in the same light as careseeking, namely as a ba- sic
component
of human nature (see Lecture 1).
A-Secure-Base-Bowlby-Johnf
Instead they concentrated on emotion- ally neutral details such as the woman's hairstyle, the material of her dressing gown, and the quality of the furniture.
Not surprisingly there was a high correlation between the way the children respon- ded to the pictures and the way the parents had discussed them subsequently.
On the third showing the descriptions given by all the children improved in accuracy; but those of the 12 who had responded candidly on the first showing improved more than did the descrip- tions given by the 13 who had failed to report the pictures' content on the first occasion.
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? ? ? There could be little doubt that during their discussion of the pictures some of the parents were, consciously or unconsciously, avoiding ref- erence to the content of the pictures. It was a reasonable inference also that their children's failure to describe the sexual theme on the first showing was in some way influenced by the 'cli- mate' they had experienced in their homes. What the experiment could not show, of course, was whether these children had truly failed to per- ceive the scene depicted or whether they had per- ceived it but had failed to report what they saw. Since pre-adolescent children tend to be slow and often uncertain in their perceptions, my guess would be that at least some of the children in the experiment had truly failed to register the nature of what was happening. Others may have known intuitively that the scene was one they were not supposed to know about and so avoided seeing it.
At first sight the notion that information of a certain meaning can be shut off, or selectively ex- cluded from perception, appears paradoxical. How, it is asked, can a person selectively exclude from processing a particular stimulus unless he first perceives the stimulus which he wishes to exclude? This stumbling block disappears,
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? ? ? however, once perception is conceived as a multistage process as nowadays it is. Indeed ex- perimental work on human information pro- cessing undertaken during the past decade or so enables us to have a much better idea of the nature of the shutting-off processes we have been discussing than was possible when Freud and others in the psychodynamic tradition were first formulating the theories of defence that have been so very influential ever since. In what fol- lows I give a brief sketch of this new approach.
Studies of human perception (Erdelyi, 1974; Norman, 1976) have shown that, before a person is aware of seeing something or hearing something, the sensory inflow coming through his eyes or ears, has already passed through many stages of selection, interpretation, and ap- praisal, during the course of which a large pro- portion of the original inflow has been excluded. The reason for this extensive exclusion is that the channels responsible for the most advanced pro- cessing are of limited capacity and must therefore be protected from overload. To ensure that what is most relevant gets through and that only the less relevant is excluded, selection of inflow is un- der central, or we might say ego, control.
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? ? ? Although this processing is done at extraordinary speeds and almost all of it outside awareness, much of the inflow has nonetheless been carried to a very advanced stage of processing before be- ing excluded. The results of experiments on dichotic listening provide striking examples.
In this type of experiment two different mes- sages are transmitted simultaneously to a person, one message to each ear. The person is then told to attend to one of these messages only, say the one being received by the right ear. To ensure he gives it continuous attention, he is required to 'shadow' that message by repeating it word for word as he is hearing it. Keeping the two mes- sages distinct is found to be fairly easy, and at the end of the session the subject is usually totally unaware of the content of the unattended mes- sage. Yet there are significant exceptions. For ex- ample, should his own name or some personally significant word occur in the unattended mes- sage, he may well notice and remember it. This shows that, even though consciously unattended, this message is being subjected to continuous and fairly advanced processing during which its meaning is being monitored and its content ap- praised as more or less relevant; and all this
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? ? ? without the person being in any way aware of what was going on.
In the ordinary course of a person's life the cri- teria applied to sensory inflow that determine what information is to be accepted and what is to be excluded are readily intelligible as reflecting what is at any one time in the person's best in- terests. Thus, when he is hungry, sensory inflow concerned with food is given priority, whilst much else that might at other times be of interest to him is excluded. Yet, should danger threaten, priorities would quickly change so that inflow concerned with issues of danger and safety would take precedence and inflow concerned with food be temporarily excluded. This change in the cri- teria governing what inflow is to be accepted and what excluded is effected by evaluating systems central to the personality.
In thus summarizing the findings from a neigh- bouring discipline the main points I wish to em- phasize are first that throughout a person's life he is engaged in excluding, or shutting out, a large proportion of all the information that is reaching him; secondly that he does so only after its relev- ance to himself has been assessed; and thirdly that this process of selective exclusion is usually
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? ? ? carried out without his being in any way aware of its happening.
Admittedly, so far, most of these experiments have been concerned with the processing of cur- rent sensory inflow, namely with perception, and not with the utilization of information already stored in memory, namely with recall. Yet it seems likely that the same general principles ap- ply. In each case criteria are set by one or more central evaluating systems and it is these criteria that govern what information is passed through for further, and conscious, processing and what is excluded. Thus, thanks to the work of cognitive psychologists, there is no longer any difficulty in imagining, and describing in operational terms, a mental apparatus capable of shutting off inform- ation of certain specified types and of doing so without the person being aware of what is happening.
Let us consider next the second category of scenes and experiences that tend to become shut off and forgotten, whilst at the same time con- tinuing to be more or less influential in affecting a person's thoughts, feeling, and behaviour. These are the scenes and experiences in which parents have treated children in ways the
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? ? ? children find too unbearable to think about or re- member. Here again not only is there amnesia, partial or complete, for the sequence of events but also exclusion from consciousness of the thoughts, feelings, and impulses to action that are the natural responses to such events. This results in major disorders of personality which in their commoner and less severe forms tend to be diagnosed as cases of narcissism or false self and in their more severe forms may be labelled as a fugue, a psychosis, or a case of multiple personal- ity. The experiences which give rise to such dis- orders have probably continued or been repeated over several years of childhood, perhaps starting during the first two or three but usually continu- ing during the fourth, fifth, sixth, and seventh years, and no doubt often for longer still. The ex- periences themselves include repeated rejection by parents combined with contempt for a child's desire for love, care, and comforting, and, espe- cially in the more severe forms, physical violence (battering), repeated and sometimes systematic, and sexual exploitation by father or mother's boyfriend. Not infrequently a child in this predic- ament is subjected to a combination of such experiences.
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? ? ? We start at the less severe end of what appears to be a spectrum of related syndromes.
An example of a patient labelled as 'false self' has already been given in an earlier lecture (see p. 59). This concerned a severely depressed and sui- cidal young graduate who recalled during analys- is how his mother had consistently rejected him, ignored his crying, locked herself away in her room for days on end, and had several times left home. Fortunately he had been in the hands of a therapist who understood his problem, gave full credence to the childhood experiences he de- scribed, and sympathetic recognition both of his unrequited yearning for love and care and also for the violent feelings towards his mother that her treatment of him had aroused, and which ini- tially were directed towards herself (the therap- ist). A patient with rather similar problems but whose experiences included also a period of 18 months in an impersonal institution, starting when she was 4 years old, is reported in Lecture 4. Although both these patients made rewarding progress during treatment, both remained more sensitive than others to further misfortune.
A number of patients, both children and adults, whose disorders appear to have originated in
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? ? ? similar though mainly worse experiences and to have resulted in personality splitting of an even greater degree have been described by therapists during the past decade. An example is Geraldine, aged 11, who had been found wandering in a dazed state and who had lost all memory both of her mother's terminal illness and of events of the three subsequent years. At the end of a long peri- od of therapy, described in great detail by McCann (in Furman, 1974), Geraldine summed up the experiences which had preceded her am- nesia: 'With Mama, I was scared to death to step out of line. I saw with my own eyes how she at- tacked, in words and actions, my Dad and sister and, after all, I was just a little kid, very power- less. . . . How could I ever be mad at Mama--she was really the only security I had . . . I blotted out all feelings--things happened that were more than I could endure--I had to keep going. If I had really let things hit me, I wouldn't be here. I'd be dead or in a mental hospital. '1
The complex psychological state of Geraldine and also the childhood experiences held to have been responsible for it bear close resemblance to the state of patients suffering from multiple
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? ? ? personality and to the childhood experiences held responsible for them.
In an article by Bliss (1980), based on clinical examinations and therapy carried out by means of hypnosis, a description is given of 14 patients, all female, diagnosed as suffering from multiple personality. The hypothesis Bliss advances is that the subordinate personalities that take posses- sion of a patient from time to time are the cognit- ive creations of the principal personality when, as a child of between 4 and 7 years, she was subjec- ted for extended periods to intensely distressing events. According to Bliss, each such personality is created initially to serve a distinct purpose or role. Judged from the examples he gives, the roles are of three main kinds. The simplest and most benign is to act as a companion and protect- or when the creating personality is feeling lonely or isolated, as, for example, when parents are persistently hostile and/or absent and there is no one else to turn to. A second role is to be anaes- thetic to unbearably distressing events, as in the case of a child of 4 or 5 who shared a room with her mother who, dying of cancer, spent hours screaming in pain. The third role is more com- plex, namely to shoulder the responsibility for
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? ? ? thinking, feeling, and acting in ways that the pa- tient cannot bear to accept as her own. Examples given by Bliss include feeling violent hatred of a mother who had attempted to kill the patient when a child, a hatred amounting to an intent ac- tually to murder her; feeling and acting sexually after having been raped as a child; and feeling frightened and tearful after crying had led to pun- ishments and threats from parents.
Since findings derived from hypnotic proced- ures are controversial, it is important to note that a clinical research group at the University of Cali- fornia at Irvine, which uses conventional proced- ures and which has studied a number of cases (Reagor, personal communication), has reached conclusions very similar to those of Bliss. 2 The therapeutic procedures proposed have much in common also and are, moreover, strongly in keeping with the concepts of therapy described in the final lecture.
