Philosophische Fragmente, 3rd edn, 1996
Zur Metakritik der ErkenntnistheorielDrei Studien zu Hegel, 4th edn, 1996
Negative DialektiklJargon der Eigentlichkeit, 5th edn, 1996 Soziologische Schriften I, 4th edn, 1 996
Soziologische Schriften 1.
Zur Metakritik der ErkenntnistheorielDrei Studien zu Hegel, 4th edn, 1996
Negative DialektiklJargon der Eigentlichkeit, 5th edn, 1996 Soziologische Schriften I, 4th edn, 1 996
Soziologische Schriften 1.
Adorno-Metaphysics
For it might be asked whether that kind of epic wholeness of life, the biblical idea that Abraham died old and sated with life, whether this wishful image of a life stretching out in time so that it can be narrated, and rounded off in its own death, was not always a mere transfiguration.
I cannot escape the suspicion that wherever such a harmony between a self-contained life and
death appears to have existed in the past, the life of those to which the harmony is attributed was subjected to so inordinate a burden, was, as one is apt to say today, so alienated from them, that they did not even get so far as to perceive the heterogeneousness of death, and integrated themselves with death out of a kind of weakness. Con-
sequently, the idea of a complete life, meaningful within itself, must probably be abandoned with the conception of the epic death - for catastrophes always have the power to draw into themselves remote realities and events from the distant past. If mortally weary people take an affirmative view of death, it is most likely the case that death relieves them of a burden. The reason for the allegedly positive rela- tionship to death taught by these metaphysics is none other than the one which comes forcibly to mind today, and which I already men- tioned: that the life in question amounted to so little that there was little resistance to its ending.
It is remarkable, all the same, that we are so little able to incorporate death, since, in view of our continuing state of non-identity with ourselves, the opposite might be expected. And even the power of the instinct of self-preservation - if one wishes to speak of an instinct here; Freud did sanction it by introducing the concept of the ego- drives13 - seems to me insufficient to explain it, if it is taken on its own. As far as I am able to observe these matters, it is the case that it is precisely the people who are not old and frail who put up no resistance to death, who experience it as contingent and, in a curious way, accidental. If a very large number of people fall victim to accid- ents today, in comparison to earlier times, this seems to me to indicate something structural in the experience of death: that to the precise extent that we are relatively autonomous beings aware of ourselves, we experience death, or even a serious illness, as a misfortune which comes upon us from outside. At the same time, however, it is also the
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? case that, when people die very old, their great age often does not appear as something joyous. I am speaking here of the intra- mundane aspects of death, which reflection on death cannot ignore, but in which it has shown itself curiously uninterested up to now. I am not speaking here of the discomforts associated with old age in the epic ideal. But, as far as my experience extends, there is also something immeasurably sad in the fact that, with the decline of very old people, the hope of non confundar, of something which will be preserved from death, is also eroded, because, especially if one loves them, one becomes so aware of the decrepitude of that part of them which one would like to regard as the immortal that one can hardly imagine what is to be left over from such a poor, infirm creature which is no longer identical with itself. Thus, very old people, who are really reduced to what Hegel would call their mere abstract existence, those who have defied death longest, are precisely the ones who most strongly awaken the idea of absolute annulment. Nevertheless, this experience of death as something fortuitous and external - rather like an illness one has been infected with, without knowing its source - does contain a moment connected with the autonomy of mind. It is that, because the mind has wrested itself so strongly from what we
merely are, has made itself so autonomous, this in itself gives rise to a hope that mere existence might not be everything.
If one does not cling to the thesis of the identity of subject and object taught by idealism; if the subject, mind, reflecting itself critic- ally, does not equate itself to, and 'devour', everything which exists, it may happen that the mind, which has become as unidentical to the world as the world has become to it, takes on a small moment of not-being-engulfed-in-blind-contingency: a very paradoxical form of hope, if you like. And the very curious persistence of the idea of immort-
ality may be connected to this. For this idea seems to me to manifest itself more substantially where consciousness is most advanced than in the official religions. Even as a child I was surprised how little attention was paid to these last things - just a few pages in a Protestant hymn-book, for example - whereas one would expect them to be the only ones which mattered to a religion. I would remind you here of the magnificent passage in Marcel Proust depicting the death of the writer Bergotte, who was Anatole France, in which, in a truly grandi- ose, regenerative, mystical speculation, the writer's books, displayed
by his deathbed, are interpreted as allegories of the fact that, on account of its goodness, this life was not wholly in vain. 14 You will find something similar in the writings of Beckett, who is, of course, anathema to all affirmative people and in whose work everything revolves around the question what nothingness actually contains; the
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? question, one might almost say, of a topography of the void. This work is really an attempt so to conceive nothingness that it is, at the same time, not merely nothingness, but to do so within complete negativity. IS But that, too, should be said with extreme gentleness and circumspection. And it is perhaps no accident that in the passage of Proust I have just referred to the writer chooses a formulation which
bears a curious resemblance to those of Kafka, with whom he has nothing directly in common. I attempted to explore this connection in the 'Kleine Proust-Kommentare' in the second volume of Noten zur Literatur,I6 and I do not want to speak of it now. But the less people really live - or, perhaps more correctly, the more they become aware that they have not really lived - the more abrupt and frightening death becomes for them, and the more it appears as a misfortune. It is as if, in death, they experienced their own reification: that they were corpses from the first. Such an experience was expressed in the most
diverse passages of Expressionist poetry, by BennI7 and Trakl, taking
a curiously identical form in writers otherwise at opposite poles. The
terror of death today is largely the terror of seeing how much the
living resemble it. And it might therefore be said that if life were lived
rightly, the experience of death would also be changed radically, in
Its mnermost composltion.
That is probably the most extreme speculation by which I can
demonstrate, at least as a possibility, the link I am trying to explain in these last lectures between the historical, immanent sphere and what are called the great metaphysical categories. Death and history form a constellation. Hamlet, the first wholly self-aware and despond- ently self-reflecting individual, experienced his essence as something absolutely transitory. In him the absolute experience of the individual as the self, and the experience of its absolute transience, that the rest is silence, coincided. By contrast, it is probably the case today that, because the individual actually no longer exists, death has become something wholly incommensurable, the annihilation of a nothing. He who dies realizes that he has been cheated of everything. And that is why death is so unbearable. I will close by pointing out that in this fact that the horizon of death has been displaced in the curious way I have just indicated, what I might call the good side of the decline of the individual is manifested. It is that the experience of the nullity of the individual reveals not only our ego-weakness, not only our
functionalization, but also takes away something of the illusoriness and guilt which have always persisted in the category of individuation, up to the threshold of this age.
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? ? LECTURE EIGHTEEN
29July 1965
? Ladies and Gentlemen, when one of these lecture series reaches its end, it seems to be a natural law - or an unnatural one - that one has not remotely covered the ground one had intended to. That is the case with me. That is to say, I have been able to present you only fragments of what is contained in the manuscript 'Reflections on Metaphysics' on which I have been basing the second half of the series,1 and have not got nearly as far as I had hoped. That is due in part to the difference
between the forms of written and spoken expression. When one writes, one is obliged to present the matter as clearly and precisely as possible, and can permit oneself extreme concentration for the sake of clear expression. When one is talking to living people it would be absurd, and professorial in the bad sense, to cling to the fiction that one can express pure thought, and one must do one's best, following one's own innervations, to make things clear to the people one is talking to. This does, however, have the disadvantage that when people like you come to listen to a person like me, you will almost inevitably be disap- pointed, as you will expect from what I write to hear something much more pithy than is possible in a spoken lecture. In short, one is, in
educated language, in an aporia; in less educated language: however you do it, it's wrong. And so, in full awareness of this fragmentariness, I would say to you today that what I have told you, in the form I have told it, can do no more than encourage you to think further on it for yourselves, and especially to free yourselves from a collection of cliches and ideas which have been foisted on you. To expect these
lectures to have given you a comprehensive account of how or in what
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LECTURE EIGHTEEN
? form metaphysics, or its opposite, is possible today would be a foolish
presumption. And I should like to make it quite clear that I have no such pretension.
I spoke at different points about the concept of metaphysical experience,2 and perhaps it would not be a bad thing to say a few more words about it in this last lecture. What I mean by metaphysical experience certainly cannot be reduced to what are called primal religious experiences. The reason is simply that if one spends a little time studying the stratum of theology which claims to have access to
such primal experiences - that is, in crude terms, the mystical stratum, which places such primary experience higher than any codified theo- logy - one becomes aware of something very peculiar and, I must say, very surprising. It is that mystical texts, and descriptions of funda-
mental mystical experiences, by no means have the primary, immediate quality one might expect, but are very strongly mediated by education. For example, the intricate interrelationships between gnosticism, Neo- Platonism, the Cabbala and later Christian mysticism give rise to an area of historicity which is equal to anything in the history of dogma. And it is certainly no accident that the corpus in which the documents of Jewish mysticism are brought together more or less disconnectedly, the Cabbala, bears the title of tradition. Far less emphasis is put on a primary, immediate vision than one imagines; far more attention is paid to the T67TOt of so-called religious experience than to pure subjectivity than might be supposed. What the reasons might be I do not want to discuss; that is really a matter for the philosophy of religion. I shall content myself with one observation, that almost all the mystical speculations which exist find their support in so-called
sacred texts, which in the eyes of mystical-metaphysical thinkers be- come symbolic in the sense that they mean something quite different from what is said in them. For example, in the famous interpretation of the first chapter of Genesis, as set out in the book 'Sohar', the history of the creation of the world is interpreted as a history of the inner process of creation which took place within the divinity itself. 3 This is, incidentally, the model for the speculations of Schelling which, in a later phase, became famous under the name of positive philosophy. 4 I do not wish to say anything about the truth of these matters; but I should like at least to make you aware of a problem.
