The reader, on the contrary,
progresses
in security.
Sartre-Jean-Paul-What-is-literature¿-Introducing-Les-Temps-modernes-The-nationalization-of-literature-Black-orpheus
When it is a matter of pottery or carpentry, we work according to traditional patterns, with tools whose usage is codified; it is Heidegger's famous 'they' who are working with our hands.
In this case, the result can seem to us sufficiently strange to preserve its objectivity in our eyes.
But if we ourselves produce the rules of production, the measures, the criteria, and if our creative drive comes from the very depths of our heart, then we never find anything but ourselves in our work.
It is we who have invented the laws by which we judge it.
It is our history, our love, our gaiety that we recognize in it.
Even if we should look at it without touching it any further, we never receive from it that gaiety of love.
We put them into it.
The results which we have obtained on canvas or paper never seem to us objective.
We are too familiar with the processes of which they are the
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effects. These processes remain a subjective discovery; they are ourselves, our inspiration, our trick, and when we seek to perceive our work, we create it again, we repeat mentally the operations which produced it; each of its aspects appears as a result. Thus, in the perception, the object is given as the essential thing and the subject as the inessential. The latter seeks essentiality in the creation and obtains it, but then it is the object which becomes the inessential.
This dialectic is nowhere more apparent than in the art of writing, for the literary object is a peculiar top which exists only in movement. T o make it come into view a con- crete act called reading is necessary, and it lasts only as long as this act can last. Beyond that, there are only black marks on paper. Now, the writer cannot read what he writes, whereas the shoemaker can put on the shoes he has just made if they are his size, and the architect can live in the house he has built. In reading, one foresees; one waits. One foresees the end of the sentence, the following sen- tence, the next page. One waits for them to confirm or dis- appoint one's foresights. The reading is composed of a host of hypotheses, of dreams followed by awakenings, of hopes and deceptions. Readers are always ahead of the sentence they are reading in a merely probable future which partly collapses and partly comes together in proportion as they progress, which withdraws from one page to the next and forms the moving horizon of the literary object. With- out waiting, without a future, without ignorance, there is no objectivity.
Now the operation of writing involves an implicit quasi- reading which makes real reading impossible. When the words form under his pen, the author doubdess sees them, but he does not see them as the reader does, since he knows them before writing them down. The function of his gaze is not to reveal, by brushing against them, the sleeping words which are waiting to be read, but to control the sketching of the signs. In short, it is a purely regulating mission, and the view before him reveals nothing except for slight slips of the pen. The writer neither foresees nor
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conjectures; he projects. It often happens that he awaits, as they say, the inspiration. But one does not wait for oneself the way one waits for others. If he hesitates, he knows that the future is not made, that he himself is going to make it, and if he still does not know what is going to happen to his hero, that simply means that he has not thought about it, that he has not decided upon anything. The future is then a blank page, whereas the future of the reader is two hundred pages filled with words which separate him from the end. Thus, the writer meets everywhere only his knowledge, his will, his plans, in short, himself. He touches only his own subjectivity; the object he creates is out of reach; he does not create it for himself. If he re-reads himself, it is already too late. The sentence will never quite be a thing in his eyes. He goes to the very limits of the subjective but without crossing it. He appreciates the effect of a touch, of an epi- gram, of a well-placed adjective, but it is the effect they will have on others. He can judge it, not feel it. Proust never discovered the homosexuality of Charlus, since he had decided upon it even before starting on his book. And if a day comes when the book takes on for its author a sem- blance of objectivity, it is because years have passed, because he has forgotten it, because its spirit is quite foreign to him, and doubdess he is no longer capable of writing it. This was the case with Rousseau when he re-read the Social Contract at the end of his life.
Thus, it is not true that one writes for oneself. That would be the worst blow. In projecting one's emotions on paper, one barely manages to give them a languid extension. The creative act is only an incomplete and abstract moment in the production of a work. If the author existed alone he would be able to write as much as he liked; the work as object would never see the light of day and he would either have to put down his pen or despair. But the operation of writing implies that of reading as its dialectical correlative and these two connected acts necessitate two distinct agents. It is the joint effort of author and reader which brings upon
the scene that concrete and imaginary object which is the
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work of the mind. There is no art except for and by others.
Reading seems, in fact, to be the synthesis of perception and creation. 6 It posits the essentiality of both the subject and the object. The object is essential because it is strictly transcendent, because it imposes its own structures, and because one must wait for it and observe it; but the subject is also essential because it is required not only to disclose the object (that is, to make it possible for there to be an object) but also so that this object might exist absolutely (that is, to produce it). In a word, the reader is conscious of disclosing in creating, of creating by disclosing. In reality, it is not necessary to believe that reading is a mechanical operation and that signs make an impression upon him as light does on a photographic plate. If he is inattentive, tired, stupid, or thoughtless, most of the relations will escape him. The object will never 'catch' with him (in the sense in which we say that fire 'catches' or 'doesn't catch'). He will draw some phrases out of the shadow, but they will seem to have appeared at random. If he is at his best, he will project beyond the words a synthetic form, each phrase of which will be no more than a partial function: the 'theme', the 'subject', or the 'meaning'. Thus, from the very beginning, the meaning is no longer contained in the words, since it is he, on the contrary, who allows the significance of each of them to be understood; and the literary object, though realized through language, is never
given in language. On the contrary, it is by nature a silence and an opponent of the word. In addition, the hundred thousand words aligned in a book can be read one by one so that the meaning of the work does not emerge. Nothing is accomplished if the reader does not put himself from the very beginning and almost without a guide at the height of this silence; if, in short, he does not invent it and does not then place there, and hold on to, the words and sentences which he awakens. And if I am told that it would be more fitting to call this operation a re-invention or a discovery, I shall answer that, first, such a re-invention
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would be as new and as original an act as thefirstinvention. And, especially, when an object has never existed before, there can be no question of re-inventing it or discovering it. For if the silence about which I am speaking is really the goal at which the author is aiming, he has, at least, never been familiar with it; his silence is subjective and anterior to language. It is the absence of words, the undifferentiated and lived silence of inspiration, which the word will then particularize, whereas the silence produced by the reader is an object. And at the very interior of this object there are more silences--which the author does not mention. It is a question of silences which are so particular that they could not retain any meaning outside the object which the reading causes to appear. However, it is these which give it its density and its particular face.
To say that they are unexpressed is hardly the word; for they are precisely the inexpressible. And that is why one does not come upon them at any definite moment in the reading; they are everywhere and nowhere. The quality of the marvellous in Le Grand Meaulnes, the grandioseness of Armance, the degree of realism and truth of Kafka's mythology, these are never given. The reader must invent them all in a continual exceeding of the written thing. To be sure, the author guides him, but all he does is guide him. The landmarks he sets up are separated by the void. The reader must unite them; he must go beyond them. In short, reading is directed creation.
On the one hand, the literary object has no other sub- stance than the reader's subjectivity; Raskolnikov's waiting is my waiting which I lend him. Without this impatience of the reader he would remain only a collection of signs. His hatred of the police magistrate who questions him is my hatred which has been solicited and wheedled out of me by signs, and the police magistrate himself would not exist without the hatred I have for him via Raskolnikov. That is what animates him, it is his very flesh.
But on the other hand, the words are there like traps to arouse our feelings and to reflect them towards us. Each
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word is a path of transcendence; it shapes our feelings, names them, and attributes them to an imaginary personage who takes it upon himself to live them for us and who has no other substance than these borrowed passions; he confers objects, perspectives, and a horizon upon them.
Thus, for the reader, all is to do and all is already done; the work exists only at the exact level of his capacities; while he reads and creates, he knows that he can always go further in his reading, can always create more profoundly, and thus the work seems to him as inexhaustible and opaque as things. We would readily reconcile that 'rational intuition' which Kant reserved to divine Reason with this absolute production of qualities, which, to the extent that they emanate from our subjectivity, congeal before our eyes into impenetrable objectivities.
Since the creation can find its fulfilment only in reading, since the artist must entrust to another the job of carrying out what he has begun, since it is only through the con- sciousness of the reader that he can regard himself as essential to his work, all literary work is an appeal. To write is to make an appeal to the reader that he lead into objective existence the revelation which I have undertaken by means of language. And if it should be asked to what the writer is appealing, the answer is simple. As the suffi- cient reason for the appearance of the aesthetic object is never found either in the book (where we find merely solicitations to produce the object) or in the author's mind, and as his subjectivity, which he cannot get away from, cannot give a reason for the act of leading into objectivity, the appearance of the work of art is a new event which cannot be explained by anterior data. And since this directed creation is an absolute beginning, it is therefore brought about by the freedom of the reader, and by what is purest in that freedom. Thus, the writer appeals to the reader's freedom to collaborate in the production of his work.
It will doubtless be said that all tools address themselves to our freedom since they are the instruments of a possible
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action, and that the work of art is not unique in that. And it is true that the tool is the congealed outline of an opera- tion. But it remains on the level of the hypothetical impera- tive. I may use a hammer to nail up a case or to hit my neighbour over the head. In so far as I consider it in itself, it is not an appeal to my freedom; it does not put me face to face with it; rather, it aims at using it by substituting a set succession of traditional procedures for the free inven- tion of means. The book does not serve my freedom; it requires it. Indeed, one cannot address oneself to freedom as such by means of constraint, fascination, or entreaties. There is only one way of attaining it: first, by recognizing it, then, by having confidence in it, and finally, by requiring of it an act, an act in its own name--that is, in the name of the confidence that one brings to it.