Lastly, a number of child psychiatrists and child psychotherapists (e. g. Stroh, 1974; Rosen- feld, 1975; Bloch, 1978; Hopkins, 1984), have de- scribed children whose thought and behaviour make them appear either nearly or frankly psychotic, who show pronouncedly paranoid
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? ? ? ideas, and whose condition, the evidence sug- gests, can be attributed to persistently abusive treatment by parents. Such children are often charming and endearing one moment and sav- agely hostile the next, the change occurring sud- denly and for no apparent reason. Their greatest violence, moreover, is most likely to be directed against the very individual to whom they appear, indeed are, most closely attached. Not infre- quently these children are tormented by intense fear that some monster will attack them and they spend their time trying to escape the expected at- tack. In at least some of these cases there is co- gent evidence that what is feared is an attack by one or other parent but, that expectation being unbearably frightening, the expected attack is at- tributed to an imaginary monster.
As an example, let us consider the case of 6-year-old Sylvia, reported by Hopkins (1984), one of whose principal symptoms was a terror that the chairs and other items of furniture, which she called Daleks, would fly across the room to strike her. 'Her terror was intense and when she kept cowering and ducking as though about to receive a blow from a Dalek or some oth- er monster, I thought she was hallucinating. '
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? ? ? From the first Sylvia also expressed the fear that her therapist would hit her like her mother did. Not only did she constantly attack her therapist but she often threatened to kill her.
The father had died in an automobile accident two years earlier. During many months of twice weekly interviews with a social worker, the moth- er was extremely guarded and told little of family relations. At length, however, after nearly two years the veil was lifted. She admitted her own massive rejection of Sylvia from the time of her birth, and the murderous feelings both she and father had had for her. Her treatment of Sylvia, she confessed, had been 'utterly brutal'. The fath- er had had an extremely violent temper and in his not infrequent rages had broken the furniture and thrown it across the room. He had frequently beaten Sylvia and had even thrown her across the room.
Thus the identity of the Daleks was not in doubt. Behind the 'fantasy' of a Dalek attack lay a serious reality-based expectation of an attack by father or mother. As Bloch (1978) has put it, a ba- sic premise of the therapeutic approach she and others like her advocate for these cases is that what is so facilely dubbed as fantasy be
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? ? ? recognized as a reflection of a grim reality, and that an early therapeutic task is to identify the real-life experiences lying close behind the de- ceptive camouflage.
Not only are the childhood experiences of these nearpsychotic children the same as those be- lieved characteristic of adult patients with mul- tiple personality, but the states of mind described by the respective therapists have features strik- ingly similar too. It seems highly likely therefore that the two conditions are closely related. It should be noted furthermore that these findings give support to the hypothesis advanced by Niederland (1959a and b, discussed by Bowlby, 1973) that the paranoid delusions of Judge Schreber, on which Freud based his theory of paranoia, were distorted versions of the ex- traordinary pedagogic regime to which the pa- tient's father had subjected him from the early months of life.
In this contribution, as in almost all my work, I have focused attention on psychopathology and some of the conditions that give rise to it. My reason for doing so is the belief that only with a better understanding of aetiology and psycho- pathology will it be possible to develop
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? ? ? therapeutic techniques and, more especially, pre- ventive measures that will be at once effective and economical in skilled manpower.
My therapeutic approach is far from original. The basic hypothesis can be stated simply. So long as current modes of perceiving and constru- ing situations, and the feelings and actions that ensue therefrom, are determined by emotionally significant events and experiences that have be- come shut away from further conscious pro- cessing, the personality will be prone to cogni- tion, affect, and behaviour maladapted to the cur- rent situation. When yearning for love and care is shut away, it will continue to be inaccessible. When there is anger, it will continue to be direc- ted at inappropriate targets. Similarly anxiety will continue to be aroused by inappropriate situ- ations and hostile behaviour be expected from in- appropriate sources. The therapeutic task is therefore to help the patient discover what these events and experiences may have been so that the thoughts, feelings, and behaviour that the situ- ations arouse, and that continue to be so trouble- some, can be linked again to the situations that aroused them. Then the true targets of his yearn- ing and anger and the true sources of his anxiety
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? ? ? and fear will become plain. Not only will such discoveries show that his modes of cognition, feeling, and behaviour are far more intelligible, given the circumstances in which they originated, than they had seemed before but, once the pa- tient has grasped how and why he is responding as he is, he will be in a position to reappraise his responses and, should he wish, to undertake their radical restructuring. Since such reappraisal and re-structuring can be achieved only by the patient himself, the emphasis in this formulation of the therapist's task is on helping the patient first to discover for himself what the relevant scenes and experiences probably were and secondly to spend time pondering on how they have continued to influence him. Only then will he be in a position to undertake the reorganization of his modes of construing the world, thinking about it, and act- ing in it which are called for.
The concepts of therapeutic process outlined here are similar to those described in much great- er detail by others. Examples are publications by Peterfreund (1983) and by Guidano and Liotti (1983). Although the authors of these two books started their therapeutic work from radically dif- ferent positions, namely traditional versions of
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? ? ? psychoanalysis and of behaviour therapy respect- ively, the principles that now guide their work show a striking convergence. Similarly current forms of bereavement therapy, which focus on distressing events in the comparatively recent past, are found to be based on the very same principles, even when developed within equally different traditions (Raphael, 1977; Melges and DeMaso, 1980). However divergent tactics may still appear, strategic thinking is on a convergent course.
1 A long abstract of McCann's account is given in Loss (Bowlby, 1980, 338-44).
2 See also Bliss (1986). Further evidence that multiple personality disorder develops during childhood as a
defence against overwhelming trauma, usually severe abuse, is reported in Kluft (1985).
7
THE ROLE OF ATTACHMENT IN PERSONALITY DEVELOPMENT
Evidence regarding the role of attachment in personality development has been accumulating apace during the 1980s. Earlier findings have been replicated on samples of diverse origin; methods of observation have been refined and new methods introduced; and the role of easy two-way communication between parent and child in making for healthy emotional develop- ment has been emphasized. Since I believe this new work to have far-reaching clinical implica- tions, my aim in this lecture has been to present a review of these findings in a form suited to those working as psychotherapists in the mental health field.
For the convenience of the reader I begin by restating in summary form some of the features most distinctive of attachment theory.
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? ? ? SOME DISTINCTIVE FEATURES OF ATTACHMENT THEORY
It will be remembered that attachment theory was formulated to explain certain patterns of be- haviour, characteristic not only of infants and young children but also adolescents and adults, that were formerly conceptualized in terms of de- pendency and over-dependency. In its original formulation observations of how young children respond when placed in a strange place with strange people, and the effects such experiences have on a child's subsequent relations with his parents, were especially influential. In all sub- sequent work theory has continued to be tied closely to detailed observations and interview data of how individuals respond in particular situations. Historically the theory was developed out of the object-relations tradition in psychoana- lysis; but it has drawn also on concepts from evolution theory, ethology, control theory, and cognitive psychology. One result is the reformula- tion of psychoanalytic metapsychology in ways compatible with modern biology and psychology and in conformity with the commonly accepted criteria of natural science (see Lecture 4).
Attachment theory emphasizes:
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? ? ? (a) the primary status and biological function of intimate emotional bonds between individuals, the making and maintaining of which are postulated to be controlled by a cybernetic system situated within the central nervous system, utilizing working models of self and attachment figure in relation- ship with each other. 1
(b) the powerful influence on a child's development of the ways he is treated by his parents, especially his mother-figure, and
(c) that present knowledge of infant and child development requires that a theory of developmental pathways should replace theories that invoke specific phases of development in which it is held a person may become fixated and/or to which he may regress.
THE PRIMACY OF INTIMATE EMOTIONAL BONDS
Attachment theory regards the propensity to make intimate emotional bonds to particular in- dividuals as a basic component of human nature, already present in germinal form in the neonate and continuing through adult life into old age. During infancy and childhood bonds are with parents (or parent substitutes) who are looked to for protection, comfort, and support. During healthy adolescence and adult life these bonds persist, but are complemented by new bonds, commonly of a heterosexual nature. Although food and sex sometimes play important roles in attachment relationships, the relationship exists in its own right and has a key survival function of its own, namely protection. Initially the only means of communication between infant and
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? ? ? mother is through emotional expression and its accompanying behaviour. Although supplemen- ted later by speech, emotionally mediated com- munication nonetheless persists as a principal feature of intimate relationships throughout life.
Within the attachment framework therefore in- timate emotional bonds are seen as neither sub- ordinate to nor derivative from food and sex. Nor is the urgent desire for comfort and support in adversity regarded as childish, as dependency theory implies. Instead the capacity to make in- timate emotional bonds with other individuals, sometimes in the careseeking role and sometimes in the caregiving one, is regarded as a principal feature of effective personality functioning and mental health.
As a rule careseeking is shown by a weaker and less experienced individual towards someone re- garded as stronger and/or wiser. A child, or older person in the careseeking role, keeps within range of the caregiver, the degree of closeness or of ready accessibility depending on circum- stances: hence the concept of attachment behaviour.
Caregiving, the major role of parents and com- plementary to attachment behaviour, is regarded
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? ? ?
in the same light as careseeking, namely as a ba- sic component of human nature (see Lecture 1).
