How many fights have been averted, how many friendships renewed, how many hours not squandered, how many gestures of
affection
offered, because we sometimes remind ourselves that "life is short"?
Steven-Pinker-The-Blank-Slate 1
That is the ultimate reason we feel compelled to punish elderly Nazi war criminals, even though there is little danger that they would perpetrate another holocaust if we let them die in their beds in Bolivia.
By holding them responsible -- that is, by publicly enforcing a policy of rooting out and punishing evil wherever and whenever it occurs -- we hope to deter others from committing comparable evils in the future.
This is not to say that the concept of responsibility is a recommendation by policy wonks for preventing the largest number of harmful acts at the least cost. Even if experts had determined that punishing a Nazi would prevent no future atrocities, or that we could save more lives by diverting the manpower to catching drunk drivers, we would still want to bring Nazis to justice. The {181} demand for responsibility can come from a burning sense of just deserts, not only from literal calculations of how best to deter particular acts.
But punishment even in the pure sense of just deserts is ultimately a policy for deterrence. It follows from a paradox inherent to the logic of deterrence: though the threat of punishment can deter behavior, if the behavior does take place the punishment serves no purpose other than pure sadism or an illogical desire to make the threat credible retroactively. "It won't bring the victim back," say the opponents of capital punishment, but that can be said about any form of punishment. If we start the movie at the point at which a punishment is to be carried out, it looks like spite, because it is costly to the punisher and inflicts harm on the punishee without doing anyone any immediate good. In the middle decades of the twentieth century, the paradox of punishment and the rise of psychology and psychiatry led some intellectuals to argue that criminal punishment is a holdover from barbaric times and should be replaced by therapy and rehabilitation. The position was clear in the titles of books like George Bernard Shaw's The Crime of Imprisonment and the psychiatrist Karl Menninger's The Crime of Punishment. It was also articulated by leading jurists such as William O. Douglas, William Brennan, Earl Warren, and David Bazelon. These radical Krupkeists did not suffer from a fear of determinism; they welcomed it with open arms.
Few people today argue that criminal punishment is obsolete, even if they recognize that (other than incapacitating some habitual criminals) it is pointless in the short run. That is because if we ever did calculate the short-term effects in deciding whether to punish, potential wrongdoers could anticipate that calculation and factor it into their behavior. They could predict that we would not find it worthwhile to punish them once it was too late to prevent the crime, and could act with impunity, calling our bluff. The only solution is to adopt a resolute policy of punishing wrongdoers regardless of the immediate effects. If one is genuinely not bluffing about the threat of punishment, there is no bluff to call. As Oliver Wendell Holmes explained, "If I were having a philosophical talk with a man I was going to have hanged (or electrocuted) I should say, 'I don't doubt that your act was inevitable for you but to make it more avoidable by others we propose to sacrifice you to the common good. You may regard yourself as a soldier dying for your country if you like. But the law must keep its promises. ' "14 This promise-keeping underlies the policy of applying justice "as a matter of principle," regardless of the immediate costs or even of consistency with common sense. If a death-row inmate attempts suicide, we speed him to the emergency ward, struggle to resuscitate him, give him the best modern medicine to help him recuperate, and kill him. We do it as part of a policy that closes off all possibilities to "cheat justice. "
Capital punishment is a vivid illustration of the paradoxical logic of deterrence, but the logic applies to lesser criminal punishments, to personal acts {182} of revenge, and to intangible social penalties like ostracism and scorn. Evolutionary psychologists and game theorists have argued that the deterrence paradox led to the evolution of the emotions that undergird a desire for justice: the implacable need for retribution, the burning feeling that an evil act knocks the universe out of balance and can be canceled only by a commensurate punishment. People who are emotionally driven to retaliate against those who cross them, even at a cost to themselves, are more credible adversaries and less likely to be exploited. 15 Many judicial theorists argue that criminal law is simply a controlled implementation of the human desire for retribution, designed to keep it from escalating into cycles of vendetta. The Victorian jurist James Stephen said that "the criminal law bears the same relation to the urge for revenge as marriage does to the sexual urge. "16
? ? ? ? ? Religious conceptions of sin and responsibility simply extend this lever by implying that any wrongdoing that is undiscovered or unpunished by one's fellows will be discovered and punished by God. Martin Daly and Margo Wilson sum up the ultimate rationale of our intuitions about responsibility and godly retribution:
From the perspective of evolutionary psychology, this almost mystical and seemingly irreducible sort of moral imperative is the output of a mental mechanism with a straightforward adaptive function: to reckon justice and administer punishment by a calculus which ensures that violators reap no advantage from their misdeeds. The enormous volume of mystico-religious bafflegab about atonement and penance and divine justice and the like is the attribution to higher, detached authority of what is actually a mundane, pragmatic matter: discouraging self-interested competitive acts by reducing their profitability to nil. 17
~
The deterrence paradox also underlies the part of the logic of responsibility that makes us expand or contract it when we learn about a person's mental state. Modern societies do not just pick whatever policy is most effective at deterring wrongdoers. For example, if one's only value was to reduce crime, one could always make the punishments for it especially cruel, as most societies did until recently. One could convict people on the basis of an accusation, a guilty manner, or a forced confession. One could execute the entire family of a criminal, or his entire clan or village. One could say to one's adversaries, as Vito Corleone said to the heads of the other crime families in The Godfather,"l'm a superstitious man. And if some unlucky accident should befall my son, if my son is struck by a bolt of lightning, I will blame some of the people here. "
The reason these practices strike us as barbaric is that they inflict more harm than is necessary to deter evil in the future. As the political writer Harold {183} Laski said, "Civilization means, above all, an unwillingness to inflict unnecessary pain. " The problem with broad-spectrum deterrents is that they catch innocent people in their nets, people who could not have been deterred from committing an undesirable act to start with (such as the kin of the man who pulled the trigger, or a bystander during a lightning storm that kills the Godfather's son). Since punishment of these innocents could not possibly deter other people like them, the harm has no compensating benefit even in the long run, and we consider it unjustified. We seek to fine-tune our policy of punishment so that it applies only to people who could have been deterred by it. They are the ones we "hold responsible," the ones we feel "deserve" the punishment.
A fine-tuned deterrence policy explains why we exempt certain harm-causers from punishment. We don't punish those who were unaware that their acts would lead to harm, because such a policy would do nothing to prevent similar acts by them or by others in the future. (Chauffeurs cannot be deterred from driving a president into the line of fire if they have no way of knowing there will be a line of fire. ) We don't apply criminal punishment to the delirious, the insane, small children, animals, or inanimate objects, because we judge that they -- and entities similar to them -- lack the cognitive apparatus that could be informed of the policy and could inhibit behavior accordingly. We exempt these entities from responsibility not because they follow predictable laws of biology while everyone else follows mysterious not-laws of free will. We exempt them because, unlike most adults, they lack a functioning brain system that can respond to public contingencies of punishment.
And this explains why the usual exemptions from responsibility should not be granted to all males or all abuse victims or all of humanity, even when we think we can explain what led them to act as they did. The explanations may help us understand the parts of the brain that made a behavior tempting, but they say nothing about the other parts of the brain (primarily in the pre-frontal cortex) that could have inhibited the behavior by anticipating how the community would respond to it. We are that community, and our major lever of influence consists in appealing to that inhibitory brain system. Why should we discard our lever on the system for inhibition just because we are coming to understand the system for temptation? If you believe we shouldn't, that is enough to hold people responsible for their actions -- without appealing to a will, a soul, a self, or any other ghost in the machine.
This argument parallels a long-running debate about the most blatant example of a psychological explanation that nullifies responsibility, the insanity defense. 18 Many legal systems in the English-speaking world follow the nineteenth-century M'Naughten rule:
. . . the jurors ought to be told in all cases that every man is to be presumed to be sane, and to possess a sufficient degree of reason to be {184} responsible for his crimes, until the contrary be proved to their satisfaction; and that, to establish a defense on the ground of insanity, it must be clearly proved that, at the time of the committing of the act, the party accused was laboring under such a defect of reason, from disease of the mind, as not to know the nature and quality of the act he was doing, or, if he did
? ? ? ? know it, that he did not know he was doing what was wrong.
This is an excellent characterization of a person who cannot be deterred. If someone is too addled to know that an act would harm someone, he cannot be inhibited by the injunction "Don't harm people, or else! " The M'Naughten rule aims to forgo spiteful punishment -- retribution that harms the perpetrator with no hope of deterring him or people similar to him.
The insanity defense achieved its present notoriety, with dueling rent-a-shrinks and ingenious abuse excuses, when it was expanded from a practical test of whether the cognitive system responding to deterrence is working to the more nebulous tests of what can be said to have produced the behavior. In the 1954 Durham decision, Bazelon invoked "the science of psychiatry" and "the science of psychology" to create a new basis for the insanity defense:
The rule we now hold is simply that an accused is not criminally responsible if his unlawful act was the product of mental disease or mental defect.
