He thus applies to human behavior an
analytic
psychology related to that of the French seventeenth century.
Sartre-Jean-Paul-What-is-literature¿-Introducing-Les-Temps-modernes-The-nationalization-of-literature-Black-orpheus
Since the writer has no way of escaping, we want him to embrace his era--tightly.
It is his only chance; it was made for him and he was made for it.
We regret Balzac's indifference toward the revolutionary days of '48; we regret Flaubert's panicky incomprehension when confronted with the Commune.
We regret themfor.
them: those events are something that they missed out on forever.
We don't want to miss out on anything of our time.
There may be better ones, but this one is ours: we have only this life to live, amid this war, and perhaps this revolution.
Let it not be concluded from this that we are preaching a variety of populism: quite the contrary.
Populism is an offspring of the very old, the sad scion of the last Realists; it is yet another attempt to remove one's stakes from the board.
We are convinced, on the contrary, that one cannot remove one's stakes from the board.
Even if we were as deaf and dumb as pebbles, our very passivity would be an action.
The abstention of whoever wanted to devote his life to writing novels about the Hittites would in itself constitute taking a position. The writer is situated in his time; every word he utters has reverberations. As does his silence. I hold Flaubert and the Goncourts responsible for the repression that followed the Commune because they didn't write a line to prevent it. Some will object that this wasn't their business. But was the Calas trial Voltaire's business? Was Dreyfus's sentence Zola's business? Was the administration of the Congo Gide's business? Each of those authors, at a particular time in his life, took stock of his responsibility as a writer. The Occupation taught us ours. Since we act upon
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our time by virtue of our very existence, we decide that our action will be voluntary. Even then, it must be specified: it is not uncommon for a writer to be concerned, in his modest way, with preparing the future. But there is a vague, conceptual future which concerns humanity in its entirety and on which we have no particular light to shed: Will history have an end? Will the sun be extinguished? What will be the condition of man in the socialist regime of the year 3,000? We leave such reveries to futurist novelists. It is the future of our time that must be the object of our concern: a limited future barely distinguishable from it-- for an era, like a man, is first of all a future. It is composed of its ongoing efforts, its enterprises, its more or less long-term projects, its revolts, its struggles, its hopes: When will the war end? How will the country be rebuilt? How will international relations be organized? What social reforms will take place? Will the forces of reaction triumph? Will there be a revolution, and if so what will it be? That future we make our own; we don't want any other. No doubt some authors have concerns which are less contem- porary, and visions which are less short-sighted. They move through our midst as though they were not there. Where indeed are they? With their grandnephews, they turn
around to judge that bygone age which was ours and whose sole survivors they are. But they have miscalculated: post- humous glory is always based on a misunderstanding. What do they know of those nephews who will come fish them out of our midst! Immortality is a terrible alibi: it is not easy to live with one foot in the grave and another beyond it. How might one expedite current business if one saw it from such a distance? How might one grow excited over a battle, or enjoy a victory? Everything is equivalent. They look at us without seeing us: in their eyes we are already dead, and they return to the novel they are writing for men they will never see. They have allowed their lives to be stolen from them by immortality. We write for our contemporaries; we want to behold our world not with future eyes--which would be the surest means of killing it--but with our eyes
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of flesh, our real, perishable eyes. We don't want to win our case on appeal, and we will have nothing to do with any posthumous rehabilitation. Right here in our own lifetime is when and where our cases will be won or lost.
We are not, however, thinking of instituting a literary relativism. We have little taste for the purely historical. Besides, does the purely historical exist anywhere but in the manuals of Monsieur Seignobos? Each age discovers an aspect of the human condition; in every era man chooses himself in confrontation with other individuals, love, death, the world; and when adversaries clash on the subject of disarming the FFI or the help to be given the Spanish Republicans, it is that metaphysical choice, that singular and absolute project which is at stake. * Thus, by taking part in the singularity of our era, we ultimately make contact with the eternal, and it is our task as writers to allow the eternal values implicit in such social or political debates to be perceived. But we don't care to seek them out in some intelligible heaven: they are of interest only in their contemporary guise. Far from being relativists, we proclaim that man is an absolute. But he is such in his time, in his surroundings, on his parcel of earth. What is absolute, what a thousand years of history cannot destroy is that irreplace- able, incomparable decision which he makes at this moment
concerning these circumstances. What is absolute is Descartes, the man who escapes us because he is dead, who lived in his time, who thought it through day by day with the means available to him, who formed his doctrine on the basis of a certain state of the sciences, who knew Gassendi, Caterus, and Mersenne, who in his childhood loved a girl who was cross-eyed, who waged war and impregnated a servant-girl, who attacked not the principle of authority in general but precisely the authority of Aristotle, and who emerges in his time, unarmed but unvanquished, like a milestone. What is relative is Cartesianism, that errant
* The Forces Franc? aises de l'Inte? rieur (FFI) were the combined under- ground paramilitary forces of the Resistance. --Translator.
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philosophy, which is trotted out from century to century and in which everyone finds what he puts into it. It is not by running after immortality that we will make ourselves eternal; we will become absolutes not because we have allowed our writings to reflect a few emaciated principles (which are sufficiently empty and null to make the transition from one century to the next), but because we will have fought passionately within our own era, because we will have loved it passionately and accepted that we would perish entirely along with it.
In summary, our intention is to help effect certain changes in the Society that surrounds us. By which we do not mean changes within people's souls: we are happy to leave the direction of souls to those authors catering to a rather specialized clientele. As for us, who without being materialists have never distinguished soul from body and who know only one indivisible reality--human reality--we align ourselves on the side of those who want to change simultaneously the social condition of man and the concept he has of himself. Consequently, concerning the political and social events to come, our journal will take a position in each case. It will not do so politically--that is, in the service of a particular party--but it will attempt to sort out the conception of man that inspires each one of the conflicting theses, and will give its opinion in conformity with the conception it maintains. If we are able to live up to what we promise, if we succeed in persuading a few readers to share our views, we will not indulge in any exaggerated pride; we will simply congratulate ourselves for having rediscovered a
good professional conscience, and for literature's having become again--at least for us--what it should never have stopped being: a social function.
Yet, some will ask, what is that conception of man that you pretend to reveal to us? We respond that it can be found on every street corner, and that we claim not to have discovered it but only to have brought it into better focus. I shall call this conception "totalitarian. " But since the word may seem unfortunate, since it has been
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used to designate not the human individual but an oppressive and antidemocratic type of state, a few explana- tions are called for.