Exploring the environment, including play and varied activities with peers, is seen as a third ba- sic component and one antithetic to attachment behaviour. When an individual (of any age) is feeling secure he is likely to explore away from his attachment figure. When alarmed, anxious, tired, or unwell he feels an urge towards proxim- ity. Thus we see the typical pattern of interaction between child and parent known as exploration from a secure base, first described by Ainsworth (1967). Provided the parent is known to be ac- cessible and will be responsive when called upon, a healthy child feels secure enough to explore. At first these explorations are limited both in time and space. Around the middle of the third year, however, a secure child begins to become confid- ent enough to increase time and distance away--first to half-days and later to whole days. As he grows into adolescence, his excursions are extended to weeks or months, but a secure home base remains indispensable nonetheless for op- timal functioning and mental health. Note that the concept of secure base is a central feature of the theory of psychotherapy proposed.
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? ? ? During the early months of life an infant shows many of the component responses of what will later become attachment behaviour, but the or- ganized pattern does not develop until the second half of the first year. From birth onwards he shows a germinal capacity to engage in social in- teraction and pleasure in doing so (Stern, 1985): thus there is no autistic or narcissistic phase. Within days, moreover, he is able to distinguish between his mother-figure and others by means of her smell and by hearing her voice, and also by the way she holds him. Visual discrimination is not reliable until the second quarter. Initially cry- ing is the only means available to him for sig- nalling his need for care, and contentment the only means for signalling that he has been satis- fied. During the second month, however, his so- cial smile acts strongly to encourage his mother in her ministrations and his repertoire of emo- tional communications rapidly extends (Izard, 1982; Emde, 1983).
The development of attachment behaviour as an organized system, having as its goal the keep- ing of proximity or of accessibility to a discriminated mother-figure, requires that the child should have developed the cognitive
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? ? ? capacity to keep his mother in mind when she is not present: this capacity develops during the second six months of life. Thus from nine months onwards the great majority of infants respond to being left with a strange person by protest and crying, and also by more or less prolonged fret- ting and rejection of the stranger. These observa- tions demonstrate that during these months an infant is becoming capable of representation and that his working model of his mother is becoming available to him for purposes of comparison dur- ing her absence and for recognition after her re- turn. Complementary to his model of his mother, he develops a working model of himself in inter- action with her, likewise for father.
A major feature of attachment theory is the hy- pothesis that attachment behaviour is organized by means of a control system within the central nervous system, analogous to the physiological control systems that maintain physiological measures such as blood pressure and body tem- perature within set limits. Thus the theory pro- poses that, in a way analogous to physiological homeostasis, the attachment control system maintains a person's relation to his attachment figure between certain limits of distance and
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? ? ? accessibility, using increasingly sophisticated methods of communication for doing so. As such, the effects of its operation can be regarded as an example of what can usefully be termed environ- mental homeostasis (Bowlby, 1969, 1982). By postulating a control system of this sort (with analogous systems controlling other forms of be- haviour) attachment theory contains within itself a theory of motivation that can replace traditional theories which invoke a postulated build-up of energy or drive. Among several advantages of control theory are that it gives as much attention to the conditions terminating a behavioural se- quence as to those initiating it and is proving a fruitful framework for empirical research.
The presence of an attachment control system and its linkage to the working models of self and attachment figure(s) that are built in the mind during childhood are held to be central features of personality functioning throughout life.
PATTERNS OF ATTACHMENT AND CONDITIONS DETERMINING THEIR DEVELOPMENT
The second area to which attachment theory pays special attention is the role of a child's parents in determining how he develops. There is today
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? ? ? impressive and mounting evidence that the pat- tern of attachment that an individual develops during the years of immaturity--infancy, child- hood, and adolescence--is profoundly influenced by the way his parents (or other parent figures) treat him. This evidence derives from a number of systematic research studies, the most impress- ive being prospective studies of socio-emotional development during the first five years under- taken by developmental psychologists who are also clinically sophisticated. Pioneered by Ainsworth (Ainsworth, Blehar, Waters, and Wall, 1978; Ainsworth, 1985) and expanded, notably by Main (Main, Kaplan, and Cassidy, 1985) and Sroufe (1983, 1985) in the United States and by Grossmann (Grossmann, Grossmann, and Sch- wan, 1986) in Germany, these studies are now multiplying fast. Their findings are remarkably consistent and have the clearest of clinical significance.
Three principal patterns of attachment, first described by Ainsworth and her colleagues in 1971, are now reliably identified, together with the family conditions that promote them. These are first the pattern of secure attachment in which the individual is confident that his parent
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? ? ? (or parent figure) will be available, responsive, and helpful should he encounter adverse or frightening situations. With this assurance, he feels bold in his explorations of the world. This pattern is promoted by a parent, in the early years especially by mother, being readily avail- able, sensitive to her child's signals, and lovingly responsive when he seeks protection and/or comfort.
A second pattern is that of anxious resistant at- tachment in which the individual is uncertain whether his parent will be available or responsive or helpful when called upon. Because of this un- certainty he is always prone to separation anxi- ety, tends to be clinging, and is anxious about ex- ploring the world. This pattern, in which conflict is evident, is promoted by a parent being avail- able and helpful on some occasions but not on others, and by separations and, as clinical find- ings show, by threats of abandonment used as a means of control.
A third pattern is that of anxious avoidant at- tachment in which the individual has no confid- ence that, when he seeks care, he will be respon- ded to helpfully but, on the contrary, expects to be rebuffed. When in marked degree such an
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? ? ? individual attempts to live his life without the love and support of others, he tries to become emotionally self-sufficient and may later be dia- gnosed as narcissistic or as having a false self of the type described by Winnicott (1960). This pat- tern, in which conflict is more hidden, is the res- ult of the individual's mother constantly rebuff- ing him when he approaches her for comfort or protection. The most extreme cases result from repeated rejections.
Although in most cases the pattern observed conforms fairly closely to one or another of the three well-recognized types, there have been puzzling exceptions. During the assessment pro- cedure used in these studies (the Ainsworth Strange Situation), in which infant and mother are observed in interaction during a series of brief episodes, certain infants have appeared to be disoriented and/or disorganized. One infant appears dazed; another freezes immobile; a third engages in some stereotypy; a fourth starts a movement, then stops unaccountably. After much study Main and her colleagues have con- cluded that these peculiar forms of behaviour oc- cur in infants who are exhibiting a disorganized version of one of the three typical patterns, more
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? ? ? often than not the anxious resistant one (Main and Weston, 1981; Main and Solomon, 1990). Some instances are seen in infants known to have been physically abused and/or grossly neglected by the parent (Crittenden, 1985). Others occur in dyads in which the mother is suffering from a severe form of bipolar affective illness and who treats her child in an erratic and unpredictable way (Radke-Yarrow et al. , 1985). Yet others are shown by the infants of mothers who are still pre- occupied with mourning a parental figure lost during the mother's childhood and by those of mothers who themselves suffered physical or sexual abuse as children (Main and Hesse, 1990). Cases showing these deviant patterns are clearly of great clinical concern, and much attention is now being given to them.
Knowledge of the origins of these deviant pat- terns confirms in the clearest possible way the in- fluence on a child's pattern of attachment of the parent's way of treating his or her child. Yet fur- ther confirmatory evidence comes from detailed observations of the way different mothers treat their children during a laboratory session ar- ranged when the child is 21/2 years old (Matas, Arend, and Sroufe, 1978). In this study the child
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? ? ? is given a small but difficult task for the solution of which he requires a little assistance, and his mother is free to interact with him. In this situ- ation, it is found, the way she treats him correl- ates closely with the pattern of attachment her child showed towards her 18 months earlier. Thus the mother of a child earlier assessed as se- curely attached is found to be attentive and sens- itive to his performance and to respond to his successes and difficulties in a way that is helpful and encouraging. Conversely the mother of a child earlier assessed as insecure is found to be less attentive and/or less sensitive. In some cases her responses are ill-timed and unhelpful; in oth- ers she may take little notice of what he is doing or how he is feeling; in yet others she may act- ively discourage or reject his bids for help and en- couragement. Note that the pattern of interaction adopted by the mother of a secure infant provides an excellent model for the pattern of therapeutic intervention advocated here.
In thus underlining the very great influence that a child's mother has on his development, it is necessary also to consider what has led a mother to adopt the style of mothering she does. One ma- jor influence on this is the amount of emotional
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? ? ? support, or lack of it, she herself is receiving at the time. Another is the form of mothering that she herself received when a child. Once these factors are recognized, as they have been by many analytically oriented clinicians long since, the idea of blaming parents evaporates and is re- placed by a therapeutic approach. Since the emo- tional problems of parents stemming from the past and their effects on children has now be- come a field for systematic research, a brief de- scription of current work is given at the end of Lecture 8.
PERSISTENCE OF PATTERNS
If we return now to the patterns of attachment observed in one-year-olds, prospective studies show that each pattern of attachment, once de- veloped, tends to persist. One reason for this is that the way a parent treats a child, whether for better or for worse, tends to continue unchanged. Another is that each pattern tends to be self-per- petuating. Thus a secure child is a happier and more rewarding child to care for and also is less demanding than an anxious one. An anxious am- bivalent child is apt to be whiny and clinging; whilst an anxious avoidant child keeps his
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? ? ? distance and is prone to bully other children. In both of these last cases the child's behaviour is likely to elicit an unfavourable response from the parent so that vicious circles develop.