Unless one believes that ordinary acts are chosen by a ghost in the machine, all acts are products of cognitive and emotional systems in the brain. Criminal acts are relatively rare -- if everyone in a defendant's shoes acted as he did, the law against what he did would be repealed -- so heinous acts will often be products of a brain system that is in some way different from the norm, and the behavior can be construed as "a product of mental disease or mental defect. " The Durham decision and similar insanity rules, by distinguishing behavior that is a product of a brain condition from behavior that is something else, threatens to turn every advance in our understanding of the mind into an erosion of responsibility.
Now, some discoveries about the mind and brain really could have an impact on our attitudes toward responsibility -- but they may call for expanding the domain of responsibility, not contracting it. Suppose desires that sometimes culminate in the harassment and battering of women are present in many men. Does that really mean that men should be punished more leniently for such crimes, because they can't help it? Or does it mean they should be punished more surely and severely, because that is the best way to counteract a strong or widespread urge? Suppose a vicious psychopath is found to have a defective sense of sympathy, which makes it harder for him to appreciate the {185} suffering of his victims. Should we mitigate the punishment because he has diminished capacity? Or should we make the punishment more sure and severe to teach him a lesson in the only language he understands?
Why do people's intuitions go in opposite directions -- both "If he has trouble controlling himself, he should be punished more leniently" and "If he has trouble controlling himself, he should be punished more severely"? It goes back to the deterrence paradox. Suppose some people need a threat of one lash with a wet noodle to deter them from parking in front of a fire hydrant. Suppose people with a bad gene, a bad brain, or a bad childhood need the threat of ten lashes. A policy that punishes illegal parkers with nine lashes will cause unnecessary suffering and not solve the problem: nine lashes is more than necessary to deter ordinary people and less than necessary to deter defective people. Only a penalty of ten lashes can reduce both illegal parking and lashing: everyone will be deterred, no one will block hydrants, and no one will get whipped. So, paradoxically, the two extreme policies (harsh punishment and no punishment) are defensible and the intermediate ones are not. Of course, people's deterrence thresholds in real life aren't pinned at just two values but are broadly distributed (one lash for some people, two for others, and so on), so many intermediate levels of punishment will be defensible, depending on how one weights the benefits of deterring wrongdoing against the costs of inflicting harm.
Even for those who are completely undeterrable, because of frontal-lobe damage, genes for psychopathy, or any other putative cause, we do not have to allow lawyers to loose them on the rest of us. We already have a mechanism for those likely to harm themselves or others but who do not respond to the carrots and sticks of the criminal justice system: involuntary civil commitment, in which we trade off some guarantees of civil liberties against the security of being protected from likely predators. In all these decisions, the sciences of human nature can help estimate the distribution of deterrabilities, but they cannot weight the conflicting values of avoiding the greatest amount of unnecessary punishment and preventing the greatest amount of future wrongdoing. 19
I do not claim to have solved the problem of free will, only to have shown that we don't need to solve it to preserve personal responsibility in the face of an increasing understanding of the causes of behavior. Nor do I argue that deterrence is the only way to encourage virtue, just that we should recognize it as the active ingredient that makes responsibility worth keeping. Most of all, I hope I have dispelled two fallacies that have allowed the sciences of human nature to sow unnecessary fear. The first fallacy is that biological explanations corrode responsibility in a way that environmental explanations do not. The second fallacy is that causal explanations (both biological and environmental) corrode responsibility in a way that a belief in an uncaused will or soul does not.
? ? ? << {186} >>
? ? ? ? Chapter 11
The Fear of Nihilism
The final fear of biological explanations of the mind is that they may strip our lives of meaning and purpose. If we are just machines that let our genes make copies of themselves, if our joys and satisfactions are just biochemical events that will someday sputter out for good, if life was not created for a higher purpose and directed toward a noble goal, then why go on living? Life as we treasure it would be sham, a Potemkin village with only a fac? ade of value and worth.
The fear comes in two versions, religious and secular. A sophisticated version of the religious concern was formulated by Pope John Paul II in a 1996 address to the Pontifical Academy of Sciences, "Truth Cannot Contradict Truth. "1 The Pope acknowledged that Darwin's theory of evolution is "more than just a hypothesis," because converging discoveries in many independent fields, "neither sought nor fabricated," argue in its favor. But he drew the line at "the spiritual soul," a transition in the evolution of humans that amounted to an "ontological leap" unobservable by science. The spirit could not have emerged "from the forces of living matter," because that cannot "ground the dignity of the person":
Man is the only creature on earth that God has wanted for its own sake. . . . In other terms, the human individual cannot be subordinated as a pure means or a pure instrument, either to the species or to society; he has value per se. He is a person. With his intellect and his will, he is capable of forming a relationship of communion, solidarity and self-giving with his peers. . . . Man is called to enter into a relationship of knowledge and love with God himself, a relationship which will find its complete fulfillment beyond time, in eternity. . . .
It is by virtue of his spiritual soul that the whole person possesses such a dignity even in his body. . . . If the human body take its origin {187} from pre-existent living matter, the spiritual soul is immediately created by God. . . . Consequently, theories of evolution which, in accordance with the philosophies inspiring them, consider the spirit as emerging from the forces of living matter or as a mere epiphenomenon of this matter, are incompatible with the truth about man. Nor are they able to ground the dignity of the person.
In other words, if scientists are right that the mind emerged from living matter, we would have to give up the value and dignity of the individual, solidarity and selflessness with regard to our fellow humans, and the higher purpose of realizing these values through the love of God and knowledge of his plans. Nothing would keep us from a life of callous exploitation and cynical self-centeredness.
Needless to say, debating the Pope is the ultimate exercise in futility. The point of this section is not to refute his doctrines, nor is it to condemn religion or argue against the existence of God. Religions have provided comfort, community, and moral guidance to countless people, and some biologists argue that a sophisticated deism, toward which many religions are evolving, can be made compatible with an evolutionary understanding of the mind and human nature. 2 My goal is defensive: to refute the accusation that a materialistic view of the mind is inherently amoral and that religious conceptions are to be favored because they are inherently more humane.
Even the most atheistic scientists do not, of course, advocate a callous amorality. The brain may be a physical system made of ordinary matter, but that matter is organized in such a way as to give rise to a sentient organism with a capacity to feel pleasure and pain. And that in turn sets the stage for the emergence of morality. The reason is succinctly explained in the comic strip Calvin and Hobbes (see p. 188).
The feline Hobbes, like his human namesake, has shown why an amoral egoist is in an untenable position. He is better off if he never gets shoved into the mud, but he can hardly demand that others refrain from shoving him if he himself is not willing to forgo shoving others. And since one is better off not shoving and not getting shoved than shoving and getting shoved, it pays to insist on a moral code, even if the price is adhering to it oneself. As moral philosophers through the ages have pointed out, a philosophy of living based on "Not everyone, just me! " falls apart as soon as one sees oneself from an objective standpoint as a person just like others. It is like insisting that "here," the point in space one happens to be occupying at the moment, is a special place in the universe. 3
The dynamic between Calvin and Hobbes (the cartoon characters) is inherent to social organisms, and there are reasons to believe that the solution {188}
? ? ? ? ? ? to it -- a moral sense -- evolved in our species rather than having to be deduced from scratch by each of us after we've picked ourselves up out of the mud. 4 Children as young as a year and a half spontaneously give toys, proffer help, and try to comfort adults or other children who are visibly distressed. 5 People in all cultures distinguish right from wrong, have a sense of fairness, help one another, impose rights and obligations, believe that wrongs should be redressed, and proscribe rape, murder, and some kinds of violence. 6 These normal sentiments are conspicuous by their absence in the aberrant individuals we call psychopaths. 7 The alternative, then, to the religious theory of the source of values is that evolution endowed us with a moral sense, and we have expanded its circle of application over the course of history through reason (grasping the logical interchangeability of our interests and others'), knowledge (learning of the advantages of cooperation over the long term), and sympathy (having experiences that allow us to feel other people's pain). {189}
How can we tell which theory is preferable? A thought experiment can pit them against each other. What would be the right thing to do if God had commanded people to be selfish and cruel rather than generous and kind? Those who root their values in religion would have to say that we ought to be selfish and cruel. Those who appeal to a moral sense would say that we ought to reject God's command. This shows -- I hope -- that it is our moral sense that deserves priority. 8
This thought experiment is not just a logical brainteaser of the kind beloved by thirteen-year-old atheists, such as why God cares how we behave if he can see the future and already knows. The history of religion shows that God has commanded people to do all manner of selfish and cruel acts: massacre Midianites and abduct their women, stone prostitutes, execute homosexuals, burn witches, slay heretics and infidels, throw Protestants out of windows, withhold medicine from dying children, shoot up abortion clinics, hunt down Salman Rushdie, blow themselves up in marketplaces, and crash airplanes into skyscrapers. Recall that even Hitler thought he was carrying out the will of God. 9 The recurrence of evil acts committed in the name of God shows that they are not random perversions. An omnipotent authority that no one can see is a useful backer for malevolent leaders hoping to enlist holy warriors. And since unverifiable beliefs have to be passed along from parents and peers rather than discovered in the world, they
? ? ? ? ? ? ? differ from group to group and become divisive identity badges.