The bourgeoisie, it seems to me, may be defined intel- lectually by the use it makes of the analytic mode, whose initial postulate is that composite realities must necessarily be reducible to an arrangement of simple elements. In its hands, that postulate was once an offensive weapon allowing it to dismantle the bastions of the Old Regime. Everything was analyzed; in a single gesture, air and water were reduced to their elements, mind to the sum of impressions compos- ing it, society to the sum total of individuals it comprised. Groups disappeared; they were no more than abstract agglomerations due to random combinations. Reality with- drew to the ultimate terms of the decomposition. The latter indeed--and such is the second postulate of analysis-- retain unalterably their essential properties, whether they enter into a compound or exist in a free state. There was an immutable nature of oxygen, of hydrogen, or nitrogen, and of the elementary impressions composing our mind; there was an immutable human nature. Man was man the way a circle is a circle: once and for all. The individual, be he transported to the throne or plunged into misery, remained
fundamentally identical to himself because he was conceived on the model of the oxygen atom, which can combine with hydrogen to produce water, or with nitrogen to produce air, without its internal structure being changed. Those princi- ples presided over the Declaration of the Rights of Man. In society as conceived by the analytic cast of mind, the individual, a solid and indivisible participle, the vehicle of human nature, resides like a pea in a can of peas: he is round, closed in on himself, uncommunicative. All men are equal, by which it should be understood that they all participate equally in the essence of man. All men are brothers: fraternity is a passive bond among distinct mole- cules, which takes the place of an active or class-bound solidarity that the analytic cast of mind cannot even imagine. It is an entirely extrinsic and purely sentimental
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relation which masks the simple juxtaposition of individuals in analytic society. All men are free--free to be men, it goes without saying. Which means that political action ought to be strictly negative. A politically active individual has no need to forge human nature; it is enough for him to eliminate the obstacles that might prevent him from blossoming. Thus it was that, intent on destroying divine right, the rights of birth and blood, the right of primogen- iture, all those rights based on the notion that there are differences in men's natures, the bourgeoisie confused its own cause with that of analysis and constructed for its use the myth of the universal. Unlike today's revolutionaries, they were able to achieve their goals only by abdicating their class consciousness: the members of the Third Estate at the Constituent Assembly were bourgeois precisely to the extent that they considered themselves to be simply men.
A hundred and fifty years later, the analytic cast of mind remains the official doctrine of bourgeois democracies, with the difference that is has now become a defensive weapon. It is entirely in the interest of the bourgeoisie to blind itself to the existence of classes even as it formerly failed to perceive the synthetic reality of the institutions of the Old Regime. It persists in seeing no more than men, in proclaiming the identity of human nature in every diverse situation; but it is against the proletariat that it makes that proclamation. A worker, for the bourgeoisie, is first of all a man--a man like any other. If the Constitution grants that man the right to vote and freedom of expression, he displays his human nature as fully as does a bourgeois. A certain polemical tradition has too often presented the bourgeois as a calcu- lating drone whose sole concern is to defend his privileges. In fact, though, one constitutes oneself as a bourgeois by choosing, once and for all, a certain analytic perspective on the world which one attempts to foist on all men and which excludes the perception of collective realities. To that extent, the bourgeois defense is in a sense permanent, and is indistinguishable from the bourgeoisie itself. But it is not revealed in sordid calculations; within the world that the
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bourgeoisie has constructed, there is room for carefreeness, altruism, and even generosity--except that the good deeds of the bourgeois are individual acts addressed to universal human nature insofar as it is incarnated in an individual. In this sense, they are about as effective as a skillful piece of propaganda, since the beneficiary of the good deeds is obliged to receive them on the terms on which they are offered--that is, by thinking of himself as an isolated human being confronting another human being. Bourgeois charity sustains the myth of fraternity.
But there is another form of propaganda which is of more specific interest to us, since we are writers, and writers have turned themselves into its unwitting agents. The legend of the irresponsibility of the poet, which we were criticizing a while ago, derives its origin from the analytic cast of mind. Since bourgeois authors themselves think of themselves as peas in a can, the solidarity binding them to other men seems strictly mechanical to them--a matter, that is, of mere juxtaposition. Even if they have an exalted sense of their literary mission, they think they have done enough once they have described their own nature or that of their friends: since all men are made the same, they will have rendered a service to all by teaching each man about himself. And since the initial postulate from which they speak is the primacy of analysis, it seems quite simple to make use of the analytic method in order to attain self-knowledge. Such is the origin
of intellectualist psychology, whose most polished exemplar we find in the works of Proust. As a pederast, Proust thought he could make use of his homosexual experience in depicting Swann's love for Odette; as a bourgeois, he presents the sentiments of a rich and idle bourgeois for a kept woman as the prototype of love, the reason being that he believes in the existence of universal passions whose mechanism does not vary substantially when there is a change in the sexual characteristics, social condition, nation, or era of the individuals experiencing them. Having thus "isolated" those immutable emotions, he can attempt to reduce them, in turn, to elementary particles. Faithful to
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the postulates of the analytic cast of mind, he does not even imagine that there might be a dialectic of feelings--he imagines only a mechanics. Thus does social atomism, the entrenched outpost of the contemporary bourgeoisie, entail psychological atomism. Proust chose himself to be a bour- geois. He made himself into an accomplice of bourgeois propaganda, since his work contributes to the dissemination of the myth of human nature.
We are convinced that the analytic spirit has had its day and that its sole function at present is to confuse revolu- tionary consciousness and to isolate men for the benefit of the privileged classes. We no longer believe in Proust's intellectualist psychology, and we regard it as nefarious. Since we have chosen as an example his analysis of the passion of love, we shall no doubt contribute to the reader's enlightenment by mentioning the essential points on which we are totally at odds with him.
First of all, we do not accept a priori the idea that romantic love is a constitutive affect of the human mind. It may well be the case, as Denis de Rougemont has suggested, that it originated historically as a correlate of Christian ideology. More generally, we are of the opinion that a feeling always expresses a specific way of life and a specific conception of the world that are shared by an entire class or an entire era, and that its evolution is not the effect of some unspecified internal mechanism but of those historical and social factors.
Second, we cannot accept the idea that a human emotion is composed of molecular elements that may be juxtaposed without modifying each other. We regard it not as a well-constructed machine but as an organized form. The possibility of undertaking an analysis of love seems incon- ceivable to us, because the development of that feeling, like that of all others, is dialectical.
Third, we refuse to believe that the love felt by a homosexual offers the same characteristics as that felt by a heterosexual. The secretive and forbidden character of the former, its Black Mass side, the existence of a homosexual
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freemasonry, and that damnation toward which the homo- sexual is aware of dragging his partner are all elements that seem to us to exercise an influence on the feeling in its entirety and even in the very details of its evolution. We maintain that the various sentiments of an individual are not juxtaposed, but that there is a synthetic unity of one's affectivity and that every individual moves within an affective world specifically his own.
Fourth, we deny that the origin, class, environment, and nation of an individual are simple accessories of his emo- tional life. It seems to us, on the contrary, that every affect--like, for that matter, every other form of psychical life--manifests his social situation. A worker who receives a salary, who does not own the instruments of his craft, whose work isolates him from material reality, and who defends himself from oppression by becoming aware of his class can in no way feel the same way as does a bourgeois of analytic propensities, whose profession puts him into relations of
politesse with other members of his class.