Through our philosophical and, above all, our academic education - as long as it is based on the model, however latent, of the natural sciences - we have become tacitly accustomed to an irreconcilable antithesis between tradition and cognition. It is no accident that the most vehement invective against tradition is to be found in the two philosophers who mark the beginning of what is called modern
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? philosophy, Descartes and Bacon, who emancipated themselves from tradition. It is, however, questionable (and I shall only raise the ques- tion here) whether the idea underlying this position - that tradition, what is not known at first hand, should be spurned in face of the immediacy of lived experience - whether this motif, which we take almost for granted, is really so valid, in view of the fact that many such traditional elements are unknowingly contained in knowledge we regard as not traditional, but as pure, autonomous cognition. One might be inclined to think that the subject supposedly capable of cognition as a kind of actus purus, as a piece of pure actuality - and this, implicitly, is the epistemological ideal of the whole of modern philosophy - is an abstraction which does not correspond to any actual
subject of cognition; and that the traditional, that is, the historical moment, not only permeates supposedly authenticated knowledge far more deeply than is generally admitted, but actually makes that knowledge possible. One might even suppose that the moment which I have repeatedly brought to your notice under the heading of the mediatedness of thought, is contained in this traditional moment, in the implicit history which is present within any cognition. And it is probable (at any rate, I should like to think so today) that the crucial threshold between this and positivist thinking lies in the question whether thought is aware of this inalienable traditional moment con- tained within it, whether knowledge reflects it within itself or whether it simply denies it - which is not to assert, of course, that knowledge
should simply abandon itself to this traditional moment. The criticism which has been levelled at tradition has its reasons and its legitimacy, heaven knows. But it is also naive in believing that it can divest itself
entirely of this moment. The truth probably lies in a kind of self- reflection which both recognizes the inalienable presence of the tradi- tional moment within knowledge, and critically identifies the dogmatic element in it - instead of creating a tabula rasa on both sides, as now, and thus succumbing either to dogmatism or to a timeless and there- fore inherently fictitious positivism. You will perhaps understand that,
for this reason, I am unwilling to attach metaphysical experience to religious experience as firmly as is generally asserted; I am unwilling to do so, above all, because this kind of experience, as handed down by very great figures of Catholicism, such as St John of the Cross, hardly seems to be accessible any longer, given the assumptions regarding
the philosophy of history under which we live today. On its actual truth content I will hold my peace.
A more decisive contribution to these matters, I believe, is made by Marcel Proust, whose work, as a precipitate of experience and an exploration of the possibility of experience, should be taken extremely
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? seriously from a philosophical point of view. I would mention in passing that the separation between art and so-called scholarship in the sphere in which we are now moving is entirely without substance and is a mere fabrication of the division of labour. I mean - the idea that Herr Bollnow should be qualified to contribute seriously to a discussion on metaphysics while Marcel Proust should not - well, I would just mention that idea to you without commenting further. I
do not wish to reproduce Proust's theory of metaphysical experience to you here. I would just point out that perhaps one of the clearest manifestations of what I am concerned with here is the way in which certain names can vouch for that experience. In Proust they are the names of Illiers and Trouville, Cabourg and Venice. s I myself have had a similar experience with such names. When one is on holiday as a child and reads or hears names like Monbrunn, Reuenthal, Hambrunn, one has the feeling: if only one were there, at that place, that would be it. This 'it' - what the 'it' is - is extraordinarily difficult to say; one will probably be able to say, following Proust's tracks here
too, that it is happiness. When one later reaches such places, it is not there either, one does not find 'it'. Often they are just foolish villages. If there is still a single stable door open in them and a smell of a real live cow and dung and such things, to which this experience is no doubt attached, one must be very thankful today. But the curious thing is that, even if 'it' is not there, if one does not find in Monbrunn any
of the fulfilment which is stored up in its name, nevertheless, one is not disappointed. The reason, if I am interpreting it correctly, is that - and you must forgive me if I ramble a bit in this lecture, in just the way that Kant forbids6 - one is, as it were, too close, one is inside the phenomenon, and has the feeling that, being completely inside it, one cannot actually catch sight of it? Once, many years ago, in Minima Moralia, I wrote about thanking and gratitude, which have their dignity - and I did not mean dignity in the idealist sense - because the giving of thanks is the only relationship that consciousness can
have to happiness, whereas the person who is happy is too close to it to be able to have any standpoint towards it within consciousness. 8 At such moments one has a curious feeling that something is receding - as is also familiar from an old symbol of happiness, the rainbow - rather than that one has really been done out of it. I would say,
therefore, that happiness - and there is an extremely deep constella- tion between metaphysical experience and happiness - is something within objects and, at the same time, remote from them.
But as I mention this example to you, I become aware of how extraordinarily precarious such speculations are. I have just picked out a stratum of these experiences quite arbitrarily; another, perhaps
? LECTURE EIGHTEEN 141
? far more crucial one, is the experience of deja
did I see that before? that can be induced by a certain type of children's book. In such experiences one succumbs to the conditions of the empirical world; one succumbs to all the fallibility which attaches to one's own psychology, one's wishes, one's longing. All metaphysical experiences - I should like to state as a proposition here - are fallible. I would say, in general, that all experiences which have to be lived, which are not mere copies or reconstructions of that which is in any case, contain the possibility of error, the possibility that they can completely miss the mark. And, in much the same way as I indicated
earlier with regard to the concept of tradition, it may be one of the ! {;EVS? , the deceptions in which scientific-idealist thinking has enmeshed us, that we believe a piece of knowledge to rank higher the less it is liable to failure, to disappointment. It might well be that, according to this criterion, everything which really matters would be excluded as unworthy of being known; whereas in truth - so it seems to me - only what can be refuted, what can be disappointed, what can be wrong, has the openness I have spoken of/ that is, it is the only thing which matters. It is in the concept of openness, as that which is not already subsumed under the identity of the concept, that the possibil- ity of disappointment lies. And I should like to say that within the meaning of these reflections on the possibility of metaphysics there lies a peculiar affinity to empiricism. For empiricism, with its emphasis on empirical sources, implies an element of metaphysics at least in the sense that the essential knowledge is seen as that which does not coincide with concepts, but which, as it were, falls accidentally into my lap, and thus always includes the possibility that it might not do
so. Such knowledge therefore has an inherent fortuitousness, from which it derives an element of meaning which, according to the pre- valent logic, is excluded precisely by the concept of the accidental. Fallibility, I would say, is the condition of the possibility of such metaphysical experience. And it seems to attach most strongly to the weakest and most fragile experiences.
On the other hand, however, from the extreme doubtfulness of what I have just said, a doubtfulness which, I believe, is indispensable to thought if it wants to be anything at all, you might gain a critical insight which, from the opposed standpoint, sounds highly heretical. You all know that the critical theory of society, and especially its
popularized form in the modernistic vulgar theology of today, is fond of adducing the Hegelian and Marxian concept of rei(ication, and that,
for it, only what is entirely exempt from reification can be counted as knowledge or truth. But if you bear in mind the peculiarly fallible and unavoidably problematic nature of metaphysical experience that
vu, the feeling: When
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142 LECTURE EIGHTEEN
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I have described, the concept of reification may, in a complementary way, take on a meaning which is far from purely derogatory. It is a meaning in which, as in Marx, the whole of idealism is contained, in that the assumption is made that even that which is not I, which is
not identical, must be able to resolve itself entirely, as it were, into the actual, present I, into the actus purus. That none of this is plain sailing, that these questions are not so simple - Hegel undoubtedly had an inkling of this in his later phase. And the traits of reactionary harshness we find so disturbing in Hegel are certainly connected to the realization that the moment of the complete dissolution of all objectivity in what might be called the living subject also contains a deceptive element, in the absolute presence of the subject in that which it is not. When I said earlier that pure mystical experience is a somewhat dubious matter, that it is far less pure and inward and far more concretely objective than one would expect from its concept, I was referring to this same deception.