And who says the doctrine of the soul is more humane than the understanding of the mind as a physical organ? I see no dignity in letting people die of hepatitis or be ravaged by Parkinson's disease when a cure may lie in research on stem cells that religious movements seek to ban because it uses balls of cells that have made the "ontological leap" to "spiritual souls. " Sources of immense misery such as Alzheimer's disease, major depression, and schizophrenia will be alleviated not by treating thought and emotion as manifestations of an immaterial soul but by treating them as manifestations of physiology and genetics. 10
Finally, the doctrine of a soul that outlives the body is anything but righteous, because it necessarily devalues the lives we live on this earth. When Susan Smith sent her two young sons to the bottom of a lake, she eased her conscience with the rationalization that "my children deserve to have the best, and now they will. " Allusions to a happy afterlife are typical in the final letters of parents who take their children's lives before taking their own,11 and we have recently been reminded of how such beliefs embolden suicide bombers and kamikaze hijackers. This is why we should reject the argument that if people stopped believing in divine retribution they would do evil with impunity. Yes, if nonbelievers thought they could elude the legal system, the opprobrium of their {190} communities, and their own consciences, they would not be deterred by the threat of spending eternity in hell. But they would also not be tempted to massacre thousands of people by the promise of spending eternity in heaven.
Even the emotional comfort of a belief in an afterlife can go both ways. Would life lose its purpose if we ceased to exist when our brains die? On the contrary, nothing invests life with more meaning than the realization that every moment of sentience is a precious gift.
How many fights have been averted, how many friendships renewed, how many hours not squandered, how many gestures of affection offered, because we sometimes remind ourselves that "life is short"? ~
Why do secular thinkers fear that biology drains life of meaning? It is because biology seems to deflate the values we most cherish. If the reason we love our children is that a squirt of oxytocin in the brain compels us to protect our genetic investment, wouldn't the nobility of parenthood be undermined and its sacrifices devalued? If sympathy, trust, and a yearning for justice evolved as a way to earn favors and deter cheaters, wouldn't that imply that there are really no such things as altruism and justice for their own sake? We sneer at the philanthropist who profits from his donation because of the tax savings, the televangelist who thunders against sin but visits prostitutes, the politician who defends the downtrodden only when the cameras are rolling, and the sensitive new-age guy who backs feminism because it's a good way to attract women. Evolutionary psychology seems to be saying that we are all such hypocrites, all the time.
The fear that scientific knowledge undermines human values reminds me of the opening scene in Annie Hall, in which the young Alvy Singer has been taken to the family doctor:
mother: He's been depressed. All of a sudden, he can't do anything. doctor: Why are you depressed, Alvy?
mother: Tell Dr. Flicker. [Answers for him. ] It's something he read. doctor: Something he read, huh?
alvy: [Head down. ] The universe is expanding.
doctor: The universe is expanding?
alvy: Well, the universe is everything, and if it's expanding, someday it will break apart and that would be the end of everything!
mother: What is that your business? [To the doctor. ] He stopped doing his homework.
alvy: What's the point?
The scene is funny because Alvy has confused two levels of analysis: the scale of billions of years with which we measure the universe, and the scale of {191} decades, years, and days with which we measure our lives. As Alvy's mother points out, "What has the universe got to do with it? You're here in Brooklyn! Brooklyn is not expanding! " People who are depressed at the thought that all our motives are selfish are as confused as Alvy. They have mixed up ultimate causation (why something evolved by natural selection) with proximate causation (how the entity works here and now). The mix-up is natural because the two explanations can look so much alike.
Richard Dawkins showed that a good way to understand the logic of natural selection is to imagine that genes are agents with selfish motives. No one should begrudge him the metaphor, but it contains a trap for the unwary. The genes have metaphorical motives -- making copies of themselves -- and the organisms they design have real motives. But they are not the same motives. Sometimes the most selfish thing a gene can do is wire unselfish motives into a human brain -- heartfelt, unstinting, deep-in-the-marrow unselfishness. The love of children (who carry one's
? ? ? ? genes into posterity), a faithful spouse (whose genetic fate is identical to one's own), and friends and allies (who trust you if you're trustworthy) can be bottomless and unimpeachable as far as we humans are concerned (proximate level), even if it is metaphorically self-serving as far as the genes are concerned (ultimate level).
I suspect there is another reason why the explanations are so easily confused. We all know that people sometimes have ulterior motives. They may be publicly generous but privately greedy, publicly pious but privately cynical, publicly platonic but privately lusting. Freud accustomed us to the idea that ulterior motives are pervasive in behavior, exerting their effects from an inaccessible stratum of the mind. Combine this with the common misconception that the genes are a kind of essence or core of the person, and you get a mongrel of Dawkins and Freud: the idea that the metaphorical motives of the genes are the deep, unconscious, ulterior motives of the person. That is an error. Brooklyn is not expanding.
Even people who can keep genes and people apart in their minds might find themselves depressed. Psychology has taught us that aspects of our experience may be figments, artifacts of how information is processed in the brain. The difference in kind between our experience of red and our experience of green does not mirror any difference in kind in lightwaves in the world -- the wavelengths of light, which give rise to our perception of hue, form a smooth continuum. Red and green, perceived as qualitatively different properties, are constructs of the chemistry and circuitry of our nervous system. They could be absent in an organism with different photopigments or wiring; indeed, people with the most common form of colorblindness are just such organisms. And the emotional coloring of an object is as much a figment as its {192} physical coloring. The sweetness of fruit, the scariness of heights, and the vileness of carrion are fancies of a nervous system that evolved to react to those objects in adaptive ways.
The sciences of human nature seem to imply that the same is true of right and wrong, merit and worthlessness, beauty and ugliness, holiness and baseness. They are neural constructs, movies we project onto the interior of our skulls, ways to tickle the pleasure centers of the brain, with no more reality than the difference between red and green. When Marley's ghost asked Scrooge why he doubted his senses, he said, "Because a little thing affects them. A slight disorder of the stomach makes them cheats. You may be an undigested bit of beef, a blot of mustard, a crumb of cheese, a fragment of an underdone potato. There's more of gravy than of grave about you, whatever you are! " Science seems to be saying that the same is true of everything we value.
But just because our brains are prepared to think in certain ways, it does not follow that the objects of those thoughts are fictitious. Many of our faculties evolved to mesh with real entities in the world. Our perception of depth is the product of complicated circuitry in the brain, circuitry that is absent from other species. But that does not mean that there aren't real trees and cliffs out there, or that the world is as flat as a pancake. And so it may be with more abstract entities. Humans, like many animals, appear to have an innate sense of number, which can be explained by the advantages of reasoning about numerosity during our evolutionary history. (For example, if three bears go into a cave and two come out, is it safe to enter? ) But the mere fact that a number faculty evolved does not mean that numbers are hallucinations. According to the Platonist conception of number favored by many mathematicians and philosophers, entities such as numbers and shapes have an existence independent of minds. The number three is not invented out of whole cloth; it has real properties that can be discovered and explored. No rational creature equipped with circuitry to understand the concept "two" and the concept of addition could discover that two plus one equals anything other than three. That is why we expect similar bodies of mathematical results to emerge from different cultures or even different planets. If so, the number sense evolved to grasp abstract truths in the world that exist independently of the minds that grasp them.
Perhaps the same argument can be made for morality. According to the theory of moral realism, right and wrong exist, and have an inherent logic that licenses some moral arguments and not others. 12 The world presents us with non-
zero-sum games in which it is better for both parties to act unselfishly than for both to act selfishly (better not to shove and not to be shoved than to shove and be shoved). Given the goal of being better off, certain conditions
{193} follow necessarily. No creature equipped with circuitry to understand that it is immoral for you to hurt me could discover anything but that it is immoral for me to hurt you. As with numbers and the number sense, we would expect moral systems to evolve toward similar conclusions in different cultures or even different planets. And in fact the Golden Rule has been rediscovered many times: by the authors of Leviticus and the Mahabharata; by Hillel, Jesus, and Confucius; by the Stoic philosophers of the Roman Empire; by social contract theorists such as Hobbes, Rousseau, and Locke; and by moral philosophers such as Kant in his categorical imperative. 13 Our moral sense may have evolved to mesh with an intrinsic logic of ethics rather than concocting it in our heads out of nothing.