Thus do we have recourse, against the spirit of analysis,
to a synthetic conception of reality whose principle is that a whole, whatever it may be, is different in nature from the sum of its parts. For us, what men have in common is not a nature but a metaphysical condition--by which we mean the totality of constraints that limit them a priori, the necessity of being born and dying, that ofbeing finite and of existing in the world among other men. In addition, they constitute indivisible totalities whose ideas, moods, and acts are secondary, dependent structures and whose essential characteristic lies in being situated, and they differ from each other even as their situations differ in relation to each other. The unity of those signifying wholes is the meaning which they manifest. Whether writing or working on an assembly line, whether choosing a wife or a tie, a man constantly manifests . . . He manifests his professional surroundings, his family, his class, and ultimately (since he is situated in relation to the world in its entirety) the world itself. A man is the whole earth. He is everywhere present,
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everywhere active. He is responsible for all, and his destiny is played out everywhere--Paris, Potsdam, Vladivostok. We adhere to these views because to us they seem true, because to us they seem socially useful at the present time, and because to us a majority of people seem to intuit them in their thinking and indeed to call them forth. We would like our journal to contribute in a modest way to the elaboration of a synthetic anthropology. But it is not, we repeat, simply a question of effecting an advance in the domain of pure knowledge: the more distant goal we are aiming at is a liberation. Since man is a totality, it is indeed not enough to grant him the right to vote without dealing with the other factors that constitute him. He must free himself totally--that is, make himself other, by acting on his biological constitution as well as on his economic condition, on his sexual complexes as well as on the political terms of his situation.
This synthetic perspective, however, presents some grave dangers. If the individual is the result of an arbitrary selection effected by the analytic cast of mind, doesn't one run the risk, in breaking with analytic conceptions, of substituting the domination of collective consciousness for the domination of the person? The spirit of synthesis cannot be apportioned its mere share: no sooner is he glimpsed than man as a totality would be submerged by his class. Only the class exists, and it alone must be delivered. But, it will be objected, in liberating a class is one necessarily freeing the men it comprises? Not necessarily. Would the triumph of Hitler's Germany have been the triumph of every German? Where, moreover, would the synthesis stop? Tomorrow we may be told that the class is a secondary structure dependent on a larger totality which will be, say, the nation. The great attraction which Nazism exercised on certain minds of the left undoubtedly came from the fact that it pressed the totalitarian conception to the absolute. Its theoreticians also denounced the ill effects of analysis, the abstract character of democratic freedoms; its propaganda also promised to forge a new man and retained the words "revolution" and
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"liberation. " Except that for a class-proletariat a proletariat of nations was substituted. Individuals were reduced to mere dependent functions of their class, classes to mere functions of their nation, nations to mere functions of the European continent. If, in occupied countries, the entire working class rose up against the invader, it was undoubt- edly because it felt wounded in its revolutionary aspirations, but also because it felt an invincible repugnance to allowing the individual to be dissolved in the collectivity.
Thus does the contemporary mind appear divided by an antinomy. Those who value above all the dignity of the human being, his freedom, his inalienable rights, are as a result inclined to think in accordance with the analytic cast of mind, which conceives of individuals outside their actual conditions of existence, which endows them with an un- changing, abstract nature, and which isolates them and blinds itself to their solidarity. Those who have profoundly understood that man is rooted in the collectivity and who want to affirm the importance of historical, technical, and economic factors are inclined toward the synthetic mode, which, blind to individuals, has eyes only for groups. This antinomy may be perceived, for example, in the widely held belief that socialism is diametrically opposed to individual freedom. Thus, those holding fast to the autonomy of the individual would be trapped in a capitalist liberalism whose nefarious consequences are clear; those calling for a socialist organization of the economy would be requesting it of an unspecified totalitarian authoritarianism. The current mal-
aise springs from the fact that no one can accept the extreme consequences of these principles: there is a "synthetic" component to be found in democrats of good will, and there is an "analytic" component in socialists. Recall, for instance, what the Radical Party was in France. One of its theoreti- cians wrote a book entitled The Citizen versus the Powers That Be* The title sufficiently indicates how he envisaged politics: everything would be better if the isolated citizen,
* Alain published Le Citoyen contre les pouvoirs in 1926. Translator.
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the molecular representative of human nature, controlled those he elected and, if need be, exercised his own judgment against them. But the Radicals, precisely, could not avoid acknowledging their own failure. In 1939 the great party had no will, no program, no ideology; it was sinking into the depths of opportunism, because it was intent on solving politically problems that were not amenable to a political solution. The best minds were astonished. If man was a political animal, how could it be that in granting him political freedom his fate had not been settled once and for all? How could it be that the unhampered interaction of parliamentary institutions had not succeeded in eliminating poverty, unemployment, and oppression by monopolies? How could it be that a class struggle had emerged on the far side of the fraternal competition between parties? One would not have to push things much further to perceive the limits of the analytic cast of mind. The fact that the Radicals consistently sought an alliance of leftist parties
clearly indicates the direction in which their sympathies and confused aspirations were taking them, but they lacked the intellectual technique that would have allowed them not only to solve but even to formulate the problems they intuited obscurely.
In the other camp, there is no less perplexity. The working class has made itself heir to the traditions of democracy. It is in the name of democracy that it demands its liberation. Now the democratic ideal, as we have seen, has manifested itself historically in the form of a social contract among free indi- viduals. Thus do the analytic demands of Rousseau frequently interfere in many minds with the synthetic demands of Marxism. Moreover, the worker's technical training develops his analytic propensities. Similar in that regard to the sci- entist, he would resolve the problems of matter by way of analysis. Should he turn toward human realities, he will tend, in order to understand them, to appeal to the same reasoning that has served him in his work.
He thus applies to human behavior an analytic psychology related to that of the French seventeenth century.
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The simultaneous existence of those two modes of expla- nation reveals a certain uncertainty. The perpetual recourse to the phrase "as though . . . " indicates sufficiently that Marxism does not yet have at its disposal a synthetic psychology adequate to its totalitarian conception of classes.
