No More Learning

Idiosyncrasies of artists are sedi- mented in the canon of prohibitions, but they in tum become objectively binding so that in art the particular is literally the universal . For the idiosyncratic comport- ment, which is at first unconscious and hardly theoretically transparent to itself, is the sedimentation of a collective fonn of reaction. Kitsch is an idiosyncratic con- cept that is as binding as it is elusive to definition. That reflection is a requisite of art today means that it must become conscious of its idiosyncrasies and articulate them. As a consequence, art threatens to become allergic to itself; the quintes- sence of the determinate negation that art exercises is its own negation. Through correspondences with the past, what resurfaces becomes something qualitatively other. The defonnation of figures and human faces in modem sculpture and paint- ings are reminiscent prima vista of archaic works in which the cultic replication of people was either not intended or impossible to achieve with the techniques avail- able. But it makes a world of difference whether art, having once achieved the power of replication, negates it, as the word defonnation implies , or if this power has yet to be gained; for aesthetics the difference is greater than the similarity . It is hard to imagine that art, having once experienced the heteronomy of portrayal, would again forget it and return to what it detenninately and intentionally negated. Yet, admittedly, even prohibitions that originated historically are not to be hypostatized; otherwise they call up that favorite sleight of hand of mod- ernists of Cocteau ' s variety that consists of suddenly conjuring up what has been temporarily prohibited and presenting it as if it were altogether fresh, and of rel- ishing the violation of the modem taboo as itself something modem; in this fash- ion modernity has frequently been shunted into reaction. It is problems that return, not preproblematic categories and solutions. The older Schoenberg is reliably re- ported to have said that for the moment there was no discussing harmony . Clearly this was not a prophecy that some day one would again be able to compose with triads, which he by the expansion of the material had relegated to exhausted spe- cial circumstances . The question, however, remains open whether the dimension of simultaneity in music as a whole was not degraded to a mere result, an irrele- vance , something virtually accidental ; music lost one of its dimensions , that of the eloquent simultaneous combination of sound, and this was not the least of the reasons why the immeasurably enriched material was impoverished. Triads and
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other chords from the treasury of tonality are not to be restituted; it is conceivable , however, that if qualitative counterforces someday stir in opposition to the total quantification of music , the vertical dimension could once again become "a matter of discussion" in such a fashion as to allow the ear to listen for harmonies that had regained their specific value. An analogous prediction could be made for counter- point , which was similarly scuttled by blind integration . Of course the possibility of reactionary misuse cannot be disregarded; rediscovered harmony, however it is constituted, would accommodate itself to harmonic tendencies; one need only imagine how easily the equally well-founded longing for the reconstruction of monodic lines could be transformed into the false resurrection of what the ene- mies of new music miss so painfully as melody. The prohibitions are both gentle and strict. The thesis that homeostasis is only binding as the result of a play of forces and not as slack well-proportionedness, implies the weighty prohibition of those aesthetic phenomena that in The Spirit of Utopia Bloch called carpet motifs , a prohibition whose powers are expanding retrospectively, as if it were an invari- ant. Even though it is avoided and negated, however, the need for homeostasis persists. Rather then resolving antagonisms, art at times expresses overwhelming tensions negatively through extreme distance from them. Aesthetic norms, how- ever great their historical importance may be, lag behind the concrete life of art- works; yet all the same these norms participate in the latters' magnetic fields. Nothing, however, is served by affixing a temporal index externally to these norms; the dialectic ofartworks takes place between these norms -more precisely, between the most advanced norms - and the works' specific form.
The need to take risks is actualized in the idea of the experimental, which-in op- position to the image of the artist's unconscious organic labor-simultaneously transfers from science to art the conscious control over materials. Currently offi- cial culture grants special funds to what it mistrustfully, half hoping for failure, calls artistic experimentation, thus neutralizing it. Actually, art is now scarcely possible unless it does experiment. The disproportion between established culture and the level of productive forces has become blatant: What is internally consis- tent appears to society at large as a bogus promissory note on the future, and art, socially dispossessed, is in no way sure that it has any binding force of its own. For the most part, experimentation takes shape as the testing of possibilities, usu- ally of types and species; it therefore tends to degrade the concrete work to a mere example: This is one of the reasons for the aging of new art. Certainly aesthetic means and ends cannot be separated, yet almost by its concept experimentation is primarily concerned with means and content to leave the world waiting in vain for the ends. What is more , during the last several decades the concept of the experi- ment has itself become equivocal . If even as late as 1930 experimentation referred to efforts filtered through critical consciousness in opposition to the continuation of unreflected aesthetic practices, in the meantime the concept has acquired the stipulation that a work should have contents that are not foreseeable in the process
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of production, that, subjectively, the artist should be surprised by the work that results. In this transformation of the concept of experimentation, art becomes conscious of something that was always present in it and was pointed out by Mallarme. The artist's imagination scarcely ever completely encompassed what it brought forth. The combinatorial arts, ars nova, for instance, and later that of the Netherland School, infiltrated the music of the late Middle Ages with effects that probably surpassed the composers' subjective imagination. A combinatorial art that required ofthe artist-as alienated artist-the mediation of subjective imagi- nation , was essential to the development of artistic techniques . This magnified the risk that aesthetic products would deteriorate because of inadequate or feeble imagination. The risk is that of aesthetic regression. Artistic spirit raises itself above what merely exists at the point where the imagination does not capitulate to the mere existence of materials and techniques. Since the emancipation of the subject, the mediation of the work through it is not to be renounced without its reversion to the status of a thing. Music theoreticians of the sixteenth century already recognized this. On the other hand, only stubbornness could deny the productive function of many "surprise" elements in much modern art, in action painting and aleatoric art , that did not result from being passed through the imagi- nation. The solution to this contradiction is that all imagination has an arena of in- determinateness that is not, however, in rigid opposition to it. As long as Richard Strauss still wrote somewhat complex works, the virtuoso himself may have been unable to imagine each sound, each color, and each sounding combination precisely; it is well known that even