But even if the Platonic existence of moral logic is too rich for your blood, you can still see morality as something more than a social convention or religious dogma. Whatever its ontological status may be, a moral sense is part of the standard equipment of the human mind. It's the only mind we've got, and we have no choice but to take its intuitions seriously. If we are so constituted that we cannot help but think in moral terms (at least some of the time and toward some people), then morality is as real for us as if it were decreed by the Almighty or written into the cosmos. And so
? ? ? ? it is with other human values like love, truth, and beauty. Could we ever know whether they are really "out there" or whether we just think they are out there because the human brain makes it impossible not to think they are out there? And how bad would it be if they were inherent to the human way of thinking? Perhaps we should reflect on our condition as Kant did in his Critique of Practical Reason: "Two things fill the mind with ever new and increasing admiration and awe, the oftener and more steadily we reflect on them: the starry heavens above and the moral law within. " .
~
In the past four chapters I have shown why new ideas from the sciences of human nature do not undermine humane values. On the contrary, they present opportunities to sharpen our ethical reasoning and put those values on a firmer foundation. In a nutshell:
? It is a bad idea to say that discrimination is wrong only because the traits of all people are indistinguishable.
? It is a bad idea to say that violence and exploitation are wrong only because people are not naturally inclined to them.
? It is a bad idea to say that people are responsible for their actions only because the causes of those actions are mysterious.
? And it is a bad idea to say that our motives are meaningful in a personal sense only because they are inexplicable in a biological sense. {194}
These are bad ideas because they make our values hostages to fortune, implying that someday factual discoveries could make them obsolete. And they are bad ideas because they conceal the downsides of denying human nature: persecution of the successful, intrusive social engineering, the writing off of suffering in other cultures, an incomprehension of the logic of justice, and the devaluing of human life on earth.
<< {195} >>
KNOW THYSELF
ow that I have attempted to make the very idea of human nature respectable, it is time to say something about what it is and what difference N it makes for our public and private lives. The chapters in Part IV present some current ideas about the design specs of the basic human
faculties. These are not just topics in a psychology curriculum but have implications for many arenas of public discourse. Ideas about the contents of cognition -- concepts, words, and images -- shed light on the roots of prejudice, on the media, and on the arts. Ideas about the capacity for reason can enter into our policies of education and applications of technology. Ideas about social relations are relevant to the family, to sexuality, to social organization, and to crime. Ideas about the moral sense inform the way we evaluate political movements and how we trade off one value against another.
In each of these arenas, people always appeal to some conception of human nature, whether they acknowledge it or not. The problem is that the conceptions are often based on gut feelings, folk theories, and archaic versions of biology. My goal is to make these conceptions explicit, to suggest what is right and wrong about them, and to spell out some of the implications. Ideas about human nature cannot, on their own, resolve perplexing controversies or determine public policy. But without such ideas we are not playing with a full deck and are vulnerable to unnecessary befuddlement. As the biologist Richard Alexander has noted, "Evolution is surely most deterministic for those still unaware of it. "1
<< {197} >> Chapter 12
In Touch with Reality
? ? ? ? ? ? ? ? ? ? ? ? ? ? What a piece of work is a man!
How noble in reason!
How infinite in faculty!
In form, in moving, how express and admirable! In action, how like an angel!
In apprehension, how like a god!
-- William Shakespeare
The starting point for acknowledging human nature is a sheer awe and humility in the face of the staggering complexity of its source, the brain. Organized by the three billion bases of our genome and shaped by hundreds of millions of years of evolution, the brain is a network of unimaginable intricacy: a hundred billion neurons linked by a hundred trillion connections, woven into a convoluted three-dimensional architecture. Humbling, too, is the complexity of what it does. Even the mundane talents we share with other primates -- walking, grasping, recognizing -- are solutions to engineering problems at or beyond the cutting edge of artificial intelligence. The talents that are human birthrights -- speaking and understanding, using common sense, teaching children, inferring other people's motives -- will probably not be duplicated by machines in our lifetime, if ever. All this should serve as a counterweight to the image of the mind as formless raw material and to people as insignificant atoms making up the complex being we call "society. "
The human brain equips us to thrive in a world of objects, living things, and other people. Those entities have a large impact on our well-being, and one would expect the brain to be well suited to detecting them and their powers. Failing to recognize a steep precipice or a hungry panther or a jealous spouse can have significant negative consequences for biological fitness, to put it mildly. The fantastic complexity of the brain is there in part to register consequential facts about the world around us. {198}
But this truism has been rejected by many sectors of modern intellectual life. According to the relativistic wisdom prevailing in much of academia today, reality is socially constructed by the use of language, stereotypes, and media images. The idea that people have access to facts about the world is nai? ve, say the proponents of social constructionism, science studies, cultural studies, critical theory, postmodernism, and deconstructionism. In their view, observations are always infected by theories, and theories are saturated with ideology and political doctrines, so anyone who claims to have the facts or know the truth is just trying to exert power over everyone else.
Relativism is entwined with the doctrine of the Blank Slate in two ways. One is that relativists have a penny-pinching theory of psychology in which the mind has no mechanisms designed to grasp reality; all it can do is passively download words, images, and stereotypes from the surrounding culture. The other is the relativists' attitude toward science. Most scientists regard their work as an extension of our everyday ability to figure out what is out there and how things work. Telescopes and microscopes amplify the visual system; theories formalize our hunches about cause and effect; experiments refine our drive to gather evidence about events we cannot witness directly. Relativist movements agree that science is perception and cognition writ large, but they draw the opposite conclusion: that scientists, like laypeople, are unequipped to grasp an objective reality. Instead, their advocates say, "Western science is only one way of describing reality, nature, and the way things work -- a very effective way, certainly, for the production of goods and profits, but unsatisfactory in most other respects. It is an imperialist arrogance which ignores the sciences and insights of most other cultures and times. "1 Nowhere is this more significant than in the scientific study of politically charged topics such as race, gender, violence, and social organization. Appealing to "facts" or "the truth" in connection with these topics is just a ruse, the relativists say, because there is no "truth" in the sense of an objective yardstick independent of cultural and political presuppositions.
Skepticism about the soundness of people's mental faculties also determines whether one should respect ordinary people's tastes and opinions (even those we don't much like) or treat the people as dupes of an insidious commercial culture. According to relativist doctrines like "false consciousness," "inauthentic preferences," and "interiorized authority," people may be mistaken about their own desires. If so, it would undermine the assumptions behind democracy, which gives ultimate authority to the preferences of the majority of a population, and the assumptions behind market economies, which treat people as the best judges of how they should allocate their own resources. Perhaps not coincidentally, it elevates the scholars and artists who analyze the use of language and images in society, because only they can unmask the ways in which such media mislead and corrupt. {199}
This chapter is about the assumptions about cognition -- in particular, concepts, words, and images -- that underlie recent relativistic movements in intellectual life. The best way to introduce the argument is with examples from the study of perception, our most immediate connection to the world. They immediately show that the question of whether reality is socially constructed or directly available has not been properly framed. Neither alternative is correct.
? ? ? ? Relativists have a point when they say that we don't just open our eyes and apprehend reality, as if perception were a window through which the soul gazes at the world. The idea that we just see things as they are is called nai? ve realism, and it was refuted by skeptical philosophers thousands of years ago with the help of a simple phenomenon: visual illusions. Our visual systems can play tricks on us, and that is enough to prove they are gadgets, not pipelines to the truth. Here are two of my favorites. In Roger Shepard's "Turning the Tables"2 (right), the two parallelograms are identical in size and shape. In Edward Adelson's "Checker Shadow Illusion"3 (below) the light square in the middle of the shadow (B) is the same shade of gray as the dark squares outside the shadow (A):
? ? ? world. Most of the time the system works: people don't usually bump into trees or bite into rocks.
But occasionally the brain is fooled. The ground stretching away from our feet projects an image from the bottom to the center of our visual field. As a result, the brain often interprets down-up in the visual field as near-far in the world, especially when reinforced by other perspective cues such as occluded parts (like the hidden table legs). Objects stretching away from the viewer get foreshortened by projection, and the brain compensates for this, so we tend to see a given distance running up-and-down in the visual field as coming from a longer object than the same distance running left-to-right. And that makes us see the lengths and widths differently in the turned tables. By similar logic, objects in shadow reflect less light onto our retinas than objects in full illumination. Our brains compensate, making us see a given shade of gray as lighter when it is in shadow than when it is in sunshine. In each case we may see the lines and patches on the page incorrectly, but that is only because our visual systems are working very hard to see them as coming from a real world. Like a policeman framing a suspect, Shepard and Adelson have planted evidence that would lead a rational but unsuspecting observer to an incorrect conclusion. If we were in a world of ordinary 3-D objects that had projected those images onto our retinas, our perceptual experience would be accurate. Adelson explains: "As with many so-called illusions, this effect really demonstrates the success rather than the failure of the visual system. The visual system is not very good at being a physical light meter, but that is not its purpose. The important task is to break the image information down into meaningful components, and thereby perceive the nature of the objects in view.