Insofar as we are concerned, we refuse to let ourselves be torn between thesis and antithesis. We can easily conceive that a man, although totally conditioned by his situation, can be a center of irreducible indeterminacy. The window of unpredictability that stands out within the social domain is what we call freedom, and a person is nothing other than his freedom. This freedom ought not to be envisaged as a metaphysical endowment of human "nature. " Neither is it a license to do whatever one wants, or some unspecified internal refuge that would remain to us even in our chains. One does not do whatever one wants, and yet one is responsible for what one is: such are the facts. Man, who may be explained simultaneously by so many causes, is nevertheless alone in bearing the burden of himself. In this sense, freedom might appear to be a curse; it is a curse. But it is also the sole source of human greatness. On this score, the Marxists will agree with us in spirit, if not in letter, since as far as I know they are not reluctant to issue moral condemnations. What remains is to explain it--but this is the philosophers' business, not ours. We would merely
observe that if society constitutes the individual, the individual, through a reversal analogous to the one Auguste Comte termed "the transition of subjectivity," constitutes society. Without its future, society is no more than an accumulation of raw data, but its future is nothing other than the self-projection beyond the status quo of the millions of men composing it. Man is no more than a situation; a worker is not free to think and feel like a bourgeois. But for that situation to be a man^ an integral man, it must be lived and transcended toward a specific aim. In itself, it remains a matter of indifference to the extent that a human freedom does not charge it with a specific sense. It is neither tolerable nor unbearable, insofar
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as a human freedom neither resigns itself to it nor rebels against it--that is, insofar as a man does not choose himself within it, by choosing its meaning. And it is only then, within this free choice, that the freedom becomes a deter- minant, because it is overdetermined. No, a worker cannot live like a bourgeois. In today's social organization, he is forced to undergo to the limit his condition as an employee. No escape is possible; there is no recourse against it. But a man does not exist in the same way that a tree or a pebble does: he must make himself a worker. Though he is com- pletely conditioned by his class, his salary, the nature of his work, conditioned even in his feelings and his thoughts, it is nevertheless up to him to decide on the meaning of his condition and that of his comrades. It is up to him, freely, to give the proletariat a future of constant humiliation or one of conquest and triumph, depending on whether he chooses to be resigned or a revolutionary. And this is the choice for which he is responsible. He is not at all free to choose: he is implicated, forced to wager; abstention is also a choice. But he is free to choose at the same time his
destiny, the destiny of all men, and the value to be attributed to humanity. Thus does he choose himself simultaneously as a worker and as a man, while at the same time conferring a meaning upon the proletariat. Such is man as we conceive him: integral man. Totally committed and totally free. And yet it is the free man who must be delivered, by enlarging his possibilities of choice. In certain situations there is room for only two alternatives, one of which is death. It is necessary to proceed in such a way that man, in every circumstance, can choose life.
Our journal will be devoted to defending that autonomy and the rights of the individual. We consider it to be above all an instrument of inquiry. The ideas I have just presented will serve as our guiding theme in the study of concrete contemporary problems. All of us approach the study of those problems in a common spirit, but we have no political or social program; each article will commit its author alone. We hope only to set forth, in the long run, a general line.
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At the same time, we will draw from every literary genre in order to familiarize the reader with our conceptions; a poem or a novel, if inspired by them, may well create a more favorable climate for their development than a theoretical text. But that ideological content and those new intentions may also influence the very form and techniques of novelistic production; our critical essays will attempt to define in their broad lines the--new or ancient--literary techniques best suited to our designs. We will attempt to support our exam- ination of contemporary issues by publishing as often as we can historical studies, when (as in the efforts of Marc Bloch or Pirenne on the Middle Ages) they spontaneously apply those principles and the method they entail to past centuries; that is, when they forsake an arbitrary division of history into histories--whether political, economic, ideological, the history of institutions, the history of individuals--in order to attempt to restore a vanished age as a totality, one that they will consider as the age expresses itself in and through individuals and as individuals choose themselves in and through their age. Our chronicles will strive to consider our own era as a meaningful synthesis and will consequently envisage in a synthetic spirit the diverse manifestations of our contemporaneity--styles and criminal trials as well as political events and works of the mind--
always seeking to discover in them a common meaning far more than to appreciate them individually. Which is why, contrary to custom, we will no more hesitate to pass over in silence an excellent book which, from our point of view, teaches us nothing new about our era, than to linger, on the contrary, over a mediocre book which, in its very medioc- rity, may strike us as revealing. Each month we will assemble, in addition to such studies, raw documents which will be selected in as various a manner as possible, simply requiring of them that they clearly demonstrate the inter- relation of the collective and the individual. We will sup- plement those documents with polls and news reports. It strikes us, in fact, that journalism is one of the literary genres and that it can become one of the most important of
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them. The ability to grasp meanings instantly and intu- itively, and a talent for regrouping them in order to offer the reader immediately comprehensible synthetic wholes, are the qualities most crucial to a reporter; they are the ones we ask of all our collaborators. We are aware, moreover, that among the rare works of our age destined to endure are several works of journalism, such as Ten Days That Shook the World and, above all, the admirable Spanish Testament . . . * Finally, in our chronicles we will devote a good deal of space to psychiatric studies, when they are written in the perspec- tive that interests us. Our project is obviously ambitious: we cannot implement it by ourselves. At the start, we are a small crew, who will have failed if, in a year, we have not increased our numbers considerably. We appeal to all men of good will; all manuscripts will be accepted, whatever their source, provided they be inspired by preoccupations related to our own and provided they possess, in addition, literary merit. I recall, in fact, that in "committed litera- ture/' commitment must in no way lead to a forgetting of
literature, and that our concern must be to serve literature by infusing it with new blood, even as we serve the collectivity by attempting to give it the literature it deserves.
Translated by Jeffrey Mehlman
* Written respectively by John Reed and Arthur Koestler. --Translator.
? The Nationalization
of Literature
? The Nationalization of Literature
IN THOSE SPLENDID YEARS of anarchy following the Versailles Treaty, authors were ashamed of writing and critics disliked reading. In literary salons, one met few writers any more--only professionals at eroticism, crime, despair, revolt, or mystical intuition who consented, once or twice a year at the behest of their publishers, to deliver themselves of a message. Since they were not at all worried about their readers and it was agreed, in addition, that words could not express thought, many books were bought but rather little reading was done. When a chronicler, out of professional scruple, devoted a few hours to his craft, his gaze passed through the text like sunlight through a windowpane and tackled the man directly. For terrorism was the rage in those days. One pretended that authors had never written, if their works were considered, it was solely
as an assemblage of diverse bits of information about their mores. Their techniques and rhetoric were discussed as though it were a matter not of artifice and frills but of piquant and licentious details about their intimate lives. Of Giraudoux it was said not that he published Bella or Eglantine but: "He takes us with him by the hand and bids us accompany him in his pirouette; we think we're following him to Bellac, and there we are in China; he shoots at a target in Berlin, and a bird of paradise comes tumbling from the sky in Milwaukee," so great was the contempt in which the literary thing was then held.
