"13 In the "Reply to Raymond Geuss," de Man says,
The move from the theory of the sign to the theory of the subject has nothing to do with my being overconcerned with the Romantic tradi- tion, or narcissistic, or ("c'est la me^me chose") too influenced by the French.
The move from the theory of the sign to the theory of the subject has nothing to do with my being overconcerned with the Romantic tradi- tion, or narcissistic, or ("c'est la me^me chose") too influenced by the French.
Paul-de-Man-Material-Events
In "Phenomenality and Materiality in Kant" de Man speaks of the crucial shift to a "formal materialism" in Kant's Critique of Judgment as "a shift from trope to performance" that is "a deep, perhaps fatal, break or discontinuity" (AI 83, 89, 79).
This is the place, as he puts it in "Kant and Schiller," at which Kant "found himself by the rigor of his own discourse [the project of aesthetics as articulation of pure reason and practical reason or ethics] to break down under the power of his own critical epistemological discourse" (AI 134).
This was an event, strictly speaking an irreversible historical event, "to some extent an oc- currence, which has the materiality of something that actually hap- pens, that actually occurs.
And there, the thought of material occur- rence, something that occurs materially, that leaves a trace on the world, that does something to the world as such--that notion of oc- currence is not opposed in any sense to the notion of writing" (AI 132).
Since the event of Kant's materialism is punctual and instanta- neous, it is in a curious sense not within time, though it has a perma- nent and irreversible effect on what we usually (mistakenly) think of as the temporality of history:
history is not thought of as a progression or a regression, but is thought of as an event, as an occurrence. There is history from the moment that words such as 'power' and 'battle' and so on emerge on the scene. At that moment things happen, there is occurrence, there is event. History is therefore not a temporal notion, it has nothing to do with temporality [there's allergenic assertion for you! ], but it is the emergence of a lan- guage of power out of a language of cognition. (AI 133)
I do not think de Man meant that the words power and battle are in themselves always historical events in the sense de Man is defining such events, but that he means the uses of such words in effective per- formative utterances are historical events. As opposed to the moment of Kant's self-undoing materialism in the third Critique, Schiller's recu- peration of Kant within aesthetic ideology and its long progeny, the procedures of which are identified in the main body of "Kant and Schiller," did not happen, were not historical events:
One could say, for example, that in the reception of Kant, in the way Kant has been read, since the third Critique--and that was an occur- rence, something happened there, something occurred [de Man's stut- tering iterations here mime the punctualities of historical events; the reader will remember that this is the transcript of an oral presentation that was not written down as such]--that in the whole reception of Kant from then until now, nothing has happened, only regression, noth- ing has happened at all. Which is another way of saying there is no his- tory . . . that reception is not historical. . . . The event, the occurrence, is resisted by reinscribing it in the cognition of tropes, and that is itself a tropological, cognitive, and not a historical move. (AI 134)7
These sternly recalcitrant statements may be more understandable and perhaps even more acceptable if we remember that Althusser, and de Man in his own way, following Marx, define ideology as having no history, as being outside history, as having no purchase on his- tory, since ideology is precisely an illusory misunderstanding of the "real conditions of existence," as Althusser put it in "Ideology and Ideological State Apparatuses,"8 or, as de Man puts this in "The Resis- tance to Theory": "What we call ideology is precisely the confusion of linguistic with natural reality, of reference with phenomenalism" (RT 11). 9 The reception of Kant by Schiller and his followers, including you and me as inheritors of aesthetic ideology, is ideological, therefore not historical.
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We are (I am) now in a position to answer the puzzling assertions de Man makes in "The Concept of Irony. " "Irony," he says, "also very clearly has a performative function. Irony consoles and it promises and it excuses" (AI 165). What could de Man mean by saying that irony is performatively efficacious, that it promises, consoles, or excuses? If we take seriously de Man's claim later in the essay that irony is a perma- nent parabasis that radically suspends meaning by the incursion of chaos, madness, and stupidity (Friedrich Schlegel's terms) into lan- guage, then it would seem radically counterintuitive to say that irony has a successful performative function. A statement at the end of the essay is equally baffling: "Irony and history seem to be curiously linked to one another" (AI 184). If irony is permanent parabasis it would seem to have little to do with history, but to be rather the withdrawal from effective historical action. The analogy between the noncognitive aspect of irony and the noncognitive aspect of performative utterances gives the clue. Irony is perhaps the most radical example of the rupture between cognitive and performative discourses. Insofar as an utterance is performative, it is unknowable. Irony suspends cognition. It is just because irony is error, madness, and stupidity that it can be performa- tively felicitous. Promises, excuses, consolations can be performed by irony, or can be especially done by ironic utterance, just because irony is the radical suspension of cognition. Another way to put this is to say that even the most solemn performative utterances are contaminated by being possibly ironic. Jacques Derrida includes irony along with lit- erature among the parasitical presences that are possibly incorporated within any performative as a result of its intrinsic iterability.
What I have just said will also indicate the surprising and "curious" connection of irony with history. Since the materiality of history as event is generated by acts of linguistic power, that is, performative speech acts, though by no means necessarily intentional ones, irony as a form of such power or as an ingredient of any such act of power, against all our instinctive assumptions, can be said not only to prom- ise, console, and excuse, but also to generate the events that make up the materiality of history. Just as, for Derrida, the possibility of felici- tous speech acts depends on the possibility that they may be "litera- ture," so for de Man the efficacy of performative utterances, including those that generate history, depends on the possibility that they may be ironical. They may be. You cannot tell for sure.
If speech acts generating history are, strangely enough, one form of materiality or are the place where language touches materiality, leaves
a mark on it, materially handles it, the materiality of what the eye sees appears more obvious but turns out to be more difficult to grasp. Of course, we say, what the eye sees is material. That received opinion or doxa turns out, however, once again not to be quite what de Man means. What he does mean is the central argument of the two essays on Kant, "Phenomenality and Materiality in Kant" and "Kant's Materialism. " For received opinion, what we take for granted, phe- nomenality and materiality are the same thing or are two aspects of the same thing. Because something is material it is phenomenal, open to the senses. For de Man, following Kant, phenomenality and materiali- ty are not conjoined but opposed. How can this be? De Man sees in Kant's theory of the dynamic sublime two radically contradictory no- tions. On the one hand, the sublime is the moment when the imagina- tion triumphs over fear and puts all the elements of the sublime scene together, articulates them in a grand aesthetic synthesis, as tropes ar- ticulate, or as the body's limbs are articulated: "The imagination over- comes suffering, becomes apathetic, and sheds the pain of natural shock. It reconciles pleasure with pain and in so doing it articulates, as mediator, the movement of the affects with the legal, codified, formal- ized, and stable order of reason" (AI 86). In so doing, the imagination of the sublime or the sublime itself accomplishes the goal of the third Critique, which was to find a "bridge" between the first and second Critiques, between pure reason and the practical reason of moral obli- gation and choice. On the other hand, Kant's analysis of the dynamic sublime contains a moment that radically disrupts, interrupts, and sus- pends this happy articulation. Kant reaches this moment through the very rigor of his critical thinking. He proposes that the paradigmatic example of the dynamic sublime is when the overarching vault of the sky and the outstretched mirror of the sea are seen just as the eye sees them, or as the poets see them, without thought for their meaning. Seeing them as meaningful would occur, for example, when we view the sea as a reservoir of edible fish, or the sky as a producer of life-giving rain. De Man quotes section 28 of Kant's The Critique of Judgment: "we must regard it [the starry heaven], just as we see it [wie man ihn sieht], as a distant, all-embracing vault [ein weites Gewo? lbe]. . . . To find the ocean nevertheless sublime we must regard it as poets do [wie die Dichter es tun], merely by what the eye reveals [was der Augeschein zeigt]" (AI 80). De Man goes on to argue that this way of seeing is radi- cally nonphenomenal. It does not involve the mind that in its activity of perception would make sense of what is seen. It just sees what it
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sees, in an activity of the eye operating by itself, enclosed in itself, wholly detached, disarticulated, from thinking and interpreting: "No mind is involved in the Kantian vision of ocean and heaven. . . . That is how things are to the eye, in the redundancy of their appearance to the eye and not to the mind, as in the redundant word Augenschein, . . . in which the eye, tautologically, is named twice, as eye itself and as what appears to the eye" (AI 82). De Man's name for this way of seeing is "material vision": "The only word that comes to mind is that of a material vision" (AI 82), which is another way of saying, in a paradig- matic performative speech act, "I call this 'material vision. '" The word material then appears in a cascade of phrases in the subsequent pages: "the vision is purely material"; "what we call the material aspect"; "a materialism that, in the tradition of the reception of the third Critique, is seldom or never perceived"; "If the architectonic then appears, very near the end of the analytics of the aesthetic, at the conclusion of the section on the sublime, as the material disarticulation not only of na- ture but of the body [traditional examples of the beautiful or the sub- lime], then this moment marks the undoing of the aesthetic as a valid category. The critical power of a transcendental philosophy undoes the very project of such a philosophy leaving us, certainly not with an ideology--for transcendental and ideological (metaphysical) principles are part of the same system--but with a materialism that Kant's pos- terity has not yet begun to face up to" (AI 83, 88, 89).
How could we "face up to" something that we can see but not face up to in the sense of clearly confronting it and making it intelligible to ourselves? The idea of a way of seeing that is performed by the eye alone, wholly dissociated from the mind, is, strictly speaking, unintelli- gible, since any sense we give to this Augenschein is an illicit, ideologi- cal imposition: "To the extent that any mind, that any judgment, inter- venes, it is in error" (AI 82). That is what I mean by saying that de Man's materiality is nonphenomenal, since phenomenality always in- volves, instantly, making sense or trying to make sense of what we see. This "material vision" would be pure seeing prior to any seeing as the sort of understanding that we name when we say, "I see it all now. " It would be a pre-seeing seeing, that is, something unthinkable, unknow- able, unintelligible, a tautological eye eyeing: "Realism postulates a phenomenalism of experience which is here being denied or ignored. Kant's looking at the world just as one sees it ('wie man ihn sieht') is an absolute, radical formalism that entertains no notion of reference or semiosis" (AI 128).
The idea of a materiality that would not be phenomenal does not make sense. Nevertheless, that is just what de Man affirms, most overtly and in so many words at the end of the essay on Riffaterre, "Hypogram and Inscription. " There he speaks of "the materiality (as distinct from the phenomenality) that is thus revealed [when we remember that Hugo's poem was supposed to have been written on a window pane], the unseen 'cristal' whose existence thus becomes a certain there and a certain then which can become a here and a now in the reading 'now' taking place" (RT 51). The paradox is that the window glass, figure here for the materiality of inscription, is not what the eye sees but what the eye sees through. In the Kant essays, as in "Hypogram and In- scription," the rigor of de Man's own critical thinking brings him re- peatedly, by different routes, across the border of the intelligible and into the realm of the allergenic, in this case the recognition of a materi- alism in Kant that has seldom or never been recognized in the whole distinguished tradition of Kant scholarship and so is anathema to it, just as de Man's reading of somewhat similar material moments in Hegel was anathema to the distinguished Hegel specialist Raymond Geuss. 10
The final version of materiality in de Man is the "prosaic materiali- ty of the letter" (AI 90). Just what does de Man mean by that? No one doubts that writing (and speaking too) have a material base, marks on paper or modulated waves in the air. This materiality is the benign base of the meaning, permanence, and transmissibility of language. No problem. De Man of course does not mean anything so in agreement with common sense and received opinion. When de Man calls Kant's sublime Augenschein of sky and sea a "material vision" he goes on to raise a further question that is not answered until the end of the essay: "how this materiality is then to be understood in linguistic terms is not, as yet, clearly intelligible" (AI 82). The answer is the materiality of the letter, but just what does that mean? The essay ends with an ex- planation that if not clearly intelligible, at least indicates why these "linguistic terms" must be unintelligible. The reader is given intelli- gence of unintelligibility, new news of the unknowable.