This is not to say that the concept of responsibility is a recommendation by policy wonks for preventing the largest number of harmful acts at the least cost. Even if experts had determined that punishing a Nazi would prevent no future atrocities, or that we could save more lives by diverting the manpower to catching drunk drivers, we would still want to bring Nazis to justice. The {181} demand for responsibility can come from a burning sense of just deserts, not only from literal calculations of how best to deter particular acts.
But punishment even in the pure sense of just deserts is ultimately a policy for deterrence. It follows from a paradox inherent to the logic of deterrence: though the threat of punishment can deter behavior, if the behavior does take place the punishment serves no purpose other than pure sadism or an illogical desire to make the threat credible retroactively. "It won't bring the victim back," say the opponents of capital punishment, but that can be said about any form of punishment. If we start the movie at the point at which a punishment is to be carried out, it looks like spite, because it is costly to the punisher and inflicts harm on the punishee without doing anyone any immediate good. In the middle decades of the twentieth century, the paradox of punishment and the rise of psychology and psychiatry led some intellectuals to argue that criminal punishment is a holdover from barbaric times and should be replaced by therapy and rehabilitation. The position was clear in the titles of books like George Bernard Shaw's The Crime of Imprisonment and the psychiatrist Karl Menninger's The Crime of Punishment. It was also articulated by leading jurists such as William O. Douglas, William Brennan, Earl Warren, and David Bazelon. These radical Krupkeists did not suffer from a fear of determinism; they welcomed it with open arms.
Few people today argue that criminal punishment is obsolete, even if they recognize that (other than incapacitating some habitual criminals) it is pointless in the short run. That is because if we ever did calculate the short-term effects in deciding whether to punish, potential wrongdoers could anticipate that calculation and factor it into their behavior. They could predict that we would not find it worthwhile to punish them once it was too late to prevent the crime, and could act with impunity, calling our bluff. The only solution is to adopt a resolute policy of punishing wrongdoers regardless of the immediate effects. If one is genuinely not bluffing about the threat of punishment, there is no bluff to call. As Oliver Wendell Holmes explained, "If I were having a philosophical talk with a man I was going to have hanged (or electrocuted) I should say, 'I don't doubt that your act was inevitable for you but to make it more avoidable by others we propose to sacrifice you to the common good. You may regard yourself as a soldier dying for your country if you like. But the law must keep its promises. ' "14 This promise-keeping underlies the policy of applying justice "as a matter of principle," regardless of the immediate costs or even of consistency with common sense. If a death-row inmate attempts suicide, we speed him to the emergency ward, struggle to resuscitate him, give him the best modern medicine to help him recuperate, and kill him. We do it as part of a policy that closes off all possibilities to "cheat justice. "
Capital punishment is a vivid illustration of the paradoxical logic of deterrence, but the logic applies to lesser criminal punishments, to personal acts {182} of revenge, and to intangible social penalties like ostracism and scorn. Evolutionary psychologists and game theorists have argued that the deterrence paradox led to the evolution of the emotions that undergird a desire for justice: the implacable need for retribution, the burning feeling that an evil act knocks the universe out of balance and can be canceled only by a commensurate punishment. People who are emotionally driven to retaliate against those who cross them, even at a cost to themselves, are more credible adversaries and less likely to be exploited. 15 Many judicial theorists argue that criminal law is simply a controlled implementation of the human desire for retribution, designed to keep it from escalating into cycles of vendetta. The Victorian jurist James Stephen said that "the criminal law bears the same relation to the urge for revenge as marriage does to the sexual urge. "16
? ? ? ? ? Religious conceptions of sin and responsibility simply extend this lever by implying that any wrongdoing that is undiscovered or unpunished by one's fellows will be discovered and punished by God. Martin Daly and Margo Wilson sum up the ultimate rationale of our intuitions about responsibility and godly retribution:
From the perspective of evolutionary psychology, this almost mystical and seemingly irreducible sort of moral imperative is the output of a mental mechanism with a straightforward adaptive function: to reckon justice and administer punishment by a calculus which ensures that violators reap no advantage from their misdeeds. The enormous volume of mystico-religious bafflegab about atonement and penance and divine justice and the like is the attribution to higher, detached authority of what is actually a mundane, pragmatic matter: discouraging self-interested competitive acts by reducing their profitability to nil. 17
~
The deterrence paradox also underlies the part of the logic of responsibility that makes us expand or contract it when we learn about a person's mental state. Modern societies do not just pick whatever policy is most effective at deterring wrongdoers. For example, if one's only value was to reduce crime, one could always make the punishments for it especially cruel, as most societies did until recently. One could convict people on the basis of an accusation, a guilty manner, or a forced confession. One could execute the entire family of a criminal, or his entire clan or village. One could say to one's adversaries, as Vito Corleone said to the heads of the other crime families in The Godfather,"l'm a superstitious man. And if some unlucky accident should befall my son, if my son is struck by a bolt of lightning, I will blame some of the people here. "
The reason these practices strike us as barbaric is that they inflict more harm than is necessary to deter evil in the future. As the political writer Harold {183} Laski said, "Civilization means, above all, an unwillingness to inflict unnecessary pain. " The problem with broad-spectrum deterrents is that they catch innocent people in their nets, people who could not have been deterred from committing an undesirable act to start with (such as the kin of the man who pulled the trigger, or a bystander during a lightning storm that kills the Godfather's son). Since punishment of these innocents could not possibly deter other people like them, the harm has no compensating benefit even in the long run, and we consider it unjustified. We seek to fine-tune our policy of punishment so that it applies only to people who could have been deterred by it. They are the ones we "hold responsible," the ones we feel "deserve" the punishment.
A fine-tuned deterrence policy explains why we exempt certain harm-causers from punishment. We don't punish those who were unaware that their acts would lead to harm, because such a policy would do nothing to prevent similar acts by them or by others in the future. (Chauffeurs cannot be deterred from driving a president into the line of fire if they have no way of knowing there will be a line of fire. ) We don't apply criminal punishment to the delirious, the insane, small children, animals, or inanimate objects, because we judge that they -- and entities similar to them -- lack the cognitive apparatus that could be informed of the policy and could inhibit behavior accordingly. We exempt these entities from responsibility not because they follow predictable laws of biology while everyone else follows mysterious not-laws of free will. We exempt them because, unlike most adults, they lack a functioning brain system that can respond to public contingencies of punishment.
And this explains why the usual exemptions from responsibility should not be granted to all males or all abuse victims or all of humanity, even when we think we can explain what led them to act as they did. The explanations may help us understand the parts of the brain that made a behavior tempting, but they say nothing about the other parts of the brain (primarily in the pre-frontal cortex) that could have inhibited the behavior by anticipating how the community would respond to it. We are that community, and our major lever of influence consists in appealing to that inhibitory brain system. Why should we discard our lever on the system for inhibition just because we are coming to understand the system for temptation? If you believe we shouldn't, that is enough to hold people responsible for their actions -- without appealing to a will, a soul, a self, or any other ghost in the machine.
This argument parallels a long-running debate about the most blatant example of a psychological explanation that nullifies responsibility, the insanity defense. 18 Many legal systems in the English-speaking world follow the nineteenth-century M'Naughten rule:
. . . the jurors ought to be told in all cases that every man is to be presumed to be sane, and to possess a sufficient degree of reason to be {184} responsible for his crimes, until the contrary be proved to their satisfaction; and that, to establish a defense on the ground of insanity, it must be clearly proved that, at the time of the committing of the act, the party accused was laboring under such a defect of reason, from disease of the mind, as not to know the nature and quality of the act he was doing, or, if he did
? ? ? ? know it, that he did not know he was doing what was wrong.
This is an excellent characterization of a person who cannot be deterred. If someone is too addled to know that an act would harm someone, he cannot be inhibited by the injunction "Don't harm people, or else! " The M'Naughten rule aims to forgo spiteful punishment -- retribution that harms the perpetrator with no hope of deterring him or people similar to him.
The insanity defense achieved its present notoriety, with dueling rent-a-shrinks and ingenious abuse excuses, when it was expanded from a practical test of whether the cognitive system responding to deterrence is working to the more nebulous tests of what can be said to have produced the behavior. In the 1954 Durham decision, Bazelon invoked "the science of psychiatry" and "the science of psychology" to create a new basis for the insanity defense:
The rule we now hold is simply that an accused is not criminally responsible if his unlawful act was the product of mental disease or mental defect.