Thus, the book is not, like the tool, a means for any end whatever; the end to which it offers itself is the reader's freedom. And the Kantian expression 'finality without end* seems to me quite inappropriate for designating the work of art. In fact, it implies that the aesthetic object presents only the appearance of a finality and is limited to soliciting the free and ordered play of the imagination. It forgets that the imagination of the spectator has not only a regulating func- tion, but a constitutive one. It does not play; it is called upon to recompose the beautiful object beyond the traces left by the artist. The imagination cannot revel in itself any more than can the other functions of the mind; it is always on the outside, always engaged in an enterprise. There would be finality without end if some object offered such a well-arranged composition that it would lead us to sup- pose that it has an end even though we cannot ascribe one to it. By defining the beautiful in this way one can--and this is Kant's aim--liken the beauty of art to natural beauty, since a flower, for example, presents so much symmetry, such harmonious colours, and such regular curves, that one is immediately tempted to seek afinalistexplanation for all these properties and to see them as just so many means at the disposal of an unknown end. But that is exacdy the
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error. The beauty of nature is in no way comparable to that of art. The work of art does not have an end; there we agree with Kant. But the reason is that it is an end. The Kantian formula does not account for the appeal which resounds at the basis of each painting, each statue, each book. Kant believes that the work of art first exists as fact and that it is then seen. Whereas it exists only if one looks at it and if it is first pure appeal, pure exigence to exist. It is not an instrument whose existence is manifest and whose end is undetermined. It presents itself as a task to be discharged; from the very beginning it places itself on the level of the categorical imperative. You are perfectly free to leave that book on the table. But if you open it, you assume responsibility for it. For freedom is experienced not in the enjoyment of free subjective functioning, but in a creative act required by an imperative. The absolute end, this imperative which is transcendent yet acquiesced in, which freedom itself adopts as its own, is what we call a value. The work of art is a value because it is an appeal.
If I appeal to my reader so that we may carry to a successful conclusion the enterprise which I have begun, it is self-evident that I consider him as a pure freedom, as an unconditioned activity; thus, in no case can I address myself to his passiveness, that is, try to affect him, to communicate to him, from the very first, emotions of fear, desire, or anger. There are, doubtless, authors who concern them- selves solely with arousing these emotions because they are foreseeable, manageable, and because they have at their disposal sure-fire means for provoking them. But it is also true that they are reproached for this kind of thing, as Euripides has been since antiquity because he had children appear on the stage. Freedom is alienated in the state of passion; it is abruptly engaged in partial enterprises; it loses sight of its task, which is to produce an absolute end. And the book is no longer anything but a means for feeding hate or desire. The writer should not seek to overwhelm; other- wise he is in contradiction with himself; if he wishes to make demands he must propose only the task to be fulfilled.
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Hence, the character of pure presentation which appears essential to the work of art. The reader must be able to make a certain aesthetic withdrawal. This is what Gautier foolishly confused with "art for art's sake' and the Par- nassians with the imperturbability of the artist. It is simply a matter of precaution, and Genet more justly calls it the author's politeness towards the reader. But that does not mean that the writer makes an appeal to some sort of abstract and conceptual freedom. One certainly creates the aesthetic object with feelings; if it is touching, it appears through our tears; if it is comic, it will be recognized by laughter. However, these feelings are of a particular kind. They have their origin in freedom; they are loaned. The belief which I accord the tale is freely assented to. It is a Passion, in the Christian sense of the word, that is, a free- dom which resolutely puts itself into a state of passiveness to obtain a certain transcendent effect by this sacrifice. The reader renders himself credulous; he descends into credulity which, though it ends by enclosing him like a dream, is at every moment conscious of being free. An effort is sometimes made to force the writer into this dilemma: 'Either one believes in your story, and it is intoler- able, or one does not believe in it, and it is ridiculous\ But the argument is absurd because the characteristic of aesthetic consciousness is to be a belief by means of com- mitment, by oath, a belief sustained by fidelity to one's self and to the author, a perpetually renewed choice to believe. I can awaken at every moment, and I know it; but I do not want to; reading is a free dream. So that all feelings which are exacted on the basis of this imaginary belief are like particular modulations of my freedom. Far from absorbing or masking it, they are so many different ways it has chosen to reveal itself to itself. Raskolnikov, as I have said, would only be a shadow, without the mixture of repulsion and friendship which I feel for him and which makes him live. But, by a reversal which is the characteristic of the imagin- ary object, it is not his behaviour which excites my indig- nation or esteem, but my indignation and esteem which
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give consistency and objectivity to his behaviour. Thus, the reader's feelings are never dominated by the object, and as no external reality can condition them, they have their permanent source in freedom; that is, they are all generous --for I call a feeling generous which has its origin and its end in freedom. Thus, reading is an exercise in generosity, and what the writer requires of the reader is not the applica- tion of an abstract freedom but the gift of his whole person, with his passions, his prepossessions, his sympathies, his sexual temperament, and his scale of values. Only this per- son will give himself generously; freedom goes through and through him and comes to transform the darkest masses of his sensibility. And just as activity has rendered itself passive in order for it better to create the object, conversely, passiveness becomes an act; the man who is reading has raised himself to the highest degree. That is why we see people who are known for their toughness shed tears at the recital of imaginary misfortunes; for the moment, they have become what they would have been if they had not spent their lives hiding their freedom from themselves.
Thus, the author writes in order to address himself to the freedom of readers, and he requires it in order to make his work exist. But he does not stop there; he also requires that they return this confidence which he has given them, that they recognize his creative freedom, and that they in turn solicit it by a symmetrical and inverse appeal. Here there appears the other dialectical paradox of reading; the more we experience our freedom, the more we recognize that of the other; the more he demands of us, the more we demand of him.
When I am enchanted with a landscape, I know very well that it is not I who create it, but I also know that without me the relations which are established before my eyes among the trees, the foliage, the earth, and the grass would not exist at all. I know that I can give no reason for the appearance offinalitywhich I discover in the assortment of hues and in the harmony of the forms and movements
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created by the wind. Yet, it exists; there it is before my eyes, and I can make something more out of what is already there. But even if I believe in God, I cannot establish any passage, unless it be purely verbal, between the divine, universal solicitude and the particular spectacle which I am considering. To say that He made the landscape in order to charm me or that He made me the kind of person who is pleased by it is to take a question for an answer. Is the marriage of this blue and that green deliberate? How can I know? The idea of a universal providence is no guarantee of any particular intention, especially in the case under con- sideration, since the green of the grass is explained by biological laws, specific constants, and geographical deter- minism, while the reason for the blue of the water is accounted for by the depth of the river, the nature of the soil and the swiftness of the current. The assorting of the shades, if it is willed, can only be something thrown into the bargain; it is the meeting of two causal series, that is to say, at first sight, a fact of chance. At best, the finality remains problematic. All the relations we establish remain hypo- theses; no end is proposed to us in the manner of an imper- ative, since none is expressly revealed as having been willed by a creator. Thus, our freedom is never called'forth by natural beauty. Or rather, there is an appearance of order in the whole which includes the foliage, the forms, and the move- ments, hence, the illusion of a calling forth which seems to solicit this freedom and which disappears immediately when one looks at it. Hardly have we begun to run our eyes over this arrangement, than the appeal disappears; we remain alone, free to tie one colour with another or with a third, to set up a relationship between the tree and the water, or between the tree and the sky, or between the tree, the water, and the sky. My freedom becomes caprice. To the extent that I establish new relationships, I remove myself further from the illusory objectivity which solicits me. I
muse about certain motifs which are vaguely outlined by the things; the natural reality is no longer anything but a pretext for musing. Or, in that case, because I have deeply
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regretted that this arrangement which was momentarily perceived was not offered to me by somebody and conse- quently is not real, the result is that I fix my dream, that I transpose it to canvas or in writing. Thus, I interpose myself between the finality without end which appears in the natural spectacles and the gaze of other men. I transmit it to them. It becomes human by this transmission. Art here is a ceremony of the gift, and the gift alone brings about the metamorphosis. It is something like the transmission of titles and powers in the matriarchate, where the mother does not possess the names but is the indispensable inter- mediary between uncle and nephew. Since I have captured this illusion in flight, since I lay it out for other men and have disentangled it and rethought it for them, they can consider it with confidence. It has become intentional. As for me, I remain, to be sure, at the border of the subjective and the objective without ever being able to contemplate the objective arrangement which I transmit.