What I am saying to you appears to be in sharp contradiction to the idea that cognition should necessarily be fallible if the resulting knowledge is to be worthy of being thought. And I would not presume, and certainly not in the miserably few minutes we have left, to resolve this contradiction. I would say, however, that precisely the polarity I am referring to - that, on the one hand, it is a condition of meta- physical experience that it can miss the mark, that it can be quite wrong; and that, on the other, it requires an objective moment, anti- thetical to it and incapable of being assimilated to it - that these two motifs together form the dialectical figure, the dialectical image,1O through which alone one can, perhaps, gain awareness of what is meant by the concept of metaphysical experience. The objective cat-
egories of theology are not only - as it appears from Hegel's early
theological writings published by Herman Nohlll - residues of the
positive moment which are then resolved into subjectivity, into life,
in a process of increasing, dialectical identification, but actually com-
plement the weakness of immanent dialectics: they reclaim, in a sense,
what is not assimilated by the dialectic and would, as the merely
other, be devoid of any determination. Thus, not only the ossified
society, but also the moment of the primacy of the object which I
have repeatedly mentioned,12 was precipitated in the objectivity of
the metaphysical categories. And between these two moments - on
the one hand the flashes of fallible consciousness which I illustrated
by the example of place names, and on the other the primacy of the
object - there seems to me to exist a curious constellation. True, it is
one which is discharged abruptly at certain moments, rather than being a merely contemplative entity which could be grasped as a kind
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143
? of categorial structure of a so-called matter of fact. If everything objective is volatilized by consciousness - and this applies especially to metaphysical objects - thought regresses to the subjectivism of the pure act. It then finally hypostatizes the mediation carried out by the
subject itself, as a kind of pure immediacy. This may help to explain the quite significant fact that Kant, who attempted in the Critique of Practical Reason to interpret metaphysical ideas as a full participation
of the subject, indeed, as nothing other than pure reason itself, finally moved almost imperceptibly to a position where he sought for that subjectivity precisely the objective correlatives that he had previously criticized and radically excluded. It is a remarkable fact that, in this way, even the concept of the highest good and the concept of human- ity are resurrected in the Critique of Practical Reason. 13 But despite all this it has to be said that, in the course of advancing enlightenment,
the possibility of metaphysical experience is tending to become paler and more desultory. If one reads Proust today, the accounts of such metaphysical experience, which play such an enormous role in his work - although even there they are far more bare and limited than one might expect - have a Romantic moment through which they are already exposed to criticism. It is as if the joy of finding that some- where some such thing as life were possible at all - and this is the counter-motif to reification - had lured the subject of the experience into directly equating these surviving traces of the life with the meaning
of life itself.
As a result, one will have to pursue metaphysical experience into a
stratum which originally was extremely alien to it. For in reality it now survives only negatively. I would say - and this must be under- stood very strictly and made into a kind of canon for metaphysical thinking itself - that the form in which metaphysical experience still manifests itself with any compelling force today is not that which has made itself suspect as a sphere of Romantic wishing, but is the ex- perience which leads to the question: Is that all? It is the experience which, if I might speak for once like an existentialist, perhaps bears the greatest resemblance, among the 'situations' we pass through,14 to the situation of fruitless waiting: that is no doubt the form in which
metaphysical experience manifests itself most strongly to us. It made an unforgettable impression on me when my composition teacher, Alban Berg, told me more than once that what he regarded as the crucial and most important parts of his own work, and the ones he liked best, were the bars in which he expressed situations of fruitless waiting. He experienced these things so deeply that they reached the threshold of consciousness, although, heaven knows, that is not re-
? quired of an artist. But the authenticity of even this is not guaranteed,
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LECTURE EIGHTEEN
? for where there is no longer any life, where immediacy has been so truly abolished as in the world in which we exist, the temptation is doubly strong to mistake the remnants of life, or even the negation of the prevailing condition, for the absolute.
We reach here, if you like, the crucial distinction between the considerations I have been presenting to you and the Hegelian philo- sophy to which these considerations owe so much. It lies in the fact that Hegel's philosophy contains a moment by which that philosophy, despite having made the principle of determinate negation its vital nerve, passes over into affirmation and therefore into ideology: the belief that negation, by being pushed far enough and by reflecting itself, is one with positivity. That, Ladies and Gentlemen, the doctrine
of the positive negation, is precisely and strictly the point at which I refuse to follow Hegel. There are other such points, but in the context of this discussion this is the one to which I should refer. One might be inclined to think that if the present situation is really experienced as negatively as we all experience it, and as only I have taken it upon myself, as a kind of scapegoat, to express it (that is the only difference separating me from other people), one might think that by negating this negativity one had already attained the positive; and that is a very great temptation. And when I told you that the form of determin- ate negation is the only form in which metaphysical experience survives today, I myself was moving at least in the direction of that idea. But this transition is not itself compelling: for if I said that the negation of the negation is the positive, that idea would contain within itself a
thesis of the philosophy of identity and could only be carried through if I had already assumed the unity of subject and object which is supposed to emerge at the end. If, however, you take seriously the idea I put forward earlier today, that the truth of ideas is bound up
with the possibility of their being wrong, the possibility of their failure, you will see that this idea is invalidated by the proposition that, merely by negating the negation, I already have the positive. In that easelS one would be back in the sphere of false, deceptive and, I would say, mythical certainty, in which nothing can be wrong and in which, probably for that reason, everything one said would be all the more hopelessly lost. For thought there is really no other possibility, no other opportunity, than to do what the miner's adage forbids: to work one's way through the darkness without a lamp, without possessing the positive through the higher concept of the negation of the negation, and to immerse oneself in the darkness as deeply as one possibly can. For one thing is undoubtedly true: I told you that, where there is no longer life, the temptation to mistake its remnants for the absolute, for flashes of meaning, is extremely great - and I do not wish to take
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? that back. Nevertheless, nothing can be even experienced as living if it does not contain a promise of something transcending life. This transcendence therefore is, and at the same time is not - and beyond that contradiction it is no doubt very difficult, and probably impos-
sible, for thought to gO. 16
In saying that, Ladies and Gentlemen, I have the feeling that I have
reached the point where the insufficiency of my own reflections con- verges with the impossibility of thinking that which must nevertheless be thought. 17 And all I hope is that I may have given you at least an
idea of that convergence.
?
GS 1 GS 3
GS 5
GS 6 GS 8 GS 9. 1 GS 10. 1
GS 10. 2
GS 1 1 GS 20. 1 GS 20. 2 NaS 1. 1
Philosophische Fruhschriften, 3rd edn, 1996
Max Horkheimer and Theodor W. Adorno, Dialektik der Aufklarung.
Philosophische Fragmente, 3rd edn, 1996
Zur Metakritik der ErkenntnistheorielDrei Studien zu Hegel, 4th edn, 1996
Negative DialektiklJargon der Eigentlichkeit, 5th edn, 1996 Soziologische Schriften I, 4th edn, 1 996
Soziologische Schriften 1. Erste Halfte, 4, 1975
Kulturkritik und Gesellschaft I: PrismenlOhne Leitbild, 2nd edn, 1996
Kulturkritik und Gesellschaft II: EingriffelStichworteiAnhang,
1977
Noten zur Literatur, 4th edn, 1996
Vermischte Schriften I, 1986
Vermischte Schriften II, 1986
Beethoven. Philosophie der Musik, ed. Rolf Tiedemann, 2nd edn, 1994
EDITOR'S NOTES
? Abbreviations
Adorno's writings, when translated, are quoted from the English-language editions. When no English translation is available, the references are to the German editions, Gesammelte Schriften (edited by Rolf Tiedemann in collaboration with Gretel Adorno, Susan Buck-Morss and Klaus Schultz,
Frankfurt/Main 1970- ) and Nachgelassene Schriften (edited by Theodor W. Adorno Archiv, Frankfurt/Main 1993- ), when included there. The follow- ing abbreviations are used:
? ? NOTES TO PAGES 1-3
147
? Kants 'Kritik der reinen Vernunft' ( 1 959), ed. Rolf Tiedemann, 1995
NaS IV. 4
NaS IV. 10
NaSIV. 15 EinleitungindieSoziologie(1968),ed. ChristophGodde,1993
Lecture One
1 Adorno is referring to Negative Dialectics, written between 1959 and 1966; in his lecture series in the summer semester of 1965 he is thinking in particular of 'Meditations on Metaphysics' (Adorno, Negative Dia-
lectics, trans. E. B. Ashton, London 1990, pp. 361ff; cf. GS 6, pp. 354ff), on which he was working intensively in May 1965 and to which he referred in Lectures 13-18, held in July 1965 (see n. 9 below).
2 Apart from the discussion in 'Meditations on Metaphysics', Adorno deals with Kant's attitude to metaphysics above all in Lectures 4 and 5 in the series Kants 'Kritik der reinen Vernunft' of 1 959 (cf. NaS IV. 4, pp. 57? ? ). The most lucid account of Kant's renewal of the foundations of metaphysics known to the Editor is to be found in an early lecture by Horkheimer, from the winter semester 1925/6 (cf. Max Horkheimer,
Gesammelte Schriften, ed. Alfred Schmidt and Gunzelin Schmidt Noerr, vol. 10: Nachgelassene Schriften 1914-1931, 2. Vorlesung iiber die Geschichte der deutschen idealistischen Philosophie [u. a. j, Frankfurt! Main 1990, pp. 24? ? ); Adorno is likely to have taken over Horkheimer's
account without questioning it.
3 Cf. Friedrich Nietzsche, Thus Spoke Zarathustra, trans. R. ]. Hollingdale,
Harmondsworth 1961, p. 58 (although the term is translated here as 'afterworld'); a direct equation between metaphysics and the 'back- world' is to be found, for example, in Human, All Too Human: 'When we hear the subtle talk of the metaphysicians and backworldsmen, we certainly feel that we are the "poor in spirit"; but we also feel that ours is the heaven of change, with spring and autumn, winter and summer, while theirs is the backworld, with its grey, frosty, endless mists and shadows' (Nietzsche, Siimtliche Werke, vol. 2, Munich 1993, p. 386). Regarding this metaphor of Nietzsche's which Adorno was fond of quoting see NaS IV. 4, p. 165 and pp. 382f, and NaS IV. 15, p. 38, and finally Theodor W. Adorno, Philosophische Terminologie.