Unless one believes that ordinary acts are chosen by a ghost in the machine, all acts are products of cognitive and emotional systems in the brain. Criminal acts are relatively rare -- if everyone in a defendant's shoes acted as he did, the law against what he did would be repealed -- so heinous acts will often be products of a brain system that is in some way different from the norm, and the behavior can be construed as "a product of mental disease or mental defect. " The Durham decision and similar insanity rules, by distinguishing behavior that is a product of a brain condition from behavior that is something else, threatens to turn every advance in our understanding of the mind into an erosion of responsibility.
Now, some discoveries about the mind and brain really could have an impact on our attitudes toward responsibility -- but they may call for expanding the domain of responsibility, not contracting it. Suppose desires that sometimes culminate in the harassment and battering of women are present in many men. Does that really mean that men should be punished more leniently for such crimes, because they can't help it? Or does it mean they should be punished more surely and severely, because that is the best way to counteract a strong or widespread urge? Suppose a vicious psychopath is found to have a defective sense of sympathy, which makes it harder for him to appreciate the {185} suffering of his victims. Should we mitigate the punishment because he has diminished capacity? Or should we make the punishment more sure and severe to teach him a lesson in the only language he understands?
Why do people's intuitions go in opposite directions -- both "If he has trouble controlling himself, he should be punished more leniently" and "If he has trouble controlling himself, he should be punished more severely"? It goes back to the deterrence paradox. Suppose some people need a threat of one lash with a wet noodle to deter them from parking in front of a fire hydrant. Suppose people with a bad gene, a bad brain, or a bad childhood need the threat of ten lashes. A policy that punishes illegal parkers with nine lashes will cause unnecessary suffering and not solve the problem: nine lashes is more than necessary to deter ordinary people and less than necessary to deter defective people. Only a penalty of ten lashes can reduce both illegal parking and lashing: everyone will be deterred, no one will block hydrants, and no one will get whipped. So, paradoxically, the two extreme policies (harsh punishment and no punishment) are defensible and the intermediate ones are not. Of course, people's deterrence thresholds in real life aren't pinned at just two values but are broadly distributed (one lash for some people, two for others, and so on), so many intermediate levels of punishment will be defensible, depending on how one weights the benefits of deterring wrongdoing against the costs of inflicting harm.
Even for those who are completely undeterrable, because of frontal-lobe damage, genes for psychopathy, or any other putative cause, we do not have to allow lawyers to loose them on the rest of us. We already have a mechanism for those likely to harm themselves or others but who do not respond to the carrots and sticks of the criminal justice system: involuntary civil commitment, in which we trade off some guarantees of civil liberties against the security of being protected from likely predators. In all these decisions, the sciences of human nature can help estimate the distribution of deterrabilities, but they cannot weight the conflicting values of avoiding the greatest amount of unnecessary punishment and preventing the greatest amount of future wrongdoing. 19
I do not claim to have solved the problem of free will, only to have shown that we don't need to solve it to preserve personal responsibility in the face of an increasing understanding of the causes of behavior. Nor do I argue that deterrence is the only way to encourage virtue, just that we should recognize it as the active ingredient that makes responsibility worth keeping. Most of all, I hope I have dispelled two fallacies that have allowed the sciences of human nature to sow unnecessary fear. The first fallacy is that biological explanations corrode responsibility in a way that environmental explanations do not. The second fallacy is that causal explanations (both biological and environmental) corrode responsibility in a way that a belief in an uncaused will or soul does not.
? ? ? << {186} >>
? ? ? ? Chapter 11
The Fear of Nihilism
The final fear of biological explanations of the mind is that they may strip our lives of meaning and purpose. If we are just machines that let our genes make copies of themselves, if our joys and satisfactions are just biochemical events that will someday sputter out for good, if life was not created for a higher purpose and directed toward a noble goal, then why go on living? Life as we treasure it would be sham, a Potemkin village with only a fac? ade of value and worth.
The fear comes in two versions, religious and secular. A sophisticated version of the religious concern was formulated by Pope John Paul II in a 1996 address to the Pontifical Academy of Sciences, "Truth Cannot Contradict Truth. "1 The Pope acknowledged that Darwin's theory of evolution is "more than just a hypothesis," because converging discoveries in many independent fields, "neither sought nor fabricated," argue in its favor. But he drew the line at "the spiritual soul," a transition in the evolution of humans that amounted to an "ontological leap" unobservable by science. The spirit could not have emerged "from the forces of living matter," because that cannot "ground the dignity of the person":
Man is the only creature on earth that God has wanted for its own sake. . . . In other terms, the human individual cannot be subordinated as a pure means or a pure instrument, either to the species or to society; he has value per se. He is a person. With his intellect and his will, he is capable of forming a relationship of communion, solidarity and self-giving with his peers. . . . Man is called to enter into a relationship of knowledge and love with God himself, a relationship which will find its complete fulfillment beyond time, in eternity. . . .
It is by virtue of his spiritual soul that the whole person possesses such a dignity even in his body. . . . If the human body take its origin {187} from pre-existent living matter, the spiritual soul is immediately created by God. . . . Consequently, theories of evolution which, in accordance with the philosophies inspiring them, consider the spirit as emerging from the forces of living matter or as a mere epiphenomenon of this matter, are incompatible with the truth about man. Nor are they able to ground the dignity of the person.
In other words, if scientists are right that the mind emerged from living matter, we would have to give up the value and dignity of the individual, solidarity and selflessness with regard to our fellow humans, and the higher purpose of realizing these values through the love of God and knowledge of his plans. Nothing would keep us from a life of callous exploitation and cynical self-centeredness.
Needless to say, debating the Pope is the ultimate exercise in futility. The point of this section is not to refute his doctrines, nor is it to condemn religion or argue against the existence of God. Religions have provided comfort, community, and moral guidance to countless people, and some biologists argue that a sophisticated deism, toward which many religions are evolving, can be made compatible with an evolutionary understanding of the mind and human nature. 2 My goal is defensive: to refute the accusation that a materialistic view of the mind is inherently amoral and that religious conceptions are to be favored because they are inherently more humane.
Even the most atheistic scientists do not, of course, advocate a callous amorality. The brain may be a physical system made of ordinary matter, but that matter is organized in such a way as to give rise to a sentient organism with a capacity to feel pleasure and pain. And that in turn sets the stage for the emergence of morality. The reason is succinctly explained in the comic strip Calvin and Hobbes (see p. 188).
The feline Hobbes, like his human namesake, has shown why an amoral egoist is in an untenable position. He is better off if he never gets shoved into the mud, but he can hardly demand that others refrain from shoving him if he himself is not willing to forgo shoving others. And since one is better off not shoving and not getting shoved than shoving and getting shoved, it pays to insist on a moral code, even if the price is adhering to it oneself. As moral philosophers through the ages have pointed out, a philosophy of living based on "Not everyone, just me! " falls apart as soon as one sees oneself from an objective standpoint as a person just like others. It is like insisting that "here," the point in space one happens to be occupying at the moment, is a special place in the universe. 3
The dynamic between Calvin and Hobbes (the cartoon characters) is inherent to social organisms, and there are reasons to believe that the solution {188}
? ? ? ? ? ? to it -- a moral sense -- evolved in our species rather than having to be deduced from scratch by each of us after we've picked ourselves up out of the mud. 4 Children as young as a year and a half spontaneously give toys, proffer help, and try to comfort adults or other children who are visibly distressed. 5 People in all cultures distinguish right from wrong, have a sense of fairness, help one another, impose rights and obligations, believe that wrongs should be redressed, and proscribe rape, murder, and some kinds of violence. 6 These normal sentiments are conspicuous by their absence in the aberrant individuals we call psychopaths. 7 The alternative, then, to the religious theory of the source of values is that evolution endowed us with a moral sense, and we have expanded its circle of application over the course of history through reason (grasping the logical interchangeability of our interests and others'), knowledge (learning of the advantages of cooperation over the long term), and sympathy (having experiences that allow us to feel other people's pain). {189}
How can we tell which theory is preferable? A thought experiment can pit them against each other. What would be the right thing to do if God had commanded people to be selfish and cruel rather than generous and kind? Those who root their values in religion would have to say that we ought to be selfish and cruel. Those who appeal to a moral sense would say that we ought to reject God's command. This shows -- I hope -- that it is our moral sense that deserves priority. 8
This thought experiment is not just a logical brainteaser of the kind beloved by thirteen-year-old atheists, such as why God cares how we behave if he can see the future and already knows. The history of religion shows that God has commanded people to do all manner of selfish and cruel acts: massacre Midianites and abduct their women, stone prostitutes, execute homosexuals, burn witches, slay heretics and infidels, throw Protestants out of windows, withhold medicine from dying children, shoot up abortion clinics, hunt down Salman Rushdie, blow themselves up in marketplaces, and crash airplanes into skyscrapers. Recall that even Hitler thought he was carrying out the will of God. 9 The recurrence of evil acts committed in the name of God shows that they are not random perversions. An omnipotent authority that no one can see is a useful backer for malevolent leaders hoping to enlist holy warriors. And since unverifiable beliefs have to be passed along from parents and peers rather than discovered in the world, they
? ? ? ? ? ? ? differ from group to group and become divisive identity badges.