The reader, on the contrary, progresses in security. However far he may go, the author has gone further. Whatever connections he may establish among the different parts of the book--among the chapters or the words--he has a guarantee, namely, that they have been expressly willed. As Descartes says, he can even pretend that there is a secret order among parts which seem to have no con- nection. The creator has preceded him along the way, and the most beautiful disorders are effects of art, that is, again order. Reading is induction, interpolation, extrapolation, and the basis of these activities rests on the reader's will, as for a long time it was believed that that of scientific induc- tion rested on the divine will. A gentle force accompanies us and supports us from the first page to the last. That does not mean that we fathom the artist's intentions easily. They constitute, as we have said, the object of conjectures, and there is an experience of the reader; but these conjectures are supported by the great certainty we have that the beauties which appear in the book are never accidental. In nature, the tree and the sky harmonize only by chance; if, on the
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contrary, in the novel, the protagonists find themselves in a certain tower, in a certain prison, if they stroll in a certain garden, it is a matter both of the restitution of independent causal series (the character had a certain state of mind which was due to a succession of psychological and social events;
on the other hand, he betook himself to a determined place and the layout of the city required him to cross a certain park) and of the expression of a deeperfinality,for the park came into existence only in order to harmonize with a certain state of mind, to express it by means of things or to put it into relief by a vivid contrast, and the state of mind itself was conceived in connection with the landscape. Here it is causality which is appearance and which might be called 'causality without cause', and it is the finality which is the profound reality. But if I can thus in all confidence put the order of ends under the order of causes, it is because by opening the book I am asserting that the object has its source in human freedom.
If I were to suspect the artist of having written out of passion and in passion, my confidence would immediately vanish, for it would serve no purpose to have supported the order of causes by the order of ends. The latter would be supported in its turn by a psychic causality and the work of art would end by re-entering the chain of determinism. Certainly I do not deny when I am reading that the author may be impassioned, nor even that he might have conceived the first plan of his work under the sway of passion. But his decision to write supposes that he withdraws some- what from his feelings, in short, that he has transformed his emotions into free emotions as I do mine while reading him, that is, that he is in an attitude of generosity.
Thus, reading is a pact of generosity between author and reader. Each one trusts the other; each one counts on the other, demands of the other as ftiuch as he demands of himself. For this confidence is itself generosity. Nothing can force the author to believe that his reader will use his freedom; nothing can force the reader to believe that the author has used his. Both of them make a free decision.
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There is then established a dialectical going-and-coming; when I read, I make demands; if my demands are met, what I am then reading provokes me to demand more of the author, which means to demand of the author that he demand more of me. And, vice versa, the author's demand is that I carry my demands to the highest pitch. Thus, my freedom, by revealing itself, reveals the freedom of the other.
It matters litde whether the aesthetic object is the product of 'realistic* art (or supposedly such) or 'formal' art. At any rate, the natural relations are inverted; that tree in the foreground of the Ce? zanne painting appears initially as the product of a causal chain. But the causality is an illusion; it will doubtless remain as a proposition as long as we look at the painting, but it will be supported by a deep finality; if the tree is placed in such a way it is because the rest of the painting requires that this form and those colours be placed in the foreground. Thus, through the phenomenal causality, our gaze attains finality as the deep structure of the object, and, beyond finality, it attains human freedom as its source and original basis. Vermeer's realism is carried so far that at first it might be thought to be photographic. But if one considers the splendour of his texture, the pink and velvety glory of his little brick walls, the blue thickness of a branch of woodbine, the glazed darkness of his vestibules, the orange-coloured flesh of his faces, which are as polished as the stone of holy-water basins, one suddenly feels, in the pleasure that he experiences, that the finality is not so much in the forms or colours as in his material imagination. It is the very substance and temper of the things which here give the forms their reason for being. With this realist we are perhaps closest to absolute creation, since it is in the very passiveness of the matter that we meet the unfathomable freedom of man.
The work is never limited to the painted, sculpted, or narrated object. Just as one perceives things only against the background of the world, so the objects represented by art appear against the background of the universe. In the
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background of Fabrice's adventures are the Italy of 1820, Austria, France, the sky and stars which the Abbe? Blanis consults, and finally the whole earth. If the painter presents us with a field or a vase of flowers, his paintings are windows that open onto the whole world. We follow the red path which is buried among the wheat much farther than Van Gogh has painted it, among other wheat fields, under other clouds, to the river which empties into the sea, and we extend to infinity, to the other end of the world, the deep finality which supports the existence of the field and the earth. So that, through the various objects which it produces or reproduces, the creative act aims at a total renewal of the world. Each painting, each book, is a recovery of the totality of being. Each of them presents this totality to the freedom of the spectator. For this is quite the final goal of art: to recover this world by giving it to be seen as it is, but as if it had its source in human freedom. But, since what the author creates takes on objective reality only in the eyes of the spectator, this recovery is consecrated by the ceremony of the spectacle--and particularly of reading. We are already in a better position to answer the question we raised a while ago: the writer chooses to appeal to the freedom of other men so that, by the reciprocal implications of their demands, they may re-adapt the totality of being to man and may again enclose the universe within man.
If we wish to go still further, we must bear in mind that the writer, like all other artists, aims at giving his reader a certain feeling that is customarily called aesthetic pleasure, and which I would very much rather call aesthetic joy, and that this feeling, when it appears, is a sign that the work is achieved. It is therefore fitting to examine it in the light of the preceding considerations. In effect, this joy, which is denied to the creator, in so far as he creates, becomes one with the aesthetic consciousness of the spectator, that is, in the case under consideration, of the reader. It is a com- plex feeling but one whose structures and condition are inseparable from one another. It is identical, at first, with the recognition of a transcendent and absolute end which,
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for a moment, suspends the utilitarian round of ends-means and means-ends,7 that is, of an appeal or, what amounts to the same thing, of a value. And the positional conscious- ness which I take of this value is necessarily accompanied by the non-positional consciousness of my freedom, since my freedom is manifested to itself by a transcendent ex- igency. The recognition of freedom by itself is joy, but this structure of non-thetical consciousness implies another: since, in effect, reading is creation, my freedom does not only appear to itself as pure autonomy but as creative activity, that is, it is not limited to giving itself its own law but perceives itself as being constitutive of the object. It is on this level that the phenomenon specifically is manifested, that is, a creation wherein the created object is given as
object to its creator. It is the sole case in which the creator gets any enjoyment out of the object he creates. And the word enjoyment which is applied to the positional con- sciousness of the work read indicates sufficiently that we are in the presence of an essential structure of aesthetic joy. This positional enjoyment is accompanied by the non- positional consciousness of being essential in relation to an object perceived as essential. I shall call this aspect of aesthetic consciousness the feeling of security; it is this which stamps the strongest aesthetic emotions with a sover- eign calm. It has its origin in the authentication of a strict harmony between subjectivity and objectivity. As, on the other hand, the aesthetic object is properly the world in so far as it is aimed at through the imaginary, aesthetic joy accompanies the positional consciousness that the world is a value, that is, a task proposed to human freedom. I shall call this the aesthetic modification of the human project, for, as usual, the world appears as the horizon of our situa- tion, as the infinite distance which separates us from our- selves, as the synthetic totality of the given, as the un- differentiated whole of obstacles and implements--but never as a demand addressed to our freedom. Thus, aesthetic joy proceeds to this level of the consciousness which I take of recovering and internalizing that which is non-ego par
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excellence, since I transform the given into an imperative and the fact into a value. The world is my task, that is, the essential and freely accepted function of my freedom is to make that unique and absolute object which is the universe come into being in an unconditioned movement. And, thirdly, the preceding structures imply a pact between human freedoms, for, on the one hand, reading is a con- fident and exacting recognition of the freedom of the writer, and, on the other hand, aesthetic pleasure, as it is itself experienced in the form of a value, involves an absolute exigence in regard to others; every man, in so far as he is a freedom, feels the same pleasure in reading the same work. Thus, all mankind is present in its highest free- dom; it sustains the being of a world which is both its world and the 'external* world. In aesthetic joy the posi- tional consciousness is an image-making consciousness of
the world in its totality both as being and having to be, both as totally ours and totally foreign, and the more ours as it is the more foreign. The non-positional consciousness really envelops the harmonious totality of human freedoms in so far as it makes the object of a universal confidence and exigency.