The prosaic materiality of the letter, linguistic "equivalent" of a ma- terialism of vision, has two main features. One is a disarticulation of language equaling the disarticulations of nature and the human body de Man has found in Kant's dynamic sublime: "To the dismemberment of the body corresponds a dismemberment of language, as meaning- producing tropes are replaced by the fragmentation of sentences and
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propositions into discrete words, or the fragmentation of words into syllables or finally letters" (AI 89). Strictly speaking, as linguists, not to speak of language philosophers like Wittgenstein, have shown, words do not have meaning by themselves. They have meaning only when they are used, incorporated into sentences. To detach them from their sentences and leave them hanging there in the air or on the page, surrounded by blank paper, is the first stage in a progressive disarticu- lation of meaning that goes then to syllables and finally to letters. It is extremely difficult to see words, syllables, or letters, for example on a printed page, in this way, just as it is extremely hard to see as the eye sees. One has to be a poet, as Kant says, to do it. The mind instantly in- terprets what the eye sees, "perceives it," and gives meaning to it, just as the mind projects meaning into those mute letters on the page. It is almost impossible to see letters as just the material marks they are. Even words in a language we do not know are seen as language and not as sheer materiality. We tend to see random marks on a rock as possibly writing in an unknown language.
The other feature of the materiality of the letter stressed by de Man makes that materiality more likely to be glimpsed, in the wink of the eye, before the mind starts "reading. " This is repetition of words and word parts that calls attention to the absurd and unmotivated echoes among them at the level of syllable and letter: puns, rhymes, allitera- tions, assonances, and so on, that is, precisely those linguistic features poets especially use, "the play of the letter and of the syllable, the way of saying . . . as opposed to what is being said" (AI 89). The "persua- siveness" of the passage in Kant about the recovery of the imagination's tranquillity through material vision depends, de Man says, "on the proximity between the German words for surprise and admiration, Verwunderung and Bewunderung" (AI 89). The reader, de Man contin- ues, is led to assent to the incompatibility or aporia between the imagi- nation's failure and its success by "a constant, and finally bewildering alternation of the two terms, Angemessen(heit) and Unangemessen(heit), to the point where one can no longer tell them apart" (AI 90). One ad- ditional example of this in de Man's essays is the cascade of words in "fall" that he finds in a passage by Kleist: Fall, Beifall, Su? ndenfall, Ru? ckfall, Einfall, Zuru? ckfall, Fa? lle: "As we know from another narra- tive text of Kleist ["On the Gradual Formation of Thoughts while Speaking"], the memorable tropes that have the most success (Beifall) occur as mere random improvisation (Einfall) at the moment when the author has completely relinquished control over his meaning and has
relapsed (Zuru? ckfall) into the extreme formalization, the mechanical predictability of grammatical declensions (Fa? lle)" (RR 290). By the time the reader gets to the end of this the root "fall" is fast becoming a mere surd, a sound emptied of meaning: "fall, fall, fall, fall. " The read- er will see that "formalism" of "formalization" names for de Man not the beautiful aesthetic formalization of the artwork, but a principle of mechanical senselessness in language that he associates with the arbi- trariness of grammar, of declensions, Fa? lle. De Man goes on to make a pun of his own. Since Falle also means trap in German, he can say that everyone falls into "the trap of an aesthetic education which inevitably confuses dismemberment of language by the power of the letter with the gracefulness of a dance. " That trap, however, is not a benign aes- theticizing of the random formalizations of language in grammar and paronomasia such as poets are known to play with. It is a mortal dan- ger, a pericolo de morte, according to the last words of the last essay in The Rhetoric of Romanticism, "the ultimate trap, as unavoidable as it is deadly" (RR 290). The reader will note that this aspect of the materi- ality of the letter tends to disappear in translation. It depends on the unique idiom, idiolect, or even "idiocy," in the etymological sense, of a certain language. Ultimately, this repetition of words and bits of words empties language of meaning and makes it mere unintelligible sound, as when the poet Tennyson, as a child, used to repeat his own name over and over, "Alfred, Alfred, Alfred," until it ceased to mean anything at all and he melted into a kind of oceanic trance. Try it with your own name, as I do here with mine: "Hillis, Hillis, Hillis, Hillis. "
De Man's formulation of this in one notable place is more prosaic. As he shows, Hegel's theory of memory as Geda? chtnis, in opposition to Erinnerung, is that it memorizes by emptying words of meaning and repeating them by rote, as pure arbitrary signs that might be in a foreign language or in no language at all:
"It is well known," says Hegel, "that one knows a text by heart [or by rote] only when one no longer associates any meaning with the words; in reciting what one thus knows by heart one necessarily drops all ac- centuation. " [I suppose Hegel means that one repeats the words mind- lessly, like a schoolchild or a robot--JHM. ] . . . The idea, in other words, makes its sensory appearance, in Hegel, as the material inscrip- tion of names. (AI 101-2)
Speaking in "Hegel on the Sublime" of Hegel's "Gesetz der A? usserlichkeit (law of exteriority)," de Man says, "Like a stutter, or a broken record,
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it makes what it keeps repeating worthless and meaningless" (AI 116). This had already been exemplified in a truly vertiginous couple of paragraphs in "Sign and Symbol in Hegel's Aesthetics. " There de Man takes two at first innocent-enough-looking, but in fact "quite astonish- ing," sentences in Hegel's Encyclopedia: "Since language states only what is general, I cannot say what is only my opinion [so kann ich nicht sagen was ich nur meine]," and "When I say 'I,' I mean myself as this I to the exclusion of all others; but what I say, I, is precisely any- one; any I, as that which excludes all others from itself [ebenso, wenn ich sage: 'Ich,' meine ich mich als diesen alle anderen Ausschliessenden; aber was ich sage, Ich, ist eben jeder]" (AI 97, 98). The sentences themselves are bad enough in English, though worse in German (e. g. , wenn Ich sage, Ich, meine ich mich"), but by the time de Man gets through with these sentences the reader is dizzied by the repetitions, like Tennyson repeating his own first name, or as if he had been caught in a revolving door. 11 Through this dizziness the reader reaches in the emptying out of meaning a glimpse of the materiality of the letter. In commenting on the first sentence de Man plays with mein and meinen as mine and mean and generates a sentence in which the cascade of "sinces," and sinces within sinces, produces its own stuttering repeti- tion, like a broken record:
"Ich kann nicht sagen was ich (nur) meine" then means "I cannot say what I make mine" or, since to think is to make mine, "I cannot say what I think," and, since to think is fully contained in and defined by the I, since Hegel's ego cogito defines itself as mere ego, what the sen- tence actually says is "I cannot say I"--a disturbing proposition in Hegel's own terms since the very possibility of thought depends on the possibility of saying "I. " (AI 98)
The other sentence, with its repetitions of ich and ich in mich, is already "astonishing" enough itself, as de Man says, in the sense of numbing the mind, turning it to stone (to play on a false etymology; the word really means, etymologically, "to strike with thunder"). The sentence shows the impossibility not only of the deictics "here," "now," "this," as when I say, "This sentence which I am here and now writing on my computer at 8:51 a. m. on November 4, 1997," or, in Hegel's example, this piece of paper on which I am now writing, but also of the deictic use of "I" to point to me myself alone as a unique I. These words are "shifters," placeholders. Instantly, as soon as they are uttered, the words assume the utmost generality and can be shifted to any I, any
here, now, and this. 12 However hard you try, you cannot say this I here and now or this keyboard, processor, and computer screen at this mo- ment that are prostheses of my body and by means of which I think. "I cannot say I. " "Aber was ich sage, Ich, ist eben jeder (but what I say, I, is precisely anyone). " De Man takes the otherness of "jeder" not to refer to another I, "the mirror image of the I," but to name "n'importe qui or even n'importe quoi" (AI 98); that is, anybody at all or even anything at all, just as the name Marion, in de Man's reading of the "purloined ribbon" episode in Rousseau's Julie, is ultimately just a random sound, not even a proper name: "Rousseau was making what- ever noise happened to come into his head; he was saying nothing at all, least of all someone's name" (AR 292).
As de Man says of Rousseau's excuse in Julie for what he had done to Marion, "When everything fails, one can always plead insanity" (AR 289). A certain madness, the madness of words, the reader can see, often infects de Man's own language. He mimes in what he says the materiality of the letter he is naming. At this point his own work becomes a performative utterance working to lead the reader to the edge of unintelligibility, this time by the route of the materiality of the letter, and once more in a way that is counterintuitive, since it is another materiality that is nonphenomenal, unable to be seen, like the "cristal invisible" of that Flemish windowpane on which Hugo's poem was scratched.
The back cover of de Man's Aesthetic Ideology speaks of the "ironic good humor that is unique to him. " I find de Man's irony, especially when it expresses itself in wordplay, much more threatening than this phrase implies, and so have many of de Man's readers or listeners. Such passages as I have been discussing, where the madness of words has crossed over into de Man's own language, are places that readers or auditors have found especially allergenic, that they have especially resisted. The audience of de Man's "Semiology and Rhetoric," for ex- ample, when the essay was presented as a sort of inaugural lecture after de Man took up his professorship at Yale, was more than a little scandalized or even offended by the elaborate pun de Man develops based on the Archie Bunker television show. This pun depends on the difference between lacing your shoes over or under. ("What's the dif- ference? " asks Archie Bunker. ) This leads to the punch line of calling Jacques Derrida an "archie Debunker" (AR 10). The audience did not find that wholly appropriate for such a solemn occasion. The complex double talk that de Man, in an exuberant reading, finds in Proust's
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phrase "torrent d'activite? " (AR 64) has seemed to some readers just going too far. Raymond Geuss especially resisted what de Man says about "mein" and "meinen" in Hegel. De Man's "Reply to Raymond Geuss" patiently laces over and under, that is, explains what he meant and why he is right and Geuss wrong, guilty of "misplaced timidity" (AI 190), an unwillingness to face up to what is truly wild in Hegel's text.