Today, the wind has shifted: literature and rhetoric have been restored in their dignity and their powers. It is no longer a matter of lighting a fire in the brush of language, or marrying off "words on fire" and achieving the absolute through the combustion of the dictionary; it has become a matter of communicating with other men by modestly
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making use of the means available. Since pride is no longer taken in separating thought from words, one cannot even conceive how words might betray thought. Sufficient pro- bity has returned for there to be no desire to be judged on some unspecified ineffability that neither words nor actions might exhaust; intentions are said to be known only through the acts that realize them and thoughts only by the words that express them. Whereupon critics have begun to read again. All would be well did one not discern in the tone they adopt in speaking of works of the mind the omen of a new fashion that is still more disquieting than the previous one. To be sure, the author is no longer looked on as a madman, a murderer, or a miracle worker--that is, as a buffoon; no occasion is missed to remind him of his greatness and his obligations. But ultimately I am unsure whether it is not better to pass for a buffoon than for a subprefect; for the respect accorded the writer is strangely reminiscent of that displayed toward charitable benefac- tresses and government agents. An official once said to me,
concerning Dullin, "He is a national treasure. " It didn't at all make me laugh: I fear that at present some subtle maneuver will be sought to transform writers and artists into national treasures. No doubt we should be happy that there is less talk of their loves and more of their works. But the talk is too deferential. Not that criticism has become more indulgent or more generous in distributing bouquets, but it situates differently the works it discusses. There was a time when simply daring to publish a book--after Racine, Fe? nelon, or Pascal--was regarded as a rare impertinence, and an author needed, at the least, all his talent in order to be pardoned for writing. Today it's quite the opposite, and new works, even before appearing, benefit from favorable prejudice. But that benevolence is not directed at the author's invariably solitary and uncertain effort to express his feelings. It stems from the fact that every new text is considered an official ceremony and, in the last analysis, a beneficial contribution to the festivities of the Fourth Republic.
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It is received not as one would receive an unripe fruit that needs time to mature and to evolve its full meaning, but simultaneously as a veterans' banquet and a gala car show. The literate public has followed suit. In certain circles, one no longer says of a novel or a poem that it is beautiful or amusing or moving. One adopts a rich, concerned tone and advises, "Read it; it's very important. " Important, like an interview with a labor leader, or like a speech by Poincare? defining his monetary policy on the occasion of inaugurating a monument to the war dead. Imagine Madame de Se? vigne? writing to her daughter, "I have seen Esther; it's very important. " Are litte? rateurs about to become important?
How can one determine the importance of works that have just begun their careers? Is it not a hundred years later, through their effects and their offspring, that such impor- tance can be recognized? We can grasp here, in the act, the tactic of the critic and the refined public: they are less concerned with appreciating the value of a text than with calculating from the start its effects and its posterity. They define point-blank the literary trends it will determine, and analyze the role it will play in such and such a social movement that has not yet seen the light of day. Has Monsieur Julien Gracq published Un Beau Te? ne? breux? There go our critics talking about a ''return to Surrealism. " A return by whom? For, after all, Monsieur Gracq had never left it. Indeed, if we refer to Au Chateau d'Argol, he seems, on the contrary, to have moved quite far from his early style. But our clever readers are not at all concerned with throwing into relief the continuity of views or the slow evolution of an individual transforming himself while remaining faithful to a general line. They consider the work in itself, as though cut off from its author. In 1945, six months after the Liberation, a "surrealist demonstration" took place: this is what interests them. They proceed similarly even before the war, when upon the appearance of Saint-Saturnin they said, "An important landmark. This novel marks the return of order within literature. " What a strange sentence! For Monsieur Schlumberger, there was no separation between
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being born and enrolling in the party of order. And as for the fomentors of disorder--the Bretons and the Cocteaus-- I am not at all aware that Saint-Saturnin had much influence on them. They may even have neglected to read it. But the critic cannot be bothered by such trifles; each year, each new publication signifies to him a departure, a return--a coming or going. Here is one of our chroniclers predicting that we will have twenty years of famine--no great works for twenty years. At the same time, another bets on prosperity: he explains quite well how tomorrow's literature has been fertilized by the sufferings of the Occupation. A third denounces the danger to French letters posed by American influence. Twenty years of American novels. But a fourth one reassures us: the publication of I forget which novel has sounded the death knell of that nefarious influ- ence. A fifth, sixth, and seventh detect literary schools in the current confusion: there is Existentialism, which ex- tends, we are told, as far as the graphic arts, since there are
known Existentialist painters and artists. And even musi- cians. It appears--my apologies for speaking of myself-- that I have something to do with all this. No, not quite, since (if we believe another critic) I am the leader of Neo-Surrealism, counting in my ranks Eluard and Picasso (of whom I ask forgiveness, having not forgotten, thank God, that I was still in short pants when they had already acquired self-mastery). And here is the last to surface, the Miserabilist school, which is so new that it has not yet, to my knowledge, acquired any representatives. There are other games. Some critics, for example, delight in depicting the book we are waiting for. They see it as Geoffroy Rudel saw his distant princess and find such persuasive accents to speak to us of it that we see it along with them. Here then is the world in wait: already the future and oh-so-hoped-for novel takes on the dignity of a sacred ceremony. We rediscover it in our features, our hopes, and our furies. After which, all that remains is to find a volunteer to write it. We are in revolution, claims another. Consequently, our liter- ature has all the traits of a revolutionary literature. And he
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enumerates them. Who could fail to understand his scorn when he subsequently observes that young writers are so frivolous that they do not bear out his prophecies? That's because they are false writers, saboteurs, maybe even Trotskyists. Another, referring last month to a very good French novel about the Polish partisan forces, wrote se- renely, "This is the novel of the Resistance. " Formerly, one would have held the future in reserve; one would have given
an opportunity to the Russians, the Belgians, the Dutch,
the Czechs, the Italians, and even the Poles, as well as to some two thousand Frenchmen who have a work in store on
the subject. The contemporary critic cannot be bothered by such inane prudence: his pleasure lies in extrapolating. After each new work he takes stock, as though that work marked
the end of history and of literature. Balance-Sheet of the Occupation, Balance-Sheet of the Year 1945, Balance-Sheet of Contemporary Theater: he adores balance sheets. In order to
produce them more conveniently, he halts careers with a stroke of his pen. Several journalists, after L'Invite? e, after Enrico, decreed that Simone de Beauvoir and Mouloudji would write nothing more. I am reminded that Monsieur Lalou was concerned to know whether La Nause? e, which was my first work, was not also my "literary testament. ,, It was a discreet invitation: an author who knows how to live draws up his literary testament at age thirty and sticks to it. The scandal with those compulsive workers who produce a book every two years is that the critics each time are obliged to call their previous judgment into question. Failing to guess with any certainty the careers of new writers, they find themselves before every beginner in the situation of that "reader" for a large publishing house who wrote, after reading a manuscript recommended to him by Pierre Bost, "Ask Pierre Bost if the author has any talent. " Talent, which means in the language of publishers: How many books does he have in him? In Mouloudji, the critics decided that there was only one. That is, they overtook the young man with blinding speed and were there waiting for him in the future, at the end of his long life. From there,
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solidly entrenched in that privileged instant in which Mouloudji would breathe his last, and in which, according to ancient wisdom, it would be possible to decide whether he was happy or unhappy, foolish or wise, they looked on Enrico, the dead man's sole literary production, which no subsequent work had called into question, and rendered a definitive judgment. After that, you will say, Mouloudji wrote a second book. Agreed, but he was wrong to do so, and the critics have certainly let him know as much.