To write is thus both to disclose the world and to offer it as a task to the generosity of the reader. It is to have recourse to the consciousness of others in order to make one's self be recognized as essential to the totality of being; it is to wish to live this essentiality by means of interposed persons; but, on the other hand, as the real world isLJEr vealed only by action, as one can feel oneself in it only by exceeding it in order to change it, the novelist's universe would lack depth if it were not discovered in a movement to transcend it. It has often been observed that an object in a story does not derive its density of existence from the number and length of the descriptions devoted to it, but from the complexity of its connections with the different characters. The more often the characters handle it, take it up, and put it down, in short, go beyond it towards their own ends, the more real will it appear. Thus, of the world
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of the novel, that is, the totality of men and things, we may say that in order for it to offer its maximum density the disclosure-creation by which the reader discovers it must also be an imaginary participation in the action; in other words, the more disposed one is to change it, the more alive it will be. The error of realism has been to believe that the real reveals itself to contemplation, and that conse- quently one could draw an impartial picture of it. How could that be possible, since the very perception is partial, since by itself the naming is already a modification of the object? And how could the writer, who wants himself to
be essential to this universe, want to be essential to the injustice which this universe comprehends? Yet, he must be; but if he accepts being the creator of injustices, it is in
a movement which goes beyond them towards their abolition. As for me who read, if I create and keep alive an unjust world, I cannot help making myself responsible for
it. And the author's whole art is bent on obliging me to create what he discloses* therefore to compromise myself. So both of us bear the responsibility for the universe. And precisely because this universe is supported by the joint effort of our two freedoms, and because the author, with me
as medium, has attempted to integrate it into the human, it must appear truly in itself\ in its very marrow, as being shot through and through with a freedom which has taken human freedom as its end, and if it is not really the city of ends that it ought to be, it must at least be a stage along the way; in a word, it must be a becoming and it must always be considered and presented not as a crushing mass which weighs us down, but from the point of view of its going beyond towards that city of ends. However bad and hope- less the humanity which it paints may be, the work must have an air of generosity. Not, of course, that this generosity is to be expressed by means of edifying discourses and virtuous characters; it must not even be premeditated, and it is quite true that fine sentiments do not make fine books. But it must be the very warp and woof of the book, the stuff out of which the people and things are cut; whatever the
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subject, a sort of essential lightness must appear everywhere and remind us that the work is never a natural datum, but an exigence and a gift. And if I am given this world with its injustices, it is not so that I may contemplate them coldly, but that I may animate them with my indignation, that I may disclose them and create them with their nature as injustices, that is, as abuses to be suppressed. Thus, the writer's universe will only reveal itself in all its depth to the examination, the admiration, and the indignation of the reader; and the generous love is a promise to maintain, and the generous indignation is a promise to change, and the admiration a promise to imitate; although literature is one thing and morality a quite different one, at the heart of the aesthetic imperative we discern the moral imperative. For, since the one who writes recognizes, by the very fact that he takes the trouble to write, the freedom of his readers, and since the one who reads, by the mere fact of his opening the book, recognizes the freedom of the writer, the work
of art, from whichever side you approach it, is an act of confidence in the freedom of men. And since readers, like the author, recognize this freedom only to demand that it manifest itself, the work can be defined as an imaginary presentation of the world in so far as it demandshuman freedom. The result of which is that there is no 'gloomy literature', since, however dark may be the colours in which one paints the world, one paints it only so that free men may feel their freedom as they face it. Thus, there are only good and bad novels. The bad novel aims to please by flattering, whereas the good one is an exigence and an act of faith. But above all, the unique point of view from which the author can present the world to those freedoms whose concurrence he wishes to bring about is that of a world to be impregnated always with more freedom. It would be inconceivable that this unleashing of generosity provoked by the writer could be used to authorize an injustice, and that the reader could enjoy his freedom while reading a work
which approves or accepts or simply abstains from con- demning the subjection of man by man. One can imagine
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a good novel being written by an American negro even if hatred of the whites were spread all over it, because it is the freedom of his race that he demands through this hatred. And, as he invites me to assume the attitude of generosity, the moment I feel myself a pure freedom I can- not bear to identify myself with a race of oppressors. Thus, I require of all freedoms that they demand the liberation of coloured people against the white race and against myself
in so far as I am a part of it, but nobody can suppose for a moment that it is possible to write a good novel in praise of anti-Semitism. 8 For, the moment I feel that my freedom is indissolubly linked with that of all other men, it cannot be demanded of me that I use it to approve the enslavement of a part of these men. Thus, whether he is an essayist, a pamphleteer, a satirist, or a novelist, whether he speaks. jonly of individual passions or whether he attacks the social order,
the writer, a free man addressing free men, has only_one subject--freedom.
Hence, any attempt to enslave his readers threatens him in his very art. A blacksmith can be affected by fascism in his life as a man, but not necessarily in his craft; a writer will be affected in both, and even more in his craft than in his life. I have seen writers, who before the war called for fascism with all their hearts, smitten with sterility at the very moment when the Nazis were loading them with honours. I am thinking of Drieu la Rochelle in particular; he was mistaken, but he was sincere. He proved it. He had agreed to direct a Nazi-inspired review. The first few months he reprimanded, rebuked, and lectured his country- men. No one answered him because no one was free to do
so. He became irritated; he no longer felt his readers. He became more insistent, but no sign appeared to prove that he had been understood. No sign of hatred, nor of anger either; nothing. He seemed to have lost his bearings, the victim of a growing distress. He complained bitterly to the Germans. His articles had been superb; they became shrill. The moment arrived when he struck his breast; no echo, except among the bought journalists whom he despised. He
? Why Write? \ 69
handed in his resignation, withdrew it, again spoke, still in the desert. Finally, he said nothing, gagged by the silence of others. He had demanded the enslavement of others, but in his crazy mind he must have imagined that it was volun- tary, that it was still free. It came; the man in him con- gratulated himself mightily, but the writer could not bear it. While this was going on, others, who, happily, were in the majority, understood that the freedom of writing implies the freedom of the citizen. One does not write for slaves. The art of prose is bound up with the only re? gime in which prose has meaning, democracy. When one is threatened, the other is too. And it is not enough to defend them with the pen. A day comes when the pen is forced to stop, and the writer must then take up arms. Thus, however you might have come to it, whatever the opinions you might have professed, literature throws you into batde. Writing
is a certain way of wanting freedom; once you have begun, you are committed, willy-nilly.
Committed to what? Defending freedom? That's easy to say. Is it a matter of acting as a guardian of ideal values like Benda's 'clerk' before the betrayal,* or is it concrete every- day freedom which must be protected by our taking sides in political and social struggles? The question is tied up with another one, one very simple in appearance but which nobody ever asks himself: 'For whom does one write? '
* The reference here is to Benda's La Trahison des clercs, translated into English as The Great Betrayal. --Translator.
? For Whom
Does One Write?
AT first sight, there doesn't seem to be any doubt: one writes for the universal reader, and we have seen, in effect, that the exigency of the writer is, as a rule, addressed to all men. But the preceding descriptions are ideal. As a matter of fact the writer knows that he speaks for freedoms which are swallowed up, masked, and unavail- able; and his own freedom is not so pure; he has to clean it. It is dangerously easy to speak too readily about eternal values; eternal values are very, very fleshless. Even freedom, if one considers it sub specie aeternitatisy seems to be a withered branch; for, like the sea, there is no end to it. It is nothing else but the movement by which one perpetually uproots and liberates oneself. There is no given freedom. One must win an inner victory over one's passions, one's race, one's class, and one's nation and must conquer other men along with oneself. But what counts in this case is the particular form of the obstacle to be surmounted, of the resistance to be overcome. That is what gives form to freedom in each circumstance. If the writer has chosen, as Benda has it, to talk drivel, he can speak in fine, rolling periods of that eternal freedom which National Socialism, Stalinist commu- nism, and the capitalist democracies all lay claim to. He won't disturb anybody; he won't address anybody. Every- thing he asks for is granted him in advance. But it is an abstract dream. Whether he wants to or not, and even if he has his eyes on eternal laurels, the writer is speaking to his contemporaries and brothers of his class and race.
As a matter of fact, it has not been sufficiendy observed that a work of the mind is by nature allusive. Even if the author's aim is to give the fullest possible representation of his object, there is never any question as to whether he is telling everything. He knows far more than he tells. This is
? For Whom Does One Write? \ yi
so because language is elliptical. If I want to let my neigh- bour know that a wasp has got in by the window, there is no need for a long speech. 'Look out! ' or 'Hey! '--a word is enough, a gesture--as soon as he sees the wasp, everything is clear. Imagine a gramophone record reproducing for us, without comment, the everyday conversations of a house- hold in Provins or Angoule^me--we wouldn't understand a thing; the context would be lacking, that is, memories and perceptions in common, the situation and the enterprises of the couple; in short, the world such as each of the speakers knows it to appear to the other.
The same with reading: people of the same period and community, who have lived through the same events, who have raised or avoided the same questions, have the same taste in their mouth; they have the same complicity, and there are the same corpses among them. That is why it is not necessary to write so much; there are key-words. If I were to tell an audience of Americans about the German occupation, there would have to be a great deal of analysis and precaution. I would waste twenty pages in dispelling preconceptions, prejudices, and legends. Afterwards, I would have to be sure of my position at every step; I would have to look for images and symbols in American history which would enable them to understand ours; I would always have to keep in mind the difference between our old man's pessimism and their childlike optimism. If I were to write about the same subject for Frenchmen, we
would be entre nous. For example, it would be enough to say: 'A concert of German military music in the band-stand of a public garden/ Everything is there: a raw spring day, a park in the provinces, men with shaven skulls blowing away at their brasses, blind and deaf passers-by who quicken their steps, two or three sullen-looking listeners under the trees, this useless serenade to France which drifts off into the sky, our shame and our anguish, our anger, and our pride too. Thus, the reader I am addressing is neither Microme? gas nor L'Inge? nu; nor is he God the Father either. He has not the ignorance of the noble savage to whom everything has to be
? ? J2 I What Is Literature?
explained on the basis of principles; he is not a spirit or a tabula rasa. Neither has he the omniscience of an angel or of the Eternal Father. I reveal certain aspects of the universe to him; I take advantage of what he knows to attempt to teach him what he does not know. Suspended between total ignorance and omniscience, he has a definite stock of knowledge which varies from moment to moment and which is enough to reveal his historical character. In actual fact, he is not an instantaneous consciousness, a pure timeless affirmation of freedom, nor does he soar above history; he is involved in it.