The resistance to de Man, what I have called an allergic reaction to his writings, is not a resistance to theory in the etymological sense of the word theory, a resistance to a generalizable "clear-seeing," but rather a resistance to what in his work precisely cannot be seen clearly, the penumbra of the unknowable, the unintelligible, the nonphenomenal that is everywhere in his work. This is perhaps most threateningly pres- ent not in the radical incompatibility of the cognitive and performative dimensions of language, and not even in what Friedrich Schlegel called the madness and stupidity reached by irony as permanent parabasis, nor even in Kant's materiality of vision, but in the prosaic materiality of the letter. The latter is present at every moment, though for the most part it is invisible, suppressed, covered over, in all those words that sur- round us all the time and that generate the reassuring ideologies in terms of which we live our lives. What is most threatening, most aller- genic, most truly frightening about de Man's writings, is the way they force their readers to confront a darkness of unknowability that is not just out there somewhere, beyond the circle of light cast by the desk's reading lamp. That would be bad enough, but this darkness has woven itself into the light of reason itself and into the "instrument" by which it expresses itself, language. "No degree of knowledge can ever stop this madness, for it is the madness of words" (RR 122).
PAUL DE MAN'S AUTHORITY
Another double genitive there: the authority Paul de Man exerts and the authority in whose name he speaks. This essay began by identifying what is insolent or outrageous about de Man's writings, namely, his calm, laconic assertions that all the basic assumptions of literary stud- ies as a discipline, along with all the greatest authorities in that disci- pline, are often just plain wrong. Where does de Man get his authority to say such things? In the light of my investigation of his materialism I propose now in conclusion three braided answers to the question of what justifies de Man to say what he says. All these may be inferred from de Man's own writing.
First, he might be imagined as replying that what he says, allergenic
as it is, is not his own willful desire to cause trouble, but something that just happens, through reading. De Man's work is all reading of some text or other, primarily canonical texts that are among the most revered and cherished in our tradition. Therefore all these outrageous statements are not de Man speaking, but him speaking in indirect dis- course for what his authors say. It is Shelley, not de Man, who says that nothing is connected to anything else. Hegel or Kleist, not de Man, who repeats the same words or syllables until they become senseless. It is not I, Paul de Man, speaking, but I speaking in the name of, with the authority, of my authors. As Chaucer says, "My auctor wol I folwen if I konne.
"13 In the "Reply to Raymond Geuss," de Man says,
The move from the theory of the sign to the theory of the subject has nothing to do with my being overconcerned with the Romantic tradi- tion, or narcissistic, or ("c'est la me^me chose") too influenced by the French. It has, in fact, nothing to do with me at all but corresponds to an inexorable and altogether Hegelian move of the text. (AI 189)
Or, second appeal to authority, what I, Paul de Man, say happens through the rigor of critical reading. This rigor is something that pro- duces the generalizations of theory, something that is wholly rational, logical, transmissible, the product of rigorous thinking that might have been done by anyone with de Man's intelligence and learning. Theory grows out of reading and is authorized by it, though it is in a different register and even though theory and reading, as "The Resistance to Theory" shows, are not symmetrical. Although "the resistance to theo- ry is in fact a resistance to reading," nevertheless "rhetorical readings, like the other kinds, still avoid and resist the reading they advocate. Nothing can overcome the resistance to theory since theory is itself this resistance" (RT 15, 19). In the "Reply to Raymond Geuss," de Man asserts that the commentator should accept the "canonical reading" up to the point where something is encountered in the text that makes it impossible to go on accepting the canonical interpretation. De Man's formulations are couched in the language of ethical obligation and in- evitability: "should," "could," and "necessity. " The necessity arises from the reader's encounter with the text. What happens in reading happens, and it imposes implacable obligations on the reader that exceed the pre- suppositions both of the canonical reading and of "theory":
The commentator should persist as long as possible in the canonical read- ing and should begin to swerve away from it only when he encounters
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difficulties which the methodological and substantial assertions of the system are no longer able to master. Whether or not such a point has been reached should be left open as part of an ongoing critical investiga- tion. But it would be naive to believe that such an investigation could be avoided, even for the best of reasons. The necessity to revise the canon arises from resistances encountered in the text itself (extensively con- ceived) and not from preconceptions imported from elsewhere. (AI 186)
Third source of de Man's authority, deepest and most serious: the scandalous, counterintuitive things de Man says come into language through the encounter, at the limits of the most exigent theoretical rigor and obedient close reading, of the unintelligible. De Man takes the rational to the edge of irrationality, or identifies the unintelligible as that which has always already infected the pursuit of rational knowledge: "after Nietzsche (and, indeed, after any 'text'), we can no longer hope ever 'to know' in peace" (AR 126). Wherever de Man starts, whatever texts he reads, whatever vocabulary he uses leads ulti- mately beyond itself to its limits at the border of a dark unintelligibili- ty, what Friedrich Schlegel called "der Schein des Verkehrten und Verru? ckten oder des Einfa? ltigen und Dummen" ("the appearance of error and madness, or simplemindedness and stupidity"). 14 Three names de Man gives this unintelligibility are performative language, irony, and materiality. Kant may be taken as the paradigmatic model here. Kant's rigor of critical thinking led him to what undid his enter- prise of architectonic articulation, disarticulated it. The same thing can be said of de Man's writing, except that de Man's writing is throughout a long meditation on what happens when thinking encounters that momentary event when the unintelligible, error, madness, stupidity, undoes the rational enterprise of critical thinking, or turns out to have been undoing it all along.
De Man speaks in the name of, on the grounds of, these three quite incompatible but nevertheless inextricably intertwined justifications for the allergens that he generates in words. This authority is, however, no authority in the ordinary sense. It is an authority without authority, or the authority that undoes all grounds for speaking with authority. How can one speak intelligibly on the grounds of the unintelligible? At the limit, and indeed all along the way, de Man's writings are allergenic because they pass on to the reader an allergen, an otherness, with which they have been infected and that is quite other to the calm, im- placable, rational, maddeningly difficult to refute,15 rigor of de Man's
argumentation. Or rather, the latter turns out to be the same as the for- mer, reason to be other to itself.
NOTES
1. Paul de Man, Aesthetic Ideology, ed. Andrzej Warminski (Minneapolis: University of Minnesota Press, 1996), 131-32; hereafter AI.
2. Paul de Man, The Rhetoric of Romanticism (New York: Columbia University Press, 1984), 262; hereafter RR.
3. I use the word joyfully as an allusion to Nietzsche's "joyful wisdom" or "fro? hliche Wissenschaft. " Anyone who fails to see the exuberant or even comic joy in de Man's writings, anyone who sees him as a "gloomy existentialist," as one commentator calls him, simply lacks an ear. The ironic comedy sometimes surfaces openly, as when he says, apropos of Kant's assertion that the Dutch are all phleg- matic, "interested only in money and totally devoid of any feeling for beauty or sublimity whatsoever": "I have never felt more grateful for the hundred or so kilo- meters that separate Antwerp [de Man's home city] from Rotterdam" (AI 124-25). Another example is what he says as part of an assertion that the self-undoing of Kant's critical enterprise through "the rigor of his own discourse" was not felt as a subjective, affective shudder: "I don't think that Kant, when he wrote about the heavens and the sea there, that he was shuddering in mind. Any literalism there would not be called for. It is terrifying in a way which we don't know. What do we know about the nightmares of Immanuel Kant? I'm sure they were . . . very interesting . . . Ko? nigsberg there in the winter--I shudder to think (AI 134). This joy is no doubt one of the things that is held against de Man, as Derrida's exuberant hijinks--in format, for example--are held against him. Both make ironic jokes about deadly serious matters. There is no room for comedy or for joy either in phi- losophy and theory. They are solemn matters for which you should, if you are a man, always wear a shirt and tie.
4. Paul de Man, The Resistance to Theory (Minneapolis: University of Minne- sota Press, 1986), 3-4; hereafter RT; and RR 121-23.
5. De Man goes on to recognize that the final twist of irony in Greek or Hellenic comedy is that the smart guy is "always being set up by the person he thinks of as being the dumb guy, the alazon. In this case the alazon (and I recognize that this makes me the real alazon of this discourse) is American criticism of irony, and the smart guy is going to be German criticism of irony, which I of course under- stand" (AI 165). This seems to be a rare example of an overt admission by de Man that he is bound to be caught in the traps he sets for others, that what is sauce for the goose is sauce for the gander. In the rest of "The Concept of Irony," however, de Man allows precious little in the way of smart-guy attributes either to American criticism of irony, exemplified by Wayne Booth, presented as a dumb guy through and through, or to German and Danish criticism of irony either, with the exception of Friedrich Schlegel. Hegel, Kierkegaard, Benjamin, Szondi, and so on, are all as dumb as Booth, though in different ways. In the vibrating irony of the passage I have quoted from de Man, it is ironic for de Man to claim that he represents American criticism of irony, though of course he is not German either. In any case, for him to say he is "the real alazon of this discourse" is at the same time to say that
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he is the real eiron, since the alazon always turns out to be the disguised eiron, the smartest smart guy, or the only smart guy around.
6. Paul de Man, Allegories of Reading (New Haven: Yale University Press, 1979), 78; hereafter AR.
7. The anonymous reader of this essay for the University of Minnesota Press strongly resisted this account of de Man's concept of historical events in their mate- riality. "Miller's idea of history, moreover," the reader said, "is of little merit and has, as far as I can tell, very little to do with de Man. " This is a good example of what I mean by an allergic reaction. My own idea of history is not expressed any- where here, only de Man's, although in the sentence beginning "History is wars, battles . . . " I am miming ironically what history is conventionally assumed to be. Can the reader have taken my irony straight? After a careful rereading of my essay, I claim that the citations from de Man I make support what I say about de Man's concept of history. It is de Man's concept, not mine, that scandalizes the reader, makes him (or her) sneeze and cough. I have, however, altered one phrase that ap- parently misled the reader into thinking I understand de Man to be saying that his- tory is caused by "intentional" uses of language and that might therefore mislead you, dear reader. As any careful reader of de Man knows, his theory of the perfor- mative "use" of language (as opposed to its mention) is detached from any con- scious intention in the user. Language works performatively, on its own, most often against the intentions or knowledge of the speaker or writer. As he says, in the con- clusion to "Promises (Social Contract)," "The error is not within the reader; lan- guage itself dissociates the cognition from the act. Die Sprache verspricht (sich)" (AR 277), which means "Language promises" and also "Language makes a slip of the tongue. " I have thought it worthwhile to refer directly to the comments of the Minnesota reader in order to try to forestall similar errors on the part of readers of the published essay.