composers with the best ears are usually as- tonished when they actually hear their orchestral works performed. This indeter- minateness, however-including the indeterminateness that results from the in- ability of the ear, as Stockhausen has noted, to distinguish, much less imagine, each tone of a tone cluster-is built into determinateness as an element of it rather than that it encompasses the whole . In the jargon of musicians: You have to know exactly if something sounds, and only to a certain extent how it sounds. This leaves room for surprises , those that are desired as well as those that require cor- rection; what made its precocious appearance as l 'imprevu in Berlioz is a surprise not only for the listener but objectively as well; and yet the ear can anticipate it. In the experiment, the ego-alien must be respected as well as subjectively mas- tered: Only as something mastered does it bear witness to what has been liberated. The real source of the risk taken by all artworks, however, is not located in their level of contingency but rather in the fact that each one must follow the whippoor- will of objectivity immanent to it, without any guarantee that the productive forces-the spirit of the artist and his procedures - will be equal to that objectiv- ity. If such a guarantee did exist it would block the possibility of the new, which itself contributes to the objectivity and coherence of the work . What can, without
stirring up the musty odors of idealism, justly be called serious in art is the pathos of an objectivity that confronts the individual with what is more and other than he
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is in his historically imperative insufficiency. The risk taken by artworks partici- pates in their seriousness; it is the image of death in their own sphere. This seri- ousness is relativized, however, in that aesthetic autonomy remains external to suffering , of which the work is an image and from which the work draws its seri- ousness. The artwork is not only the echo of suffering, it diminishes it; form, the organon of its seriousness, is at the same time the organon of the neutralization of suffering. Art thereby falls into an unsolvable aporia. The demand for complete responsibility on the part of artworks increases the burden of their guilt; therefore this demand is to be set in counterpoint with the antithetical demand for irrespon- sibility . The latter is reminiscent of the element of play, without which there is no more possibility of art than of theory. As play, art seeks to absolve itself of the guilt of its semblance. Art is in any case irresponsible as delusion, as spleen, and without it there is no art whatsoever. The art of absolute responsibility terminates in sterility, whose breath can be felt on almost all consistently developed art- works; absolute irresponsibility degrades art to fun; a synthesis of responsibility and irresponsibility is precluded by the concept itself. Any relation to what was once thought of as the dignity of art-what Holderlin called that "noble, grave genius"14-has become ambivalent. True, in the face of the culture industry art maintains that dignity; it enrobes two measures of a Beethoven quartet snatched up from between the murky stream of hit tunes while tuning the radio dial. By contrast, modern art that laid claim to dignity would be pitilessly ideological. To
act dignified it would have to put on airs, strike a pose, claim to be other than what it can be . It is precisely its seriousness that compels modern art to lay aside preten- sions long since hopelessly compromised by the Wagnerian art religion . A solemn tone would condemn artworks to ridiculousness, just as would the gestures of grandeur and might. Certainly, without the subjective form-giving power art is not thinkable, yet this capacity has nothing to do with an artwork's achieving ex- pressive strength through its form. Even subjectively this strength is heavily com- promised, for art partakes of weakness no less than of strength. In the artwork the unconditional surrender of dignity can become an organon of its strength. Consider the strength it took for the rich and brilliant bourgeois heir, Verlaine, to let himself go, to sink so drastically in the world, to turn himself into the passively tumbling instrument of his poetry . To accuse him, as did Stefan Zweig, of having been a weakling, is not only petty but obtuse with regard to the variety of produc- tive artistic comportments: Without his weakness Verlaine would no more have been able to write his most beautiful works than to write those miserable verses he later marketed as rate.
To survive reality at its most extreme and grim, artworks that do not want to sell themselves as consolation must equate themselves with that reality. Radical art today is synonymous with dark art; its primary color is black. Much contemporary production is irrelevant because it takes no note of this and childishly delights in color. The ideal of blackness with regard to content is one of the deepest impulses
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of abstraction. It may well be that the current trifling with sound and color effects is a reaction to the impoverishment entailed by the ideal of black; perhaps art will one day be able to abolish this axiom without self-betrayal, which is what Brecht may have sensed when he wrote: "What times are these , when / to speak of trees is almost a crime / because it passes in silence over such infamy! "15 Art indicts superfluous poverty by voluntarily undergoing its own; but it indicts asceticism as well and cannot establish it as its own norm. Along with the impoverishment of means entailed by the ideal of blackness-if not by every sort of aesthetic Sachlichkeit-what is written, painted, and composed is also impoverished; the most advanced arts push this impoverishment to the brink of silence. That the world, which, as Baudelaire wrote,16 has lost its fragrance and since then its color, could have them restored by art strikes only the artless as possible. This further convulses the possibility of art, though without bringing it down . Incidentally , an early romantic artist, Schubert, who was later so widely exploited by the insis- tently happy, already felt compelled to ask if there were such a thing as happy music. The injustice committed by all cheerful art, especially by entertainment, is probably an injustice to the dead; to accumulated, speechless pain. Still, black art bears features that would, if they were definitive, set their seal on historical de- spair; to the extent that change is always still possible they too may be ephemeral. Theradically darkened art-established by the surrealists as black humor-which the aesthetic hedonism that survived the catastrophes defamed for the perversity of expecting that the dark should give something like pleasure, is in essence noth- ing but the postulate that art and a true consciousness of it can today find happi- ness only in the capacity of standing firm. This happiness illuminates the art- work's sensuous appearance from within. Just as in internally consistent artworks spirit is communicated even to the most recalcitrant phenomenon, effectively res- cuing it sensuously, ever since Baudelaire the dark has also offered sensuous en- ticement as the antithesis of the fraudulent sensuality of culture ' s facade . There is more joy in dissonance than in consonance: This metes outjustice, eye for eye, to hedonism. The caustic discordant moment, dynamically honed, is differentiated in itself as well as from the affirmative and becomes alluring; and this allure, scarcely less than revulsion for the imbecility of positive thinking draws modern art into a no-man's-land that is the plenipotentiary of a livable world. Schoenberg's Pierrot iunaire, that crystalline unity o f imaginary essence and a totality o f disso- nance, was the first to achieve this aspect of the modern. Negation may reverse into pleasure, not into affirmation.