Zur Einleitung, ed. Rudolf zur Lippe, vol. 2, 5th edn, Frankfurt/Main 1989, p. 162.
4 Cf. GS 9. 1, p. 446 - Adorno also cites this statement by the test subject in 'Theses against occultism' in Minima Moralia, trans. Edmund Jephcott, London 1974, pp. 238-44; dealing primarily with occultism in contem- porary society, the 'Theses' nevertheless contain nothing less than
Adorno's theory of the relationship of occultism to metaphysics, of the 'contamination of mind and existence, the latter becoming itself an attribute of mind' (ibid. , p. 243 ). Adorno's aphorism 'Occultism is the
Probleme der Moralphilosophie (1963), ed. Thomas Schroder, 1995
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148
NOTES TO PAGES 4-5
? metaphysic of dunces' (ibid. , p. 241) has meanwhile appeared in the Historisches Worterbuch der Philosophie as an example of his 'radical antagonism' to occultism, which, in fact, the authors find rather too
radical (d. H. Bender and W. Bonin, 'Okkultismus', in Hist. Wb. Philos. , vo! ' 6, Basle, Stuttgart 1984, co! . 1144f).
See Lecture 4.
6 Most probably an allusion to the book by Heimsoeth (present in
Adorno's library), which deals with the dispute over universals under the title 'Das Individuum'; d. Heinz Heimsoeth, Die sechs gro(5en Themen der abendlandischen Metaphysik und der Ausgang des
Mittelalters, 4th edn, Darmstadt 1958, pp. 172f? .
7 See Lecture 6, p. 38 above
8 See Part 1 of the Encyclopaedia of the Philosophical Sciences of
1830: 'Thoughts can be called . . . objective thoughts and these include the forms which are considered in ordinary logic and are used only as forms of conscious thought. Logic therefore coincides with metaphysics, the science of things couched as thoughts which were supposed to ex- press the essences of things' (trans. from Hegel, Werke in 20 Banden, Frankfurt/Main 1969-71, vo! ' 8, pp. 80f). Or in the Introduction to
'The Objective Logic': 'The objective logic . . . takes the place . . . of former metaphysics which was intended to be the scientific construc- tion of the world in terms of thoughts alone' (Hegel's Science of Logic, trans. A. V. Miller, London/New York 1969, p. 63).
9 Adorno seldom expressed himself as explicitly on the systematic import- ance of this motif as in the lectures on 'Aesthetics' of 1958/9. Here he spoke of the necessity of gaining access to 'something like a philosophical prehistory of concepts which, in our view [i. e. his and Horkheimer's] should replace mere verbal definitions, which are always arbitrary and
non-binding'; as an example he mentions 'the theory of art as mimetic behaviour, developed in Dialectic of Enlightenment' (Theodor W. Adorno Archiv, Vo 3539f). The lecture series on Philosophische Terminologie, held by Adorno over two semesters in 1962 and 1963, is his most extensive treatment of the 'prehistory' of philosophical concepts
(d. Adorno, Philosophische Terminologie. Zur Einleitung, 2 vols, Frank-
furt/Main 1973, 1974). For other aspects of his idea of philosophical prehistory d. Rolf Tiedemann, ' ''Nicht die Erste Philosophie sondern eine letzte " . Anmerkungen zum Denken Adornos', in Theodor W. Adorno, 'Ob nach Auschwitz noch sich leben lasse'. Ein philosophisches
Lesebuch, Frankfurt/Main 1997, pp. 16f.
10 Adorno dealt with Comte's 'law of three stages' again in Introduction
5
to Sociology, the lecture series held in the summer semester of 1968 (d. Adorno, Introduction to Sociology, trans. Edmund ]ephcott, Cambridge 2000, p. 131).
Comte characterizes the transition from fetishism to polytheism as fol-
11
lows: 'The transformation of fetishes into gods endows each thing with an abstract peculiarity, instead of the life attributed to it. This makes it susceptible to animation by a supernatural power. Each god assumes a
NOTES TO PAGES 6-10
149
? quality common to many fetishes, and such a concept demands a metaphysical manner of thinking' (Auguste Comte, Die Soziologie. Die positive Philosophie im Auszug, ed. Friedrich Blaschke, Leipzig 1933, p. 193).
12 On Aristotelianism in Islamic philosophy and the revival of Aristotle in the Christian Middle Ages, d. Otfried H6ffe, Aristoteles, Munich 1996, pp. 269ff; on the former especially Ernst Bloch, 'Avicenna und die Aristotelische Linke', in E. Bloch, Das Materialismusproblem, seine Geschichte und Substanz, Frankfurt/Main 1972 (Gesamtausgabe vol. 7),
pp. 479ff.
13 On the closing of the school of Proclus in Athens by an edict of Justinian
in AD 529 one should consult Zeller, who was also Adorno's favourite authority in other matters of Greek philosophy (d. Eduard Zeller, Die Philosophie der Criechen in ihrer geschichtlichen Entwicklung [hence- forth 'Zeller,'] 3. Teil, 2. Abt. , Die nacharistotelische Philosophie. 2. Halfte, Hildesheim, Zurich, New York 1990 [2nd reprint of the 5th edn], pp. 915f); for more details on the Persian exile chosen by Simplikios and six other philosophers see Ueberweg-Praechter (d. Friedrich Ueberweg, Crundri(5 der Geschichte der Philosophie, 1. Teil: Die Philosophie des Altertums, 12th edn, ed. Karl Praechter, Berlin 1926, pp. 634f).
14 As a means of 'noting' what metaphysics was, as understood by Adorno, the reader is referred definitively to Lecture 33 in Philosophische Terminologie, his most concise 'explanation of the term metaphysics', which also defines its subject matter (d. Adorno, Philosophische Ter- minologie, vol. 2, pp. 160ff).
Lecture Two
1 No transcriptions of the lectures on 13 and 18 May have been pre- served; instead the brief notes on which Adorno based the lecture are reproduced.
2 This passage connects with the discussion of the formalization of the concept of metaphysics at the end of the first lecture (pp. 8f above).
3 This characterization of the 'usual definition' of metaphysics already contains a clear allusion to Aristotle's Metaphysics, to which two-thirds of the lecture are devoted: the science which investigates the ultimate ground or cause of existing things (d. Aristotle's Metaphysics, trans.
John Warrington, London 1956, p. 54 [A 2, 982 b 8f]) is intrinsically a 'fundamental science', and in Aristotle's terminology is called the 'primary science' (d. ibid. , pp. 155ff [E 1, 1026 a 24]). IIpw'T'Y) ovala, 'primary substance', is used by Aristotle as a synonym for ElSa,: 'By "form" I mean a thing's essence and primary substance' (ibid. , p. 181
[Z 7, 1032 b If]): metaphysics, according to Aristotle, is the science of forms; according to Adorno, it 'is essentially concerned with concepts, and with concepts in a strong sense' (p. 5 above).
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NOTES TO PAGE 10
? 4 Adorno always had a strong interest in gnostic ideas, although he men- tioned this mainly in conversations; when he was trying to persuade Hans Jonas to give a lecture on Marcionian gnosticism in 1959, he characterized his interest in the philologist from Sinope: 'Moreover, Valentinus' gnosticism is just as important to me as Marcion's, in which only a very specific motif interests me specially: the denunciation of the demiurge' (Letter to Hans Jonas, 12. 10. 1959). If it is remembered that the question 'whether one can still live after Auschwitz' (cf. Negative Dialectics, p. 362) is central to the 'Meditations on Metaphysics', the connection with the accusation of the 'just', cruel and malevolent God
by Marcion is obvious enough.
5 With the doctrine of the 'divinity as a coming-to-be' in his late meta-
physics, from the early 1920s, Scheler parted company with the per- sonal concept of God he had advocated earlier, in his Catholic phase: 'Man - a brief festival in the immense span of universal evolution - signifies . . . something with regard to the becoming of the divinity itself. His history is not a mere spectacle for an eternally perfected divine spectator and judge, but is woven into the evolution of the divinity itself' (Max Scheler, Gesammelte Werke, vol. 9: Spate Schriften, ed. Manfred Frings, Bonn 1995, pp. 101? ). With the idea of the 'becoming of God', Scheler returned to mystical speculation:
It is the old idea of Spinoza, Hegel and many others: primal being be- comes aware of itself in the same act by which man sees himself as founded in it. We only need to reformulate this idea, which up to now has been presented in far too one-sided and intellectualist a way, to mean that man's knowing himself to be founded is a consequence of the active commitment of the centre of our being to the ideal demand of the deity, and the attempt to accomplish it, and in this accomplishment to help to engender for the first time the evolving 'God' as the increasing interpen- etration of spirit and urge. (ibid. p. 70)
However, the doctrine of the evolving God is only fully developed in Scheler's notes on metaphysics published from his posthumous papers, which remained a fragment and of which Adorno cannot have known; cf. the sections 'Weltwerden' and 'Deitas' in 'Manuskripte zur Lehre
vom Grunde aller Dinge' in Scheler, Gesammelte Schriften, vol. 1 1 : Schriften aus dem Nachla(5, Bd. II: Erkenntnislehre und Metaphysik, ed. Manfred S. Frings, Berne, Munich 1979, pp. 201ff.