What does this mean? And what is there in common among the various comments we have just made? When a newspaper article infuriates you, it is rare for you to think of its author. Were you to think of him, your indignation would be disarmed unless he was a famous individual. But if the article seems like a task imposed on some poor bugger who wrote it at night amid the confusion of the newsroom, your anger will turn to pity. And that is because you will not consider the words that irritate you as signs traced on the sheet you have in your hands; you seem to hear them repeated by a thousand mouths, like the murmur of the wind in the reeds. Each of them is a social event, since it has passed from one person's lips to another's ears, since it has been the occasion of repeated contacts among different members of the community. And finally, the article no longer has anything in common with the nocturnal lucu- brations of an irresponsible journalist; it's an immense collective representation spreading through a hundred thou- sand heads. It's as a collective representation that it strikes you as nefarious and sacred. Today, critics and men of letters agree in considering a book as though it were the editorial of a daily newspaper. They are not concerned with what the author meant, and in truth they envisage it as though it didn't have an author. It interests them only as a slogan with which to rally an army of readers for a few days or a few months. They see in it a spontaneous production of the collective consciousness, something like an institution. In order to better account for that institution, to plot its fate and enumerate its repercussions, the critic chooses to
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observe it with the eyes of his grandchildren and to expatiate on it as a literature manual might on a text a hundred and fifty years old. Only a manual, in fact, can appreciate the influence exercised by a production of the mind; it alone can explain its fortune and judge its posterity because it alone is qualified to write its history at a hundred years' distance. In
a hundred years, we will be able to decide for good if Surrealism made an offensive comeback around 1945, if L'Education europe? enne was or wasn't the book of the Resis- tance. In a hundred years we will nail down the literary trends of this postwar period; in a hundred years, well be able to give an appropriate description of the novelistic form we have been waiting for--if, indeed, we are waiting for it--by comparing the diverse degrees of success that the novels about to appear in this decade will have had. But we are in a hurry. We are in a rush to know and to pass judgment on ourselves. And that is because during the last twenty years Western consciousness has made significant
progress. Under the pressure of history we have learned that we were historical. Cartesian mathematics conditioned the various branches of knowledge and letters in the seventeenth century; in the same way, Newtonian physics conditioned them in the eighteenth century, Claude Bernard's and Lamarck's biology in the nineteenth, and history in our own. We know that the most intimate of our gestures helps constitute history, that the most subjective of our opinions helps form what the historian will call the public opinion of 1945; we know that we belong to an era that will later have a name and a physiognomy and whose broad features, principal dates, and deep meaning will be easily deciphered. We live in history like fish in water; we have an acute awareness of our historical responsibility. Were we not told in San Francisco that the fate of civilization would be determined in the coming years? Didn't Hitler repeat that the war he had just lost would fix human destiny for a thousand years? But the more exquisite our historical awareness, the more we are irritated at floundering in the dark, at being subject to a jurisdiction that we will never
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The abstention of whoever wanted to devote his life to writing novels about the Hittites would in itself constitute taking a position. The writer is situated in his time; every word he utters has reverberations. As does his silence. I hold Flaubert and the Goncourts responsible for the repression that followed the Commune because they didn't write a line to prevent it. Some will object that this wasn't their business. But was the Calas trial Voltaire's business? Was Dreyfus's sentence Zola's business? Was the administration of the Congo Gide's business? Each of those authors, at a particular time in his life, took stock of his responsibility as a writer. The Occupation taught us ours. Since we act upon
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our time by virtue of our very existence, we decide that our action will be voluntary. Even then, it must be specified: it is not uncommon for a writer to be concerned, in his modest way, with preparing the future. But there is a vague, conceptual future which concerns humanity in its entirety and on which we have no particular light to shed: Will history have an end? Will the sun be extinguished? What will be the condition of man in the socialist regime of the year 3,000? We leave such reveries to futurist novelists. It is the future of our time that must be the object of our concern: a limited future barely distinguishable from it-- for an era, like a man, is first of all a future. It is composed of its ongoing efforts, its enterprises, its more or less long-term projects, its revolts, its struggles, its hopes: When will the war end? How will the country be rebuilt? How will international relations be organized? What social reforms will take place? Will the forces of reaction triumph? Will there be a revolution, and if so what will it be? That future we make our own; we don't want any other. No doubt some authors have concerns which are less contem- porary, and visions which are less short-sighted. They move through our midst as though they were not there. Where indeed are they? With their grandnephews, they turn
around to judge that bygone age which was ours and whose sole survivors they are. But they have miscalculated: post- humous glory is always based on a misunderstanding. What do they know of those nephews who will come fish them out of our midst! Immortality is a terrible alibi: it is not easy to live with one foot in the grave and another beyond it. How might one expedite current business if one saw it from such a distance? How might one grow excited over a battle, or enjoy a victory? Everything is equivalent. They look at us without seeing us: in their eyes we are already dead, and they return to the novel they are writing for men they will never see. They have allowed their lives to be stolen from them by immortality. We write for our contemporaries; we want to behold our world not with future eyes--which would be the surest means of killing it--but with our eyes
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of flesh, our real, perishable eyes. We don't want to win our case on appeal, and we will have nothing to do with any posthumous rehabilitation. Right here in our own lifetime is when and where our cases will be won or lost.
We are not, however, thinking of instituting a literary relativism. We have little taste for the purely historical. Besides, does the purely historical exist anywhere but in the manuals of Monsieur Seignobos? Each age discovers an aspect of the human condition; in every era man chooses himself in confrontation with other individuals, love, death, the world; and when adversaries clash on the subject of disarming the FFI or the help to be given the Spanish Republicans, it is that metaphysical choice, that singular and absolute project which is at stake. * Thus, by taking part in the singularity of our era, we ultimately make contact with the eternal, and it is our task as writers to allow the eternal values implicit in such social or political debates to be perceived. But we don't care to seek them out in some intelligible heaven: they are of interest only in their contemporary guise. Far from being relativists, we proclaim that man is an absolute. But he is such in his time, in his surroundings, on his parcel of earth. What is absolute, what a thousand years of history cannot destroy is that irreplace- able, incomparable decision which he makes at this moment
concerning these circumstances. What is absolute is Descartes, the man who escapes us because he is dead, who lived in his time, who thought it through day by day with the means available to him, who formed his doctrine on the basis of a certain state of the sciences, who knew Gassendi, Caterus, and Mersenne, who in his childhood loved a girl who was cross-eyed, who waged war and impregnated a servant-girl, who attacked not the principle of authority in general but precisely the authority of Aristotle, and who emerges in his time, unarmed but unvanquished, like a milestone. What is relative is Cartesianism, that errant
* The Forces Franc? aises de l'Inte? rieur (FFI) were the combined under- ground paramilitary forces of the Resistance. --Translator.