Authentic art of the past that for the time being must remain veiled is not thereby sentenced. Great works wait. While their metaphysical meaning dissolves, some- thing of their truth content, however little it can be pinned down, does not; it is that whereby they remain eloquent. A liberated humanity would be able to inherit its historical legacy free of guilt. What was once true in an artwork and then dis- claimed by history is only able to disclose itself again when the conditions have
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changed on whose account that truth was invalidated: Aesthetic truth content and history are that deeply meshed. A reconciled reality and the restituted truth of the past could converge . What can still be experienced in the art of the past and is still attainable by interpretation is a directive toward this state. Nothing guarantees that it will ever be followed . Tradition is to be not abstractly negated but criticized without naIvete according to the current situation: Thus the present constitutes the past. Nothing is to be accepted unexamined just because it is available and was once held valuable; nor is anything to be dismissed because it belongs to the past; time alone provides no criterion. An incalculable store of what is past proves im- manently to be inadequate , though in its own time and for the consciousness of its own period this may not have been the case. It is the course of time that unmasks these deficiencies, yet they are objective in quality and not a matter of shifting taste. -Only the most advanced art of any period has any chance against the decay wrought by time. In the afterlife of works , however, qualitative differences become apparent that in no way coincide with the level of modernity achieved in their own periods. In the secret bellum omnium contra omnes that fills the history of art, the older modem may be victorious over the newer modem. This is not to say that someday what is par ordre du jour old-fashioned could prove superior and more enduring than the more advanced. Hopes for renaissances of Pfitzner and Sibelius, Carossa or Hans Thoma, say more about those who cherish the hope than about the enduring value of the works of such souls. But works can be actual- ized through historical development, through correspondance with later develop- ments: Names such as Gesualdo de Venosa, EI Greco, Turner, Buchner are all famous examples, not accidentally rediscovered after the break with continuous tradition. Even works that did not reach the technical standard of their periods, such as Mahler's early symphonies, communicate with later developments and indeed precisely by means of what separated them from their own time . Mahler's music is progressive just by its clumsy and at the same time objective refusal of the neo-romantic intoxication with sound, but this refusal was in its own time scan- dalous, modem perhaps in the same way as were the simplifications of van Gogh and the fauves vis-a-vis impressionism.
However true it is that art is no replica of the subject and that Hegel was right in his criticism of the popular idea that the artist must be more than his work-for not infrequently he is less, the empty husk ofwhat he objectivated in the work-it holds equally true that no artwork can succeed except to the degree that the sub- ject gives it shape from out of himself. It is not for the subject, as the organon of art, to overleap the process of divisive individuation that is imposed on him and not a matter of opinion or accidental consciousness. This situation therefore com- pels art-as something spiritual-to undergo subjective mediation in its objective constitution. The share of subjectivity in the artwork is itself a piece of objectiv- ity. Certainly the mimetic element that is indispensable to art i s , as regards its sub- stance , universal , but it cannot be reached other than by way of the inextinguish-
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ably idiosyncratic particular subject. Although art in its innermost essence is a comportment, it cannot be isolated from expression, and there is no expression without a subject. The transition to the discursively recognized universal by which the politically reflecting particular subject hopes to escape atomization and powerlessness is in the aesthetic sphere a desertion to heteronomy . If the artist's work is to reach beyond his own contingency, then he must in return pay the price that he, in contrast to the discursively thinking person, cannot transcend himself and the objectively established boundaries. Even if one day the atomistic structure of society itself were changed, art would not have to sacrifice its social idea-in essence whether a particular is even possible-to the socially universal: As long as the particular and the universal diverge there is no freedom. Rather, freedom would secure for the subject the right that today manifests itself exclusively in the idiosyncratic compulsions that artists must obey. Whoever resists the overwhelm- ing collective force in order to insist on the passage of art through the subject, need on no account at the same time think underneath the veil of subjectivism. Aesthetic autonomy encompasses what is collectively most advanced, what has escaped the spell. By virtue of its mimetic preindividual elements , every idiosyn- crasy lives from collective forces of which it is unconscious. The critical reflec- tion of the subject, however isolated that subject, stands watch that these forces do not provoke regression. Social reflection on aesthetics habitually neglects the con- cept of productive force . Yet deeply embedded in the technological processes this force is the subject, the subject congealed as technology . Productions that avoid it, that effectively want to make themselves technically autonomous , are obliged to correct themselves by way of the subject.
The rebellion of art against its false-intentional-spiritualization, Wedekind's for example in his program of a corporeal art, is itself a rebellion of spirit that, though it is not perpetually negative, does indeed negate itself)? Indeed, in the contemporary social situation spirit is present only by virtue of the principium individuationis. Collective labor is conceivable in art; the extinguishing of its im- manent subjectivity is not. Any change in this would depend on the total social consciousness having reached a level where it no longer conflicts with the most progressive consciousness, which today is exclusively that of the individual. In spite of the most subtle modifications, bourgeois idealist philosophy has been unable epistemologically to break through solipsism. For normal bourgeois con- sciousness the epistemology modeled on it was of no consequence . For this con- sciousness art appears necessary and directly "intersubjective. " This relation of epistemology and art should be reversed. The former has the ability through criti- cal self-reflection to destroy the spell of solipsism, whereas the subjective point of reference in art remains that which solipsism has merely feigned in reality. Art is the historicophilosophical truth of a solipsism that is untrue in-itself. In art there is no possible willful overcoming of the situation that philosophy has unjustly hypo- statized. Aesthetic semblance is what solipsism extra-aesthetically confuses with
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truth. By participating in this confusion, Lukacs's attack on radical modem art to- tally misses the point. He contaminates art with real or alleged solipsistic currents in philosophy. What appears identical, however, can now and again be fundamen- tally opposite. -A critical element of the mimetic taboo is directed against a tepid warmth that is increasingly supposed to pass for expression. Expressive impulses produce a type of contact in which conformism rejoices . This is the men- tality that has absorbed Berg's Wozzeck and reactionarily played it off against the Schoenberg School, which not a single measure of the opera disavows. The paradox of the situation is concentrated in Schoenberg's preface to Webern's Six Bagatelles for String Quartet, a work at the extreme limit of expressivity: Schoenberg praises it because, in his own words, it spurns animal warmth. All the same, the warmth has by now also been attributed to those works that rejected it for the sake of authentic expression. Valid art today is polarized into, on the one
hand, an unassuaged and inconsolable expressivity that rejects every last trace of conciliation and becomes autonomous construction; and, on the other, the expres- sionlessness of construction that expresses the dawning powerlessness of expres- sion . - The discussion of the taboo that weighs on subject and expression touches on a dialectic of maturity. Its Kantian postulate, that of emancipation from the spell of the infantile, holds not only for reason but equally for art. The history of modem art is that of a straining toward maturity as the organized and heightened aversion toward the childish in art, which becomes childish in the first place by the measure of a pragmatically narrow rationality. No less, however, does art rebel against precisely this form of rationality , which, in the relation of means and ends, forgets the ends and fetishizes the means as an end in itself. This irrational- ity in the principle of reason is unmasked by the avowedly rational irrationality of art, evident in its technical procedures. Art brings to light what is infantile in the ideal of being grown up. Immaturity via maturity is the prototype of play.