8. Louis Althusser, "Ideology and Ideological State Apparatuses (Notes to- wards an Investigation," in Lenin and Philosophy and Other Essays, trans. Ben Brewster (New York: Monthly Review Press, 1972), 162. See page 159, where Althusser says, "ideology has no history," and goes on to remark: "As we know, this formulation appears in so many words in a passage from The German Ideology. "
9. In an equally important, though much less well known, definition of ideolo- gies near the beginning of "Phenomenality and Materiality in Kant" de Man assert- ed that ideologies are on the side of what Kant called "metaphysics," that is, in Kant's use of the term, precritical empirical knowledge of the world. Only critical analysis of ideologies will keep ideologies from becoming mere illusion and critical philosophy from becoming idealism cut off from the empirical world (AI 72). The anonymous reader for the University of Minnesota Press sternly challenged my understanding in this footnote of Kant's use of the term metaphysics. This is another allergic reaction, one that demonstrates just the point I am making about de Man. Surely Kant cannot have meant something so strange as this by "metaphysics"! At the risk of making this footnote tediously long for those who have read Kant and de Man's commentary on Kant, here is the relevant passage from Kant, followed by de Man's comment on it. I think my reader is mystified through having accepted received opinion about what Kant must be saying because everyone knows that is what he says. That received opinion is, precisely, a species of "ideology," even of
"aesthetic ideology. " Kant says: "A transcendental principle is one through which we represent a priori the universal condition under which alone things can become Objects of our cognition generally. A principle, on the other hand, is called meta- physical [Dagegen heisst ein Prinzip metaphysisch], where it represents a priori the condition under which alone Objects whose concept has to be given empirically [empirisch], may become further determined [bestimmet] a priori. Thus the prin- ciple of the cognition of bodies [der Erkenntnis der Ko? rper] as substances, and as changeable substances, is transcendental where the statement is that their change must have a cause [Ursache]: but it is metaphysical where it asserts that their change must have an external cause [eine a? ussere Ursache]. For in the first case bod- ies need only be thought through ontological predicates (pure concepts of under- standing [reine Verstandesbegriffe]), e. g. as substance, to enable the proposition to be cognized a priori; whereas, in the second case, the empirical concept of a body (as a movable thing in space) must be introduced to support the proposition [diesem Satze zum Grunde gelegt werden muss], although, once this is done, it may be seen [eingesehen] quite a priori that the latter predicate (movement only by means of an external cause) applies to body" (Immanuel Kant, Kritik der Urteilskraft, ed. Wilhelm Wieschedel [Frankfurt am Main: Suhrkamp, 1979], 90; The Critique of Judgement, trans. James Creed Meredith [Oxford: Oxford University Press, 1982], 20-21). De Man comments, in "Phenomenality and Materiality in Kant": "The condition of existence of bodies is called substance; to state that substance is the cause of the motion of bodies (as Kant does in the passage quoted) is to exam- ine critically the possibility of their existence. Metaphysical principles, on the other hand, take the existence of their object for granted as empirical fact. They contain knowledge of the world, but this knowledge is precritical. Transcendental prin- ciples contain no knowledge of the world or anything else, except for the knowl- edge that metaphysical principles that take them for their object are themselves in need of critical analysis, since they take for granted an objectivity that, for the tran- scendental principles, is not a priori available. Thus the objects of transcendental principles are always critical judgments that take metaphysical knowledge for their target. Transcendental philosophy is always the critical philosophy of metaphysics" (AI 71). De Man goes on to associate ideology with metaphysics as Kant defines it. The passage is an important gloss on de Man's definition, or, more properly, "call- ing," of ideology in "The Resistance to Theory," just cited. In the sentences that follow just after the ones already quoted from "Phenomenality and Materiality in Kant" de Man associates ideology with Kantian "metaphysics" and argues for an intricate interdependence of critical thought on ideology and of ideology, if it is to other than "mere error," on critical thought. If metaphysics or ideology needs criti- cal thought, critical thought also needs ideology, as its link to epistemological ques- tions. The link is "causal. " The "passage" is a good example of that almost imper- ceptible crossing, in de Man's formulations, of the border between rigorous reading of passages in the author being discussed and statements that are de Man's own, authorized by his own rigor of thought, as it extrapolates from what the author in question says: "Ideologies, to the extent that they necessarily contain empirical mo- ments and are directed toward what lies outside the realm of pure concepts, are on the side of metaphysics rather than critical philosophy. The conditions and modali- ties of their occurrence are determined by critical analyses to which they have no
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access. The object of these analyses, on the other hand, can only be ideologies. Ideological and critical thought are interdependent and any attempt to separate them collapses ideology into mere error and critical thought into idealism. The pos- sibility of maintaining the causal link between them is the controlling principle of rigorous philosophical discourse: philosophies that succumb to ideology lose their epistemological sense, whereas philosophies that try to by-pass or repress ideology lose all critical thrust and risk being repossessed by what they foreclose" (AI 72). The only responsible way to challenge de Man's reading of Kant would be to go back to Kant for oneself and read him with scrupulous care, trying not to be misled by ideological presuppositions about what Kant must be saying. This is extremely difficult, not just because Kant is difficult, but because those ideological presuppo- sitions are so powerful and are unconscious to boot, as Althusser says, that is, a taken for granted assumption that something really linguistic is phenomenal.
10. See de Man's "Reply to Raymond Geuss" (AI 185-92), first published in Critical Inquiry 10:2 (December 1983), a rejoinder to Geuss's "A Response to Paul de Man," in the same issue of Critical Inquiry.
11. Speaking in "Autobiography as De-Facement," of what Ge? rard Genette says about the undecidable alternation between fiction and autobiography in Proust's Recherche, de Man says: "As anyone who has ever been caught in a re- volving door or on a revolving wheel can testify, it is certainly most uncomfortable, and all the more so in this case since this whirligig is capable of infinite acceleration and is, in fact, not successive but simultaneous" (RR 70).
12. Jacques Derrida approaches this problematic from another direction in his second essay on Levinas, "En ce moment me^me dans cet ouvrage me voici," in Psyche? : Inventions de l'autre (Paris: Galile? e, 1987), 159-202.
13. Geoffrey Chaucer, Troilus and Cressida, 2:49.
14. Friedrich Schlegel, Kritische Schriften (Munich: Carl Hanser, 1964), 501-2. 15. I do not mean that it is impossible to disagree with what de Man says or to
challenge his positions, as I have done elsewhere (by way of calling attention to the way de Man cannot expunge one trope, prosopopoeia, from his own language, though he rejects prosopopoeia as a false projection), or as I am doing here in stressing what is "unintelligible" in what de Man says, or as Jacques Derrida does with exemplary care and delicacy in his essay in this volume apropos of de Man's sense of the relation of Rousseau's Confessions to literary history. I mean that chal- lenging de Man persuasively and responsibly is not all that easy, and that de Man will most often have foreseen and effectively forestalled the objections that it occurs to a skeptical or antagonistic reader to make.
Anthropomorphism in Lyric and Law
Barbara Johnson
Anthropomorphism. n. Attribution of human motivation, characteristics, or be- havior to inanimate objects, animals, or natural phenomena.
--American Heritage Dictionary
Through a singular ambiguity, through a kind of transposition or intellectual quid pro quo, you will feel yourself evaporating, and you will attribute to your . . . tobacco, the strange ability to smoke you.
--Baudelaire, Artificial Paradises
Recent discussions of the relations between law and literature have tended to focus on prose--novels, short stories, autobiographies, even plays--rather than on lyric poetry. 1 Literature has been seen as a locus of plots and situations that parallel legal cases or problems, either to shed light on complexities not always acknowledged by the ordinary practice of legal discourse, or to shed light on cultural crises and de- bates that historically underlie and inform literary texts. But, in a sense, this focus on prose is surprising, since lyric poetry has at least historically been the more law-abiding or rule-bound of the genres. Indeed, the sonnet form has been compared to a prison (Wordsworth),2 or at least to a bound woman (Keats),3 and Baudelaire's portraits of lyric depression (Spleen)4 are often written as if from behind bars. What are the relations between the laws of genre and the laws of the state? 5 The present essay might be seen as asking this question through the juxtaposition, as it happens, between two sonnets and a prisoners' association.
More profoundly, though, lyric and law might be seen as two very
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different ways of instating what a "person" is. There appears to be the greatest possible discrepancy between a lyric "person" (emotive, sub- jective, individual) and a legal "person" (rational, rights-bearing, insti- tutional). In this essay I will be trying to show, through the question of anthropomorphism, how these two "persons" can illuminate each other.
My argument develops out of the juxtaposition of two texts: Paul de Man's essay "Anthropomorphism and Trope in the Lyric,"6 in which I try to understand why for de Man the question of anthropo- morphism is at the heart of the lyric, and the text of a Supreme Court opinion from 1993, Rowland v. California Men's Colony, Unit II Men's Advisory Council. 7 This case has not become a household name like Roe v. Wade or Brown v. Board of Education, and probably with good reason. What is at stake in it appears trivial--at bottom, it is about an association of prisoners suing for the right to have free ciga- rette privileges restored. But the Supreme Court's task is not to decide whether the prisoners have the right to smoke (an increasingly contest- ed right, in fact, in the United States). The case has come before the court to resolve the question of whether the prisoners' council can be counted as a juridical "person" under the law. What is at stake, then, in both the legal and the lyric texts is the question, What is a person?
I
I will begin by discussing the article by Paul de Man, which is one of the most difficult, even outrageous, of his essays. Both hyperbolic and elliptical, it makes a number of very strong claims about literary his- tory, lyric pedagogy, and the materiality of "historical modes of lan- guage power" (262). Toward the end of his text, de Man somewhat unexpectedly reveals that the essay originated in an invitation to speak on the nature of lyric. But it begins with some general remarks about the relation between epistemology and rhetoric (which can stand as a common contemporary way of framing the relations between law and literature). The transition between the question of the lyric and the question of epistemology and rhetoric is made through the Keatsian chiasmus, "Beauty is truth, truth beauty,"8 which de Man quotes on his way to Nietzsche's short and "better known than understood" (239) essay "On Truth and Lie in an Extra-Moral Sense. "9 "What is truth? " Nietzsche asks in that essay's most oft-quoted moment: "a mobile army of metaphors, metonymies, and anthropomorphisms. " Thus it would seem that Nietzsche has answered, "Truth is trope, trope truth" or "epistemology is rhetoric, rhetoric epistemology. " But de Man wants
to show in what ways Nietzsche is not saying simply this. First, the list of tropes is, he says, "odd. " Although metaphor and metonymy are the names of tropes that designate a pure structure of relation (metaphor is a relation of similarity between two entities; metonymy is a relation of contiguity), de Man claims that anthropomorphism, while structured similarly, is not a trope. It is not the name of a pure rhetorical struc- ture, but the name of a comparison one of whose terms is treated as a given (as epistemologically resolved). To use an anthropomorphism is to treat as known what the properties of the human are.
"Anthropomorphism" is not just a trope but an identification on the level of substance. It takes one entity for another and thus implies the constitution of specific entities prior to their confusion, the taking of something for something else that can then be assumed to be given. Anthropomorphism freezes the infinite chain of tropological transfor- mations and propositions into one single assertion or essence which, as such, excludes all others. It is no longer a proposition but a proper name. (241)
Why does he call this a proper name? Shouldn't the essence that is taken as given be a concept? If "man" is what is assumed as a given, why call it a proper name? (This question is particularly vexed when the theorist's proper name is "de Man. ") The answer, I think, is that "man" as concept would imply the possibility of a proposition. "Man" would be subject to definition, and thus transformation or trope. But proper names are not subjects of definition: they are what they are. If "man" is taken as a given, then, it can only be because it is out of the loop of qualification. It is presupposed, not defined.