Authors too are historical. And that is precisely the reason why some of them want to escape from history by a leap into eternity. The book, serving as a go-between, establishes an historical contact among the men who are steeped in the same history and who likewise contribute to its making. Writing and reading are two facets of the same historical fact, and the freedom to which the writer invites us is not a pure abstract consciousness of being free. Strictly speaking, it is not\ it wins itself in an historical situa- tion; each book proposes a concrete liberation on the basis
of a particular alienation.
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effects. These processes remain a subjective discovery; they are ourselves, our inspiration, our trick, and when we seek to perceive our work, we create it again, we repeat mentally the operations which produced it; each of its aspects appears as a result. Thus, in the perception, the object is given as the essential thing and the subject as the inessential. The latter seeks essentiality in the creation and obtains it, but then it is the object which becomes the inessential.
This dialectic is nowhere more apparent than in the art of writing, for the literary object is a peculiar top which exists only in movement. T o make it come into view a con- crete act called reading is necessary, and it lasts only as long as this act can last. Beyond that, there are only black marks on paper. Now, the writer cannot read what he writes, whereas the shoemaker can put on the shoes he has just made if they are his size, and the architect can live in the house he has built. In reading, one foresees; one waits. One foresees the end of the sentence, the following sen- tence, the next page. One waits for them to confirm or dis- appoint one's foresights. The reading is composed of a host of hypotheses, of dreams followed by awakenings, of hopes and deceptions. Readers are always ahead of the sentence they are reading in a merely probable future which partly collapses and partly comes together in proportion as they progress, which withdraws from one page to the next and forms the moving horizon of the literary object. With- out waiting, without a future, without ignorance, there is no objectivity.
Now the operation of writing involves an implicit quasi- reading which makes real reading impossible. When the words form under his pen, the author doubdess sees them, but he does not see them as the reader does, since he knows them before writing them down. The function of his gaze is not to reveal, by brushing against them, the sleeping words which are waiting to be read, but to control the sketching of the signs. In short, it is a purely regulating mission, and the view before him reveals nothing except for slight slips of the pen. The writer neither foresees nor
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conjectures; he projects. It often happens that he awaits, as they say, the inspiration. But one does not wait for oneself the way one waits for others. If he hesitates, he knows that the future is not made, that he himself is going to make it, and if he still does not know what is going to happen to his hero, that simply means that he has not thought about it, that he has not decided upon anything. The future is then a blank page, whereas the future of the reader is two hundred pages filled with words which separate him from the end. Thus, the writer meets everywhere only his knowledge, his will, his plans, in short, himself. He touches only his own subjectivity; the object he creates is out of reach; he does not create it for himself. If he re-reads himself, it is already too late. The sentence will never quite be a thing in his eyes. He goes to the very limits of the subjective but without crossing it. He appreciates the effect of a touch, of an epi- gram, of a well-placed adjective, but it is the effect they will have on others. He can judge it, not feel it. Proust never discovered the homosexuality of Charlus, since he had decided upon it even before starting on his book. And if a day comes when the book takes on for its author a sem- blance of objectivity, it is because years have passed, because he has forgotten it, because its spirit is quite foreign to him, and doubdess he is no longer capable of writing it. This was the case with Rousseau when he re-read the Social Contract at the end of his life.
Thus, it is not true that one writes for oneself. That would be the worst blow. In projecting one's emotions on paper, one barely manages to give them a languid extension. The creative act is only an incomplete and abstract moment in the production of a work. If the author existed alone he would be able to write as much as he liked; the work as object would never see the light of day and he would either have to put down his pen or despair. But the operation of writing implies that of reading as its dialectical correlative and these two connected acts necessitate two distinct agents. It is the joint effort of author and reader which brings upon
the scene that concrete and imaginary object which is the
? 52 I What Is Literature?
work of the mind. There is no art except for and by others.
Reading seems, in fact, to be the synthesis of perception and creation. 6 It posits the essentiality of both the subject and the object. The object is essential because it is strictly transcendent, because it imposes its own structures, and because one must wait for it and observe it; but the subject is also essential because it is required not only to disclose the object (that is, to make it possible for there to be an object) but also so that this object might exist absolutely (that is, to produce it). In a word, the reader is conscious of disclosing in creating, of creating by disclosing. In reality, it is not necessary to believe that reading is a mechanical operation and that signs make an impression upon him as light does on a photographic plate. If he is inattentive, tired, stupid, or thoughtless, most of the relations will escape him. The object will never 'catch' with him (in the sense in which we say that fire 'catches' or 'doesn't catch'). He will draw some phrases out of the shadow, but they will seem to have appeared at random. If he is at his best, he will project beyond the words a synthetic form, each phrase of which will be no more than a partial function: the 'theme', the 'subject', or the 'meaning'. Thus, from the very beginning, the meaning is no longer contained in the words, since it is he, on the contrary, who allows the significance of each of them to be understood; and the literary object, though realized through language, is never
given in language. On the contrary, it is by nature a silence and an opponent of the word. In addition, the hundred thousand words aligned in a book can be read one by one so that the meaning of the work does not emerge. Nothing is accomplished if the reader does not put himself from the very beginning and almost without a guide at the height of this silence; if, in short, he does not invent it and does not then place there, and hold on to, the words and sentences which he awakens. And if I am told that it would be more fitting to call this operation a re-invention or a discovery, I shall answer that, first, such a re-invention
? Why Write? \ 33
would be as new and as original an act as thefirstinvention. And, especially, when an object has never existed before, there can be no question of re-inventing it or discovering it. For if the silence about which I am speaking is really the goal at which the author is aiming, he has, at least, never been familiar with it; his silence is subjective and anterior to language. It is the absence of words, the undifferentiated and lived silence of inspiration, which the word will then particularize, whereas the silence produced by the reader is an object. And at the very interior of this object there are more silences--which the author does not mention. It is a question of silences which are so particular that they could not retain any meaning outside the object which the reading causes to appear. However, it is these which give it its density and its particular face.
To say that they are unexpressed is hardly the word; for they are precisely the inexpressible. And that is why one does not come upon them at any definite moment in the reading; they are everywhere and nowhere. The quality of the marvellous in Le Grand Meaulnes, the grandioseness of Armance, the degree of realism and truth of Kafka's mythology, these are never given. The reader must invent them all in a continual exceeding of the written thing. To be sure, the author guides him, but all he does is guide him. The landmarks he sets up are separated by the void. The reader must unite them; he must go beyond them. In short, reading is directed creation.
On the one hand, the literary object has no other sub- stance than the reader's subjectivity; Raskolnikov's waiting is my waiting which I lend him. Without this impatience of the reader he would remain only a collection of signs. His hatred of the police magistrate who questions him is my hatred which has been solicited and wheedled out of me by signs, and the police magistrate himself would not exist without the hatred I have for him via Raskolnikov. That is what animates him, it is his very flesh.
But on the other hand, the words are there like traps to arouse our feelings and to reflect them towards us. Each
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word is a path of transcendence; it shapes our feelings, names them, and attributes them to an imaginary personage who takes it upon himself to live them for us and who has no other substance than these borrowed passions; he confers objects, perspectives, and a horizon upon them.
Thus, for the reader, all is to do and all is already done; the work exists only at the exact level of his capacities; while he reads and creates, he knows that he can always go further in his reading, can always create more profoundly, and thus the work seems to him as inexhaustible and opaque as things. We would readily reconcile that 'rational intuition' which Kant reserved to divine Reason with this absolute production of qualities, which, to the extent that they emanate from our subjectivity, congeal before our eyes into impenetrable objectivities.
Since the creation can find its fulfilment only in reading, since the artist must entrust to another the job of carrying out what he has begun, since it is only through the con- sciousness of the reader that he can regard himself as essential to his work, all literary work is an appeal. To write is to make an appeal to the reader that he lead into objective existence the revelation which I have undertaken by means of language. And if it should be asked to what the writer is appealing, the answer is simple. As the suffi- cient reason for the appearance of the aesthetic object is never found either in the book (where we find merely solicitations to produce the object) or in the author's mind, and as his subjectivity, which he cannot get away from, cannot give a reason for the act of leading into objectivity, the appearance of the work of art is a new event which cannot be explained by anterior data. And since this directed creation is an absolute beginning, it is therefore brought about by the freedom of the reader, and by what is purest in that freedom. Thus, the writer appeals to the reader's freedom to collaborate in the production of his work.
It will doubtless be said that all tools address themselves to our freedom since they are the instruments of a possible
? Why Write? \ 33
action, and that the work of art is not unique in that. And it is true that the tool is the congealed outline of an opera- tion. But it remains on the level of the hypothetical impera- tive. I may use a hammer to nail up a case or to hit my neighbour over the head. In so far as I consider it in itself, it is not an appeal to my freedom; it does not put me face to face with it; rather, it aims at using it by substituting a set succession of traditional procedures for the free inven- tion of means. The book does not serve my freedom; it requires it. Indeed, one cannot address oneself to freedom as such by means of constraint, fascination, or entreaties. There is only one way of attaining it: first, by recognizing it, then, by having confidence in it, and finally, by requiring of it an act, an act in its own name--that is, in the name of the confidence that one brings to it.
