A vaguer form of the same maxim substitutes the word "determine" for
the word "compel"; we are told that the cause _determines_ the effect
in a sense in which the effect does not _determine_ the cause. It is
not quite clear what is meant by "determining"; the only precise
sense, so far as I know, is that of a function or one-many relation.
If we admit plurality of causes, but not of effects, that is, if we
suppose that, given the cause, the effect must be such and such, but,
given the effect, the cause may have been one of many alternatives,
then we may say that the cause determines the effect, but not the
effect the cause. Plurality of causes, however, results only from
conceiving the effect vaguely and narrowly and the cause precisely and
widely. Many antecedents may "cause" a man's death, because his death
is vague and narrow. But if we adopt the opposite course, taking as
the "cause" the drinking of a dose of arsenic, and as the "effect" the
whole state of the world five minutes later, we shall have plurality
of effects instead of plurality of causes. Thus the supposed lack of
symmetry between "cause" and "effect" is illusory.
(4) "A cause cannot operate when it has ceased to exist, because what
has ceased to exist is nothing. " This is a common maxim, and a still
more common unexpressed prejudice. It has, I fancy, a good deal to do
with the attractiveness of Bergson's "_duree_": since the past has
effects now, it must still exist in some sense. The mistake in this
maxim consists in the supposition that causes "operate" at all. A
volition "operates" when what it wills takes place; but nothing can
operate except a volition. The belief that causes "operate" results
from assimilating them, consciously or unconsciously, to volitions. We
have already seen that, if there are causes at all, they must be
separated by a finite interval of time from their effects, and thus
cause their effects after they have ceased to exist.
It may be objected to the above definition of a volition "operating"
that it only operates when it "causes" what it wills, not when it
merely happens to be followed by what it wills. This certainly
represents the usual view of what is meant by a volition "operating,"
but as it involves the very view of causation which we are engaged in
combating, it is not open to us as a definition. We may say that a
volition "operates" when there is some law in virtue of which a
similar volition in rather similar circumstances will usually be
followed by what it wills. But this is a vague conception, and
introduces ideas which we have not yet considered. What is chiefly
important to notice is that the usual notion of "operating" is not
open to us if we reject, as I contend that we should, the usual notion
of causation.
(5) "A cause cannot operate except where it is. " This maxim is very
widespread; it was urged against Newton, and has remained a source of
prejudice against "action at a distance. " In philosophy it has led to
a denial of transient action, and thence to monism or Leibnizian
monadism. Like the analogous maxim concerning temporal contiguity, it
rests upon the assumption that causes "operate," i.