Yet the examples of proper names de Man gives are surprising: Narcissus and Daphne. Nietzsche's triumvirate of metaphor, metonymy, and anthropomorphism then functions like the plot of an Ovidian metamorphosis: from a mythological world in which man and nature appear to be in metaphorical and metonymic harmony, there occurs a crisis wherein, by a process of seamless transformation, a break never- theless occurs in the system of correspondences, leaving a residue that escapes and remains: the proper name. De Man's discussion of Baudelaire's sonnets will in fact be haunted by Ovidian presences: Echo is lurking behind every mention of Narcissus, while one of the re- curring cruxes is whether there is a human substance in a tree. It is per- haps not an accident that the figures that occupy the margins of de Man's discussion are female. If de Man's enduring question is whether
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linguistic structures and epistemological claims can be presumed to be compatible, the question of gender cannot be located exclusively either in language (where the gender of pronouns, and often of nouns, is in- herent in each language) or in the world. By extension, the present dis- cussion of the nature of "man" cannot fail to be haunted by the ques- tion of gender.
history is not thought of as a progression or a regression, but is thought of as an event, as an occurrence. There is history from the moment that words such as 'power' and 'battle' and so on emerge on the scene. At that moment things happen, there is occurrence, there is event. History is therefore not a temporal notion, it has nothing to do with temporality [there's allergenic assertion for you! ], but it is the emergence of a lan- guage of power out of a language of cognition. (AI 133)
I do not think de Man meant that the words power and battle are in themselves always historical events in the sense de Man is defining such events, but that he means the uses of such words in effective per- formative utterances are historical events. As opposed to the moment of Kant's self-undoing materialism in the third Critique, Schiller's recu- peration of Kant within aesthetic ideology and its long progeny, the procedures of which are identified in the main body of "Kant and Schiller," did not happen, were not historical events:
One could say, for example, that in the reception of Kant, in the way Kant has been read, since the third Critique--and that was an occur- rence, something happened there, something occurred [de Man's stut- tering iterations here mime the punctualities of historical events; the reader will remember that this is the transcript of an oral presentation that was not written down as such]--that in the whole reception of Kant from then until now, nothing has happened, only regression, noth- ing has happened at all. Which is another way of saying there is no his- tory . . . that reception is not historical. . . . The event, the occurrence, is resisted by reinscribing it in the cognition of tropes, and that is itself a tropological, cognitive, and not a historical move. (AI 134)7
These sternly recalcitrant statements may be more understandable and perhaps even more acceptable if we remember that Althusser, and de Man in his own way, following Marx, define ideology as having no history, as being outside history, as having no purchase on his- tory, since ideology is precisely an illusory misunderstanding of the "real conditions of existence," as Althusser put it in "Ideology and Ideological State Apparatuses,"8 or, as de Man puts this in "The Resis- tance to Theory": "What we call ideology is precisely the confusion of linguistic with natural reality, of reference with phenomenalism" (RT 11). 9 The reception of Kant by Schiller and his followers, including you and me as inheritors of aesthetic ideology, is ideological, therefore not historical.
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We are (I am) now in a position to answer the puzzling assertions de Man makes in "The Concept of Irony. " "Irony," he says, "also very clearly has a performative function. Irony consoles and it promises and it excuses" (AI 165). What could de Man mean by saying that irony is performatively efficacious, that it promises, consoles, or excuses? If we take seriously de Man's claim later in the essay that irony is a perma- nent parabasis that radically suspends meaning by the incursion of chaos, madness, and stupidity (Friedrich Schlegel's terms) into lan- guage, then it would seem radically counterintuitive to say that irony has a successful performative function. A statement at the end of the essay is equally baffling: "Irony and history seem to be curiously linked to one another" (AI 184). If irony is permanent parabasis it would seem to have little to do with history, but to be rather the withdrawal from effective historical action. The analogy between the noncognitive aspect of irony and the noncognitive aspect of performative utterances gives the clue. Irony is perhaps the most radical example of the rupture between cognitive and performative discourses. Insofar as an utterance is performative, it is unknowable. Irony suspends cognition. It is just because irony is error, madness, and stupidity that it can be performa- tively felicitous. Promises, excuses, consolations can be performed by irony, or can be especially done by ironic utterance, just because irony is the radical suspension of cognition. Another way to put this is to say that even the most solemn performative utterances are contaminated by being possibly ironic. Jacques Derrida includes irony along with lit- erature among the parasitical presences that are possibly incorporated within any performative as a result of its intrinsic iterability.
What I have just said will also indicate the surprising and "curious" connection of irony with history. Since the materiality of history as event is generated by acts of linguistic power, that is, performative speech acts, though by no means necessarily intentional ones, irony as a form of such power or as an ingredient of any such act of power, against all our instinctive assumptions, can be said not only to prom- ise, console, and excuse, but also to generate the events that make up the materiality of history. Just as, for Derrida, the possibility of felici- tous speech acts depends on the possibility that they may be "litera- ture," so for de Man the efficacy of performative utterances, including those that generate history, depends on the possibility that they may be ironical. They may be. You cannot tell for sure.
If speech acts generating history are, strangely enough, one form of materiality or are the place where language touches materiality, leaves
a mark on it, materially handles it, the materiality of what the eye sees appears more obvious but turns out to be more difficult to grasp. Of course, we say, what the eye sees is material. That received opinion or doxa turns out, however, once again not to be quite what de Man means. What he does mean is the central argument of the two essays on Kant, "Phenomenality and Materiality in Kant" and "Kant's Materialism. " For received opinion, what we take for granted, phe- nomenality and materiality are the same thing or are two aspects of the same thing. Because something is material it is phenomenal, open to the senses. For de Man, following Kant, phenomenality and materiali- ty are not conjoined but opposed. How can this be? De Man sees in Kant's theory of the dynamic sublime two radically contradictory no- tions. On the one hand, the sublime is the moment when the imagina- tion triumphs over fear and puts all the elements of the sublime scene together, articulates them in a grand aesthetic synthesis, as tropes ar- ticulate, or as the body's limbs are articulated: "The imagination over- comes suffering, becomes apathetic, and sheds the pain of natural shock. It reconciles pleasure with pain and in so doing it articulates, as mediator, the movement of the affects with the legal, codified, formal- ized, and stable order of reason" (AI 86). In so doing, the imagination of the sublime or the sublime itself accomplishes the goal of the third Critique, which was to find a "bridge" between the first and second Critiques, between pure reason and the practical reason of moral obli- gation and choice. On the other hand, Kant's analysis of the dynamic sublime contains a moment that radically disrupts, interrupts, and sus- pends this happy articulation. Kant reaches this moment through the very rigor of his critical thinking. He proposes that the paradigmatic example of the dynamic sublime is when the overarching vault of the sky and the outstretched mirror of the sea are seen just as the eye sees them, or as the poets see them, without thought for their meaning. Seeing them as meaningful would occur, for example, when we view the sea as a reservoir of edible fish, or the sky as a producer of life-giving rain. De Man quotes section 28 of Kant's The Critique of Judgment: "we must regard it [the starry heaven], just as we see it [wie man ihn sieht], as a distant, all-embracing vault [ein weites Gewo? lbe]. . . . To find the ocean nevertheless sublime we must regard it as poets do [wie die Dichter es tun], merely by what the eye reveals [was der Augeschein zeigt]" (AI 80). De Man goes on to argue that this way of seeing is radi- cally nonphenomenal. It does not involve the mind that in its activity of perception would make sense of what is seen. It just sees what it
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sees, in an activity of the eye operating by itself, enclosed in itself, wholly detached, disarticulated, from thinking and interpreting: "No mind is involved in the Kantian vision of ocean and heaven. . . . That is how things are to the eye, in the redundancy of their appearance to the eye and not to the mind, as in the redundant word Augenschein, . . . in which the eye, tautologically, is named twice, as eye itself and as what appears to the eye" (AI 82). De Man's name for this way of seeing is "material vision": "The only word that comes to mind is that of a material vision" (AI 82), which is another way of saying, in a paradig- matic performative speech act, "I call this 'material vision. '" The word material then appears in a cascade of phrases in the subsequent pages: "the vision is purely material"; "what we call the material aspect"; "a materialism that, in the tradition of the reception of the third Critique, is seldom or never perceived"; "If the architectonic then appears, very near the end of the analytics of the aesthetic, at the conclusion of the section on the sublime, as the material disarticulation not only of na- ture but of the body [traditional examples of the beautiful or the sub- lime], then this moment marks the undoing of the aesthetic as a valid category. The critical power of a transcendental philosophy undoes the very project of such a philosophy leaving us, certainly not with an ideology--for transcendental and ideological (metaphysical) principles are part of the same system--but with a materialism that Kant's pos- terity has not yet begun to face up to" (AI 83, 88, 89).
How could we "face up to" something that we can see but not face up to in the sense of clearly confronting it and making it intelligible to ourselves? The idea of a way of seeing that is performed by the eye alone, wholly dissociated from the mind, is, strictly speaking, unintelli- gible, since any sense we give to this Augenschein is an illicit, ideologi- cal imposition: "To the extent that any mind, that any judgment, inter- venes, it is in error" (AI 82). That is what I mean by saying that de Man's materiality is nonphenomenal, since phenomenality always in- volves, instantly, making sense or trying to make sense of what we see. This "material vision" would be pure seeing prior to any seeing as the sort of understanding that we name when we say, "I see it all now. " It would be a pre-seeing seeing, that is, something unthinkable, unknow- able, unintelligible, a tautological eye eyeing: "Realism postulates a phenomenalism of experience which is here being denied or ignored. Kant's looking at the world just as one sees it ('wie man ihn sieht') is an absolute, radical formalism that entertains no notion of reference or semiosis" (AI 128).
The idea of a materiality that would not be phenomenal does not make sense. Nevertheless, that is just what de Man affirms, most overtly and in so many words at the end of the essay on Riffaterre, "Hypogram and Inscription. " There he speaks of "the materiality (as distinct from the phenomenality) that is thus revealed [when we remember that Hugo's poem was supposed to have been written on a window pane], the unseen 'cristal' whose existence thus becomes a certain there and a certain then which can become a here and a now in the reading 'now' taking place" (RT 51). The paradox is that the window glass, figure here for the materiality of inscription, is not what the eye sees but what the eye sees through. In the Kant essays, as in "Hypogram and In- scription," the rigor of de Man's own critical thinking brings him re- peatedly, by different routes, across the border of the intelligible and into the realm of the allergenic, in this case the recognition of a materi- alism in Kant that has seldom or never been recognized in the whole distinguished tradition of Kant scholarship and so is anathema to it, just as de Man's reading of somewhat similar material moments in Hegel was anathema to the distinguished Hegel specialist Raymond Geuss. 10
The final version of materiality in de Man is the "prosaic materiali- ty of the letter" (AI 90). Just what does de Man mean by that? No one doubts that writing (and speaking too) have a material base, marks on paper or modulated waves in the air. This materiality is the benign base of the meaning, permanence, and transmissibility of language. No problem. De Man of course does not mean anything so in agreement with common sense and received opinion. When de Man calls Kant's sublime Augenschein of sky and sea a "material vision" he goes on to raise a further question that is not answered until the end of the essay: "how this materiality is then to be understood in linguistic terms is not, as yet, clearly intelligible" (AI 82). The answer is the materiality of the letter, but just what does that mean? The essay ends with an ex- planation that if not clearly intelligible, at least indicates why these "linguistic terms" must be unintelligible. The reader is given intelli- gence of unintelligibility, new news of the unknowable.