Thus, the book is not, like the tool, a means for any end whatever; the end to which it offers itself is the reader's freedom. And the Kantian expression 'finality without end* seems to me quite inappropriate for designating the work of art. In fact, it implies that the aesthetic object presents only the appearance of a finality and is limited to soliciting the free and ordered play of the imagination. It forgets that the imagination of the spectator has not only a regulating func- tion, but a constitutive one. It does not play; it is called upon to recompose the beautiful object beyond the traces left by the artist. The imagination cannot revel in itself any more than can the other functions of the mind; it is always on the outside, always engaged in an enterprise. There would be finality without end if some object offered such a well-arranged composition that it would lead us to sup- pose that it has an end even though we cannot ascribe one to it. By defining the beautiful in this way one can--and this is Kant's aim--liken the beauty of art to natural beauty, since a flower, for example, presents so much symmetry, such harmonious colours, and such regular curves, that one is immediately tempted to seek afinalistexplanation for all these properties and to see them as just so many means at the disposal of an unknown end. But that is exacdy the
? 36 I What Is Literature?
error. The beauty of nature is in no way comparable to that of art. The work of art does not have an end; there we agree with Kant. But the reason is that it is an end. The Kantian formula does not account for the appeal which resounds at the basis of each painting, each statue, each book. Kant believes that the work of art first exists as fact and that it is then seen. Whereas it exists only if one looks at it and if it is first pure appeal, pure exigence to exist. It is not an instrument whose existence is manifest and whose end is undetermined. It presents itself as a task to be discharged; from the very beginning it places itself on the level of the categorical imperative. You are perfectly free to leave that book on the table. But if you open it, you assume responsibility for it. For freedom is experienced not in the enjoyment of free subjective functioning, but in a creative act required by an imperative. The absolute end, this imperative which is transcendent yet acquiesced in, which freedom itself adopts as its own, is what we call a value. The work of art is a value because it is an appeal.
If I appeal to my reader so that we may carry to a successful conclusion the enterprise which I have begun, it is self-evident that I consider him as a pure freedom, as an unconditioned activity; thus, in no case can I address myself to his passiveness, that is, try to affect him, to communicate to him, from the very first, emotions of fear, desire, or anger. There are, doubtless, authors who concern them- selves solely with arousing these emotions because they are foreseeable, manageable, and because they have at their disposal sure-fire means for provoking them. But it is also true that they are reproached for this kind of thing, as Euripides has been since antiquity because he had children appear on the stage. Freedom is alienated in the state of passion; it is abruptly engaged in partial enterprises; it loses sight of its task, which is to produce an absolute end. And the book is no longer anything but a means for feeding hate or desire. The writer should not seek to overwhelm; other- wise he is in contradiction with himself; if he wishes to make demands he must propose only the task to be fulfilled.
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Hence, the character of pure presentation which appears essential to the work of art. The reader must be able to make a certain aesthetic withdrawal. This is what Gautier foolishly confused with "art for art's sake' and the Par- nassians with the imperturbability of the artist. It is simply a matter of precaution, and Genet more justly calls it the author's politeness towards the reader. But that does not mean that the writer makes an appeal to some sort of abstract and conceptual freedom. One certainly creates the aesthetic object with feelings; if it is touching, it appears through our tears; if it is comic, it will be recognized by laughter. However, these feelings are of a particular kind. They have their origin in freedom; they are loaned. The belief which I accord the tale is freely assented to. It is a Passion, in the Christian sense of the word, that is, a free- dom which resolutely puts itself into a state of passiveness to obtain a certain transcendent effect by this sacrifice. The reader renders himself credulous; he descends into credulity which, though it ends by enclosing him like a dream, is at every moment conscious of being free. An effort is sometimes made to force the writer into this dilemma: 'Either one believes in your story, and it is intoler- able, or one does not believe in it, and it is ridiculous\ But the argument is absurd because the characteristic of aesthetic consciousness is to be a belief by means of com- mitment, by oath, a belief sustained by fidelity to one's self and to the author, a perpetually renewed choice to believe. I can awaken at every moment, and I know it; but I do not want to; reading is a free dream. So that all feelings which are exacted on the basis of this imaginary belief are like particular modulations of my freedom. Far from absorbing or masking it, they are so many different ways it has chosen to reveal itself to itself. Raskolnikov, as I have said, would only be a shadow, without the mixture of repulsion and friendship which I feel for him and which makes him live. But, by a reversal which is the characteristic of the imagin- ary object, it is not his behaviour which excites my indig- nation or esteem, but my indignation and esteem which
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give consistency and objectivity to his behaviour. Thus, the reader's feelings are never dominated by the object, and as no external reality can condition them, they have their permanent source in freedom; that is, they are all generous --for I call a feeling generous which has its origin and its end in freedom. Thus, reading is an exercise in generosity, and what the writer requires of the reader is not the applica- tion of an abstract freedom but the gift of his whole person, with his passions, his prepossessions, his sympathies, his sexual temperament, and his scale of values. Only this per- son will give himself generously; freedom goes through and through him and comes to transform the darkest masses of his sensibility. And just as activity has rendered itself passive in order for it better to create the object, conversely, passiveness becomes an act; the man who is reading has raised himself to the highest degree. That is why we see people who are known for their toughness shed tears at the recital of imaginary misfortunes; for the moment, they have become what they would have been if they had not spent their lives hiding their freedom from themselves.
Thus, the author writes in order to address himself to the freedom of readers, and he requires it in order to make his work exist. But he does not stop there; he also requires that they return this confidence which he has given them, that they recognize his creative freedom, and that they in turn solicit it by a symmetrical and inverse appeal. Here there appears the other dialectical paradox of reading; the more we experience our freedom, the more we recognize that of the other; the more he demands of us, the more we demand of him.
When I am enchanted with a landscape, I know very well that it is not I who create it, but I also know that without me the relations which are established before my eyes among the trees, the foliage, the earth, and the grass would not exist at all. I know that I can give no reason for the appearance offinalitywhich I discover in the assortment of hues and in the harmony of the forms and movements
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created by the wind. Yet, it exists; there it is before my eyes, and I can make something more out of what is already there. But even if I believe in God, I cannot establish any passage, unless it be purely verbal, between the divine, universal solicitude and the particular spectacle which I am considering. To say that He made the landscape in order to charm me or that He made me the kind of person who is pleased by it is to take a question for an answer. Is the marriage of this blue and that green deliberate? How can I know? The idea of a universal providence is no guarantee of any particular intention, especially in the case under con- sideration, since the green of the grass is explained by biological laws, specific constants, and geographical deter- minism, while the reason for the blue of the water is accounted for by the depth of the river, the nature of the soil and the swiftness of the current. The assorting of the shades, if it is willed, can only be something thrown into the bargain; it is the meeting of two causal series, that is to say, at first sight, a fact of chance. At best, the finality remains problematic. All the relations we establish remain hypo- theses; no end is proposed to us in the manner of an imper- ative, since none is expressly revealed as having been willed by a creator. Thus, our freedom is never called'forth by natural beauty. Or rather, there is an appearance of order in the whole which includes the foliage, the forms, and the move- ments, hence, the illusion of a calling forth which seems to solicit this freedom and which disappears immediately when one looks at it. Hardly have we begun to run our eyes over this arrangement, than the appeal disappears; we remain alone, free to tie one colour with another or with a third, to set up a relationship between the tree and the water, or between the tree and the sky, or between the tree, the water, and the sky. My freedom becomes caprice. To the extent that I establish new relationships, I remove myself further from the illusory objectivity which solicits me. I
muse about certain motifs which are vaguely outlined by the things; the natural reality is no longer anything but a pretext for musing. Or, in that case, because I have deeply
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regretted that this arrangement which was momentarily perceived was not offered to me by somebody and conse- quently is not real, the result is that I fix my dream, that I transpose it to canvas or in writing. Thus, I interpose myself between the finality without end which appears in the natural spectacles and the gaze of other men. I transmit it to them. It becomes human by this transmission. Art here is a ceremony of the gift, and the gift alone brings about the metamorphosis. It is something like the transmission of titles and powers in the matriarchate, where the mother does not possess the names but is the indispensable inter- mediary between uncle and nephew. Since I have captured this illusion in flight, since I lay it out for other men and have disentangled it and rethought it for them, they can consider it with confidence. It has become intentional. As for me, I remain, to be sure, at the border of the subjective and the objective without ever being able to contemplate the objective arrangement which I transmit.
The reader, on the contrary, progresses in security. However far he may go, the author has gone further. Whatever connections he may establish among the different parts of the book--among the chapters or the words--he has a guarantee, namely, that they have been expressly willed. As Descartes says, he can even pretend that there is a secret order among parts which seem to have no con- nection. The creator has preceded him along the way, and the most beautiful disorders are effects of art, that is, again order. Reading is induction, interpolation, extrapolation, and the basis of these activities rests on the reader's will, as for a long time it was believed that that of scientific induc- tion rested on the divine will. A gentle force accompanies us and supports us from the first page to the last. That does not mean that we fathom the artist's intentions easily. They constitute, as we have said, the object of conjectures, and there is an experience of the reader; but these conjectures are supported by the great certainty we have that the beauties which appear in the book are never accidental. In nature, the tree and the sky harmonize only by chance; if, on the
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contrary, in the novel, the protagonists find themselves in a certain tower, in a certain prison, if they stroll in a certain garden, it is a matter both of the restitution of independent causal series (the character had a certain state of mind which was due to a succession of psychological and social events;
on the other hand, he betook himself to a determined place and the layout of the city required him to cross a certain park) and of the expression of a deeperfinality,for the park came into existence only in order to harmonize with a certain state of mind, to express it by means of things or to put it into relief by a vivid contrast, and the state of mind itself was conceived in connection with the landscape. Here it is causality which is appearance and which might be called 'causality without cause', and it is the finality which is the profound reality. But if I can thus in all confidence put the order of ends under the order of causes, it is because by opening the book I am asserting that the object has its source in human freedom.