And who says the doctrine of the soul is more humane than the understanding of the mind as a physical organ? I see no dignity in letting people die of hepatitis or be ravaged by Parkinson's disease when a cure may lie in research on stem cells that religious movements seek to ban because it uses balls of cells that have made the "ontological leap" to "spiritual souls. " Sources of immense misery such as Alzheimer's disease, major depression, and schizophrenia will be alleviated not by treating thought and emotion as manifestations of an immaterial soul but by treating them as manifestations of physiology and genetics. 10
Finally, the doctrine of a soul that outlives the body is anything but righteous, because it necessarily devalues the lives we live on this earth. When Susan Smith sent her two young sons to the bottom of a lake, she eased her conscience with the rationalization that "my children deserve to have the best, and now they will. " Allusions to a happy afterlife are typical in the final letters of parents who take their children's lives before taking their own,11 and we have recently been reminded of how such beliefs embolden suicide bombers and kamikaze hijackers. This is why we should reject the argument that if people stopped believing in divine retribution they would do evil with impunity. Yes, if nonbelievers thought they could elude the legal system, the opprobrium of their {190} communities, and their own consciences, they would not be deterred by the threat of spending eternity in hell. But they would also not be tempted to massacre thousands of people by the promise of spending eternity in heaven.
Even the emotional comfort of a belief in an afterlife can go both ways. Would life lose its purpose if we ceased to exist when our brains die? On the contrary, nothing invests life with more meaning than the realization that every moment of sentience is a precious gift.
How many fights have been averted, how many friendships renewed, how many hours not squandered, how many gestures of affection offered, because we sometimes remind ourselves that "life is short"? ~
Why do secular thinkers fear that biology drains life of meaning? It is because biology seems to deflate the values we most cherish. If the reason we love our children is that a squirt of oxytocin in the brain compels us to protect our genetic investment, wouldn't the nobility of parenthood be undermined and its sacrifices devalued? If sympathy, trust, and a yearning for justice evolved as a way to earn favors and deter cheaters, wouldn't that imply that there are really no such things as altruism and justice for their own sake? We sneer at the philanthropist who profits from his donation because of the tax savings, the televangelist who thunders against sin but visits prostitutes, the politician who defends the downtrodden only when the cameras are rolling, and the sensitive new-age guy who backs feminism because it's a good way to attract women. Evolutionary psychology seems to be saying that we are all such hypocrites, all the time.
The fear that scientific knowledge undermines human values reminds me of the opening scene in Annie Hall, in which the young Alvy Singer has been taken to the family doctor:
mother: He's been depressed. All of a sudden, he can't do anything. doctor: Why are you depressed, Alvy?
mother: Tell Dr. Flicker. [Answers for him. ] It's something he read. doctor: Something he read, huh?
alvy: [Head down. ] The universe is expanding.
doctor: The universe is expanding?
alvy: Well, the universe is everything, and if it's expanding, someday it will break apart and that would be the end of everything!
mother: What is that your business? [To the doctor. ] He stopped doing his homework.
alvy: What's the point?
The scene is funny because Alvy has confused two levels of analysis: the scale of billions of years with which we measure the universe, and the scale of {191} decades, years, and days with which we measure our lives. As Alvy's mother points out, "What has the universe got to do with it? You're here in Brooklyn! Brooklyn is not expanding! " People who are depressed at the thought that all our motives are selfish are as confused as Alvy. They have mixed up ultimate causation (why something evolved by natural selection) with proximate causation (how the entity works here and now). The mix-up is natural because the two explanations can look so much alike.
Richard Dawkins showed that a good way to understand the logic of natural selection is to imagine that genes are agents with selfish motives. No one should begrudge him the metaphor, but it contains a trap for the unwary. The genes have metaphorical motives -- making copies of themselves -- and the organisms they design have real motives. But they are not the same motives. Sometimes the most selfish thing a gene can do is wire unselfish motives into a human brain -- heartfelt, unstinting, deep-in-the-marrow unselfishness. The love of children (who carry one's
? ? ? ? genes into posterity), a faithful spouse (whose genetic fate is identical to one's own), and friends and allies (who trust you if you're trustworthy) can be bottomless and unimpeachable as far as we humans are concerned (proximate level), even if it is metaphorically self-serving as far as the genes are concerned (ultimate level).
I suspect there is another reason why the explanations are so easily confused. We all know that people sometimes have ulterior motives. They may be publicly generous but privately greedy, publicly pious but privately cynical, publicly platonic but privately lusting. Freud accustomed us to the idea that ulterior motives are pervasive in behavior, exerting their effects from an inaccessible stratum of the mind. Combine this with the common misconception that the genes are a kind of essence or core of the person, and you get a mongrel of Dawkins and Freud: the idea that the metaphorical motives of the genes are the deep, unconscious, ulterior motives of the person. That is an error. Brooklyn is not expanding.
Even people who can keep genes and people apart in their minds might find themselves depressed. Psychology has taught us that aspects of our experience may be figments, artifacts of how information is processed in the brain. The difference in kind between our experience of red and our experience of green does not mirror any difference in kind in lightwaves in the world -- the wavelengths of light, which give rise to our perception of hue, form a smooth continuum. Red and green, perceived as qualitatively different properties, are constructs of the chemistry and circuitry of our nervous system. They could be absent in an organism with different photopigments or wiring; indeed, people with the most common form of colorblindness are just such organisms. And the emotional coloring of an object is as much a figment as its {192} physical coloring. The sweetness of fruit, the scariness of heights, and the vileness of carrion are fancies of a nervous system that evolved to react to those objects in adaptive ways.
The sciences of human nature seem to imply that the same is true of right and wrong, merit and worthlessness, beauty and ugliness, holiness and baseness. They are neural constructs, movies we project onto the interior of our skulls, ways to tickle the pleasure centers of the brain, with no more reality than the difference between red and green. When Marley's ghost asked Scrooge why he doubted his senses, he said, "Because a little thing affects them. A slight disorder of the stomach makes them cheats. You may be an undigested bit of beef, a blot of mustard, a crumb of cheese, a fragment of an underdone potato. There's more of gravy than of grave about you, whatever you are! " Science seems to be saying that the same is true of everything we value.
But just because our brains are prepared to think in certain ways, it does not follow that the objects of those thoughts are fictitious. Many of our faculties evolved to mesh with real entities in the world. Our perception of depth is the product of complicated circuitry in the brain, circuitry that is absent from other species. But that does not mean that there aren't real trees and cliffs out there, or that the world is as flat as a pancake. And so it may be with more abstract entities. Humans, like many animals, appear to have an innate sense of number, which can be explained by the advantages of reasoning about numerosity during our evolutionary history. (For example, if three bears go into a cave and two come out, is it safe to enter? ) But the mere fact that a number faculty evolved does not mean that numbers are hallucinations. According to the Platonist conception of number favored by many mathematicians and philosophers, entities such as numbers and shapes have an existence independent of minds. The number three is not invented out of whole cloth; it has real properties that can be discovered and explored. No rational creature equipped with circuitry to understand the concept "two" and the concept of addition could discover that two plus one equals anything other than three. That is why we expect similar bodies of mathematical results to emerge from different cultures or even different planets. If so, the number sense evolved to grasp abstract truths in the world that exist independently of the minds that grasp them.
Perhaps the same argument can be made for morality. According to the theory of moral realism, right and wrong exist, and have an inherent logic that licenses some moral arguments and not others. 12 The world presents us with non-
zero-sum games in which it is better for both parties to act unselfishly than for both to act selfishly (better not to shove and not to be shoved than to shove and be shoved). Given the goal of being better off, certain conditions
{193} follow necessarily. No creature equipped with circuitry to understand that it is immoral for you to hurt me could discover anything but that it is immoral for me to hurt you. As with numbers and the number sense, we would expect moral systems to evolve toward similar conclusions in different cultures or even different planets. And in fact the Golden Rule has been rediscovered many times: by the authors of Leviticus and the Mahabharata; by Hillel, Jesus, and Confucius; by the Stoic philosophers of the Roman Empire; by social contract theorists such as Hobbes, Rousseau, and Locke; and by moral philosophers such as Kant in his categorical imperative. 13 Our moral sense may have evolved to mesh with an intrinsic logic of ethics rather than concocting it in our heads out of nothing.