The prosaic materiality of the letter, linguistic "equivalent" of a ma- terialism of vision, has two main features. One is a disarticulation of language equaling the disarticulations of nature and the human body de Man has found in Kant's dynamic sublime: "To the dismemberment of the body corresponds a dismemberment of language, as meaning- producing tropes are replaced by the fragmentation of sentences and
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propositions into discrete words, or the fragmentation of words into syllables or finally letters" (AI 89). Strictly speaking, as linguists, not to speak of language philosophers like Wittgenstein, have shown, words do not have meaning by themselves. They have meaning only when they are used, incorporated into sentences. To detach them from their sentences and leave them hanging there in the air or on the page, surrounded by blank paper, is the first stage in a progressive disarticu- lation of meaning that goes then to syllables and finally to letters. It is extremely difficult to see words, syllables, or letters, for example on a printed page, in this way, just as it is extremely hard to see as the eye sees. One has to be a poet, as Kant says, to do it. The mind instantly in- terprets what the eye sees, "perceives it," and gives meaning to it, just as the mind projects meaning into those mute letters on the page. It is almost impossible to see letters as just the material marks they are. Even words in a language we do not know are seen as language and not as sheer materiality. We tend to see random marks on a rock as possibly writing in an unknown language.
The other feature of the materiality of the letter stressed by de Man makes that materiality more likely to be glimpsed, in the wink of the eye, before the mind starts "reading. " This is repetition of words and word parts that calls attention to the absurd and unmotivated echoes among them at the level of syllable and letter: puns, rhymes, allitera- tions, assonances, and so on, that is, precisely those linguistic features poets especially use, "the play of the letter and of the syllable, the way of saying . . . as opposed to what is being said" (AI 89). The "persua- siveness" of the passage in Kant about the recovery of the imagination's tranquillity through material vision depends, de Man says, "on the proximity between the German words for surprise and admiration, Verwunderung and Bewunderung" (AI 89). The reader, de Man contin- ues, is led to assent to the incompatibility or aporia between the imagi- nation's failure and its success by "a constant, and finally bewildering alternation of the two terms, Angemessen(heit) and Unangemessen(heit), to the point where one can no longer tell them apart" (AI 90). One ad- ditional example of this in de Man's essays is the cascade of words in "fall" that he finds in a passage by Kleist: Fall, Beifall, Su? ndenfall, Ru? ckfall, Einfall, Zuru? ckfall, Fa? lle: "As we know from another narra- tive text of Kleist ["On the Gradual Formation of Thoughts while Speaking"], the memorable tropes that have the most success (Beifall) occur as mere random improvisation (Einfall) at the moment when the author has completely relinquished control over his meaning and has
relapsed (Zuru? ckfall) into the extreme formalization, the mechanical predictability of grammatical declensions (Fa? lle)" (RR 290). By the time the reader gets to the end of this the root "fall" is fast becoming a mere surd, a sound emptied of meaning: "fall, fall, fall, fall. " The read- er will see that "formalism" of "formalization" names for de Man not the beautiful aesthetic formalization of the artwork, but a principle of mechanical senselessness in language that he associates with the arbi- trariness of grammar, of declensions, Fa? lle. De Man goes on to make a pun of his own. Since Falle also means trap in German, he can say that everyone falls into "the trap of an aesthetic education which inevitably confuses dismemberment of language by the power of the letter with the gracefulness of a dance. " That trap, however, is not a benign aes- theticizing of the random formalizations of language in grammar and paronomasia such as poets are known to play with. It is a mortal dan- ger, a pericolo de morte, according to the last words of the last essay in The Rhetoric of Romanticism, "the ultimate trap, as unavoidable as it is deadly" (RR 290). The reader will note that this aspect of the materi- ality of the letter tends to disappear in translation. It depends on the unique idiom, idiolect, or even "idiocy," in the etymological sense, of a certain language. Ultimately, this repetition of words and bits of words empties language of meaning and makes it mere unintelligible sound, as when the poet Tennyson, as a child, used to repeat his own name over and over, "Alfred, Alfred, Alfred," until it ceased to mean anything at all and he melted into a kind of oceanic trance. Try it with your own name, as I do here with mine: "Hillis, Hillis, Hillis, Hillis. "
De Man's formulation of this in one notable place is more prosaic. As he shows, Hegel's theory of memory as Geda? chtnis, in opposition to Erinnerung, is that it memorizes by emptying words of meaning and repeating them by rote, as pure arbitrary signs that might be in a foreign language or in no language at all:
"It is well known," says Hegel, "that one knows a text by heart [or by rote] only when one no longer associates any meaning with the words; in reciting what one thus knows by heart one necessarily drops all ac- centuation. " [I suppose Hegel means that one repeats the words mind- lessly, like a schoolchild or a robot--JHM. ] . . . The idea, in other words, makes its sensory appearance, in Hegel, as the material inscrip- tion of names. (AI 101-2)
Speaking in "Hegel on the Sublime" of Hegel's "Gesetz der A? usserlichkeit (law of exteriority)," de Man says, "Like a stutter, or a broken record,
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it makes what it keeps repeating worthless and meaningless" (AI 116). This had already been exemplified in a truly vertiginous couple of paragraphs in "Sign and Symbol in Hegel's Aesthetics. " There de Man takes two at first innocent-enough-looking, but in fact "quite astonish- ing," sentences in Hegel's Encyclopedia: "Since language states only what is general, I cannot say what is only my opinion [so kann ich nicht sagen was ich nur meine]," and "When I say 'I,' I mean myself as this I to the exclusion of all others; but what I say, I, is precisely any- one; any I, as that which excludes all others from itself [ebenso, wenn ich sage: 'Ich,' meine ich mich als diesen alle anderen Ausschliessenden; aber was ich sage, Ich, ist eben jeder]" (AI 97, 98). The sentences themselves are bad enough in English, though worse in German (e. g. , wenn Ich sage, Ich, meine ich mich"), but by the time de Man gets through with these sentences the reader is dizzied by the repetitions, like Tennyson repeating his own first name, or as if he had been caught in a revolving door. 11 Through this dizziness the reader reaches in the emptying out of meaning a glimpse of the materiality of the letter. In commenting on the first sentence de Man plays with mein and meinen as mine and mean and generates a sentence in which the cascade of "sinces," and sinces within sinces, produces its own stuttering repeti- tion, like a broken record:
"Ich kann nicht sagen was ich (nur) meine" then means "I cannot say what I make mine" or, since to think is to make mine, "I cannot say what I think," and, since to think is fully contained in and defined by the I, since Hegel's ego cogito defines itself as mere ego, what the sen- tence actually says is "I cannot say I"--a disturbing proposition in Hegel's own terms since the very possibility of thought depends on the possibility of saying "I. " (AI 98)
The other sentence, with its repetitions of ich and ich in mich, is already "astonishing" enough itself, as de Man says, in the sense of numbing the mind, turning it to stone (to play on a false etymology; the word really means, etymologically, "to strike with thunder"). The sentence shows the impossibility not only of the deictics "here," "now," "this," as when I say, "This sentence which I am here and now writing on my computer at 8:51 a. m. on November 4, 1997," or, in Hegel's example, this piece of paper on which I am now writing, but also of the deictic use of "I" to point to me myself alone as a unique I. These words are "shifters," placeholders. Instantly, as soon as they are uttered, the words assume the utmost generality and can be shifted to any I, any
here, now, and this. 12 However hard you try, you cannot say this I here and now or this keyboard, processor, and computer screen at this mo- ment that are prostheses of my body and by means of which I think. "I cannot say I. " "Aber was ich sage, Ich, ist eben jeder (but what I say, I, is precisely anyone). " De Man takes the otherness of "jeder" not to refer to another I, "the mirror image of the I," but to name "n'importe qui or even n'importe quoi" (AI 98); that is, anybody at all or even anything at all, just as the name Marion, in de Man's reading of the "purloined ribbon" episode in Rousseau's Julie, is ultimately just a random sound, not even a proper name: "Rousseau was making what- ever noise happened to come into his head; he was saying nothing at all, least of all someone's name" (AR 292).
As de Man says of Rousseau's excuse in Julie for what he had done to Marion, "When everything fails, one can always plead insanity" (AR 289). A certain madness, the madness of words, the reader can see, often infects de Man's own language. He mimes in what he says the materiality of the letter he is naming. At this point his own work becomes a performative utterance working to lead the reader to the edge of unintelligibility, this time by the route of the materiality of the letter, and once more in a way that is counterintuitive, since it is another materiality that is nonphenomenal, unable to be seen, like the "cristal invisible" of that Flemish windowpane on which Hugo's poem was scratched.
The back cover of de Man's Aesthetic Ideology speaks of the "ironic good humor that is unique to him. " I find de Man's irony, especially when it expresses itself in wordplay, much more threatening than this phrase implies, and so have many of de Man's readers or listeners. Such passages as I have been discussing, where the madness of words has crossed over into de Man's own language, are places that readers or auditors have found especially allergenic, that they have especially resisted. The audience of de Man's "Semiology and Rhetoric," for ex- ample, when the essay was presented as a sort of inaugural lecture after de Man took up his professorship at Yale, was more than a little scandalized or even offended by the elaborate pun de Man develops based on the Archie Bunker television show. This pun depends on the difference between lacing your shoes over or under. ("What's the dif- ference? " asks Archie Bunker. ) This leads to the punch line of calling Jacques Derrida an "archie Debunker" (AR 10). The audience did not find that wholly appropriate for such a solemn occasion. The complex double talk that de Man, in an exuberant reading, finds in Proust's
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phrase "torrent d'activite? " (AR 64) has seemed to some readers just going too far. Raymond Geuss especially resisted what de Man says about "mein" and "meinen" in Hegel. De Man's "Reply to Raymond Geuss" patiently laces over and under, that is, explains what he meant and why he is right and Geuss wrong, guilty of "misplaced timidity" (AI 190), an unwillingness to face up to what is truly wild in Hegel's text.
The resistance to de Man, what I have called an allergic reaction to his writings, is not a resistance to theory in the etymological sense of the word theory, a resistance to a generalizable "clear-seeing," but rather a resistance to what in his work precisely cannot be seen clearly, the penumbra of the unknowable, the unintelligible, the nonphenomenal that is everywhere in his work. This is perhaps most threateningly pres- ent not in the radical incompatibility of the cognitive and performative dimensions of language, and not even in what Friedrich Schlegel called the madness and stupidity reached by irony as permanent parabasis, nor even in Kant's materiality of vision, but in the prosaic materiality of the letter. The latter is present at every moment, though for the most part it is invisible, suppressed, covered over, in all those words that sur- round us all the time and that generate the reassuring ideologies in terms of which we live our lives. What is most threatening, most aller- genic, most truly frightening about de Man's writings, is the way they force their readers to confront a darkness of unknowability that is not just out there somewhere, beyond the circle of light cast by the desk's reading lamp. That would be bad enough, but this darkness has woven itself into the light of reason itself and into the "instrument" by which it expresses itself, language. "No degree of knowledge can ever stop this madness, for it is the madness of words" (RR 122).