6 Adorno was thinking above all of speculations he had found in the 'Weltalter' fragments, which he discussed in the winter semester 1960/ 1, for example, the sentence: 'Scarcely had the first steps been taken in
reuniting philosophy with nature when the great age of the physical world had to be acknowledged, and the fact that, far from being the
last thing, it was the first, from which all others, even the development of divine life, took their beginning' (Friedrich Wilhelm Joseph von Schelling, Die Weltalter. Fragmente, in den Urfassungen von 1 8 1 1 und
? ?
death appears to have existed in the past, the life of those to which the harmony is attributed was subjected to so inordinate a burden, was, as one is apt to say today, so alienated from them, that they did not even get so far as to perceive the heterogeneousness of death, and integrated themselves with death out of a kind of weakness. Con-
sequently, the idea of a complete life, meaningful within itself, must probably be abandoned with the conception of the epic death - for catastrophes always have the power to draw into themselves remote realities and events from the distant past. If mortally weary people take an affirmative view of death, it is most likely the case that death relieves them of a burden. The reason for the allegedly positive rela- tionship to death taught by these metaphysics is none other than the one which comes forcibly to mind today, and which I already men- tioned: that the life in question amounted to so little that there was little resistance to its ending.
It is remarkable, all the same, that we are so little able to incorporate death, since, in view of our continuing state of non-identity with ourselves, the opposite might be expected. And even the power of the instinct of self-preservation - if one wishes to speak of an instinct here; Freud did sanction it by introducing the concept of the ego- drives13 - seems to me insufficient to explain it, if it is taken on its own. As far as I am able to observe these matters, it is the case that it is precisely the people who are not old and frail who put up no resistance to death, who experience it as contingent and, in a curious way, accidental. If a very large number of people fall victim to accid- ents today, in comparison to earlier times, this seems to me to indicate something structural in the experience of death: that to the precise extent that we are relatively autonomous beings aware of ourselves, we experience death, or even a serious illness, as a misfortune which comes upon us from outside. At the same time, however, it is also the
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LECTURE SEVENTEEN 135
? case that, when people die very old, their great age often does not appear as something joyous. I am speaking here of the intra- mundane aspects of death, which reflection on death cannot ignore, but in which it has shown itself curiously uninterested up to now. I am not speaking here of the discomforts associated with old age in the epic ideal. But, as far as my experience extends, there is also something immeasurably sad in the fact that, with the decline of very old people, the hope of non confundar, of something which will be preserved from death, is also eroded, because, especially if one loves them, one becomes so aware of the decrepitude of that part of them which one would like to regard as the immortal that one can hardly imagine what is to be left over from such a poor, infirm creature which is no longer identical with itself. Thus, very old people, who are really reduced to what Hegel would call their mere abstract existence, those who have defied death longest, are precisely the ones who most strongly awaken the idea of absolute annulment. Nevertheless, this experience of death as something fortuitous and external - rather like an illness one has been infected with, without knowing its source - does contain a moment connected with the autonomy of mind. It is that, because the mind has wrested itself so strongly from what we
merely are, has made itself so autonomous, this in itself gives rise to a hope that mere existence might not be everything.
If one does not cling to the thesis of the identity of subject and object taught by idealism; if the subject, mind, reflecting itself critic- ally, does not equate itself to, and 'devour', everything which exists, it may happen that the mind, which has become as unidentical to the world as the world has become to it, takes on a small moment of not-being-engulfed-in-blind-contingency: a very paradoxical form of hope, if you like. And the very curious persistence of the idea of immort-
ality may be connected to this. For this idea seems to me to manifest itself more substantially where consciousness is most advanced than in the official religions. Even as a child I was surprised how little attention was paid to these last things - just a few pages in a Protestant hymn-book, for example - whereas one would expect them to be the only ones which mattered to a religion. I would remind you here of the magnificent passage in Marcel Proust depicting the death of the writer Bergotte, who was Anatole France, in which, in a truly grandi- ose, regenerative, mystical speculation, the writer's books, displayed
by his deathbed, are interpreted as allegories of the fact that, on account of its goodness, this life was not wholly in vain. 14 You will find something similar in the writings of Beckett, who is, of course, anathema to all affirmative people and in whose work everything revolves around the question what nothingness actually contains; the
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136 LECTURE SEVENTEEN
? question, one might almost say, of a topography of the void. This work is really an attempt so to conceive nothingness that it is, at the same time, not merely nothingness, but to do so within complete negativity. IS But that, too, should be said with extreme gentleness and circumspection. And it is perhaps no accident that in the passage of Proust I have just referred to the writer chooses a formulation which
bears a curious resemblance to those of Kafka, with whom he has nothing directly in common. I attempted to explore this connection in the 'Kleine Proust-Kommentare' in the second volume of Noten zur Literatur,I6 and I do not want to speak of it now. But the less people really live - or, perhaps more correctly, the more they become aware that they have not really lived - the more abrupt and frightening death becomes for them, and the more it appears as a misfortune. It is as if, in death, they experienced their own reification: that they were corpses from the first. Such an experience was expressed in the most
diverse passages of Expressionist poetry, by BennI7 and Trakl, taking
a curiously identical form in writers otherwise at opposite poles. The
terror of death today is largely the terror of seeing how much the
living resemble it. And it might therefore be said that if life were lived
rightly, the experience of death would also be changed radically, in
Its mnermost composltion.
That is probably the most extreme speculation by which I can
demonstrate, at least as a possibility, the link I am trying to explain in these last lectures between the historical, immanent sphere and what are called the great metaphysical categories. Death and history form a constellation. Hamlet, the first wholly self-aware and despond- ently self-reflecting individual, experienced his essence as something absolutely transitory. In him the absolute experience of the individual as the self, and the experience of its absolute transience, that the rest is silence, coincided. By contrast, it is probably the case today that, because the individual actually no longer exists, death has become something wholly incommensurable, the annihilation of a nothing. He who dies realizes that he has been cheated of everything. And that is why death is so unbearable. I will close by pointing out that in this fact that the horizon of death has been displaced in the curious way I have just indicated, what I might call the good side of the decline of the individual is manifested. It is that the experience of the nullity of the individual reveals not only our ego-weakness, not only our
functionalization, but also takes away something of the illusoriness and guilt which have always persisted in the category of individuation, up to the threshold of this age.
? ? ? ?
? ? LECTURE EIGHTEEN
29July 1965
? Ladies and Gentlemen, when one of these lecture series reaches its end, it seems to be a natural law - or an unnatural one - that one has not remotely covered the ground one had intended to. That is the case with me. That is to say, I have been able to present you only fragments of what is contained in the manuscript 'Reflections on Metaphysics' on which I have been basing the second half of the series,1 and have not got nearly as far as I had hoped. That is due in part to the difference
between the forms of written and spoken expression. When one writes, one is obliged to present the matter as clearly and precisely as possible, and can permit oneself extreme concentration for the sake of clear expression. When one is talking to living people it would be absurd, and professorial in the bad sense, to cling to the fiction that one can express pure thought, and one must do one's best, following one's own innervations, to make things clear to the people one is talking to. This does, however, have the disadvantage that when people like you come to listen to a person like me, you will almost inevitably be disap- pointed, as you will expect from what I write to hear something much more pithy than is possible in a spoken lecture. In short, one is, in
educated language, in an aporia; in less educated language: however you do it, it's wrong. And so, in full awareness of this fragmentariness, I would say to you today that what I have told you, in the form I have told it, can do no more than encourage you to think further on it for yourselves, and especially to free yourselves from a collection of cliches and ideas which have been foisted on you. To expect these
lectures to have given you a comprehensive account of how or in what
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LECTURE EIGHTEEN
? form metaphysics, or its opposite, is possible today would be a foolish
presumption. And I should like to make it quite clear that I have no such pretension.
I spoke at different points about the concept of metaphysical experience,2 and perhaps it would not be a bad thing to say a few more words about it in this last lecture. What I mean by metaphysical experience certainly cannot be reduced to what are called primal religious experiences. The reason is simply that if one spends a little time studying the stratum of theology which claims to have access to
such primal experiences - that is, in crude terms, the mystical stratum, which places such primary experience higher than any codified theo- logy - one becomes aware of something very peculiar and, I must say, very surprising. It is that mystical texts, and descriptions of funda-
mental mystical experiences, by no means have the primary, immediate quality one might expect, but are very strongly mediated by education. For example, the intricate interrelationships between gnosticism, Neo- Platonism, the Cabbala and later Christian mysticism give rise to an area of historicity which is equal to anything in the history of dogma. And it is certainly no accident that the corpus in which the documents of Jewish mysticism are brought together more or less disconnectedly, the Cabbala, bears the title of tradition. Far less emphasis is put on a primary, immediate vision than one imagines; far more attention is paid to the T67TOt of so-called religious experience than to pure subjectivity than might be supposed. What the reasons might be I do not want to discuss; that is really a matter for the philosophy of religion. I shall content myself with one observation, that almost all the mystical speculations which exist find their support in so-called
sacred texts, which in the eyes of mystical-metaphysical thinkers be- come symbolic in the sense that they mean something quite different from what is said in them. For example, in the famous interpretation of the first chapter of Genesis, as set out in the book 'Sohar', the history of the creation of the world is interpreted as a history of the inner process of creation which took place within the divinity itself. 3 This is, incidentally, the model for the speculations of Schelling which, in a later phase, became famous under the name of positive philosophy. 4 I do not wish to say anything about the truth of these matters; but I should like at least to make you aware of a problem.