In modem art, metier is fundamentally different from traditional artisanal methods. Its concept indicates the totum of capacities through which the artist does justice to the conception of the work and precisely thereby severs the umbilical cord of tradition. All the same, the artist's metier never originates wholly out of a single work. No artist approaches his work with nothing but the eyes, ears, or linguistic capacity forjust it. The realization of a specific work always presupposes qualities gained beyond the spell of the work ' s specification; only dilettantes confuse orig- inality with tabula rasa. Although it appears to be merely subjective, the totum of forces invested in the work is the potential presence of the collective according to the level of the available productive forces: Windowless, it contains the monad. This is most strikingly evident in the critical corrections made by artists. In every improvement to which he is compelled, often enough in conflict with what he con- siders his primary impulse, the artist works as social agent, indifferent to society's own consciousness. He embodies the social forces of production without neces- sarily being bound by the censorship dictated by the relations of production,
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which he continually criticizes by following the rigors of his metier. In the many particular situations with which the work confronts its author there are always many available solutions, but the multiplicity of solutions is finite and surveyable as a whole. Metier sets boundaries against the bad infinity in works. It makes con- crete what, in the language of Hegel's Logic, might be called the abstract possi- bility of artworks. Therefore every authentic artist is obsessed with technical pro- cedures; the fetishism of means also has a legitimate aspect.
Art is not to be reduced to the unquestionable polarity of the mimetic and the con- structive, as if this were an invariant formula, for otherwise works of high quality would be obliged to strike a balance between the two principles. But what was fruitful in modern art was what gravitated toward one of the extremes , not what sought to mediate between them; those works that strove after both, in search of synthesis, were rewarded with a dubious consensus. The dialectic of these elements is similar to dialectical logic, in that each pole realizes itself only in the other, and not in some middle ground. Construction is not the corrective of ex- pression, nor does it serve as its guarantor by fulfilling the need for objectivation; rather, construction must conform to the mimetic impulses without planning , as it were; in this lies the superiority of Schoenberg'S Erwanung over a great many compositions that made that work into a principle that had for its part been one of construction; what survives of expressionism as something objective are those works that abstained from constructive organization. Similarly , construction can- not, as a form empty of human content, wait to be filled with expression. Rather, construction gains expression through coldness. Picasso's cubist works and their later transformations are, by virtue of asceticism against expression, far more ex- pressive than those works that were inspired by cubism but feared to lose expres- sion and became supplicant. This may lead the way beyond the debate over func- tionalism. The critique of Sachlichkeit as a form of reified consciousness must not smuggle in a laxness that would imagine that the reduction of the requirement of construction would result in the restoration of an allegedly free fantasy and thus of the element of expression. Functionalism today, prototypically in architecture, would need to push construction so far that it would win expression through the rejection of traditional and semitraditional forms. Great architecture gains its suprafunctional language when it works directly from its purposes, effectively an- nouncing them mimetically as the work's content. H. B. Scharoun's Philharmonic Hall in Berlin is beautiful because, in order to create the ideal spatial conditions for orchestral music, it assimilates itself to these conditions rather than borrowing from them. By expressing its purpose through the building, it transcends mere purposiveness though, incidentally, this transition is never guaranteed to purpo- sive forms. Neue Sachlichkeit's condemnation of expression and all mimesis as ornamental and superfluous, as arbitrary subjective garnishing, holds true only for construction provided with a veneer of expression, not for works of absolute ex- pression. Absolute expression would be objective, the object itself. The phenome-
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non of aura, which Benjamin described at once nostalgically and critically, has become bad wherever it is instituted and simulated; wherever works that in their production and reproduction oppose the hie et nunc are, like the commercial film, provided with the semblance of this immediacy. To be sure, this also damages the individually produced work when, seeking to preserve aura, it concocts unique- ness and thus springs to the aid of an ideology that regales itself with the well- individuated, as if in the administered world such still existed. On the other hand, conceived nondialectically the theory of aura lends itself to misuse. It becomes a slogan of the deaestheticization of art that is under way in the age of the tech- nical reproducibility of the artwork. Aura is not only-as Benjamin claimed-the here and now of the artwork, it is whatever goes beyond its factual givenness, its content; one cannot abolish it and still want art. Even demystified artworks are more than what is literally the case. 18 The "exhibition value" that, according to Benjamin, supplants "cult value" is an imago of the exchange process. Art that de- votes itself to its exhibition value is ruled by the exchange process in just the same way as the categories of socialist realism accommodate themselves to the status quo of the culture industry. The refusal by artworks to compromise becomes a cri- tique even of the idea of their inner coherence, their drossless perfection and inte- gration. Inner coherence shatters on what is superior to it, the truth of the content, which no longer finds satisfaction in expression-for expression recompenses helpless individuality with a deceptive importance -or in construction, for coher- ence is more than a mere analogy of the administered world. The utmost inte- gration is utmost semblance and this causes the former's reversal: Ever since Beethoven's last works those artists who pushed integration to an extreme have mobilized disintegration. The truth content of art, whose organon was integration, turns against art and in this turn art has its emphatic moments. Artists discover the compulsion toward disintegration in their own works, in the surplus of organization and regimen; it moves them to set aside the magic wand as does Shakespeare's Prospero, who is the poet's own voice.