Although for these reasons patterns, once formed, are apt to persist, this is by no means ne- cessarily so. Evidence shows that during the first two or three years the pattern of attachment is a property of the relationship, for example, child to mother or child to father, and that if the parent treats the child differently the pattern will change accordingly. These changes are amongst much evidence reviewed by Sroufe (1985) that stability of pattern, when it occurs, cannot be attributed to the child's inborn temperament as has sometimes been claimed. Nevertheless, as a child grows older, the pattern becomes increasingly a prop- erty of the child himself, which means that he tends to impose it, or some derivative of it, upon new relationships such as with a teacher, a foster- mother, or a therapist.
The results of this process of internalization are evident in a prospective study which shows that the pattern of attachment characteristic of a mother-child pair, as assessed when the child is aged 12 months, is highly predictive of how that
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? ? ? child will behave in a nursery group (with mother absent) three and a half years later. Thus children who showed a secure pattern with mother at 12 months are likely to be described by nursery staff as co-operative, popular with other children, resi- lient, and resourceful. Those who showed an anxious avoidant pattern are likely to be de- scribed as emotionally insulated, hostile or anti- social and, paradoxically, as unduly seeking of at- tention. Those who showed an anxious resistant pattern are likely to be described as also unduly seeking of attention and as either tense, impuls- ive, and easily frustrated or else as passive and helpless (Sroufe, 1983). In view of these findings it is hardly surprising that in two other prospect- ive studies, a pioneering one in California (Main and Cassidy, 1988) and a replicative one in Ger- many (Wa? rtner, 1986), the pattern of attachment assessed at 12 months is found to be highly pre- dictive also of patterns of interaction with mother five years later.
Although the repertoire of a 6-year-old's beha- viour towards a parent is vastly greater than that of a one-year-old, the earlier patterns of attach- ment are nonetheless readily discernible to an educated eye at the older age. Thus children who
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? ? ? are classified as being securely attached at 6 years are those who treat their parents in a relaxed and friendly way, who enter into easy, and often subtle, intimacies with them, and who engage in free-flowing conversation. Children classified as anxious resistant show a mixture of insecurity, including sadness and fear, and of intimacy al- ternating with hostility, which is sometimes subtle and at others overt. In some of these cases the child's behaviour strikes an observer as self- conscious, even artificial. As though they were al- ways anticipating a negative response from the parent, they try to ingratiate themselves by show- ing off, perhaps by being cute or especially charming (Main and Cassidy, 1988; Main, per- sonal communication).
Children aged 6 years classified as anxious avoidant tend quietly to keep the parent at a dis- tance. Such greetings as they give are formal and brief; topics of conversation stay impersonal. He or she keeps busy with toys or some other activity and ignores or is even dismissive of a parent's initiatives.
Children who at 12 months appeared to be dis- organized and/or disoriented are found five years later to be conspicuous for their tendency to
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? ? ? control or dominate a parent. One form of this is to treat the parent in a humiliating and/or reject- ing way; another is to be solicitous and protect- ive. These are clear examples of what clinicians have labelled as an inversion, or reversal, of the child and parent roles. Conversations between them are fragmented, sentences begun but left unfinished, topics broached but changed abruptly.
In considering the persistence of a 6-year-old's patterns of interaction with parents and with oth- er parental figures, a critical question arises: to what extent are the patterns at this age ingrained within the child's personality and to what extent are they a reflection of the way the parents still treat him or her? The answer, to which clinical experience points, is that by this age both these influences are at work so that the most effective interventions are those that take both into ac- count, e. g. by means either of family therapy or else by giving help in parallel to parents and child.
As yet too little is known about how the influ- ence on personality development of interactions with the mother compares with the influence of those with the father. It would hardly be
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? ? ? surprising were different facets of personality, manifest in different situations, to be influenced differently. In addition, their respective influ- ences on males may be expected to differ from their respective influences on females. It is clearly a complex area that will require much research. Meanwhile it seems likely that, at least during the early years of an individual's life, the model of self interacting with mother is the more influen- tial of the two. This would hardly be surprising since in every culture known the huge majority of infants and young children interact far more with the mother than with the father.
It must be recognized that, so far, prospective studies of the relative persistence of patterns of attachment, and of the features of personality characteristic of each, have not yet been carried beyond the sixth year. Even so, two cross-section- al studies of young adults show that the features of personality characteristic of each pattern dur- ing the early years are also to be found in young adults (Kobak and Sceery, 1988; Cassidy and Kobak, 1988; Hazan and Shaver, 1987); and it is more than likely that, except in cases where fam- ily relations have changed substantially in the in- terval, they have been present continuously. All
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? ? ? our clinical experience strongly supports that view.
A THEORY OF INTERNALIZATION
In order to account for the tendency for patterns of attachment increasingly to become a property of the child himself, attachment theory invokes the concept of working models of self and of par- ents already described. The working models a child builds of his mother and her ways of com- municating and behaving towards him, and a comparable model of his father, together with the complementary models of himself in interaction with each, are being built by a child during the first few years of his life and, it is postulated, soon become established as influential cognitive structures (Main, Kaplan, and Cassidy, 1985). The forms they take, the evidence reviewed strongly suggests, are based on the child's real- life experience of day-to-day interactions with his parents. Subsequently the model of himself that he builds reflects also the images that his parents have of him, images that are communicated not only by how each treats him but by what each says to him. These models then govern how he feels towards each parent and about himself, how
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? ? ? he expects each of them to treat him, and how he plans his own behaviour towards them. They gov- ern too both the fears and the wishes expressed in his day dreams.
Once built, evidence suggests, these models of a parent and self in interaction tend to persist and are so taken for granted that they come to operate at an unconscious level. As a securely at- tached child grows older and his parents treat him differently, a gradual up-dating of models occurs. This means that, though there is always a time-lag, his currently operative models continue to be reasonably good simulations of himself and his parents in interaction. In the case of the anxiously attached child, by contrast, this gradual up-dating of models is in some degree obstructed through defensive exclusion of discrepant experi- ence and information. This means that the pat- terns of interaction to which the models lead, having become habitual, generalized, and largely unconscious, persist in a more or less uncorrec- ted and unchanged state even when the individu- al in later life is dealing with persons who treat him in ways entirely unlike those that his parents adopted when he was a child.
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? ? ? The clue to an understanding of these differ- ences in the degree to which models are up-dated is to be found in the profound differences in the freedom of communication between mother and child that characterize pairs of the two types. This is a variable to which Bretherton (1987) has drawn especial attention.
It will be noticed that in Main's longitudinal study described above the pattern of communica- tion between a 6-year-old child and his mother, as observed in a pair that, five years earlier, had shown a secure pattern of attachment, is very dif- ferent from that observed in a pair who had earli- er shown an insecure pattern. Whereas the secure pairs engaged in free-flowing conversation laced with expressions of feeling, and touching on a variety of topics including personal ones, the in- secure pairs did not. In some, conversation was fragmented and topics abruptly changed. In oth- ers, notably the avoidant pairs, conversation was limited, topics kept impersonal, and all reference to feeling omitted. These striking differences in the degree to which communication is either free or restricted are postulated to be of great relev- ance for understanding why one child develops healthily and another becomes disturbed.
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? ? ? Moreover it will not have escaped notice that this same variable, the degree to which communica- tion between two individuals is restricted or rel- atively free, has for long been recognized as one of central concern in the practice of analytic psychotherapy.
For a relationship between any two individuals to proceed harmoniously each must be aware of the other's point-of-view, his goals, feelings, and intentions, and each must so adjust his own be- haviour that some alignment of goals is negoti- ated. This requires that each should have reason- ably accurate models of self and other which are regularly up-dated by free communication between them. It is here that the mothers of the securely attached children excel and those of the insecure are markedly deficient.
Once we focus on the degree to which commu- nication between a parent-child pair is free-flow- ing or not, it quickly becomes apparent that, from the earliest days of life, the degree of freedom of communication in the pairs destined to develop a secure pattern of attachment is far greater than it is in those who do not (Ainsworth, Bell, and Stayton, 1971; Blehar, Lieberman, and Ainsworth, 1977). Thus it is characteristic of a mother whose
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? ? ? infant will develop securely that she is continu- ously monitoring her infant's state and, as and when he signals wanting attention, she registers his signals and acts accordingly. By contrast, the mother of an infant later found to be anxiously attached is likely to monitor her infant's state only sporadically and, when she does notice his signals, to respond tardily and/or inappropri- ately. By the time an infant has reached his first birthday, moreover, these differences in freedom of communication have been found to be clearly evident during the Ainsworth Strange Situation procedure (Grossmann, Grossmann, and Sch- wan, 1986). Even in the introductory episode, when infant and mother are alone together, more of the secure pairs were observed to engage in direct communication, by eye contact, facial ex- pression, vocalization, and showing or giving toys, than did the insecure pairs. As the stress on the child increases, so do the differences between the pairs. Thus in the reunion episode after the second separation all but one of 16 secure pairs communicated in direct fashion in contrast to a minority of the insecure ones. There was one oth- er very striking difference moreover. Whereas every infant classified as secure was seen to be in
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? ? ? direct communication with his mother, not only when he was content but also when he was dis- tressed, the infants classified as avoidant, when they did engage in direct communication, did so only when they were content.
Thus already by the age of 12 months there are children who no longer express to their mothers one of their deepest emotions or the equally deep-seated desire for comfort and reassurance that accompanies it. It is not difficult to see what a very serious breakdown of communication between child and mother this represents. Not only that but, because a child's self-model is pro- foundly influenced by how his mother sees and treats him, whatever she fails to recognize in him he is likely to fail to recognize in himself. In this way, it is postulated, major parts of a child's de- veloping personality can become split off from, that is, out of communication with, those parts of his personality that his mother recognizes and re- sponds to, which in some cases include features of personality that she is attributing to him wrongly.