Through our philosophical and, above all, our academic education - as long as it is based on the model, however latent, of the natural sciences - we have become tacitly accustomed to an irreconcilable antithesis between tradition and cognition. It is no accident that the most vehement invective against tradition is to be found in the two philosophers who mark the beginning of what is called modern
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? philosophy, Descartes and Bacon, who emancipated themselves from tradition. It is, however, questionable (and I shall only raise the ques- tion here) whether the idea underlying this position - that tradition, what is not known at first hand, should be spurned in face of the immediacy of lived experience - whether this motif, which we take almost for granted, is really so valid, in view of the fact that many such traditional elements are unknowingly contained in knowledge we regard as not traditional, but as pure, autonomous cognition. One might be inclined to think that the subject supposedly capable of cognition as a kind of actus purus, as a piece of pure actuality - and this, implicitly, is the epistemological ideal of the whole of modern philosophy - is an abstraction which does not correspond to any actual
subject of cognition; and that the traditional, that is, the historical moment, not only permeates supposedly authenticated knowledge far more deeply than is generally admitted, but actually makes that knowledge possible. One might even suppose that the moment which I have repeatedly brought to your notice under the heading of the mediatedness of thought, is contained in this traditional moment, in the implicit history which is present within any cognition. And it is probable (at any rate, I should like to think so today) that the crucial threshold between this and positivist thinking lies in the question whether thought is aware of this inalienable traditional moment con- tained within it, whether knowledge reflects it within itself or whether it simply denies it - which is not to assert, of course, that knowledge
should simply abandon itself to this traditional moment. The criticism which has been levelled at tradition has its reasons and its legitimacy, heaven knows. But it is also naive in believing that it can divest itself
entirely of this moment. The truth probably lies in a kind of self- reflection which both recognizes the inalienable presence of the tradi- tional moment within knowledge, and critically identifies the dogmatic element in it - instead of creating a tabula rasa on both sides, as now, and thus succumbing either to dogmatism or to a timeless and there- fore inherently fictitious positivism. You will perhaps understand that,
for this reason, I am unwilling to attach metaphysical experience to religious experience as firmly as is generally asserted; I am unwilling to do so, above all, because this kind of experience, as handed down by very great figures of Catholicism, such as St John of the Cross, hardly seems to be accessible any longer, given the assumptions regarding
the philosophy of history under which we live today. On its actual truth content I will hold my peace.
A more decisive contribution to these matters, I believe, is made by Marcel Proust, whose work, as a precipitate of experience and an exploration of the possibility of experience, should be taken extremely
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? seriously from a philosophical point of view. I would mention in passing that the separation between art and so-called scholarship in the sphere in which we are now moving is entirely without substance and is a mere fabrication of the division of labour. I mean - the idea that Herr Bollnow should be qualified to contribute seriously to a discussion on metaphysics while Marcel Proust should not - well, I would just mention that idea to you without commenting further. I
do not wish to reproduce Proust's theory of metaphysical experience to you here. I would just point out that perhaps one of the clearest manifestations of what I am concerned with here is the way in which certain names can vouch for that experience. In Proust they are the names of Illiers and Trouville, Cabourg and Venice. s I myself have had a similar experience with such names. When one is on holiday as a child and reads or hears names like Monbrunn, Reuenthal, Hambrunn, one has the feeling: if only one were there, at that place, that would be it. This 'it' - what the 'it' is - is extraordinarily difficult to say; one will probably be able to say, following Proust's tracks here
too, that it is happiness. When one later reaches such places, it is not there either, one does not find 'it'. Often they are just foolish villages. If there is still a single stable door open in them and a smell of a real live cow and dung and such things, to which this experience is no doubt attached, one must be very thankful today. But the curious thing is that, even if 'it' is not there, if one does not find in Monbrunn any
of the fulfilment which is stored up in its name, nevertheless, one is not disappointed. The reason, if I am interpreting it correctly, is that - and you must forgive me if I ramble a bit in this lecture, in just the way that Kant forbids6 - one is, as it were, too close, one is inside the phenomenon, and has the feeling that, being completely inside it, one cannot actually catch sight of it? Once, many years ago, in Minima Moralia, I wrote about thanking and gratitude, which have their dignity - and I did not mean dignity in the idealist sense - because the giving of thanks is the only relationship that consciousness can
have to happiness, whereas the person who is happy is too close to it to be able to have any standpoint towards it within consciousness. 8 At such moments one has a curious feeling that something is receding - as is also familiar from an old symbol of happiness, the rainbow - rather than that one has really been done out of it. I would say,
therefore, that happiness - and there is an extremely deep constella- tion between metaphysical experience and happiness - is something within objects and, at the same time, remote from them.
But as I mention this example to you, I become aware of how extraordinarily precarious such speculations are. I have just picked out a stratum of these experiences quite arbitrarily; another, perhaps
? LECTURE EIGHTEEN 141
? far more crucial one, is the experience of deja
did I see that before? that can be induced by a certain type of children's book. In such experiences one succumbs to the conditions of the empirical world; one succumbs to all the fallibility which attaches to one's own psychology, one's wishes, one's longing. All metaphysical experiences - I should like to state as a proposition here - are fallible. I would say, in general, that all experiences which have to be lived, which are not mere copies or reconstructions of that which is in any case, contain the possibility of error, the possibility that they can completely miss the mark. And, in much the same way as I indicated
earlier with regard to the concept of tradition, it may be one of the ! {;EVS? , the deceptions in which scientific-idealist thinking has enmeshed us, that we believe a piece of knowledge to rank higher the less it is liable to failure, to disappointment. It might well be that, according to this criterion, everything which really matters would be excluded as unworthy of being known; whereas in truth - so it seems to me - only what can be refuted, what can be disappointed, what can be wrong, has the openness I have spoken of/ that is, it is the only thing which matters. It is in the concept of openness, as that which is not already subsumed under the identity of the concept, that the possibil- ity of disappointment lies. And I should like to say that within the meaning of these reflections on the possibility of metaphysics there lies a peculiar affinity to empiricism. For empiricism, with its emphasis on empirical sources, implies an element of metaphysics at least in the sense that the essential knowledge is seen as that which does not coincide with concepts, but which, as it were, falls accidentally into my lap, and thus always includes the possibility that it might not do
so. Such knowledge therefore has an inherent fortuitousness, from which it derives an element of meaning which, according to the pre- valent logic, is excluded precisely by the concept of the accidental. Fallibility, I would say, is the condition of the possibility of such metaphysical experience. And it seems to attach most strongly to the weakest and most fragile experiences.
On the other hand, however, from the extreme doubtfulness of what I have just said, a doubtfulness which, I believe, is indispensable to thought if it wants to be anything at all, you might gain a critical insight which, from the opposed standpoint, sounds highly heretical. You all know that the critical theory of society, and especially its
popularized form in the modernistic vulgar theology of today, is fond of adducing the Hegelian and Marxian concept of rei(ication, and that,
for it, only what is entirely exempt from reification can be counted as knowledge or truth. But if you bear in mind the peculiarly fallible and unavoidably problematic nature of metaphysical experience that
vu, the feeling: When
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142 LECTURE EIGHTEEN
? ? i
I have described, the concept of reification may, in a complementary way, take on a meaning which is far from purely derogatory. It is a meaning in which, as in Marx, the whole of idealism is contained, in that the assumption is made that even that which is not I, which is
not identical, must be able to resolve itself entirely, as it were, into the actual, present I, into the actus purus. That none of this is plain sailing, that these questions are not so simple - Hegel undoubtedly had an inkling of this in his later phase. And the traits of reactionary harshness we find so disturbing in Hegel are certainly connected to the realization that the moment of the complete dissolution of all objectivity in what might be called the living subject also contains a deceptive element, in the absolute presence of the subject in that which it is not. When I said earlier that pure mystical experience is a somewhat dubious matter, that it is far less pure and inward and far more concretely objective than one would expect from its concept, I was referring to this same deception.
What I am saying to you appears to be in sharp contradiction to the idea that cognition should necessarily be fallible if the resulting knowledge is to be worthy of being thought. And I would not presume, and certainly not in the miserably few minutes we have left, to resolve this contradiction. I would say, however, that precisely the polarity I am referring to - that, on the one hand, it is a condition of meta- physical experience that it can miss the mark, that it can be quite wrong; and that, on the other, it requires an objective moment, anti- thetical to it and incapable of being assimilated to it - that these two motifs together form the dialectical figure, the dialectical image,1O through which alone one can, perhaps, gain awareness of what is meant by the concept of metaphysical experience. The objective cat-
egories of theology are not only - as it appears from Hegel's early
theological writings published by Herman Nohlll - residues of the
positive moment which are then resolved into subjectivity, into life,
in a process of increasing, dialectical identification, but actually com-
plement the weakness of immanent dialectics: they reclaim, in a sense,
what is not assimilated by the dialectic and would, as the merely
other, be devoid of any determination. Thus, not only the ossified
society, but also the moment of the primacy of the object which I
have repeatedly mentioned,12 was precipitated in the objectivity of
the metaphysical categories. And between these two moments - on
the one hand the flashes of fallible consciousness which I illustrated
by the example of place names, and on the other the primacy of the
object - there seems to me to exist a curious constellation. True, it is
one which is discharged abruptly at certain moments, rather than being a merely contemplative entity which could be grasped as a kind
? ? ? LECTURE EIGHTEEN
143
? of categorial structure of a so-called matter of fact. If everything objective is volatilized by consciousness - and this applies especially to metaphysical objects - thought regresses to the subjectivism of the pure act. It then finally hypostatizes the mediation carried out by the
subject itself, as a kind of pure immediacy. This may help to explain the quite significant fact that Kant, who attempted in the Critique of Practical Reason to interpret metaphysical ideas as a full participation
of the subject, indeed, as nothing other than pure reason itself, finally moved almost imperceptibly to a position where he sought for that subjectivity precisely the objective correlatives that he had previously criticized and radically excluded. It is a remarkable fact that, in this way, even the concept of the highest good and the concept of human- ity are resurrected in the Critique of Practical Reason. 13 But despite all this it has to be said that, in the course of advancing enlightenment,
the possibility of metaphysical experience is tending to become paler and more desultory. If one reads Proust today, the accounts of such metaphysical experience, which play such an enormous role in his work - although even there they are far more bare and limited than one might expect - have a Romantic moment through which they are already exposed to criticism. It is as if the joy of finding that some- where some such thing as life were possible at all - and this is the counter-motif to reification - had lured the subject of the experience into directly equating these surviving traces of the life with the meaning
of life itself.