If I were to suspect the artist of having written out of passion and in passion, my confidence would immediately vanish, for it would serve no purpose to have supported the order of causes by the order of ends. The latter would be supported in its turn by a psychic causality and the work of art would end by re-entering the chain of determinism. Certainly I do not deny when I am reading that the author may be impassioned, nor even that he might have conceived the first plan of his work under the sway of passion. But his decision to write supposes that he withdraws some- what from his feelings, in short, that he has transformed his emotions into free emotions as I do mine while reading him, that is, that he is in an attitude of generosity.
Thus, reading is a pact of generosity between author and reader. Each one trusts the other; each one counts on the other, demands of the other as ftiuch as he demands of himself. For this confidence is itself generosity. Nothing can force the author to believe that his reader will use his freedom; nothing can force the reader to believe that the author has used his. Both of them make a free decision.
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There is then established a dialectical going-and-coming; when I read, I make demands; if my demands are met, what I am then reading provokes me to demand more of the author, which means to demand of the author that he demand more of me. And, vice versa, the author's demand is that I carry my demands to the highest pitch. Thus, my freedom, by revealing itself, reveals the freedom of the other.
It matters litde whether the aesthetic object is the product of 'realistic* art (or supposedly such) or 'formal' art. At any rate, the natural relations are inverted; that tree in the foreground of the Ce? zanne painting appears initially as the product of a causal chain. But the causality is an illusion; it will doubtless remain as a proposition as long as we look at the painting, but it will be supported by a deep finality; if the tree is placed in such a way it is because the rest of the painting requires that this form and those colours be placed in the foreground. Thus, through the phenomenal causality, our gaze attains finality as the deep structure of the object, and, beyond finality, it attains human freedom as its source and original basis. Vermeer's realism is carried so far that at first it might be thought to be photographic. But if one considers the splendour of his texture, the pink and velvety glory of his little brick walls, the blue thickness of a branch of woodbine, the glazed darkness of his vestibules, the orange-coloured flesh of his faces, which are as polished as the stone of holy-water basins, one suddenly feels, in the pleasure that he experiences, that the finality is not so much in the forms or colours as in his material imagination. It is the very substance and temper of the things which here give the forms their reason for being. With this realist we are perhaps closest to absolute creation, since it is in the very passiveness of the matter that we meet the unfathomable freedom of man.
The work is never limited to the painted, sculpted, or narrated object. Just as one perceives things only against the background of the world, so the objects represented by art appear against the background of the universe. In the
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background of Fabrice's adventures are the Italy of 1820, Austria, France, the sky and stars which the Abbe? Blanis consults, and finally the whole earth. If the painter presents us with a field or a vase of flowers, his paintings are windows that open onto the whole world. We follow the red path which is buried among the wheat much farther than Van Gogh has painted it, among other wheat fields, under other clouds, to the river which empties into the sea, and we extend to infinity, to the other end of the world, the deep finality which supports the existence of the field and the earth. So that, through the various objects which it produces or reproduces, the creative act aims at a total renewal of the world. Each painting, each book, is a recovery of the totality of being. Each of them presents this totality to the freedom of the spectator. For this is quite the final goal of art: to recover this world by giving it to be seen as it is, but as if it had its source in human freedom. But, since what the author creates takes on objective reality only in the eyes of the spectator, this recovery is consecrated by the ceremony of the spectacle--and particularly of reading. We are already in a better position to answer the question we raised a while ago: the writer chooses to appeal to the freedom of other men so that, by the reciprocal implications of their demands, they may re-adapt the totality of being to man and may again enclose the universe within man.
If we wish to go still further, we must bear in mind that the writer, like all other artists, aims at giving his reader a certain feeling that is customarily called aesthetic pleasure, and which I would very much rather call aesthetic joy, and that this feeling, when it appears, is a sign that the work is achieved. It is therefore fitting to examine it in the light of the preceding considerations. In effect, this joy, which is denied to the creator, in so far as he creates, becomes one with the aesthetic consciousness of the spectator, that is, in the case under consideration, of the reader. It is a com- plex feeling but one whose structures and condition are inseparable from one another. It is identical, at first, with the recognition of a transcendent and absolute end which,
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for a moment, suspends the utilitarian round of ends-means and means-ends,7 that is, of an appeal or, what amounts to the same thing, of a value. And the positional conscious- ness which I take of this value is necessarily accompanied by the non-positional consciousness of my freedom, since my freedom is manifested to itself by a transcendent ex- igency. The recognition of freedom by itself is joy, but this structure of non-thetical consciousness implies another: since, in effect, reading is creation, my freedom does not only appear to itself as pure autonomy but as creative activity, that is, it is not limited to giving itself its own law but perceives itself as being constitutive of the object. It is on this level that the phenomenon specifically is manifested, that is, a creation wherein the created object is given as
object to its creator. It is the sole case in which the creator gets any enjoyment out of the object he creates. And the word enjoyment which is applied to the positional con- sciousness of the work read indicates sufficiently that we are in the presence of an essential structure of aesthetic joy. This positional enjoyment is accompanied by the non- positional consciousness of being essential in relation to an object perceived as essential. I shall call this aspect of aesthetic consciousness the feeling of security; it is this which stamps the strongest aesthetic emotions with a sover- eign calm. It has its origin in the authentication of a strict harmony between subjectivity and objectivity. As, on the other hand, the aesthetic object is properly the world in so far as it is aimed at through the imaginary, aesthetic joy accompanies the positional consciousness that the world is a value, that is, a task proposed to human freedom. I shall call this the aesthetic modification of the human project, for, as usual, the world appears as the horizon of our situa- tion, as the infinite distance which separates us from our- selves, as the synthetic totality of the given, as the un- differentiated whole of obstacles and implements--but never as a demand addressed to our freedom. Thus, aesthetic joy proceeds to this level of the consciousness which I take of recovering and internalizing that which is non-ego par
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excellence, since I transform the given into an imperative and the fact into a value. The world is my task, that is, the essential and freely accepted function of my freedom is to make that unique and absolute object which is the universe come into being in an unconditioned movement. And, thirdly, the preceding structures imply a pact between human freedoms, for, on the one hand, reading is a con- fident and exacting recognition of the freedom of the writer, and, on the other hand, aesthetic pleasure, as it is itself experienced in the form of a value, involves an absolute exigence in regard to others; every man, in so far as he is a freedom, feels the same pleasure in reading the same work. Thus, all mankind is present in its highest free- dom; it sustains the being of a world which is both its world and the 'external* world. In aesthetic joy the posi- tional consciousness is an image-making consciousness of
the world in its totality both as being and having to be, both as totally ours and totally foreign, and the more ours as it is the more foreign. The non-positional consciousness really envelops the harmonious totality of human freedoms in so far as it makes the object of a universal confidence and exigency.