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philosophy, which is trotted out from century to century and in which everyone finds what he puts into it. It is not by running after immortality that we will make ourselves eternal; we will become absolutes not because we have allowed our writings to reflect a few emaciated principles (which are sufficiently empty and null to make the transition from one century to the next), but because we will have fought passionately within our own era, because we will have loved it passionately and accepted that we would perish entirely along with it.
In summary, our intention is to help effect certain changes in the Society that surrounds us. By which we do not mean changes within people's souls: we are happy to leave the direction of souls to those authors catering to a rather specialized clientele. As for us, who without being materialists have never distinguished soul from body and who know only one indivisible reality--human reality--we align ourselves on the side of those who want to change simultaneously the social condition of man and the concept he has of himself. Consequently, concerning the political and social events to come, our journal will take a position in each case. It will not do so politically--that is, in the service of a particular party--but it will attempt to sort out the conception of man that inspires each one of the conflicting theses, and will give its opinion in conformity with the conception it maintains. If we are able to live up to what we promise, if we succeed in persuading a few readers to share our views, we will not indulge in any exaggerated pride; we will simply congratulate ourselves for having rediscovered a
good professional conscience, and for literature's having become again--at least for us--what it should never have stopped being: a social function.
Yet, some will ask, what is that conception of man that you pretend to reveal to us? We respond that it can be found on every street corner, and that we claim not to have discovered it but only to have brought it into better focus. I shall call this conception "totalitarian. " But since the word may seem unfortunate, since it has been
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used to designate not the human individual but an oppressive and antidemocratic type of state, a few explana- tions are called for.
The bourgeoisie, it seems to me, may be defined intel- lectually by the use it makes of the analytic mode, whose initial postulate is that composite realities must necessarily be reducible to an arrangement of simple elements. In its hands, that postulate was once an offensive weapon allowing it to dismantle the bastions of the Old Regime. Everything was analyzed; in a single gesture, air and water were reduced to their elements, mind to the sum of impressions compos- ing it, society to the sum total of individuals it comprised. Groups disappeared; they were no more than abstract agglomerations due to random combinations. Reality with- drew to the ultimate terms of the decomposition. The latter indeed--and such is the second postulate of analysis-- retain unalterably their essential properties, whether they enter into a compound or exist in a free state. There was an immutable nature of oxygen, of hydrogen, or nitrogen, and of the elementary impressions composing our mind; there was an immutable human nature. Man was man the way a circle is a circle: once and for all. The individual, be he transported to the throne or plunged into misery, remained
fundamentally identical to himself because he was conceived on the model of the oxygen atom, which can combine with hydrogen to produce water, or with nitrogen to produce air, without its internal structure being changed. Those princi- ples presided over the Declaration of the Rights of Man. In society as conceived by the analytic cast of mind, the individual, a solid and indivisible participle, the vehicle of human nature, resides like a pea in a can of peas: he is round, closed in on himself, uncommunicative. All men are equal, by which it should be understood that they all participate equally in the essence of man. All men are brothers: fraternity is a passive bond among distinct mole- cules, which takes the place of an active or class-bound solidarity that the analytic cast of mind cannot even imagine. It is an entirely extrinsic and purely sentimental
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relation which masks the simple juxtaposition of individuals in analytic society. All men are free--free to be men, it goes without saying. Which means that political action ought to be strictly negative. A politically active individual has no need to forge human nature; it is enough for him to eliminate the obstacles that might prevent him from blossoming. Thus it was that, intent on destroying divine right, the rights of birth and blood, the right of primogen- iture, all those rights based on the notion that there are differences in men's natures, the bourgeoisie confused its own cause with that of analysis and constructed for its use the myth of the universal. Unlike today's revolutionaries, they were able to achieve their goals only by abdicating their class consciousness: the members of the Third Estate at the Constituent Assembly were bourgeois precisely to the extent that they considered themselves to be simply men.
A hundred and fifty years later, the analytic cast of mind remains the official doctrine of bourgeois democracies, with the difference that is has now become a defensive weapon. It is entirely in the interest of the bourgeoisie to blind itself to the existence of classes even as it formerly failed to perceive the synthetic reality of the institutions of the Old Regime. It persists in seeing no more than men, in proclaiming the identity of human nature in every diverse situation; but it is against the proletariat that it makes that proclamation. A worker, for the bourgeoisie, is first of all a man--a man like any other. If the Constitution grants that man the right to vote and freedom of expression, he displays his human nature as fully as does a bourgeois. A certain polemical tradition has too often presented the bourgeois as a calcu- lating drone whose sole concern is to defend his privileges. In fact, though, one constitutes oneself as a bourgeois by choosing, once and for all, a certain analytic perspective on the world which one attempts to foist on all men and which excludes the perception of collective realities. To that extent, the bourgeois defense is in a sense permanent, and is indistinguishable from the bourgeoisie itself. But it is not revealed in sordid calculations; within the world that the
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bourgeoisie has constructed, there is room for carefreeness, altruism, and even generosity--except that the good deeds of the bourgeois are individual acts addressed to universal human nature insofar as it is incarnated in an individual. In this sense, they are about as effective as a skillful piece of propaganda, since the beneficiary of the good deeds is obliged to receive them on the terms on which they are offered--that is, by thinking of himself as an isolated human being confronting another human being. Bourgeois charity sustains the myth of fraternity.
But there is another form of propaganda which is of more specific interest to us, since we are writers, and writers have turned themselves into its unwitting agents. The legend of the irresponsibility of the poet, which we were criticizing a while ago, derives its origin from the analytic cast of mind. Since bourgeois authors themselves think of themselves as peas in a can, the solidarity binding them to other men seems strictly mechanical to them--a matter, that is, of mere juxtaposition. Even if they have an exalted sense of their literary mission, they think they have done enough once they have described their own nature or that of their friends: since all men are made the same, they will have rendered a service to all by teaching each man about himself. And since the initial postulate from which they speak is the primacy of analysis, it seems quite simple to make use of the analytic method in order to attain self-knowledge. Such is the origin
of intellectualist psychology, whose most polished exemplar we find in the works of Proust. As a pederast, Proust thought he could make use of his homosexual experience in depicting Swann's love for Odette; as a bourgeois, he presents the sentiments of a rich and idle bourgeois for a kept woman as the prototype of love, the reason being that he believes in the existence of universal passions whose mechanism does not vary substantially when there is a change in the sexual characteristics, social condition, nation, or era of the individuals experiencing them. Having thus "isolated" those immutable emotions, he can attempt to reduce them, in turn, to elementary particles. Faithful to
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the postulates of the analytic cast of mind, he does not even imagine that there might be a dialectic of feelings--he imagines only a mechanics. Thus does social atomism, the entrenched outpost of the contemporary bourgeoisie, entail psychological atomism. Proust chose himself to be a bour- geois. He made himself into an accomplice of bourgeois propaganda, since his work contributes to the dissemination of the myth of human nature.