However, the truth of such disintegration is achieved by way of nothing less than the triumph and guilt of integration. The category of the fragmentary-which has its locus here-is not to be confused with the category of contingent particularity: The fragment is that part of the totality of the work that opposes totality.
To say that art is not identical with the concept of beauty, but requires for its real- ization the concept of the ugly as its negation, is a platitude. Yet this does not amount to the annulment of the category of the ugly as a canon of prohibitions. This canon no longer forbids offenses against universal rules, but it debars viola- tions of the work's immanent consistency. The universality of this canon is noth- ing other than the primacy of the particular: There should no longer be anything that is not specific. The prohibition of the ugly has become an interdiction of
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whatever is not fonned hic et nunc, of the incompletely fonned, the raw. Disso- nance is the technical tenn for the reception through art of what aesthetics as well as naIvete calls ugly. Whatever it may be, the ugly must constitute, or be able to constitute, an element of art; a work by the Hegelian Karl Rosenkranz bears the title The Aesthetics of the Ugly. l Archaic art and then traditional art, especially since the fauns and sileni of Hellenism, abound in the portrayal of subjects that were considered ugly. In modern art the weight of this element increased to such a degree that a new quality emerged. According to traditional aesthetics , the ugly is that element that opposes the work's ruling law of fonn; it is integrated by that fonnal law and thereby confinns it, along with the power of subjective freedom in the artworK vis-a-vis the subject matter. This subject matter would indeed become beautiful in a higher sense through its function in the pictorial composition, for instance, or by its participation in the production of a dynamic equilibrium; for, according to a Hegelian topos, beauty is the result not of a simple equilibrium per se, but rather of the tension that results . Harmony that, as a mere result , denies the tensions that have entered into it, becomes something disturbing, false, and effec- tively dissonant. The harmonistic view of the ugly was voided in modern art, and something qualitatively new emerged. The anatomical horror in Rimbaud and Benn, the physically revolting and repellent in Beckett, the scatological traits of many contemporary dramas, have nothing in common with the rustic uncouthness of seventeenth-century Dutch paintings. Anal pleasure, and the pride of art at facilely being able to integrate it, abdicate; powerlessly the law of fonn capitu- lates to ugliness. That is how completely dynamic the category of the ugly is, and necessarily its counterimage, the category of the beautiful, is no less so. Both mock definitional fixation such as is imagined by that aesthetic whose nonns are, however indirectly, oriented by these categories. The statement that a devastated industrial landscape or a face defonned by a painting is just plain ugly may an-
swer spontaneously to the phenomenon but lacks the self-evidence it assumes. The impression o f the ugliness o f technology and industrial landscapes cannot be adequately explained in fonnal tenns, and aesthetically well-integrated functional fonns, in Adolf Loos's sense, would probably leave the impression of ugliness unchanged. The impression of ugliness stems from the principle of violence and destruction. The aims posited are unreconciled with what nature, however medi- ated it may be, wants to say on its own. In technique, violence toward nature is not reflected through artistic portrayal, but it is immediately apparent. It could be transfonned only by a reorientation of technical forces of production that would direct these forces not only according to desired aims but equally according to the nature that is to be technically fonned. After the abolition of scarcity , the libera- tion of the forces of production could extend into other dimensions than exclu- sively that of the quantitative growth of production. There are intimations of this when functional buildings are adapted to the fonns and contours of the landscape , as well as when building materials have originated from and been integrated into
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the surrounding landscape, as for instance with chateaux and castles. What is called a "cultural landscape" [Kulturlandschaft] is a beautiful model of this possi- bility. A rationality that embraced these motifs would be able to help heal the wounds that rationality inflicted. Even as bourgeois consciousness naIvely con- demns the ugliness of a tom-up industrial landscape, a relation is established that reveals a glimpse of the domination of nature , where nature shows humans its fa- cade of having yet to be mastered. This bourgeois indignation therefore is part of the ideology of domination . Ugliness would vanish if the relation of man to nature renounced its repressive character, which perpetuates - rather than being perpetu- ated by-the repression of man. The potential for this in a world laid waste by technique resides in a pacified technique, not in planned enclaves. There is noth- ing putatively ugly that would not be able through a transformation of its position in the work, freed from the culinary, to discard its ugliness. What appears ugly is in the first place what is historically older, what art rejected on its path toward autonomy, and what is therefore mediated in itself. The concept of the ugly may well have originated in the separation of art from its archaic phase: It marks the permanent return of the archaic, intertwined with the dialectic of enlightenment in which art participates. Archaic ugliness, the cannibalistically threatening cult masks and grimaces , was the substantive imitation of fear, which it disseminated around itself in expiation. As mythical fear diminished with the awakening of subjectivity, the traits of this fear fell subject to the taboo whose organon they were; they first became ugly vis-a. -vis the idea of reconciliation, which comes into the world with the subject and his nascent freedom. But the old images of terror persist in history, which has yet to redeem the promise of freedom, and in which the subject-as the agent of unfreedom-perpetuates the mythical spell, against which he rebels and to which he is subordinate. Nietzsche's dictum that all good things were once dreadful things, like Schellings' s insight into the terror of the be- ginning, may well have had their origins in the experience of art. The overthrown and recurrent content [Inhalt] is sublimated in imagination and form. Beauty is not the platonically pure beginning but rather something that originated in the re- nunciation of what was once feared , which only as a result of this renunciation- retrospectively, so to speak, according to its own telos-became the ugly. Beauty is the spell over the spell , which devolves upon it. The ambiguousness of the ugly results from the fact that the subject subsumes under the abstract and formal cate- gory of ugliness everything condemned by art: polymorphous sexuality as well as the violently mutilated and lethal. The perpetually recurring becomes that anti- thetical other without which art, according to its own concept, would not exist; ap- propriated through negation, this other-the antithesis to beauty, whose antithesis beauty was - gnaws away correctively on the affirmativeness of spiritualizing art . In the history of art, the dialectic of the ugly has drawn the category of the beauti- ful into itself as well; kitsch is, in this regard, the beautiful as the ugly, taboo in the name of that very beauty that it once was and that it now contradicts in the ab-