The upshot of this analysis is that obstruction to communication between different parts of, or systems within, a personality, which from the
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?
On the third showing the descriptions given by all the children improved in accuracy; but those of the 12 who had responded candidly on the first showing improved more than did the descrip- tions given by the 13 who had failed to report the pictures' content on the first occasion.
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? ? ? There could be little doubt that during their discussion of the pictures some of the parents were, consciously or unconsciously, avoiding ref- erence to the content of the pictures. It was a reasonable inference also that their children's failure to describe the sexual theme on the first showing was in some way influenced by the 'cli- mate' they had experienced in their homes. What the experiment could not show, of course, was whether these children had truly failed to per- ceive the scene depicted or whether they had per- ceived it but had failed to report what they saw. Since pre-adolescent children tend to be slow and often uncertain in their perceptions, my guess would be that at least some of the children in the experiment had truly failed to register the nature of what was happening. Others may have known intuitively that the scene was one they were not supposed to know about and so avoided seeing it.
At first sight the notion that information of a certain meaning can be shut off, or selectively ex- cluded from perception, appears paradoxical. How, it is asked, can a person selectively exclude from processing a particular stimulus unless he first perceives the stimulus which he wishes to exclude? This stumbling block disappears,
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? ? ? however, once perception is conceived as a multistage process as nowadays it is. Indeed ex- perimental work on human information pro- cessing undertaken during the past decade or so enables us to have a much better idea of the nature of the shutting-off processes we have been discussing than was possible when Freud and others in the psychodynamic tradition were first formulating the theories of defence that have been so very influential ever since. In what fol- lows I give a brief sketch of this new approach.
Studies of human perception (Erdelyi, 1974; Norman, 1976) have shown that, before a person is aware of seeing something or hearing something, the sensory inflow coming through his eyes or ears, has already passed through many stages of selection, interpretation, and ap- praisal, during the course of which a large pro- portion of the original inflow has been excluded. The reason for this extensive exclusion is that the channels responsible for the most advanced pro- cessing are of limited capacity and must therefore be protected from overload. To ensure that what is most relevant gets through and that only the less relevant is excluded, selection of inflow is un- der central, or we might say ego, control.
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? ? ? Although this processing is done at extraordinary speeds and almost all of it outside awareness, much of the inflow has nonetheless been carried to a very advanced stage of processing before be- ing excluded. The results of experiments on dichotic listening provide striking examples.
In this type of experiment two different mes- sages are transmitted simultaneously to a person, one message to each ear. The person is then told to attend to one of these messages only, say the one being received by the right ear. To ensure he gives it continuous attention, he is required to 'shadow' that message by repeating it word for word as he is hearing it. Keeping the two mes- sages distinct is found to be fairly easy, and at the end of the session the subject is usually totally unaware of the content of the unattended mes- sage. Yet there are significant exceptions. For ex- ample, should his own name or some personally significant word occur in the unattended mes- sage, he may well notice and remember it. This shows that, even though consciously unattended, this message is being subjected to continuous and fairly advanced processing during which its meaning is being monitored and its content ap- praised as more or less relevant; and all this
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? ? ? without the person being in any way aware of what was going on.
In the ordinary course of a person's life the cri- teria applied to sensory inflow that determine what information is to be accepted and what is to be excluded are readily intelligible as reflecting what is at any one time in the person's best in- terests. Thus, when he is hungry, sensory inflow concerned with food is given priority, whilst much else that might at other times be of interest to him is excluded. Yet, should danger threaten, priorities would quickly change so that inflow concerned with issues of danger and safety would take precedence and inflow concerned with food be temporarily excluded. This change in the cri- teria governing what inflow is to be accepted and what excluded is effected by evaluating systems central to the personality.
In thus summarizing the findings from a neigh- bouring discipline the main points I wish to em- phasize are first that throughout a person's life he is engaged in excluding, or shutting out, a large proportion of all the information that is reaching him; secondly that he does so only after its relev- ance to himself has been assessed; and thirdly that this process of selective exclusion is usually
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? ? ? carried out without his being in any way aware of its happening.
Admittedly, so far, most of these experiments have been concerned with the processing of cur- rent sensory inflow, namely with perception, and not with the utilization of information already stored in memory, namely with recall. Yet it seems likely that the same general principles ap- ply. In each case criteria are set by one or more central evaluating systems and it is these criteria that govern what information is passed through for further, and conscious, processing and what is excluded. Thus, thanks to the work of cognitive psychologists, there is no longer any difficulty in imagining, and describing in operational terms, a mental apparatus capable of shutting off inform- ation of certain specified types and of doing so without the person being aware of what is happening.
Let us consider next the second category of scenes and experiences that tend to become shut off and forgotten, whilst at the same time con- tinuing to be more or less influential in affecting a person's thoughts, feeling, and behaviour. These are the scenes and experiences in which parents have treated children in ways the
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? ? ? children find too unbearable to think about or re- member. Here again not only is there amnesia, partial or complete, for the sequence of events but also exclusion from consciousness of the thoughts, feelings, and impulses to action that are the natural responses to such events. This results in major disorders of personality which in their commoner and less severe forms tend to be diagnosed as cases of narcissism or false self and in their more severe forms may be labelled as a fugue, a psychosis, or a case of multiple personal- ity. The experiences which give rise to such dis- orders have probably continued or been repeated over several years of childhood, perhaps starting during the first two or three but usually continu- ing during the fourth, fifth, sixth, and seventh years, and no doubt often for longer still. The ex- periences themselves include repeated rejection by parents combined with contempt for a child's desire for love, care, and comforting, and, espe- cially in the more severe forms, physical violence (battering), repeated and sometimes systematic, and sexual exploitation by father or mother's boyfriend. Not infrequently a child in this predic- ament is subjected to a combination of such experiences.
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? ? ? We start at the less severe end of what appears to be a spectrum of related syndromes.
An example of a patient labelled as 'false self' has already been given in an earlier lecture (see p. 59). This concerned a severely depressed and sui- cidal young graduate who recalled during analys- is how his mother had consistently rejected him, ignored his crying, locked herself away in her room for days on end, and had several times left home. Fortunately he had been in the hands of a therapist who understood his problem, gave full credence to the childhood experiences he de- scribed, and sympathetic recognition both of his unrequited yearning for love and care and also for the violent feelings towards his mother that her treatment of him had aroused, and which ini- tially were directed towards herself (the therap- ist). A patient with rather similar problems but whose experiences included also a period of 18 months in an impersonal institution, starting when she was 4 years old, is reported in Lecture 4. Although both these patients made rewarding progress during treatment, both remained more sensitive than others to further misfortune.
A number of patients, both children and adults, whose disorders appear to have originated in
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? ? ? similar though mainly worse experiences and to have resulted in personality splitting of an even greater degree have been described by therapists during the past decade. An example is Geraldine, aged 11, who had been found wandering in a dazed state and who had lost all memory both of her mother's terminal illness and of events of the three subsequent years. At the end of a long peri- od of therapy, described in great detail by McCann (in Furman, 1974), Geraldine summed up the experiences which had preceded her am- nesia: 'With Mama, I was scared to death to step out of line. I saw with my own eyes how she at- tacked, in words and actions, my Dad and sister and, after all, I was just a little kid, very power- less. . . . How could I ever be mad at Mama--she was really the only security I had . . . I blotted out all feelings--things happened that were more than I could endure--I had to keep going. If I had really let things hit me, I wouldn't be here. I'd be dead or in a mental hospital. '1
The complex psychological state of Geraldine and also the childhood experiences held to have been responsible for it bear close resemblance to the state of patients suffering from multiple
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? ? ? personality and to the childhood experiences held responsible for them.
In an article by Bliss (1980), based on clinical examinations and therapy carried out by means of hypnosis, a description is given of 14 patients, all female, diagnosed as suffering from multiple personality. The hypothesis Bliss advances is that the subordinate personalities that take posses- sion of a patient from time to time are the cognit- ive creations of the principal personality when, as a child of between 4 and 7 years, she was subjec- ted for extended periods to intensely distressing events. According to Bliss, each such personality is created initially to serve a distinct purpose or role. Judged from the examples he gives, the roles are of three main kinds. The simplest and most benign is to act as a companion and protect- or when the creating personality is feeling lonely or isolated, as, for example, when parents are persistently hostile and/or absent and there is no one else to turn to. A second role is to be anaes- thetic to unbearably distressing events, as in the case of a child of 4 or 5 who shared a room with her mother who, dying of cancer, spent hours screaming in pain. The third role is more com- plex, namely to shoulder the responsibility for
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? ? ? thinking, feeling, and acting in ways that the pa- tient cannot bear to accept as her own. Examples given by Bliss include feeling violent hatred of a mother who had attempted to kill the patient when a child, a hatred amounting to an intent ac- tually to murder her; feeling and acting sexually after having been raped as a child; and feeling frightened and tearful after crying had led to pun- ishments and threats from parents.
Since findings derived from hypnotic proced- ures are controversial, it is important to note that a clinical research group at the University of Cali- fornia at Irvine, which uses conventional proced- ures and which has studied a number of cases (Reagor, personal communication), has reached conclusions very similar to those of Bliss. 2 The therapeutic procedures proposed have much in common also and are, moreover, strongly in keeping with the concepts of therapy described in the final lecture.