PAUL DE MAN'S AUTHORITY
Another double genitive there: the authority Paul de Man exerts and the authority in whose name he speaks. This essay began by identifying what is insolent or outrageous about de Man's writings, namely, his calm, laconic assertions that all the basic assumptions of literary stud- ies as a discipline, along with all the greatest authorities in that disci- pline, are often just plain wrong. Where does de Man get his authority to say such things? In the light of my investigation of his materialism I propose now in conclusion three braided answers to the question of what justifies de Man to say what he says. All these may be inferred from de Man's own writing.
First, he might be imagined as replying that what he says, allergenic
as it is, is not his own willful desire to cause trouble, but something that just happens, through reading. De Man's work is all reading of some text or other, primarily canonical texts that are among the most revered and cherished in our tradition. Therefore all these outrageous statements are not de Man speaking, but him speaking in indirect dis- course for what his authors say. It is Shelley, not de Man, who says that nothing is connected to anything else. Hegel or Kleist, not de Man, who repeats the same words or syllables until they become senseless. It is not I, Paul de Man, speaking, but I speaking in the name of, with the authority, of my authors. As Chaucer says, "My auctor wol I folwen if I konne.
"13 In the "Reply to Raymond Geuss," de Man says,
The move from the theory of the sign to the theory of the subject has nothing to do with my being overconcerned with the Romantic tradi- tion, or narcissistic, or ("c'est la me^me chose") too influenced by the French. It has, in fact, nothing to do with me at all but corresponds to an inexorable and altogether Hegelian move of the text. (AI 189)
Or, second appeal to authority, what I, Paul de Man, say happens through the rigor of critical reading. This rigor is something that pro- duces the generalizations of theory, something that is wholly rational, logical, transmissible, the product of rigorous thinking that might have been done by anyone with de Man's intelligence and learning. Theory grows out of reading and is authorized by it, though it is in a different register and even though theory and reading, as "The Resistance to Theory" shows, are not symmetrical. Although "the resistance to theo- ry is in fact a resistance to reading," nevertheless "rhetorical readings, like the other kinds, still avoid and resist the reading they advocate. Nothing can overcome the resistance to theory since theory is itself this resistance" (RT 15, 19). In the "Reply to Raymond Geuss," de Man asserts that the commentator should accept the "canonical reading" up to the point where something is encountered in the text that makes it impossible to go on accepting the canonical interpretation. De Man's formulations are couched in the language of ethical obligation and in- evitability: "should," "could," and "necessity. " The necessity arises from the reader's encounter with the text. What happens in reading happens, and it imposes implacable obligations on the reader that exceed the pre- suppositions both of the canonical reading and of "theory":
The commentator should persist as long as possible in the canonical read- ing and should begin to swerve away from it only when he encounters
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difficulties which the methodological and substantial assertions of the system are no longer able to master. Whether or not such a point has been reached should be left open as part of an ongoing critical investiga- tion. But it would be naive to believe that such an investigation could be avoided, even for the best of reasons. The necessity to revise the canon arises from resistances encountered in the text itself (extensively con- ceived) and not from preconceptions imported from elsewhere. (AI 186)
Third source of de Man's authority, deepest and most serious: the scandalous, counterintuitive things de Man says come into language through the encounter, at the limits of the most exigent theoretical rigor and obedient close reading, of the unintelligible. De Man takes the rational to the edge of irrationality, or identifies the unintelligible as that which has always already infected the pursuit of rational knowledge: "after Nietzsche (and, indeed, after any 'text'), we can no longer hope ever 'to know' in peace" (AR 126). Wherever de Man starts, whatever texts he reads, whatever vocabulary he uses leads ulti- mately beyond itself to its limits at the border of a dark unintelligibili- ty, what Friedrich Schlegel called "der Schein des Verkehrten und Verru? ckten oder des Einfa? ltigen und Dummen" ("the appearance of error and madness, or simplemindedness and stupidity"). 14 Three names de Man gives this unintelligibility are performative language, irony, and materiality. Kant may be taken as the paradigmatic model here. Kant's rigor of critical thinking led him to what undid his enter- prise of architectonic articulation, disarticulated it. The same thing can be said of de Man's writing, except that de Man's writing is throughout a long meditation on what happens when thinking encounters that momentary event when the unintelligible, error, madness, stupidity, undoes the rational enterprise of critical thinking, or turns out to have been undoing it all along.
De Man speaks in the name of, on the grounds of, these three quite incompatible but nevertheless inextricably intertwined justifications for the allergens that he generates in words. This authority is, however, no authority in the ordinary sense. It is an authority without authority, or the authority that undoes all grounds for speaking with authority. How can one speak intelligibly on the grounds of the unintelligible? At the limit, and indeed all along the way, de Man's writings are allergenic because they pass on to the reader an allergen, an otherness, with which they have been infected and that is quite other to the calm, im- placable, rational, maddeningly difficult to refute,15 rigor of de Man's
argumentation. Or rather, the latter turns out to be the same as the for- mer, reason to be other to itself.
NOTES
1. Paul de Man, Aesthetic Ideology, ed. Andrzej Warminski (Minneapolis: University of Minnesota Press, 1996), 131-32; hereafter AI.
2. Paul de Man, The Rhetoric of Romanticism (New York: Columbia University Press, 1984), 262; hereafter RR.
3. I use the word joyfully as an allusion to Nietzsche's "joyful wisdom" or "fro? hliche Wissenschaft. " Anyone who fails to see the exuberant or even comic joy in de Man's writings, anyone who sees him as a "gloomy existentialist," as one commentator calls him, simply lacks an ear. The ironic comedy sometimes surfaces openly, as when he says, apropos of Kant's assertion that the Dutch are all phleg- matic, "interested only in money and totally devoid of any feeling for beauty or sublimity whatsoever": "I have never felt more grateful for the hundred or so kilo- meters that separate Antwerp [de Man's home city] from Rotterdam" (AI 124-25). Another example is what he says as part of an assertion that the self-undoing of Kant's critical enterprise through "the rigor of his own discourse" was not felt as a subjective, affective shudder: "I don't think that Kant, when he wrote about the heavens and the sea there, that he was shuddering in mind. Any literalism there would not be called for. It is terrifying in a way which we don't know. What do we know about the nightmares of Immanuel Kant? I'm sure they were . . . very interesting . . . Ko? nigsberg there in the winter--I shudder to think (AI 134). This joy is no doubt one of the things that is held against de Man, as Derrida's exuberant hijinks--in format, for example--are held against him. Both make ironic jokes about deadly serious matters. There is no room for comedy or for joy either in phi- losophy and theory. They are solemn matters for which you should, if you are a man, always wear a shirt and tie.
4. Paul de Man, The Resistance to Theory (Minneapolis: University of Minne- sota Press, 1986), 3-4; hereafter RT; and RR 121-23.
5. De Man goes on to recognize that the final twist of irony in Greek or Hellenic comedy is that the smart guy is "always being set up by the person he thinks of as being the dumb guy, the alazon. In this case the alazon (and I recognize that this makes me the real alazon of this discourse) is American criticism of irony, and the smart guy is going to be German criticism of irony, which I of course under- stand" (AI 165). This seems to be a rare example of an overt admission by de Man that he is bound to be caught in the traps he sets for others, that what is sauce for the goose is sauce for the gander. In the rest of "The Concept of Irony," however, de Man allows precious little in the way of smart-guy attributes either to American criticism of irony, exemplified by Wayne Booth, presented as a dumb guy through and through, or to German and Danish criticism of irony either, with the exception of Friedrich Schlegel. Hegel, Kierkegaard, Benjamin, Szondi, and so on, are all as dumb as Booth, though in different ways. In the vibrating irony of the passage I have quoted from de Man, it is ironic for de Man to claim that he represents American criticism of irony, though of course he is not German either. In any case, for him to say he is "the real alazon of this discourse" is at the same time to say that
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he is the real eiron, since the alazon always turns out to be the disguised eiron, the smartest smart guy, or the only smart guy around.
6. Paul de Man, Allegories of Reading (New Haven: Yale University Press, 1979), 78; hereafter AR.
7. The anonymous reader of this essay for the University of Minnesota Press strongly resisted this account of de Man's concept of historical events in their mate- riality. "Miller's idea of history, moreover," the reader said, "is of little merit and has, as far as I can tell, very little to do with de Man. " This is a good example of what I mean by an allergic reaction. My own idea of history is not expressed any- where here, only de Man's, although in the sentence beginning "History is wars, battles . . . " I am miming ironically what history is conventionally assumed to be. Can the reader have taken my irony straight? After a careful rereading of my essay, I claim that the citations from de Man I make support what I say about de Man's concept of history. It is de Man's concept, not mine, that scandalizes the reader, makes him (or her) sneeze and cough. I have, however, altered one phrase that ap- parently misled the reader into thinking I understand de Man to be saying that his- tory is caused by "intentional" uses of language and that might therefore mislead you, dear reader. As any careful reader of de Man knows, his theory of the perfor- mative "use" of language (as opposed to its mention) is detached from any con- scious intention in the user. Language works performatively, on its own, most often against the intentions or knowledge of the speaker or writer. As he says, in the con- clusion to "Promises (Social Contract)," "The error is not within the reader; lan- guage itself dissociates the cognition from the act. Die Sprache verspricht (sich)" (AR 277), which means "Language promises" and also "Language makes a slip of the tongue. " I have thought it worthwhile to refer directly to the comments of the Minnesota reader in order to try to forestall similar errors on the part of readers of the published essay.