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sence of its own opposite . That, however , only formal definition may be given to the concept of the ugly, as well as to its positive correlate, is internally related to art's immanent process of enlightenment. For the more art is dominated through- out by subjectivity and must show itself to be irreconcilable with everything preestablished, the more that subjective reason-the fOnDal principle itself- becomes the canon of aesthetics. 2 This formal principle, obedient to subjective lawfulness regardless of what is other to it, and unshaken by its other, continues to give pleasure: In it SUbjectivity, unconscious of itself, enjoys the feeling of power. The aesthetic of pleasure, once free of crude materiality, coincides with mathe- matical relations in the artistic object, the most famous in the plastic arts being the golden mean , which has its musical correlative in the overtone relations of musi- cal consonance. The appropriate caption for all aesthetics of pleasure is the para- doxical title of Max Frisch's play about Don Juan: The Love ofGeometry. The formalism inherent in the concept of the ugly and the beautiful, as is acknowl- edged by Kant's aesthetics, a formalism against which artistic form is not im- mune, is the price art has to pay for raising itself above the domination of natural powers only in order to perpetuate them as domination over nature and human beings. Formalistic classicism commits an affront: Precisely the beauty that its concept glorifies is sullied by the manipulative, "composed" violence of its exem- plary works. All that is imposed and added secretly gives the lie to the harmony that domination undertakes to produce: Bindingness that is decreed remains arbi- trary. Although the formal character of the ugly and the beautiful cannot be retroactively annulled by any content aesthetics, its own content [lnhalt] can be determined. Precisely this is what gives it the weight that prevents the correction of the immanent abstractness of the beautiful by a clumsy surplus of material. Reconciliation as an act of violence, aesthetic formalism, and unreconciled life forms a triad.
The latent content [lnhalt] of the formal distinction between the ugly and the beautiful has its social aspect. The motive for the admission of the ugly was antifeudal: The peasants became a fit subject for art. Later, in Rimbaud, whose poems about mutilated corpses pursued this dimension even more relentlessly than did Baudelaire's "Martyr," the woman says, during the storming of the Tuileries: "I am scum,"3 that is: fourth estate, or lumpenproletariat. The repressed who sides with the revolution is, according to the standards of the beautiful life in an ugly society , uncouth and distorted by resentment, and he bears all the stigmas of degradation under the burden of unfree-moreover, manual-labor. Among the human rights of those who foot the bill for culture is one that is polemically di- rected against the affirmative , ideological totality : That the stigmas of degradation be dedicated to Mnemosyne in the form of an image . Art must take up the cause of what is proscribed as ugly, though no longer in order to integrate or mitigate it or to reconcile it with its own existence through humor that is more offensive than anything repulsive. Rather, in the ugly, art must denounce the world that creates
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and reproduces the ugly in its own image , even if in this too the possibility persists that sympathy with the degraded will reverse into concurrence with degradation. In the penchant of modem art for the nauseating and physically revolting-in objecting to which the apologists of the status quo can think of nothing more substantial than that the world is ugly enough as it is and art therefore should be responsible for idle beauty - the critical material motif shows through: In its autonomous forms art decries domination, even that which has been sublimated as a spiritual principle and stands witness for what domination repress"es and dis- avows. Even as semblance this materialistic motifs form remains what it had been external to that form: critical. Powerful aesthetic valeurs are liberated by social ugliness , as in the previously unimaginable blackness of the first part of Hannele 's Ascension. 4 The process is comparable to the introduction of negative magni- tudes: They retain their negativity in the continuum of the work. The status quo, by contrast, can only deal with this same material by swallowing hard at graphics of starving working-class children and other extreme images as documents of that beneficent heart that beats even in the face of the worst, thereby promising that it is not the worst. Art struggles against this kind of collusion by excluding through its language of form that remainder of affirmation maintained by social realism: This is the social element in radical formalism. The infiltration of the aesthetic by the moral-as for example Kant sought external to artworks in the sublime-is defamed by cultural apologists as degenerate. Art has struggled hard over the course of its development to establish its boundaries and so rarely fully respected them when defined as those of amusement, that any indication of the frailty of these boundaries , anything hybrid , provokes the strongest rejection . The aesthetic condemnation of the ugly is dependent on the inclination, verified by social psy- chology, to equate, justly, the ugly with the expression of suffering and, by pro- jecting it, to despise it. Hitler's empire put this theorem to the test, as it put the whole of bourgeois ideology to the test: The more torture went on in the base- ment, the more insistently they made sure that the roof rested on columns. Doc- trines of aesthetic invariance have the tendency to raise the reproach of degener-
acy. Yet the counterconcept of degeneracy is precisely that nature that doctrines of aesthetic invariance defame as degenerate. Art need not defend itself against the rebuke that it is degenerate; art meets this rebuke by refusing to affirm the mis- erable course of the world as the iron law of nature. However, because art has the power to harbor its own opposite without slackening its longing , indeed because it changes its longing into this power, the element of the ugly is bound up with art's spiritualization; George clear-sightedly recognized this in his preface to his trans- lation of Flowers of Evil. This is alluded to by the subtitle "Spleen and Ideal": Back of the word spleen is the obsession with what resists being formed, with the transformation of what is hostile to art into art's own agent, which thus extends art's concept beyond that of the ideal. The ugly serves this purpose in art. But ugliness and cruelty are not merely the subject matter of art. As Nietzsche knew,
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art's own gesture is cruel. In aesthetic forms, cruelty becomes imagination: Some- thing is excised from the living, from the body of language, from tones, from vi- sual experience . The purer the form and the higher the autonomy of the work s , the more cruel they are. Appeals for more humane art, for conformity to those who are its virtual public, regularly dilute the quality and weaken the law of form. What art in the broadest sense works with, it oppresses: This is the ritual of the domination of nature that lives on in play . It is the original sin of art as well as its permanent protest against morality, which revenges cruelty with cruelty. Yet those artworks succeed that rescue over into form something of the amorphous to which they ineluctably do violence. This alone is the reconciling aspect of form. The violence done to the material imitates the violence that issued from the mate- rial and that endures in its resistance to form. The SUbjective domination of the act of forming is not imposed on irrelevant materials but is read out of them; the cruelty of forming is mimesis of myth, with which it struggles. Greek genius expressed this idea, allegorizing it unconsciously: An early Doric relief from Selinunte, at the archaeological museum in Palermo, portrays Pegasus as having sprung from the blood of Medusa. If in modem artworks cruelty raises its head undisguised, it confirms the truth that in the face of the overwhelming force of reality art can no longer rely on its a priori ability to transform the dreadful into form. Cruelty is an element of art's critical reflection on itself; art despairs over the claim to power that it fulfills in being reconciled. Cruelty steps forward un- adorned from the artworks as soon as their own spell is broken. The mythical ter- ror of beauty extends into artworks as their irresistibility , a trait once attributed to Aphrodite Peithon. Just as during the Olympian stage the amorphous power of myth was concentrated in a single deity who subordinated the all and the many and retained its destructiveness, great artworks, as destructive works, have also retained the power to destroy in the authority of their success. Their radiance is dark; the beautiful permeates negativity, which appears to have mastered it. As if they feared that immortality would draw out their life blood, even the most seem- ingly neutral objects that art has sought to eternalize as beautiful radiate-entirely out of their materials-hardness, unassirnilability, indeed ugliness. The formal category of resistance, requisite of an artwork if it is not to sink to that level of empty play dismissed by Hegel, introduces the cruelty of method even into art- works of happy periods such as that of impressionism. Likewise, the sujets around which the movement developed its greatest works are rarely those of a strictly peaceful nature but have scattered throughout fragments of civilization that the peinture blissfully seeks to incorporate .