Lastly, a number of child psychiatrists and child psychotherapists (e. g. Stroh, 1974; Rosen- feld, 1975; Bloch, 1978; Hopkins, 1984), have de- scribed children whose thought and behaviour make them appear either nearly or frankly psychotic, who show pronouncedly paranoid
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? ? ? ideas, and whose condition, the evidence sug- gests, can be attributed to persistently abusive treatment by parents. Such children are often charming and endearing one moment and sav- agely hostile the next, the change occurring sud- denly and for no apparent reason. Their greatest violence, moreover, is most likely to be directed against the very individual to whom they appear, indeed are, most closely attached. Not infre- quently these children are tormented by intense fear that some monster will attack them and they spend their time trying to escape the expected at- tack. In at least some of these cases there is co- gent evidence that what is feared is an attack by one or other parent but, that expectation being unbearably frightening, the expected attack is at- tributed to an imaginary monster.
As an example, let us consider the case of 6-year-old Sylvia, reported by Hopkins (1984), one of whose principal symptoms was a terror that the chairs and other items of furniture, which she called Daleks, would fly across the room to strike her. 'Her terror was intense and when she kept cowering and ducking as though about to receive a blow from a Dalek or some oth- er monster, I thought she was hallucinating. '
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? ? ? From the first Sylvia also expressed the fear that her therapist would hit her like her mother did. Not only did she constantly attack her therapist but she often threatened to kill her.
The father had died in an automobile accident two years earlier. During many months of twice weekly interviews with a social worker, the moth- er was extremely guarded and told little of family relations. At length, however, after nearly two years the veil was lifted. She admitted her own massive rejection of Sylvia from the time of her birth, and the murderous feelings both she and father had had for her. Her treatment of Sylvia, she confessed, had been 'utterly brutal'. The fath- er had had an extremely violent temper and in his not infrequent rages had broken the furniture and thrown it across the room. He had frequently beaten Sylvia and had even thrown her across the room.
Thus the identity of the Daleks was not in doubt. Behind the 'fantasy' of a Dalek attack lay a serious reality-based expectation of an attack by father or mother. As Bloch (1978) has put it, a ba- sic premise of the therapeutic approach she and others like her advocate for these cases is that what is so facilely dubbed as fantasy be
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? ? ? recognized as a reflection of a grim reality, and that an early therapeutic task is to identify the real-life experiences lying close behind the de- ceptive camouflage.
Not only are the childhood experiences of these nearpsychotic children the same as those be- lieved characteristic of adult patients with mul- tiple personality, but the states of mind described by the respective therapists have features strik- ingly similar too. It seems highly likely therefore that the two conditions are closely related. It should be noted furthermore that these findings give support to the hypothesis advanced by Niederland (1959a and b, discussed by Bowlby, 1973) that the paranoid delusions of Judge Schreber, on which Freud based his theory of paranoia, were distorted versions of the ex- traordinary pedagogic regime to which the pa- tient's father had subjected him from the early months of life.
In this contribution, as in almost all my work, I have focused attention on psychopathology and some of the conditions that give rise to it. My reason for doing so is the belief that only with a better understanding of aetiology and psycho- pathology will it be possible to develop
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? ? ? therapeutic techniques and, more especially, pre- ventive measures that will be at once effective and economical in skilled manpower.
My therapeutic approach is far from original. The basic hypothesis can be stated simply. So long as current modes of perceiving and constru- ing situations, and the feelings and actions that ensue therefrom, are determined by emotionally significant events and experiences that have be- come shut away from further conscious pro- cessing, the personality will be prone to cogni- tion, affect, and behaviour maladapted to the cur- rent situation. When yearning for love and care is shut away, it will continue to be inaccessible. When there is anger, it will continue to be direc- ted at inappropriate targets. Similarly anxiety will continue to be aroused by inappropriate situ- ations and hostile behaviour be expected from in- appropriate sources. The therapeutic task is therefore to help the patient discover what these events and experiences may have been so that the thoughts, feelings, and behaviour that the situ- ations arouse, and that continue to be so trouble- some, can be linked again to the situations that aroused them. Then the true targets of his yearn- ing and anger and the true sources of his anxiety
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? ? ? and fear will become plain. Not only will such discoveries show that his modes of cognition, feeling, and behaviour are far more intelligible, given the circumstances in which they originated, than they had seemed before but, once the pa- tient has grasped how and why he is responding as he is, he will be in a position to reappraise his responses and, should he wish, to undertake their radical restructuring. Since such reappraisal and re-structuring can be achieved only by the patient himself, the emphasis in this formulation of the therapist's task is on helping the patient first to discover for himself what the relevant scenes and experiences probably were and secondly to spend time pondering on how they have continued to influence him. Only then will he be in a position to undertake the reorganization of his modes of construing the world, thinking about it, and act- ing in it which are called for.
The concepts of therapeutic process outlined here are similar to those described in much great- er detail by others. Examples are publications by Peterfreund (1983) and by Guidano and Liotti (1983). Although the authors of these two books started their therapeutic work from radically dif- ferent positions, namely traditional versions of
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? ? ? psychoanalysis and of behaviour therapy respect- ively, the principles that now guide their work show a striking convergence. Similarly current forms of bereavement therapy, which focus on distressing events in the comparatively recent past, are found to be based on the very same principles, even when developed within equally different traditions (Raphael, 1977; Melges and DeMaso, 1980). However divergent tactics may still appear, strategic thinking is on a convergent course.
1 A long abstract of McCann's account is given in Loss (Bowlby, 1980, 338-44).
2 See also Bliss (1986). Further evidence that multiple personality disorder develops during childhood as a
defence against overwhelming trauma, usually severe abuse, is reported in Kluft (1985).
7
THE ROLE OF ATTACHMENT IN PERSONALITY DEVELOPMENT
Evidence regarding the role of attachment in personality development has been accumulating apace during the 1980s. Earlier findings have been replicated on samples of diverse origin; methods of observation have been refined and new methods introduced; and the role of easy two-way communication between parent and child in making for healthy emotional develop- ment has been emphasized. Since I believe this new work to have far-reaching clinical implica- tions, my aim in this lecture has been to present a review of these findings in a form suited to those working as psychotherapists in the mental health field.
For the convenience of the reader I begin by restating in summary form some of the features most distinctive of attachment theory.
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? ? ? SOME DISTINCTIVE FEATURES OF ATTACHMENT THEORY
It will be remembered that attachment theory was formulated to explain certain patterns of be- haviour, characteristic not only of infants and young children but also adolescents and adults, that were formerly conceptualized in terms of de- pendency and over-dependency. In its original formulation observations of how young children respond when placed in a strange place with strange people, and the effects such experiences have on a child's subsequent relations with his parents, were especially influential. In all sub- sequent work theory has continued to be tied closely to detailed observations and interview data of how individuals respond in particular situations. Historically the theory was developed out of the object-relations tradition in psychoana- lysis; but it has drawn also on concepts from evolution theory, ethology, control theory, and cognitive psychology. One result is the reformula- tion of psychoanalytic metapsychology in ways compatible with modern biology and psychology and in conformity with the commonly accepted criteria of natural science (see Lecture 4).
Attachment theory emphasizes:
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? ? ? (a) the primary status and biological function of intimate emotional bonds between individuals, the making and maintaining of which are postulated to be controlled by a cybernetic system situated within the central nervous system, utilizing working models of self and attachment figure in relation- ship with each other. 1
(b) the powerful influence on a child's development of the ways he is treated by his parents, especially his mother-figure, and
(c) that present knowledge of infant and child development requires that a theory of developmental pathways should replace theories that invoke specific phases of development in which it is held a person may become fixated and/or to which he may regress.
THE PRIMACY OF INTIMATE EMOTIONAL BONDS
Attachment theory regards the propensity to make intimate emotional bonds to particular in- dividuals as a basic component of human nature, already present in germinal form in the neonate and continuing through adult life into old age. During infancy and childhood bonds are with parents (or parent substitutes) who are looked to for protection, comfort, and support. During healthy adolescence and adult life these bonds persist, but are complemented by new bonds, commonly of a heterosexual nature. Although food and sex sometimes play important roles in attachment relationships, the relationship exists in its own right and has a key survival function of its own, namely protection. Initially the only means of communication between infant and
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? ? ? mother is through emotional expression and its accompanying behaviour. Although supplemen- ted later by speech, emotionally mediated com- munication nonetheless persists as a principal feature of intimate relationships throughout life.
Within the attachment framework therefore in- timate emotional bonds are seen as neither sub- ordinate to nor derivative from food and sex. Nor is the urgent desire for comfort and support in adversity regarded as childish, as dependency theory implies. Instead the capacity to make in- timate emotional bonds with other individuals, sometimes in the careseeking role and sometimes in the caregiving one, is regarded as a principal feature of effective personality functioning and mental health.
As a rule careseeking is shown by a weaker and less experienced individual towards someone re- garded as stronger and/or wiser. A child, or older person in the careseeking role, keeps within range of the caregiver, the degree of closeness or of ready accessibility depending on circum- stances: hence the concept of attachment behaviour.
Caregiving, the major role of parents and com- plementary to attachment behaviour, is regarded
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in the same light as careseeking, namely as a ba- sic component of human nature (see Lecture 1).