As a result, one will have to pursue metaphysical experience into a
stratum which originally was extremely alien to it. For in reality it now survives only negatively. I would say - and this must be under- stood very strictly and made into a kind of canon for metaphysical thinking itself - that the form in which metaphysical experience still manifests itself with any compelling force today is not that which has made itself suspect as a sphere of Romantic wishing, but is the ex- perience which leads to the question: Is that all? It is the experience which, if I might speak for once like an existentialist, perhaps bears the greatest resemblance, among the 'situations' we pass through,14 to the situation of fruitless waiting: that is no doubt the form in which
metaphysical experience manifests itself most strongly to us. It made an unforgettable impression on me when my composition teacher, Alban Berg, told me more than once that what he regarded as the crucial and most important parts of his own work, and the ones he liked best, were the bars in which he expressed situations of fruitless waiting. He experienced these things so deeply that they reached the threshold of consciousness, although, heaven knows, that is not re-
? quired of an artist. But the authenticity of even this is not guaranteed,
?
144
LECTURE EIGHTEEN
? for where there is no longer any life, where immediacy has been so truly abolished as in the world in which we exist, the temptation is doubly strong to mistake the remnants of life, or even the negation of the prevailing condition, for the absolute.
We reach here, if you like, the crucial distinction between the considerations I have been presenting to you and the Hegelian philo- sophy to which these considerations owe so much. It lies in the fact that Hegel's philosophy contains a moment by which that philosophy, despite having made the principle of determinate negation its vital nerve, passes over into affirmation and therefore into ideology: the belief that negation, by being pushed far enough and by reflecting itself, is one with positivity. That, Ladies and Gentlemen, the doctrine
of the positive negation, is precisely and strictly the point at which I refuse to follow Hegel. There are other such points, but in the context of this discussion this is the one to which I should refer. One might be inclined to think that if the present situation is really experienced as negatively as we all experience it, and as only I have taken it upon myself, as a kind of scapegoat, to express it (that is the only difference separating me from other people), one might think that by negating this negativity one had already attained the positive; and that is a very great temptation. And when I told you that the form of determin- ate negation is the only form in which metaphysical experience survives today, I myself was moving at least in the direction of that idea. But this transition is not itself compelling: for if I said that the negation of the negation is the positive, that idea would contain within itself a
thesis of the philosophy of identity and could only be carried through if I had already assumed the unity of subject and object which is supposed to emerge at the end. If, however, you take seriously the idea I put forward earlier today, that the truth of ideas is bound up
with the possibility of their being wrong, the possibility of their failure, you will see that this idea is invalidated by the proposition that, merely by negating the negation, I already have the positive. In that easelS one would be back in the sphere of false, deceptive and, I would say, mythical certainty, in which nothing can be wrong and in which, probably for that reason, everything one said would be all the more hopelessly lost. For thought there is really no other possibility, no other opportunity, than to do what the miner's adage forbids: to work one's way through the darkness without a lamp, without possessing the positive through the higher concept of the negation of the negation, and to immerse oneself in the darkness as deeply as one possibly can. For one thing is undoubtedly true: I told you that, where there is no longer life, the temptation to mistake its remnants for the absolute, for flashes of meaning, is extremely great - and I do not wish to take
? ? LECTURE EIGHTEEN 145
? that back. Nevertheless, nothing can be even experienced as living if it does not contain a promise of something transcending life. This transcendence therefore is, and at the same time is not - and beyond that contradiction it is no doubt very difficult, and probably impos-
sible, for thought to gO. 16
In saying that, Ladies and Gentlemen, I have the feeling that I have
reached the point where the insufficiency of my own reflections con- verges with the impossibility of thinking that which must nevertheless be thought. 17 And all I hope is that I may have given you at least an
idea of that convergence.
?
GS 1 GS 3
GS 5
GS 6 GS 8 GS 9. 1 GS 10. 1
GS 10. 2
GS 1 1 GS 20. 1 GS 20. 2 NaS 1. 1
Philosophische Fruhschriften, 3rd edn, 1996
Max Horkheimer and Theodor W. Adorno, Dialektik der Aufklarung.
Philosophische Fragmente, 3rd edn, 1996
Zur Metakritik der ErkenntnistheorielDrei Studien zu Hegel, 4th edn, 1996
Negative DialektiklJargon der Eigentlichkeit, 5th edn, 1996 Soziologische Schriften I, 4th edn, 1 996
Soziologische Schriften 1. Erste Halfte, 4, 1975
Kulturkritik und Gesellschaft I: PrismenlOhne Leitbild, 2nd edn, 1996
Kulturkritik und Gesellschaft II: EingriffelStichworteiAnhang,
1977
Noten zur Literatur, 4th edn, 1996
Vermischte Schriften I, 1986
Vermischte Schriften II, 1986
Beethoven. Philosophie der Musik, ed. Rolf Tiedemann, 2nd edn, 1994
EDITOR'S NOTES
? Abbreviations
Adorno's writings, when translated, are quoted from the English-language editions. When no English translation is available, the references are to the German editions, Gesammelte Schriften (edited by Rolf Tiedemann in collaboration with Gretel Adorno, Susan Buck-Morss and Klaus Schultz,
Frankfurt/Main 1970- ) and Nachgelassene Schriften (edited by Theodor W. Adorno Archiv, Frankfurt/Main 1993- ), when included there. The follow- ing abbreviations are used:
? ? NOTES TO PAGES 1-3
147
? Kants 'Kritik der reinen Vernunft' ( 1 959), ed. Rolf Tiedemann, 1995
NaS IV. 4
NaS IV. 10
NaSIV. 15 EinleitungindieSoziologie(1968),ed. ChristophGodde,1993
Lecture One
1 Adorno is referring to Negative Dialectics, written between 1959 and 1966; in his lecture series in the summer semester of 1965 he is thinking in particular of 'Meditations on Metaphysics' (Adorno, Negative Dia-
lectics, trans. E. B. Ashton, London 1990, pp. 361ff; cf. GS 6, pp. 354ff), on which he was working intensively in May 1965 and to which he referred in Lectures 13-18, held in July 1965 (see n. 9 below).
2 Apart from the discussion in 'Meditations on Metaphysics', Adorno deals with Kant's attitude to metaphysics above all in Lectures 4 and 5 in the series Kants 'Kritik der reinen Vernunft' of 1 959 (cf. NaS IV. 4, pp. 57? ? ). The most lucid account of Kant's renewal of the foundations of metaphysics known to the Editor is to be found in an early lecture by Horkheimer, from the winter semester 1925/6 (cf. Max Horkheimer,
Gesammelte Schriften, ed. Alfred Schmidt and Gunzelin Schmidt Noerr, vol. 10: Nachgelassene Schriften 1914-1931, 2. Vorlesung iiber die Geschichte der deutschen idealistischen Philosophie [u. a. j, Frankfurt! Main 1990, pp. 24? ? ); Adorno is likely to have taken over Horkheimer's
account without questioning it.
3 Cf. Friedrich Nietzsche, Thus Spoke Zarathustra, trans. R. ]. Hollingdale,
Harmondsworth 1961, p. 58 (although the term is translated here as 'afterworld'); a direct equation between metaphysics and the 'back- world' is to be found, for example, in Human, All Too Human: 'When we hear the subtle talk of the metaphysicians and backworldsmen, we certainly feel that we are the "poor in spirit"; but we also feel that ours is the heaven of change, with spring and autumn, winter and summer, while theirs is the backworld, with its grey, frosty, endless mists and shadows' (Nietzsche, Siimtliche Werke, vol. 2, Munich 1993, p. 386). Regarding this metaphor of Nietzsche's which Adorno was fond of quoting see NaS IV. 4, p. 165 and pp. 382f, and NaS IV. 15, p. 38, and finally Theodor W. Adorno, Philosophische Terminologie.
Zur Einleitung, ed. Rudolf zur Lippe, vol. 2, 5th edn, Frankfurt/Main 1989, p. 162.