To write is thus both to disclose the world and to offer it as a task to the generosity of the reader. It is to have recourse to the consciousness of others in order to make one's self be recognized as essential to the totality of being; it is to wish to live this essentiality by means of interposed persons; but, on the other hand, as the real world isLJEr vealed only by action, as one can feel oneself in it only by exceeding it in order to change it, the novelist's universe would lack depth if it were not discovered in a movement to transcend it. It has often been observed that an object in a story does not derive its density of existence from the number and length of the descriptions devoted to it, but from the complexity of its connections with the different characters. The more often the characters handle it, take it up, and put it down, in short, go beyond it towards their own ends, the more real will it appear. Thus, of the world
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of the novel, that is, the totality of men and things, we may say that in order for it to offer its maximum density the disclosure-creation by which the reader discovers it must also be an imaginary participation in the action; in other words, the more disposed one is to change it, the more alive it will be. The error of realism has been to believe that the real reveals itself to contemplation, and that conse- quently one could draw an impartial picture of it. How could that be possible, since the very perception is partial, since by itself the naming is already a modification of the object? And how could the writer, who wants himself to
be essential to this universe, want to be essential to the injustice which this universe comprehends? Yet, he must be; but if he accepts being the creator of injustices, it is in
a movement which goes beyond them towards their abolition. As for me who read, if I create and keep alive an unjust world, I cannot help making myself responsible for
it. And the author's whole art is bent on obliging me to create what he discloses* therefore to compromise myself. So both of us bear the responsibility for the universe. And precisely because this universe is supported by the joint effort of our two freedoms, and because the author, with me
as medium, has attempted to integrate it into the human, it must appear truly in itself\ in its very marrow, as being shot through and through with a freedom which has taken human freedom as its end, and if it is not really the city of ends that it ought to be, it must at least be a stage along the way; in a word, it must be a becoming and it must always be considered and presented not as a crushing mass which weighs us down, but from the point of view of its going beyond towards that city of ends. However bad and hope- less the humanity which it paints may be, the work must have an air of generosity. Not, of course, that this generosity is to be expressed by means of edifying discourses and virtuous characters; it must not even be premeditated, and it is quite true that fine sentiments do not make fine books. But it must be the very warp and woof of the book, the stuff out of which the people and things are cut; whatever the
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subject, a sort of essential lightness must appear everywhere and remind us that the work is never a natural datum, but an exigence and a gift. And if I am given this world with its injustices, it is not so that I may contemplate them coldly, but that I may animate them with my indignation, that I may disclose them and create them with their nature as injustices, that is, as abuses to be suppressed. Thus, the writer's universe will only reveal itself in all its depth to the examination, the admiration, and the indignation of the reader; and the generous love is a promise to maintain, and the generous indignation is a promise to change, and the admiration a promise to imitate; although literature is one thing and morality a quite different one, at the heart of the aesthetic imperative we discern the moral imperative. For, since the one who writes recognizes, by the very fact that he takes the trouble to write, the freedom of his readers, and since the one who reads, by the mere fact of his opening the book, recognizes the freedom of the writer, the work
of art, from whichever side you approach it, is an act of confidence in the freedom of men. And since readers, like the author, recognize this freedom only to demand that it manifest itself, the work can be defined as an imaginary presentation of the world in so far as it demandshuman freedom. The result of which is that there is no 'gloomy literature', since, however dark may be the colours in which one paints the world, one paints it only so that free men may feel their freedom as they face it. Thus, there are only good and bad novels. The bad novel aims to please by flattering, whereas the good one is an exigence and an act of faith. But above all, the unique point of view from which the author can present the world to those freedoms whose concurrence he wishes to bring about is that of a world to be impregnated always with more freedom. It would be inconceivable that this unleashing of generosity provoked by the writer could be used to authorize an injustice, and that the reader could enjoy his freedom while reading a work
which approves or accepts or simply abstains from con- demning the subjection of man by man. One can imagine
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a good novel being written by an American negro even if hatred of the whites were spread all over it, because it is the freedom of his race that he demands through this hatred. And, as he invites me to assume the attitude of generosity, the moment I feel myself a pure freedom I can- not bear to identify myself with a race of oppressors. Thus, I require of all freedoms that they demand the liberation of coloured people against the white race and against myself
in so far as I am a part of it, but nobody can suppose for a moment that it is possible to write a good novel in praise of anti-Semitism. 8 For, the moment I feel that my freedom is indissolubly linked with that of all other men, it cannot be demanded of me that I use it to approve the enslavement of a part of these men. Thus, whether he is an essayist, a pamphleteer, a satirist, or a novelist, whether he speaks. jonly of individual passions or whether he attacks the social order,
the writer, a free man addressing free men, has only_one subject--freedom.
Hence, any attempt to enslave his readers threatens him in his very art. A blacksmith can be affected by fascism in his life as a man, but not necessarily in his craft; a writer will be affected in both, and even more in his craft than in his life. I have seen writers, who before the war called for fascism with all their hearts, smitten with sterility at the very moment when the Nazis were loading them with honours. I am thinking of Drieu la Rochelle in particular; he was mistaken, but he was sincere. He proved it. He had agreed to direct a Nazi-inspired review. The first few months he reprimanded, rebuked, and lectured his country- men. No one answered him because no one was free to do
so. He became irritated; he no longer felt his readers. He became more insistent, but no sign appeared to prove that he had been understood. No sign of hatred, nor of anger either; nothing. He seemed to have lost his bearings, the victim of a growing distress. He complained bitterly to the Germans. His articles had been superb; they became shrill. The moment arrived when he struck his breast; no echo, except among the bought journalists whom he despised. He
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handed in his resignation, withdrew it, again spoke, still in the desert. Finally, he said nothing, gagged by the silence of others. He had demanded the enslavement of others, but in his crazy mind he must have imagined that it was volun- tary, that it was still free. It came; the man in him con- gratulated himself mightily, but the writer could not bear it. While this was going on, others, who, happily, were in the majority, understood that the freedom of writing implies the freedom of the citizen. One does not write for slaves. The art of prose is bound up with the only re? gime in which prose has meaning, democracy. When one is threatened, the other is too. And it is not enough to defend them with the pen. A day comes when the pen is forced to stop, and the writer must then take up arms. Thus, however you might have come to it, whatever the opinions you might have professed, literature throws you into batde. Writing
is a certain way of wanting freedom; once you have begun, you are committed, willy-nilly.
Committed to what? Defending freedom? That's easy to say. Is it a matter of acting as a guardian of ideal values like Benda's 'clerk' before the betrayal,* or is it concrete every- day freedom which must be protected by our taking sides in political and social struggles? The question is tied up with another one, one very simple in appearance but which nobody ever asks himself: 'For whom does one write? '
* The reference here is to Benda's La Trahison des clercs, translated into English as The Great Betrayal. --Translator.
? For Whom
Does One Write?
AT first sight, there doesn't seem to be any doubt: one writes for the universal reader, and we have seen, in effect, that the exigency of the writer is, as a rule, addressed to all men. But the preceding descriptions are ideal. As a matter of fact the writer knows that he speaks for freedoms which are swallowed up, masked, and unavail- able; and his own freedom is not so pure; he has to clean it. It is dangerously easy to speak too readily about eternal values; eternal values are very, very fleshless. Even freedom, if one considers it sub specie aeternitatisy seems to be a withered branch; for, like the sea, there is no end to it. It is nothing else but the movement by which one perpetually uproots and liberates oneself. There is no given freedom. One must win an inner victory over one's passions, one's race, one's class, and one's nation and must conquer other men along with oneself. But what counts in this case is the particular form of the obstacle to be surmounted, of the resistance to be overcome. That is what gives form to freedom in each circumstance. If the writer has chosen, as Benda has it, to talk drivel, he can speak in fine, rolling periods of that eternal freedom which National Socialism, Stalinist commu- nism, and the capitalist democracies all lay claim to. He won't disturb anybody; he won't address anybody. Every- thing he asks for is granted him in advance. But it is an abstract dream. Whether he wants to or not, and even if he has his eyes on eternal laurels, the writer is speaking to his contemporaries and brothers of his class and race.
As a matter of fact, it has not been sufficiendy observed that a work of the mind is by nature allusive. Even if the author's aim is to give the fullest possible representation of his object, there is never any question as to whether he is telling everything. He knows far more than he tells. This is
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so because language is elliptical. If I want to let my neigh- bour know that a wasp has got in by the window, there is no need for a long speech. 'Look out! ' or 'Hey! '--a word is enough, a gesture--as soon as he sees the wasp, everything is clear. Imagine a gramophone record reproducing for us, without comment, the everyday conversations of a house- hold in Provins or Angoule^me--we wouldn't understand a thing; the context would be lacking, that is, memories and perceptions in common, the situation and the enterprises of the couple; in short, the world such as each of the speakers knows it to appear to the other.
The same with reading: people of the same period and community, who have lived through the same events, who have raised or avoided the same questions, have the same taste in their mouth; they have the same complicity, and there are the same corpses among them. That is why it is not necessary to write so much; there are key-words. If I were to tell an audience of Americans about the German occupation, there would have to be a great deal of analysis and precaution. I would waste twenty pages in dispelling preconceptions, prejudices, and legends. Afterwards, I would have to be sure of my position at every step; I would have to look for images and symbols in American history which would enable them to understand ours; I would always have to keep in mind the difference between our old man's pessimism and their childlike optimism. If I were to write about the same subject for Frenchmen, we
would be entre nous. For example, it would be enough to say: 'A concert of German military music in the band-stand of a public garden/ Everything is there: a raw spring day, a park in the provinces, men with shaven skulls blowing away at their brasses, blind and deaf passers-by who quicken their steps, two or three sullen-looking listeners under the trees, this useless serenade to France which drifts off into the sky, our shame and our anguish, our anger, and our pride too. Thus, the reader I am addressing is neither Microme? gas nor L'Inge? nu; nor is he God the Father either. He has not the ignorance of the noble savage to whom everything has to be
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explained on the basis of principles; he is not a spirit or a tabula rasa. Neither has he the omniscience of an angel or of the Eternal Father. I reveal certain aspects of the universe to him; I take advantage of what he knows to attempt to teach him what he does not know. Suspended between total ignorance and omniscience, he has a definite stock of knowledge which varies from moment to moment and which is enough to reveal his historical character. In actual fact, he is not an instantaneous consciousness, a pure timeless affirmation of freedom, nor does he soar above history; he is involved in it.
Authors too are historical. And that is precisely the reason why some of them want to escape from history by a leap into eternity. The book, serving as a go-between, establishes an historical contact among the men who are steeped in the same history and who likewise contribute to its making. Writing and reading are two facets of the same historical fact, and the freedom to which the writer invites us is not a pure abstract consciousness of being free. Strictly speaking, it is not\ it wins itself in an historical situa- tion; each book proposes a concrete liberation on the basis
of a particular alienation.