Exploring the environment, including play and varied activities with peers, is seen as a third ba- sic component and one antithetic to attachment behaviour. When an individual (of any age) is feeling secure he is likely to explore away from his attachment figure. When alarmed, anxious, tired, or unwell he feels an urge towards proxim- ity. Thus we see the typical pattern of interaction between child and parent known as exploration from a secure base, first described by Ainsworth (1967). Provided the parent is known to be ac- cessible and will be responsive when called upon, a healthy child feels secure enough to explore. At first these explorations are limited both in time and space. Around the middle of the third year, however, a secure child begins to become confid- ent enough to increase time and distance away--first to half-days and later to whole days. As he grows into adolescence, his excursions are extended to weeks or months, but a secure home base remains indispensable nonetheless for op- timal functioning and mental health. Note that the concept of secure base is a central feature of the theory of psychotherapy proposed.
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? ? ? During the early months of life an infant shows many of the component responses of what will later become attachment behaviour, but the or- ganized pattern does not develop until the second half of the first year. From birth onwards he shows a germinal capacity to engage in social in- teraction and pleasure in doing so (Stern, 1985): thus there is no autistic or narcissistic phase. Within days, moreover, he is able to distinguish between his mother-figure and others by means of her smell and by hearing her voice, and also by the way she holds him. Visual discrimination is not reliable until the second quarter. Initially cry- ing is the only means available to him for sig- nalling his need for care, and contentment the only means for signalling that he has been satis- fied. During the second month, however, his so- cial smile acts strongly to encourage his mother in her ministrations and his repertoire of emo- tional communications rapidly extends (Izard, 1982; Emde, 1983).
The development of attachment behaviour as an organized system, having as its goal the keep- ing of proximity or of accessibility to a discriminated mother-figure, requires that the child should have developed the cognitive
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? ? ? capacity to keep his mother in mind when she is not present: this capacity develops during the second six months of life. Thus from nine months onwards the great majority of infants respond to being left with a strange person by protest and crying, and also by more or less prolonged fret- ting and rejection of the stranger. These observa- tions demonstrate that during these months an infant is becoming capable of representation and that his working model of his mother is becoming available to him for purposes of comparison dur- ing her absence and for recognition after her re- turn. Complementary to his model of his mother, he develops a working model of himself in inter- action with her, likewise for father.
A major feature of attachment theory is the hy- pothesis that attachment behaviour is organized by means of a control system within the central nervous system, analogous to the physiological control systems that maintain physiological measures such as blood pressure and body tem- perature within set limits. Thus the theory pro- poses that, in a way analogous to physiological homeostasis, the attachment control system maintains a person's relation to his attachment figure between certain limits of distance and
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? ? ? accessibility, using increasingly sophisticated methods of communication for doing so. As such, the effects of its operation can be regarded as an example of what can usefully be termed environ- mental homeostasis (Bowlby, 1969, 1982). By postulating a control system of this sort (with analogous systems controlling other forms of be- haviour) attachment theory contains within itself a theory of motivation that can replace traditional theories which invoke a postulated build-up of energy or drive. Among several advantages of control theory are that it gives as much attention to the conditions terminating a behavioural se- quence as to those initiating it and is proving a fruitful framework for empirical research.
The presence of an attachment control system and its linkage to the working models of self and attachment figure(s) that are built in the mind during childhood are held to be central features of personality functioning throughout life.
PATTERNS OF ATTACHMENT AND CONDITIONS DETERMINING THEIR DEVELOPMENT
The second area to which attachment theory pays special attention is the role of a child's parents in determining how he develops. There is today
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? ? ? impressive and mounting evidence that the pat- tern of attachment that an individual develops during the years of immaturity--infancy, child- hood, and adolescence--is profoundly influenced by the way his parents (or other parent figures) treat him. This evidence derives from a number of systematic research studies, the most impress- ive being prospective studies of socio-emotional development during the first five years under- taken by developmental psychologists who are also clinically sophisticated. Pioneered by Ainsworth (Ainsworth, Blehar, Waters, and Wall, 1978; Ainsworth, 1985) and expanded, notably by Main (Main, Kaplan, and Cassidy, 1985) and Sroufe (1983, 1985) in the United States and by Grossmann (Grossmann, Grossmann, and Sch- wan, 1986) in Germany, these studies are now multiplying fast. Their findings are remarkably consistent and have the clearest of clinical significance.
Three principal patterns of attachment, first described by Ainsworth and her colleagues in 1971, are now reliably identified, together with the family conditions that promote them. These are first the pattern of secure attachment in which the individual is confident that his parent
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? ? ? (or parent figure) will be available, responsive, and helpful should he encounter adverse or frightening situations. With this assurance, he feels bold in his explorations of the world. This pattern is promoted by a parent, in the early years especially by mother, being readily avail- able, sensitive to her child's signals, and lovingly responsive when he seeks protection and/or comfort.
A second pattern is that of anxious resistant at- tachment in which the individual is uncertain whether his parent will be available or responsive or helpful when called upon. Because of this un- certainty he is always prone to separation anxi- ety, tends to be clinging, and is anxious about ex- ploring the world. This pattern, in which conflict is evident, is promoted by a parent being avail- able and helpful on some occasions but not on others, and by separations and, as clinical find- ings show, by threats of abandonment used as a means of control.
A third pattern is that of anxious avoidant at- tachment in which the individual has no confid- ence that, when he seeks care, he will be respon- ded to helpfully but, on the contrary, expects to be rebuffed. When in marked degree such an
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? ? ? individual attempts to live his life without the love and support of others, he tries to become emotionally self-sufficient and may later be dia- gnosed as narcissistic or as having a false self of the type described by Winnicott (1960). This pat- tern, in which conflict is more hidden, is the res- ult of the individual's mother constantly rebuff- ing him when he approaches her for comfort or protection. The most extreme cases result from repeated rejections.
Although in most cases the pattern observed conforms fairly closely to one or another of the three well-recognized types, there have been puzzling exceptions. During the assessment pro- cedure used in these studies (the Ainsworth Strange Situation), in which infant and mother are observed in interaction during a series of brief episodes, certain infants have appeared to be disoriented and/or disorganized. One infant appears dazed; another freezes immobile; a third engages in some stereotypy; a fourth starts a movement, then stops unaccountably. After much study Main and her colleagues have con- cluded that these peculiar forms of behaviour oc- cur in infants who are exhibiting a disorganized version of one of the three typical patterns, more
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? ? ? often than not the anxious resistant one (Main and Weston, 1981; Main and Solomon, 1990). Some instances are seen in infants known to have been physically abused and/or grossly neglected by the parent (Crittenden, 1985). Others occur in dyads in which the mother is suffering from a severe form of bipolar affective illness and who treats her child in an erratic and unpredictable way (Radke-Yarrow et al. , 1985). Yet others are shown by the infants of mothers who are still pre- occupied with mourning a parental figure lost during the mother's childhood and by those of mothers who themselves suffered physical or sexual abuse as children (Main and Hesse, 1990). Cases showing these deviant patterns are clearly of great clinical concern, and much attention is now being given to them.
Knowledge of the origins of these deviant pat- terns confirms in the clearest possible way the in- fluence on a child's pattern of attachment of the parent's way of treating his or her child. Yet fur- ther confirmatory evidence comes from detailed observations of the way different mothers treat their children during a laboratory session ar- ranged when the child is 21/2 years old (Matas, Arend, and Sroufe, 1978). In this study the child
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? ? ? is given a small but difficult task for the solution of which he requires a little assistance, and his mother is free to interact with him. In this situ- ation, it is found, the way she treats him correl- ates closely with the pattern of attachment her child showed towards her 18 months earlier. Thus the mother of a child earlier assessed as se- curely attached is found to be attentive and sens- itive to his performance and to respond to his successes and difficulties in a way that is helpful and encouraging. Conversely the mother of a child earlier assessed as insecure is found to be less attentive and/or less sensitive. In some cases her responses are ill-timed and unhelpful; in oth- ers she may take little notice of what he is doing or how he is feeling; in yet others she may act- ively discourage or reject his bids for help and en- couragement. Note that the pattern of interaction adopted by the mother of a secure infant provides an excellent model for the pattern of therapeutic intervention advocated here.
In thus underlining the very great influence that a child's mother has on his development, it is necessary also to consider what has led a mother to adopt the style of mothering she does. One ma- jor influence on this is the amount of emotional
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? ? ? support, or lack of it, she herself is receiving at the time. Another is the form of mothering that she herself received when a child. Once these factors are recognized, as they have been by many analytically oriented clinicians long since, the idea of blaming parents evaporates and is re- placed by a therapeutic approach. Since the emo- tional problems of parents stemming from the past and their effects on children has now be- come a field for systematic research, a brief de- scription of current work is given at the end of Lecture 8.
PERSISTENCE OF PATTERNS
If we return now to the patterns of attachment observed in one-year-olds, prospective studies show that each pattern of attachment, once de- veloped, tends to persist. One reason for this is that the way a parent treats a child, whether for better or for worse, tends to continue unchanged. Another is that each pattern tends to be self-per- petuating. Thus a secure child is a happier and more rewarding child to care for and also is less demanding than an anxious one. An anxious am- bivalent child is apt to be whiny and clinging; whilst an anxious avoidant child keeps his
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? ? ? distance and is prone to bully other children. In both of these last cases the child's behaviour is likely to elicit an unfavourable response from the parent so that vicious circles develop.
Although for these reasons patterns, once formed, are apt to persist, this is by no means ne- cessarily so. Evidence shows that during the first two or three years the pattern of attachment is a property of the relationship, for example, child to mother or child to father, and that if the parent treats the child differently the pattern will change accordingly. These changes are amongst much evidence reviewed by Sroufe (1985) that stability of pattern, when it occurs, cannot be attributed to the child's inborn temperament as has sometimes been claimed. Nevertheless, as a child grows older, the pattern becomes increasingly a prop- erty of the child himself, which means that he tends to impose it, or some derivative of it, upon new relationships such as with a teacher, a foster- mother, or a therapist.