4 Cf. GS 9. 1, p. 446 - Adorno also cites this statement by the test subject in 'Theses against occultism' in Minima Moralia, trans. Edmund Jephcott, London 1974, pp. 238-44; dealing primarily with occultism in contem- porary society, the 'Theses' nevertheless contain nothing less than
Adorno's theory of the relationship of occultism to metaphysics, of the 'contamination of mind and existence, the latter becoming itself an attribute of mind' (ibid. , p. 243 ). Adorno's aphorism 'Occultism is the
Probleme der Moralphilosophie (1963), ed. Thomas Schroder, 1995
? ?
148
NOTES TO PAGES 4-5
? metaphysic of dunces' (ibid. , p. 241) has meanwhile appeared in the Historisches Worterbuch der Philosophie as an example of his 'radical antagonism' to occultism, which, in fact, the authors find rather too
radical (d. H. Bender and W. Bonin, 'Okkultismus', in Hist. Wb. Philos. , vo! ' 6, Basle, Stuttgart 1984, co! . 1144f).
See Lecture 4.
6 Most probably an allusion to the book by Heimsoeth (present in
Adorno's library), which deals with the dispute over universals under the title 'Das Individuum'; d. Heinz Heimsoeth, Die sechs gro(5en Themen der abendlandischen Metaphysik und der Ausgang des
Mittelalters, 4th edn, Darmstadt 1958, pp. 172f? .
7 See Lecture 6, p. 38 above
8 See Part 1 of the Encyclopaedia of the Philosophical Sciences of
1830: 'Thoughts can be called . . . objective thoughts and these include the forms which are considered in ordinary logic and are used only as forms of conscious thought. Logic therefore coincides with metaphysics, the science of things couched as thoughts which were supposed to ex- press the essences of things' (trans. from Hegel, Werke in 20 Banden, Frankfurt/Main 1969-71, vo! ' 8, pp. 80f). Or in the Introduction to
'The Objective Logic': 'The objective logic . . . takes the place . . . of former metaphysics which was intended to be the scientific construc- tion of the world in terms of thoughts alone' (Hegel's Science of Logic, trans. A. V. Miller, London/New York 1969, p. 63).
9 Adorno seldom expressed himself as explicitly on the systematic import- ance of this motif as in the lectures on 'Aesthetics' of 1958/9. Here he spoke of the necessity of gaining access to 'something like a philosophical prehistory of concepts which, in our view [i. e. his and Horkheimer's] should replace mere verbal definitions, which are always arbitrary and
non-binding'; as an example he mentions 'the theory of art as mimetic behaviour, developed in Dialectic of Enlightenment' (Theodor W. Adorno Archiv, Vo 3539f). The lecture series on Philosophische Terminologie, held by Adorno over two semesters in 1962 and 1963, is his most extensive treatment of the 'prehistory' of philosophical concepts
(d. Adorno, Philosophische Terminologie. Zur Einleitung, 2 vols, Frank-
furt/Main 1973, 1974). For other aspects of his idea of philosophical prehistory d. Rolf Tiedemann, ' ''Nicht die Erste Philosophie sondern eine letzte " . Anmerkungen zum Denken Adornos', in Theodor W. Adorno, 'Ob nach Auschwitz noch sich leben lasse'. Ein philosophisches
Lesebuch, Frankfurt/Main 1997, pp. 16f.
10 Adorno dealt with Comte's 'law of three stages' again in Introduction
5
to Sociology, the lecture series held in the summer semester of 1968 (d. Adorno, Introduction to Sociology, trans. Edmund ]ephcott, Cambridge 2000, p. 131).
Comte characterizes the transition from fetishism to polytheism as fol-
11
lows: 'The transformation of fetishes into gods endows each thing with an abstract peculiarity, instead of the life attributed to it. This makes it susceptible to animation by a supernatural power. Each god assumes a
NOTES TO PAGES 6-10
149
? quality common to many fetishes, and such a concept demands a metaphysical manner of thinking' (Auguste Comte, Die Soziologie. Die positive Philosophie im Auszug, ed. Friedrich Blaschke, Leipzig 1933, p. 193).
12 On Aristotelianism in Islamic philosophy and the revival of Aristotle in the Christian Middle Ages, d. Otfried H6ffe, Aristoteles, Munich 1996, pp. 269ff; on the former especially Ernst Bloch, 'Avicenna und die Aristotelische Linke', in E. Bloch, Das Materialismusproblem, seine Geschichte und Substanz, Frankfurt/Main 1972 (Gesamtausgabe vol. 7),
pp. 479ff.
13 On the closing of the school of Proclus in Athens by an edict of Justinian
in AD 529 one should consult Zeller, who was also Adorno's favourite authority in other matters of Greek philosophy (d. Eduard Zeller, Die Philosophie der Criechen in ihrer geschichtlichen Entwicklung [hence- forth 'Zeller,'] 3. Teil, 2. Abt. , Die nacharistotelische Philosophie. 2. Halfte, Hildesheim, Zurich, New York 1990 [2nd reprint of the 5th edn], pp. 915f); for more details on the Persian exile chosen by Simplikios and six other philosophers see Ueberweg-Praechter (d. Friedrich Ueberweg, Crundri(5 der Geschichte der Philosophie, 1. Teil: Die Philosophie des Altertums, 12th edn, ed. Karl Praechter, Berlin 1926, pp. 634f).
14 As a means of 'noting' what metaphysics was, as understood by Adorno, the reader is referred definitively to Lecture 33 in Philosophische Terminologie, his most concise 'explanation of the term metaphysics', which also defines its subject matter (d. Adorno, Philosophische Ter- minologie, vol. 2, pp. 160ff).
Lecture Two
1 No transcriptions of the lectures on 13 and 18 May have been pre- served; instead the brief notes on which Adorno based the lecture are reproduced.
2 This passage connects with the discussion of the formalization of the concept of metaphysics at the end of the first lecture (pp. 8f above).
3 This characterization of the 'usual definition' of metaphysics already contains a clear allusion to Aristotle's Metaphysics, to which two-thirds of the lecture are devoted: the science which investigates the ultimate ground or cause of existing things (d. Aristotle's Metaphysics, trans.
John Warrington, London 1956, p. 54 [A 2, 982 b 8f]) is intrinsically a 'fundamental science', and in Aristotle's terminology is called the 'primary science' (d. ibid. , pp. 155ff [E 1, 1026 a 24]). IIpw'T'Y) ovala, 'primary substance', is used by Aristotle as a synonym for ElSa,: 'By "form" I mean a thing's essence and primary substance' (ibid. , p. 181
[Z 7, 1032 b If]): metaphysics, according to Aristotle, is the science of forms; according to Adorno, it 'is essentially concerned with concepts, and with concepts in a strong sense' (p. 5 above).
? ? 150
NOTES TO PAGE 10
? 4 Adorno always had a strong interest in gnostic ideas, although he men- tioned this mainly in conversations; when he was trying to persuade Hans Jonas to give a lecture on Marcionian gnosticism in 1959, he characterized his interest in the philologist from Sinope: 'Moreover, Valentinus' gnosticism is just as important to me as Marcion's, in which only a very specific motif interests me specially: the denunciation of the demiurge' (Letter to Hans Jonas, 12. 10. 1959). If it is remembered that the question 'whether one can still live after Auschwitz' (cf. Negative Dialectics, p. 362) is central to the 'Meditations on Metaphysics', the connection with the accusation of the 'just', cruel and malevolent God
by Marcion is obvious enough.
5 With the doctrine of the 'divinity as a coming-to-be' in his late meta-
physics, from the early 1920s, Scheler parted company with the per- sonal concept of God he had advocated earlier, in his Catholic phase: 'Man - a brief festival in the immense span of universal evolution - signifies . . . something with regard to the becoming of the divinity itself. His history is not a mere spectacle for an eternally perfected divine spectator and judge, but is woven into the evolution of the divinity itself' (Max Scheler, Gesammelte Werke, vol. 9: Spate Schriften, ed. Manfred Frings, Bonn 1995, pp. 101? ). With the idea of the 'becoming of God', Scheler returned to mystical speculation:
It is the old idea of Spinoza, Hegel and many others: primal being be- comes aware of itself in the same act by which man sees himself as founded in it. We only need to reformulate this idea, which up to now has been presented in far too one-sided and intellectualist a way, to mean that man's knowing himself to be founded is a consequence of the active commitment of the centre of our being to the ideal demand of the deity, and the attempt to accomplish it, and in this accomplishment to help to engender for the first time the evolving 'God' as the increasing interpen- etration of spirit and urge. (ibid. p. 70)
However, the doctrine of the evolving God is only fully developed in Scheler's notes on metaphysics published from his posthumous papers, which remained a fragment and of which Adorno cannot have known; cf. the sections 'Weltwerden' and 'Deitas' in 'Manuskripte zur Lehre
vom Grunde aller Dinge' in Scheler, Gesammelte Schriften, vol. 1 1 : Schriften aus dem Nachla(5, Bd. II: Erkenntnislehre und Metaphysik, ed. Manfred S. Frings, Berne, Munich 1979, pp. 201ff.
6 Adorno was thinking above all of speculations he had found in the 'Weltalter' fragments, which he discussed in the winter semester 1960/ 1, for example, the sentence: 'Scarcely had the first steps been taken in
reuniting philosophy with nature when the great age of the physical world had to be acknowledged, and the fact that, far from being the
last thing, it was the first, from which all others, even the development of divine life, took their beginning' (Friedrich Wilhelm Joseph von Schelling, Die Weltalter. Fragmente, in den Urfassungen von 1 8 1 1 und
? ?