8. Louis Althusser, "Ideology and Ideological State Apparatuses (Notes to- wards an Investigation," in Lenin and Philosophy and Other Essays, trans. Ben Brewster (New York: Monthly Review Press, 1972), 162. See page 159, where Althusser says, "ideology has no history," and goes on to remark: "As we know, this formulation appears in so many words in a passage from The German Ideology. "
9. In an equally important, though much less well known, definition of ideolo- gies near the beginning of "Phenomenality and Materiality in Kant" de Man assert- ed that ideologies are on the side of what Kant called "metaphysics," that is, in Kant's use of the term, precritical empirical knowledge of the world. Only critical analysis of ideologies will keep ideologies from becoming mere illusion and critical philosophy from becoming idealism cut off from the empirical world (AI 72). The anonymous reader for the University of Minnesota Press sternly challenged my understanding in this footnote of Kant's use of the term metaphysics. This is another allergic reaction, one that demonstrates just the point I am making about de Man. Surely Kant cannot have meant something so strange as this by "metaphysics"! At the risk of making this footnote tediously long for those who have read Kant and de Man's commentary on Kant, here is the relevant passage from Kant, followed by de Man's comment on it. I think my reader is mystified through having accepted received opinion about what Kant must be saying because everyone knows that is what he says. That received opinion is, precisely, a species of "ideology," even of
"aesthetic ideology. " Kant says: "A transcendental principle is one through which we represent a priori the universal condition under which alone things can become Objects of our cognition generally. A principle, on the other hand, is called meta- physical [Dagegen heisst ein Prinzip metaphysisch], where it represents a priori the condition under which alone Objects whose concept has to be given empirically [empirisch], may become further determined [bestimmet] a priori. Thus the prin- ciple of the cognition of bodies [der Erkenntnis der Ko? rper] as substances, and as changeable substances, is transcendental where the statement is that their change must have a cause [Ursache]: but it is metaphysical where it asserts that their change must have an external cause [eine a? ussere Ursache]. For in the first case bod- ies need only be thought through ontological predicates (pure concepts of under- standing [reine Verstandesbegriffe]), e. g. as substance, to enable the proposition to be cognized a priori; whereas, in the second case, the empirical concept of a body (as a movable thing in space) must be introduced to support the proposition [diesem Satze zum Grunde gelegt werden muss], although, once this is done, it may be seen [eingesehen] quite a priori that the latter predicate (movement only by means of an external cause) applies to body" (Immanuel Kant, Kritik der Urteilskraft, ed. Wilhelm Wieschedel [Frankfurt am Main: Suhrkamp, 1979], 90; The Critique of Judgement, trans. James Creed Meredith [Oxford: Oxford University Press, 1982], 20-21). De Man comments, in "Phenomenality and Materiality in Kant": "The condition of existence of bodies is called substance; to state that substance is the cause of the motion of bodies (as Kant does in the passage quoted) is to exam- ine critically the possibility of their existence. Metaphysical principles, on the other hand, take the existence of their object for granted as empirical fact. They contain knowledge of the world, but this knowledge is precritical. Transcendental prin- ciples contain no knowledge of the world or anything else, except for the knowl- edge that metaphysical principles that take them for their object are themselves in need of critical analysis, since they take for granted an objectivity that, for the tran- scendental principles, is not a priori available. Thus the objects of transcendental principles are always critical judgments that take metaphysical knowledge for their target. Transcendental philosophy is always the critical philosophy of metaphysics" (AI 71). De Man goes on to associate ideology with metaphysics as Kant defines it. The passage is an important gloss on de Man's definition, or, more properly, "call- ing," of ideology in "The Resistance to Theory," just cited. In the sentences that follow just after the ones already quoted from "Phenomenality and Materiality in Kant" de Man associates ideology with Kantian "metaphysics" and argues for an intricate interdependence of critical thought on ideology and of ideology, if it is to other than "mere error," on critical thought. If metaphysics or ideology needs criti- cal thought, critical thought also needs ideology, as its link to epistemological ques- tions. The link is "causal. " The "passage" is a good example of that almost imper- ceptible crossing, in de Man's formulations, of the border between rigorous reading of passages in the author being discussed and statements that are de Man's own, authorized by his own rigor of thought, as it extrapolates from what the author in question says: "Ideologies, to the extent that they necessarily contain empirical mo- ments and are directed toward what lies outside the realm of pure concepts, are on the side of metaphysics rather than critical philosophy. The conditions and modali- ties of their occurrence are determined by critical analyses to which they have no
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access. The object of these analyses, on the other hand, can only be ideologies. Ideological and critical thought are interdependent and any attempt to separate them collapses ideology into mere error and critical thought into idealism. The pos- sibility of maintaining the causal link between them is the controlling principle of rigorous philosophical discourse: philosophies that succumb to ideology lose their epistemological sense, whereas philosophies that try to by-pass or repress ideology lose all critical thrust and risk being repossessed by what they foreclose" (AI 72). The only responsible way to challenge de Man's reading of Kant would be to go back to Kant for oneself and read him with scrupulous care, trying not to be misled by ideological presuppositions about what Kant must be saying. This is extremely difficult, not just because Kant is difficult, but because those ideological presuppo- sitions are so powerful and are unconscious to boot, as Althusser says, that is, a taken for granted assumption that something really linguistic is phenomenal.
10. See de Man's "Reply to Raymond Geuss" (AI 185-92), first published in Critical Inquiry 10:2 (December 1983), a rejoinder to Geuss's "A Response to Paul de Man," in the same issue of Critical Inquiry.
11. Speaking in "Autobiography as De-Facement," of what Ge? rard Genette says about the undecidable alternation between fiction and autobiography in Proust's Recherche, de Man says: "As anyone who has ever been caught in a re- volving door or on a revolving wheel can testify, it is certainly most uncomfortable, and all the more so in this case since this whirligig is capable of infinite acceleration and is, in fact, not successive but simultaneous" (RR 70).
12. Jacques Derrida approaches this problematic from another direction in his second essay on Levinas, "En ce moment me^me dans cet ouvrage me voici," in Psyche? : Inventions de l'autre (Paris: Galile? e, 1987), 159-202.
13. Geoffrey Chaucer, Troilus and Cressida, 2:49.
14. Friedrich Schlegel, Kritische Schriften (Munich: Carl Hanser, 1964), 501-2. 15. I do not mean that it is impossible to disagree with what de Man says or to
challenge his positions, as I have done elsewhere (by way of calling attention to the way de Man cannot expunge one trope, prosopopoeia, from his own language, though he rejects prosopopoeia as a false projection), or as I am doing here in stressing what is "unintelligible" in what de Man says, or as Jacques Derrida does with exemplary care and delicacy in his essay in this volume apropos of de Man's sense of the relation of Rousseau's Confessions to literary history. I mean that chal- lenging de Man persuasively and responsibly is not all that easy, and that de Man will most often have foreseen and effectively forestalled the objections that it occurs to a skeptical or antagonistic reader to make.
Anthropomorphism in Lyric and Law
Barbara Johnson
Anthropomorphism. n. Attribution of human motivation, characteristics, or be- havior to inanimate objects, animals, or natural phenomena.
--American Heritage Dictionary
Through a singular ambiguity, through a kind of transposition or intellectual quid pro quo, you will feel yourself evaporating, and you will attribute to your . . . tobacco, the strange ability to smoke you.
--Baudelaire, Artificial Paradises
Recent discussions of the relations between law and literature have tended to focus on prose--novels, short stories, autobiographies, even plays--rather than on lyric poetry. 1 Literature has been seen as a locus of plots and situations that parallel legal cases or problems, either to shed light on complexities not always acknowledged by the ordinary practice of legal discourse, or to shed light on cultural crises and de- bates that historically underlie and inform literary texts. But, in a sense, this focus on prose is surprising, since lyric poetry has at least historically been the more law-abiding or rule-bound of the genres. Indeed, the sonnet form has been compared to a prison (Wordsworth),2 or at least to a bound woman (Keats),3 and Baudelaire's portraits of lyric depression (Spleen)4 are often written as if from behind bars. What are the relations between the laws of genre and the laws of the state? 5 The present essay might be seen as asking this question through the juxtaposition, as it happens, between two sonnets and a prisoners' association.
More profoundly, though, lyric and law might be seen as two very
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different ways of instating what a "person" is. There appears to be the greatest possible discrepancy between a lyric "person" (emotive, sub- jective, individual) and a legal "person" (rational, rights-bearing, insti- tutional). In this essay I will be trying to show, through the question of anthropomorphism, how these two "persons" can illuminate each other.
My argument develops out of the juxtaposition of two texts: Paul de Man's essay "Anthropomorphism and Trope in the Lyric,"6 in which I try to understand why for de Man the question of anthropo- morphism is at the heart of the lyric, and the text of a Supreme Court opinion from 1993, Rowland v. California Men's Colony, Unit II Men's Advisory Council. 7 This case has not become a household name like Roe v. Wade or Brown v. Board of Education, and probably with good reason. What is at stake in it appears trivial--at bottom, it is about an association of prisoners suing for the right to have free ciga- rette privileges restored. But the Supreme Court's task is not to decide whether the prisoners have the right to smoke (an increasingly contest- ed right, in fact, in the United States). The case has come before the court to resolve the question of whether the prisoners' council can be counted as a juridical "person" under the law. What is at stake, then, in both the legal and the lyric texts is the question, What is a person?
I
I will begin by discussing the article by Paul de Man, which is one of the most difficult, even outrageous, of his essays. Both hyperbolic and elliptical, it makes a number of very strong claims about literary his- tory, lyric pedagogy, and the materiality of "historical modes of lan- guage power" (262). Toward the end of his text, de Man somewhat unexpectedly reveals that the essay originated in an invitation to speak on the nature of lyric. But it begins with some general remarks about the relation between epistemology and rhetoric (which can stand as a common contemporary way of framing the relations between law and literature). The transition between the question of the lyric and the question of epistemology and rhetoric is made through the Keatsian chiasmus, "Beauty is truth, truth beauty,"8 which de Man quotes on his way to Nietzsche's short and "better known than understood" (239) essay "On Truth and Lie in an Extra-Moral Sense. "9 "What is truth? " Nietzsche asks in that essay's most oft-quoted moment: "a mobile army of metaphors, metonymies, and anthropomorphisms. " Thus it would seem that Nietzsche has answered, "Truth is trope, trope truth" or "epistemology is rhetoric, rhetoric epistemology. " But de Man wants
to show in what ways Nietzsche is not saying simply this. First, the list of tropes is, he says, "odd. " Although metaphor and metonymy are the names of tropes that designate a pure structure of relation (metaphor is a relation of similarity between two entities; metonymy is a relation of contiguity), de Man claims that anthropomorphism, while structured similarly, is not a trope. It is not the name of a pure rhetorical struc- ture, but the name of a comparison one of whose terms is treated as a given (as epistemologically resolved). To use an anthropomorphism is to treat as known what the properties of the human are.
"Anthropomorphism" is not just a trope but an identification on the level of substance. It takes one entity for another and thus implies the constitution of specific entities prior to their confusion, the taking of something for something else that can then be assumed to be given. Anthropomorphism freezes the infinite chain of tropological transfor- mations and propositions into one single assertion or essence which, as such, excludes all others. It is no longer a proposition but a proper name. (241)
Why does he call this a proper name? Shouldn't the essence that is taken as given be a concept? If "man" is what is assumed as a given, why call it a proper name? (This question is particularly vexed when the theorist's proper name is "de Man. ") The answer, I think, is that "man" as concept would imply the possibility of a proposition. "Man" would be subject to definition, and thus transformation or trope. But proper names are not subjects of definition: they are what they are. If "man" is taken as a given, then, it can only be because it is out of the loop of qualification. It is presupposed, not defined.
Yet the examples of proper names de Man gives are surprising: Narcissus and Daphne. Nietzsche's triumvirate of metaphor, metonymy, and anthropomorphism then functions like the plot of an Ovidian metamorphosis: from a mythological world in which man and nature appear to be in metaphorical and metonymic harmony, there occurs a crisis wherein, by a process of seamless transformation, a break never- theless occurs in the system of correspondences, leaving a residue that escapes and remains: the proper name. De Man's discussion of Baudelaire's sonnets will in fact be haunted by Ovidian presences: Echo is lurking behind every mention of Narcissus, while one of the re- curring cruxes is whether there is a human substance in a tree. It is per- haps not an accident that the figures that occupy the margins of de Man's discussion are female. If de Man's enduring question is whether
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linguistic structures and epistemological claims can be presumed to be compatible, the question of gender cannot be located exclusively either in language (where the gender of pronouns, and often of nouns, is in- herent in each language) or in the world. By extension, the present dis- cussion of the nature of "man" cannot fail to be haunted by the ques- tion of gender.