The results of this process of internalization are evident in a prospective study which shows that the pattern of attachment characteristic of a mother-child pair, as assessed when the child is aged 12 months, is highly predictive of how that
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? ? ? child will behave in a nursery group (with mother absent) three and a half years later. Thus children who showed a secure pattern with mother at 12 months are likely to be described by nursery staff as co-operative, popular with other children, resi- lient, and resourceful. Those who showed an anxious avoidant pattern are likely to be de- scribed as emotionally insulated, hostile or anti- social and, paradoxically, as unduly seeking of at- tention. Those who showed an anxious resistant pattern are likely to be described as also unduly seeking of attention and as either tense, impuls- ive, and easily frustrated or else as passive and helpless (Sroufe, 1983). In view of these findings it is hardly surprising that in two other prospect- ive studies, a pioneering one in California (Main and Cassidy, 1988) and a replicative one in Ger- many (Wa? rtner, 1986), the pattern of attachment assessed at 12 months is found to be highly pre- dictive also of patterns of interaction with mother five years later.
Although the repertoire of a 6-year-old's beha- viour towards a parent is vastly greater than that of a one-year-old, the earlier patterns of attach- ment are nonetheless readily discernible to an educated eye at the older age. Thus children who
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? ? ? are classified as being securely attached at 6 years are those who treat their parents in a relaxed and friendly way, who enter into easy, and often subtle, intimacies with them, and who engage in free-flowing conversation. Children classified as anxious resistant show a mixture of insecurity, including sadness and fear, and of intimacy al- ternating with hostility, which is sometimes subtle and at others overt. In some of these cases the child's behaviour strikes an observer as self- conscious, even artificial. As though they were al- ways anticipating a negative response from the parent, they try to ingratiate themselves by show- ing off, perhaps by being cute or especially charming (Main and Cassidy, 1988; Main, per- sonal communication).
Children aged 6 years classified as anxious avoidant tend quietly to keep the parent at a dis- tance. Such greetings as they give are formal and brief; topics of conversation stay impersonal. He or she keeps busy with toys or some other activity and ignores or is even dismissive of a parent's initiatives.
Children who at 12 months appeared to be dis- organized and/or disoriented are found five years later to be conspicuous for their tendency to
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? ? ? control or dominate a parent. One form of this is to treat the parent in a humiliating and/or reject- ing way; another is to be solicitous and protect- ive. These are clear examples of what clinicians have labelled as an inversion, or reversal, of the child and parent roles. Conversations between them are fragmented, sentences begun but left unfinished, topics broached but changed abruptly.
In considering the persistence of a 6-year-old's patterns of interaction with parents and with oth- er parental figures, a critical question arises: to what extent are the patterns at this age ingrained within the child's personality and to what extent are they a reflection of the way the parents still treat him or her? The answer, to which clinical experience points, is that by this age both these influences are at work so that the most effective interventions are those that take both into ac- count, e. g. by means either of family therapy or else by giving help in parallel to parents and child.
As yet too little is known about how the influ- ence on personality development of interactions with the mother compares with the influence of those with the father. It would hardly be
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? ? ? surprising were different facets of personality, manifest in different situations, to be influenced differently. In addition, their respective influ- ences on males may be expected to differ from their respective influences on females. It is clearly a complex area that will require much research. Meanwhile it seems likely that, at least during the early years of an individual's life, the model of self interacting with mother is the more influen- tial of the two. This would hardly be surprising since in every culture known the huge majority of infants and young children interact far more with the mother than with the father.
It must be recognized that, so far, prospective studies of the relative persistence of patterns of attachment, and of the features of personality characteristic of each, have not yet been carried beyond the sixth year. Even so, two cross-section- al studies of young adults show that the features of personality characteristic of each pattern dur- ing the early years are also to be found in young adults (Kobak and Sceery, 1988; Cassidy and Kobak, 1988; Hazan and Shaver, 1987); and it is more than likely that, except in cases where fam- ily relations have changed substantially in the in- terval, they have been present continuously. All
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? ? ? our clinical experience strongly supports that view.
A THEORY OF INTERNALIZATION
In order to account for the tendency for patterns of attachment increasingly to become a property of the child himself, attachment theory invokes the concept of working models of self and of par- ents already described. The working models a child builds of his mother and her ways of com- municating and behaving towards him, and a comparable model of his father, together with the complementary models of himself in interaction with each, are being built by a child during the first few years of his life and, it is postulated, soon become established as influential cognitive structures (Main, Kaplan, and Cassidy, 1985). The forms they take, the evidence reviewed strongly suggests, are based on the child's real- life experience of day-to-day interactions with his parents. Subsequently the model of himself that he builds reflects also the images that his parents have of him, images that are communicated not only by how each treats him but by what each says to him. These models then govern how he feels towards each parent and about himself, how
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? ? ? he expects each of them to treat him, and how he plans his own behaviour towards them. They gov- ern too both the fears and the wishes expressed in his day dreams.
Once built, evidence suggests, these models of a parent and self in interaction tend to persist and are so taken for granted that they come to operate at an unconscious level. As a securely at- tached child grows older and his parents treat him differently, a gradual up-dating of models occurs. This means that, though there is always a time-lag, his currently operative models continue to be reasonably good simulations of himself and his parents in interaction. In the case of the anxiously attached child, by contrast, this gradual up-dating of models is in some degree obstructed through defensive exclusion of discrepant experi- ence and information. This means that the pat- terns of interaction to which the models lead, having become habitual, generalized, and largely unconscious, persist in a more or less uncorrec- ted and unchanged state even when the individu- al in later life is dealing with persons who treat him in ways entirely unlike those that his parents adopted when he was a child.
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? ? ? The clue to an understanding of these differ- ences in the degree to which models are up-dated is to be found in the profound differences in the freedom of communication between mother and child that characterize pairs of the two types. This is a variable to which Bretherton (1987) has drawn especial attention.
It will be noticed that in Main's longitudinal study described above the pattern of communica- tion between a 6-year-old child and his mother, as observed in a pair that, five years earlier, had shown a secure pattern of attachment, is very dif- ferent from that observed in a pair who had earli- er shown an insecure pattern. Whereas the secure pairs engaged in free-flowing conversation laced with expressions of feeling, and touching on a variety of topics including personal ones, the in- secure pairs did not. In some, conversation was fragmented and topics abruptly changed. In oth- ers, notably the avoidant pairs, conversation was limited, topics kept impersonal, and all reference to feeling omitted. These striking differences in the degree to which communication is either free or restricted are postulated to be of great relev- ance for understanding why one child develops healthily and another becomes disturbed.
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? ? ? Moreover it will not have escaped notice that this same variable, the degree to which communica- tion between two individuals is restricted or rel- atively free, has for long been recognized as one of central concern in the practice of analytic psychotherapy.
For a relationship between any two individuals to proceed harmoniously each must be aware of the other's point-of-view, his goals, feelings, and intentions, and each must so adjust his own be- haviour that some alignment of goals is negoti- ated. This requires that each should have reason- ably accurate models of self and other which are regularly up-dated by free communication between them. It is here that the mothers of the securely attached children excel and those of the insecure are markedly deficient.
Once we focus on the degree to which commu- nication between a parent-child pair is free-flow- ing or not, it quickly becomes apparent that, from the earliest days of life, the degree of freedom of communication in the pairs destined to develop a secure pattern of attachment is far greater than it is in those who do not (Ainsworth, Bell, and Stayton, 1971; Blehar, Lieberman, and Ainsworth, 1977). Thus it is characteristic of a mother whose
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? ? ? infant will develop securely that she is continu- ously monitoring her infant's state and, as and when he signals wanting attention, she registers his signals and acts accordingly. By contrast, the mother of an infant later found to be anxiously attached is likely to monitor her infant's state only sporadically and, when she does notice his signals, to respond tardily and/or inappropri- ately. By the time an infant has reached his first birthday, moreover, these differences in freedom of communication have been found to be clearly evident during the Ainsworth Strange Situation procedure (Grossmann, Grossmann, and Sch- wan, 1986). Even in the introductory episode, when infant and mother are alone together, more of the secure pairs were observed to engage in direct communication, by eye contact, facial ex- pression, vocalization, and showing or giving toys, than did the insecure pairs. As the stress on the child increases, so do the differences between the pairs. Thus in the reunion episode after the second separation all but one of 16 secure pairs communicated in direct fashion in contrast to a minority of the insecure ones. There was one oth- er very striking difference moreover. Whereas every infant classified as secure was seen to be in
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? ? ? direct communication with his mother, not only when he was content but also when he was dis- tressed, the infants classified as avoidant, when they did engage in direct communication, did so only when they were content.
Thus already by the age of 12 months there are children who no longer express to their mothers one of their deepest emotions or the equally deep-seated desire for comfort and reassurance that accompanies it. It is not difficult to see what a very serious breakdown of communication between child and mother this represents. Not only that but, because a child's self-model is pro- foundly influenced by how his mother sees and treats him, whatever she fails to recognize in him he is likely to fail to recognize in himself. In this way, it is postulated, major parts of a child's de- veloping personality can become split off from, that is, out of communication with, those parts of his personality that his mother recognizes and re- sponds to, which in some cases include features of personality that she is attributing to him wrongly.
The upshot of this analysis is that obstruction to communication between different parts of, or systems within, a personality, which from the
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