If one originated in the other, it is beauty that originated in the ugly , and not the re- verse. However, putting the concept of beauty on the Index-as many psycholo- gies have done with the concept of the soul and many sociologies with that of society - would amount to resignation on the part of aesthetics . The definition of aesthetics as the theory of the beautiful is so unfruitful because the formal charac-
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ter of the concept of beauty is inadequate to the full content [Inhalt] of the aes- thetic . If aesthetics were nothing but a systematic catalogue of whatever is called beautiful, it would give no idea of the life that transpires in the concept of beauty . In terms of the intention of aesthetic reflection, the concept of beauty is but one element . The idea of beauty draws attention to something essential to art without, however, articulating it directly . If artifacts were not in various ways judged to be beautiful the interest in them would be incomprehensible and blind, and no one - neither artist nor beholder-would have reason to make that exodus from the sphere of practical aims , those of self-preservation and pleasure , that art requires by virtue of its constitution. Hegel arrests the aesthetic dialectic by his static defi- nition of the beautiful as the sensual appearance of the idea. The beautiful is no more to be defined than its concept can be dispensed with, a strict antinomy . If it dispensed with categories, aesthetics would be no more than a hermetic historico- relativistic description of what beauty has signified in various societies and styles; any distillation of common characteristics would be no better than a parody and would be confounded by any new example. The fatal universality of the concept of beauty is, however, not contingent. The transition to the primacy of form codi- fied by the category of the beautiful inherently tends toward that formalism-the convergence of the aesthetic object with the most universal subjective determina- tions -from which the concept of beauty suffers. Nothing would be achieved by setting up a material essence over and against formal beauty: The principle, as something that became what it is, must be grasped in terms of its dynamic, and to this extent substantively. The image of beauty as that of a single and differentiated something originates with the emancipation from the fear of the overpowering wholeness and undifferentiatedness of nature. The shudder in the face of this is rescued by beauty into itself by making itself impervious to the immediately exis- tent; beauty establishes a sphere of untouchability; works become beautiful by the force of their opposition to what simply exists. Of that on which it was active the aesthetically forming spirit allowed entry only to what resembled it, what it under- stood, or what it hoped to make like itself. This was a process of formalization; therefore beauty is, in terms of its historical tendency, formal. The reduction that beauty imposes on the terrifying, over and out of which beauty raises itself and which it banishes from itself as from a sacred temple, has - in the face of the terri- fying-something powerless about it. For the terrifying digs in on the perimeter
like the enemy in front of the walls of the beleaguered city and starves it out. If beauty is not to fail its own telos , it must work against its enemy even if this strug- gle is contrary to its own tendency. The history of the Hellenic spirit discerned by Nietzsche is unforgettable because it followed through and presented the histori- cal process between myth and genius. The archaic giants reclining in one of the temples of Agrigento are no more rudiments than are the demons of Attic drama. Form requires them if it is not to capitulate to myth, which persists in it so long as form merely rejects it. In all subsequent art of any import this counterelement to
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beauty is maintained and transfonned. This occurred already in Euripedes' dra- mas, where the horror of mythical violence redounds to the unblemished divini- ties, the Olympian consorts of beauty. who are in tum decried as demons; after- ward Epicurean philosophy wanted to free consciousness from this horror of the gods. Since, however. the images of a terrifying nature have from the outset mollified those gods mimetically, the archaic grimaces, monsters, and minotaurs already assume a human likeness. Orderly reason already governs these mixed creatures; natural history did not allow their kind to survive. They are frightening because they warn of the fragility of human identity . but they are not chaotic be- cause threat and order are intertwined in them. In the repetitive rhythms of primi- tive music the menacing aspect originates in the principle of order itself. In this principle the antithesis to the archaic is implicit as the play of forces of the beauti- ful single whole; the qualitative leap of art is a smallest transition. s By virtue of this dialectic the image of the beautiful is metamorphosed into the movement of enlightenment as a whole. The law of the fonnalization of beauty was a moment of balance that was progressively destroyed by its relation to its contrary, which the identity of the beautiful hopelessly tries to hold at bay. Terror itself peers out of the eyes of beauty as the coercion that emanates from fonn; the concept of the blinding glare of beauty articulates this experience. The irresistibility of the beau- tiful, a sublimation of sexuality that extends into the highest artworks, is exerted by their purity, their distance from materiality and any concern with effect. This irresistibility becomes content [Inhalt] . With all the ambivalence of triumph , what subjugates expression-the formal character of beauty-is transfonned into ex- pression, in which what is menacing in the domination of nature is wed with a longing for the vanquished. a longing stirred by domination. But it is the expres- sion of suffering under subjugation and subjugation's vanishing point, death. The affinity of all beauty with death has its nexus in the idea of pure fonn that art im- poses on the diversity of the living and that is extinguished in it. In serene beauty its recalcitrant other would be completely pacified, and such aesthetic reconcilia- tion is fatal for the extra-aesthetic. That is the melancholy of art. It achieves an unreal reconciliation at the price of real reconciliation. All that art can do is grieve for the sacrifice it makes , which , in its powerlessness, art itself is . Beauty not only speaks like a messenger of death - as does Wagner' s Valkyrie to Siegmund - but in its own process it assimilates itself to death. The course toward the artwork's integration, identical with the development of its autonomy. is the death of the particular elements in the whole. What compels the artwork to go beyond itself, beyond its own particularity, seeks its own demise, the quintessence of which is the totality of the work. If the idea of artworks is eternal life, they can attain this only by annihilating everything living within their domain: This too inheres in their expression . It is the expression of the demise of the whole, just as the whole speaks of the demise of expression. In the impulse of every particular element of an artwork toward integration, the disintegrative impulse of nature secretly mani-