But even if the Platonic existence of moral logic is too rich for your blood, you can still see morality as something more than a social convention or religious dogma. Whatever its ontological status may be, a moral sense is part of the standard equipment of the human mind. It's the only mind we've got, and we have no choice but to take its intuitions seriously. If we are so constituted that we cannot help but think in moral terms (at least some of the time and toward some people), then morality is as real for us as if it were decreed by the Almighty or written into the cosmos. And so
? ? ? ? it is with other human values like love, truth, and beauty. Could we ever know whether they are really "out there" or whether we just think they are out there because the human brain makes it impossible not to think they are out there? And how bad would it be if they were inherent to the human way of thinking? Perhaps we should reflect on our condition as Kant did in his Critique of Practical Reason: "Two things fill the mind with ever new and increasing admiration and awe, the oftener and more steadily we reflect on them: the starry heavens above and the moral law within. " .
~
In the past four chapters I have shown why new ideas from the sciences of human nature do not undermine humane values. On the contrary, they present opportunities to sharpen our ethical reasoning and put those values on a firmer foundation. In a nutshell:
? It is a bad idea to say that discrimination is wrong only because the traits of all people are indistinguishable.
? It is a bad idea to say that violence and exploitation are wrong only because people are not naturally inclined to them.
? It is a bad idea to say that people are responsible for their actions only because the causes of those actions are mysterious.
? And it is a bad idea to say that our motives are meaningful in a personal sense only because they are inexplicable in a biological sense. {194}
These are bad ideas because they make our values hostages to fortune, implying that someday factual discoveries could make them obsolete. And they are bad ideas because they conceal the downsides of denying human nature: persecution of the successful, intrusive social engineering, the writing off of suffering in other cultures, an incomprehension of the logic of justice, and the devaluing of human life on earth.
<< {195} >>
KNOW THYSELF
ow that I have attempted to make the very idea of human nature respectable, it is time to say something about what it is and what difference N it makes for our public and private lives. The chapters in Part IV present some current ideas about the design specs of the basic human
faculties. These are not just topics in a psychology curriculum but have implications for many arenas of public discourse. Ideas about the contents of cognition -- concepts, words, and images -- shed light on the roots of prejudice, on the media, and on the arts. Ideas about the capacity for reason can enter into our policies of education and applications of technology. Ideas about social relations are relevant to the family, to sexuality, to social organization, and to crime. Ideas about the moral sense inform the way we evaluate political movements and how we trade off one value against another.
In each of these arenas, people always appeal to some conception of human nature, whether they acknowledge it or not. The problem is that the conceptions are often based on gut feelings, folk theories, and archaic versions of biology. My goal is to make these conceptions explicit, to suggest what is right and wrong about them, and to spell out some of the implications. Ideas about human nature cannot, on their own, resolve perplexing controversies or determine public policy. But without such ideas we are not playing with a full deck and are vulnerable to unnecessary befuddlement. As the biologist Richard Alexander has noted, "Evolution is surely most deterministic for those still unaware of it. "1
<< {197} >> Chapter 12
In Touch with Reality
? ? ? ? ? ? ? ? ? ? ? ? ? ? What a piece of work is a man!
How noble in reason!
How infinite in faculty!
In form, in moving, how express and admirable! In action, how like an angel!
In apprehension, how like a god!
-- William Shakespeare
The starting point for acknowledging human nature is a sheer awe and humility in the face of the staggering complexity of its source, the brain. Organized by the three billion bases of our genome and shaped by hundreds of millions of years of evolution, the brain is a network of unimaginable intricacy: a hundred billion neurons linked by a hundred trillion connections, woven into a convoluted three-dimensional architecture. Humbling, too, is the complexity of what it does. Even the mundane talents we share with other primates -- walking, grasping, recognizing -- are solutions to engineering problems at or beyond the cutting edge of artificial intelligence. The talents that are human birthrights -- speaking and understanding, using common sense, teaching children, inferring other people's motives -- will probably not be duplicated by machines in our lifetime, if ever. All this should serve as a counterweight to the image of the mind as formless raw material and to people as insignificant atoms making up the complex being we call "society. "
The human brain equips us to thrive in a world of objects, living things, and other people. Those entities have a large impact on our well-being, and one would expect the brain to be well suited to detecting them and their powers. Failing to recognize a steep precipice or a hungry panther or a jealous spouse can have significant negative consequences for biological fitness, to put it mildly. The fantastic complexity of the brain is there in part to register consequential facts about the world around us. {198}
But this truism has been rejected by many sectors of modern intellectual life. According to the relativistic wisdom prevailing in much of academia today, reality is socially constructed by the use of language, stereotypes, and media images. The idea that people have access to facts about the world is nai? ve, say the proponents of social constructionism, science studies, cultural studies, critical theory, postmodernism, and deconstructionism. In their view, observations are always infected by theories, and theories are saturated with ideology and political doctrines, so anyone who claims to have the facts or know the truth is just trying to exert power over everyone else.
Relativism is entwined with the doctrine of the Blank Slate in two ways. One is that relativists have a penny-pinching theory of psychology in which the mind has no mechanisms designed to grasp reality; all it can do is passively download words, images, and stereotypes from the surrounding culture. The other is the relativists' attitude toward science. Most scientists regard their work as an extension of our everyday ability to figure out what is out there and how things work. Telescopes and microscopes amplify the visual system; theories formalize our hunches about cause and effect; experiments refine our drive to gather evidence about events we cannot witness directly. Relativist movements agree that science is perception and cognition writ large, but they draw the opposite conclusion: that scientists, like laypeople, are unequipped to grasp an objective reality. Instead, their advocates say, "Western science is only one way of describing reality, nature, and the way things work -- a very effective way, certainly, for the production of goods and profits, but unsatisfactory in most other respects. It is an imperialist arrogance which ignores the sciences and insights of most other cultures and times. "1 Nowhere is this more significant than in the scientific study of politically charged topics such as race, gender, violence, and social organization. Appealing to "facts" or "the truth" in connection with these topics is just a ruse, the relativists say, because there is no "truth" in the sense of an objective yardstick independent of cultural and political presuppositions.
Skepticism about the soundness of people's mental faculties also determines whether one should respect ordinary people's tastes and opinions (even those we don't much like) or treat the people as dupes of an insidious commercial culture. According to relativist doctrines like "false consciousness," "inauthentic preferences," and "interiorized authority," people may be mistaken about their own desires. If so, it would undermine the assumptions behind democracy, which gives ultimate authority to the preferences of the majority of a population, and the assumptions behind market economies, which treat people as the best judges of how they should allocate their own resources. Perhaps not coincidentally, it elevates the scholars and artists who analyze the use of language and images in society, because only they can unmask the ways in which such media mislead and corrupt. {199}
This chapter is about the assumptions about cognition -- in particular, concepts, words, and images -- that underlie recent relativistic movements in intellectual life. The best way to introduce the argument is with examples from the study of perception, our most immediate connection to the world. They immediately show that the question of whether reality is socially constructed or directly available has not been properly framed. Neither alternative is correct.
? ? ? ? Relativists have a point when they say that we don't just open our eyes and apprehend reality, as if perception were a window through which the soul gazes at the world. The idea that we just see things as they are is called nai? ve realism, and it was refuted by skeptical philosophers thousands of years ago with the help of a simple phenomenon: visual illusions. Our visual systems can play tricks on us, and that is enough to prove they are gadgets, not pipelines to the truth. Here are two of my favorites. In Roger Shepard's "Turning the Tables"2 (right), the two parallelograms are identical in size and shape. In Edward Adelson's "Checker Shadow Illusion"3 (below) the light square in the middle of the shadow (B) is the same shade of gray as the dark squares outside the shadow (A):
? ? ? world. Most of the time the system works: people don't usually bump into trees or bite into rocks.
But occasionally the brain is fooled. The ground stretching away from our feet projects an image from the bottom to the center of our visual field. As a result, the brain often interprets down-up in the visual field as near-far in the world, especially when reinforced by other perspective cues such as occluded parts (like the hidden table legs). Objects stretching away from the viewer get foreshortened by projection, and the brain compensates for this, so we tend to see a given distance running up-and-down in the visual field as coming from a longer object than the same distance running left-to-right. And that makes us see the lengths and widths differently in the turned tables. By similar logic, objects in shadow reflect less light onto our retinas than objects in full illumination. Our brains compensate, making us see a given shade of gray as lighter when it is in shadow than when it is in sunshine. In each case we may see the lines and patches on the page incorrectly, but that is only because our visual systems are working very hard to see them as coming from a real world. Like a policeman framing a suspect, Shepard and Adelson have planted evidence that would lead a rational but unsuspecting observer to an incorrect conclusion. If we were in a world of ordinary 3-D objects that had projected those images onto our retinas, our perceptual experience would be accurate. Adelson explains: "As with many so-called illusions, this effect really demonstrates the success rather than the failure of the visual system. The visual system is not very good at being a physical light meter, but that is not its purpose. The important task is to break the image information down into meaningful components, and thereby perceive the nature of the objects in view.