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fests itself. The more integrated artworks are, the more what constitutes them disintegrates in them. To this extent their success is their decomposition and that lends them their fathornlessness. Decomposition at the same time releases the immanent counterforce of art, its centrifugal force. -Ever less is the beautiful achieved in a particular, purified form; beauty is shifted to the dynamic totality of the work and thus, through heightened emancipation from the particularity, ad- vances formalization at the same time that it melds particularity with the diffuse. By virtue of the fact that the reciprocal relations operative in art in the image actu- ally break through the cycle of guilt and atonement in which art participates, that reciprocity reveals something of a condition beyond myth. The reciprocity trans- poses the cycle of guilt into the image, which reflects it and thereby transcends it. Loyalty to the image of beauty results in an idiosyncratic reaction against it. This loyalty demands tension and ultimately turns against its resolution. The loss of tension , an insignificance of the relation of parts to the whole , is the strongest ob- jection to be made against much contemporary art. Yet the abstract demand for tension would itself be mediocre and artificial: The concept of tension applies to what is always under tension, namely form and its other, which is represented in the work by the particularities. Once however the beautiful, as homeostasis of tension, is transferred to the totality, beauty is drawn into the vortex. For totality, the coherence of the parts in a unity, requires or presupposes in some regard the substantiality of the elements and indeed to a degree greater than in older art, in which tension remained much more latent beneath established idioms. Because totality ultimately engorges tension and makes itself fit for ideology, homeostasis itself is annulled: This is the crisis of the beautiful and of art, and here the efforts of the last twenty years may converge. But even here the idea of the beautiful prevails, which must exclude everything heterogeneous to it, the conventionally established , all traces of reification. Indeed, it is for the sake of the beautiful that there is no longer beauty: because it is no longer beautiful. What can only appear negatively mocks a resolution that it recognizes as false and which therefore debases the idea of the beautiful. Beauty's aversion to the overly smooth, the pat mathematical solution , which has compromised art with the lie throughout its his- tory , becomes an aversion to any resultant , without which art can be conceived no more than it can be without the tensions out of which it emerges. The prospect of the rejection of art for the sake of art is foreseeable. It is intimated by those art- works that fall silent or disappear. Even socially they are correct consciousness: Rather no art than socialist realism.
Art is a refuge for mimetic comportment. In art the subjeCt exposes itself, at vari- ous levels of autonomy, to its other, separated from it and yet not altogether sepa- rated. Art's disavowal of magical practices-its antecedents-implies partici- pation in rationality. That art, something mimetic, is possible in the midst of rationality, and that it employs its means, is a response to the faulty irrationality of the rational world as an overadministered world . For the aim of all rationality -
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the quintessence of the means for dominating nature-would have to be some- thing other than means, hence something not rational. Capitalist society hides and disavows precisely this irrationality, and in contrast to this, art represents truth in a double sense: It maintains the image of its aim, which has been obscured by rationality, and it convicts the status quo of its irrationality and absurdity. The re- linquishment of the delusion of the unmediated intervention of spirit , which inter- mittently and insatiably recurs in the history of humanity, establishes a prohi- bition against recollection's employing art to tum unmediatedly toward nature. Only separation can countermand separation . This at once strengthens and excul- pates the rational element in art because it resists real domination, even though, as ideology, this element is ever and again bound up with domination. To speak of "the magic of art" is trite because art is allergic to any relapses into magic. Art is a stage in the process of what Max Weber called the disenchantment of the world, and it is entwined with rationalization; this is the source of all of art's means and methods of production; technique that disparages its ideology inheres in this ide- ology as much as it threatens it because art's magical heritage stubbornly per- sisted throughout art's transformations. Yet art mobilizes technique in an opposite direction than does domination. The sentimentality and debility of almost the whole tradition of aesthetic thought is that it has suppressed the dialectic of ratio- nality and mimesis immanent to art. This persists in the astonishment over the technical work of art as if it had fallen from heaven: The two points of view are actually complementary. Nevertheless, the cliche about the magic of art has something true about it. The survival of mimesis, the nonconceptual affinity of the subjectively produced with its unposited other, defines art as a form of knowledge and to that extent as "rational. " For that to which the mimetic comportment responds is the telos of knowledge, which art simultaneously blocks with its own categories. Art completes knowledge with what is excluded from knowledge and thereby once again impairs its character as knowledge , its univocity . Art threatens to be pulled apart because magic, which art secularizes, actually refuses this process, while in the midst of secularization the essence of magic sinks to the level of a mythological vestige, to superstition. What today emerges as the crisis of art, as its new quality, is as old as art's concept. How an artwork deals with this antinomy determines its possibility and quality. Art cannot fulfill its concept. This strikes each and every one of its works, even the highest, with an ineluctable imperfectness that repudiates the idea of perfection toward which artworks must aspire . Unreflected, perfectly logical enlightenment would have to discard art just as the prosaic pragmatist in fact does.