We are convinced that the analytic spirit has had its day and that its sole function at present is to confuse revolu- tionary consciousness and to isolate men for the benefit of the privileged classes. We no longer believe in Proust's intellectualist psychology, and we regard it as nefarious. Since we have chosen as an example his analysis of the passion of love, we shall no doubt contribute to the reader's enlightenment by mentioning the essential points on which we are totally at odds with him.
First of all, we do not accept a priori the idea that romantic love is a constitutive affect of the human mind. It may well be the case, as Denis de Rougemont has suggested, that it originated historically as a correlate of Christian ideology. More generally, we are of the opinion that a feeling always expresses a specific way of life and a specific conception of the world that are shared by an entire class or an entire era, and that its evolution is not the effect of some unspecified internal mechanism but of those historical and social factors.
Second, we cannot accept the idea that a human emotion is composed of molecular elements that may be juxtaposed without modifying each other. We regard it not as a well-constructed machine but as an organized form. The possibility of undertaking an analysis of love seems incon- ceivable to us, because the development of that feeling, like that of all others, is dialectical.
Third, we refuse to believe that the love felt by a homosexual offers the same characteristics as that felt by a heterosexual. The secretive and forbidden character of the former, its Black Mass side, the existence of a homosexual
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freemasonry, and that damnation toward which the homo- sexual is aware of dragging his partner are all elements that seem to us to exercise an influence on the feeling in its entirety and even in the very details of its evolution. We maintain that the various sentiments of an individual are not juxtaposed, but that there is a synthetic unity of one's affectivity and that every individual moves within an affective world specifically his own.
Fourth, we deny that the origin, class, environment, and nation of an individual are simple accessories of his emo- tional life. It seems to us, on the contrary, that every affect--like, for that matter, every other form of psychical life--manifests his social situation. A worker who receives a salary, who does not own the instruments of his craft, whose work isolates him from material reality, and who defends himself from oppression by becoming aware of his class can in no way feel the same way as does a bourgeois of analytic propensities, whose profession puts him into relations of
politesse with other members of his class.
Thus do we have recourse, against the spirit of analysis,
to a synthetic conception of reality whose principle is that a whole, whatever it may be, is different in nature from the sum of its parts. For us, what men have in common is not a nature but a metaphysical condition--by which we mean the totality of constraints that limit them a priori, the necessity of being born and dying, that ofbeing finite and of existing in the world among other men. In addition, they constitute indivisible totalities whose ideas, moods, and acts are secondary, dependent structures and whose essential characteristic lies in being situated, and they differ from each other even as their situations differ in relation to each other. The unity of those signifying wholes is the meaning which they manifest. Whether writing or working on an assembly line, whether choosing a wife or a tie, a man constantly manifests . . . He manifests his professional surroundings, his family, his class, and ultimately (since he is situated in relation to the world in its entirety) the world itself. A man is the whole earth. He is everywhere present,
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everywhere active. He is responsible for all, and his destiny is played out everywhere--Paris, Potsdam, Vladivostok. We adhere to these views because to us they seem true, because to us they seem socially useful at the present time, and because to us a majority of people seem to intuit them in their thinking and indeed to call them forth. We would like our journal to contribute in a modest way to the elaboration of a synthetic anthropology. But it is not, we repeat, simply a question of effecting an advance in the domain of pure knowledge: the more distant goal we are aiming at is a liberation. Since man is a totality, it is indeed not enough to grant him the right to vote without dealing with the other factors that constitute him. He must free himself totally--that is, make himself other, by acting on his biological constitution as well as on his economic condition, on his sexual complexes as well as on the political terms of his situation.
This synthetic perspective, however, presents some grave dangers. If the individual is the result of an arbitrary selection effected by the analytic cast of mind, doesn't one run the risk, in breaking with analytic conceptions, of substituting the domination of collective consciousness for the domination of the person? The spirit of synthesis cannot be apportioned its mere share: no sooner is he glimpsed than man as a totality would be submerged by his class. Only the class exists, and it alone must be delivered. But, it will be objected, in liberating a class is one necessarily freeing the men it comprises? Not necessarily. Would the triumph of Hitler's Germany have been the triumph of every German? Where, moreover, would the synthesis stop? Tomorrow we may be told that the class is a secondary structure dependent on a larger totality which will be, say, the nation. The great attraction which Nazism exercised on certain minds of the left undoubtedly came from the fact that it pressed the totalitarian conception to the absolute. Its theoreticians also denounced the ill effects of analysis, the abstract character of democratic freedoms; its propaganda also promised to forge a new man and retained the words "revolution" and
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"liberation. " Except that for a class-proletariat a proletariat of nations was substituted. Individuals were reduced to mere dependent functions of their class, classes to mere functions of their nation, nations to mere functions of the European continent. If, in occupied countries, the entire working class rose up against the invader, it was undoubt- edly because it felt wounded in its revolutionary aspirations, but also because it felt an invincible repugnance to allowing the individual to be dissolved in the collectivity.
Thus does the contemporary mind appear divided by an antinomy. Those who value above all the dignity of the human being, his freedom, his inalienable rights, are as a result inclined to think in accordance with the analytic cast of mind, which conceives of individuals outside their actual conditions of existence, which endows them with an un- changing, abstract nature, and which isolates them and blinds itself to their solidarity. Those who have profoundly understood that man is rooted in the collectivity and who want to affirm the importance of historical, technical, and economic factors are inclined toward the synthetic mode, which, blind to individuals, has eyes only for groups. This antinomy may be perceived, for example, in the widely held belief that socialism is diametrically opposed to individual freedom. Thus, those holding fast to the autonomy of the individual would be trapped in a capitalist liberalism whose nefarious consequences are clear; those calling for a socialist organization of the economy would be requesting it of an unspecified totalitarian authoritarianism. The current mal-
aise springs from the fact that no one can accept the extreme consequences of these principles: there is a "synthetic" component to be found in democrats of good will, and there is an "analytic" component in socialists. Recall, for instance, what the Radical Party was in France. One of its theoreti- cians wrote a book entitled The Citizen versus the Powers That Be* The title sufficiently indicates how he envisaged politics: everything would be better if the isolated citizen,
* Alain published Le Citoyen contre les pouvoirs in 1926. Translator.
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the molecular representative of human nature, controlled those he elected and, if need be, exercised his own judgment against them. But the Radicals, precisely, could not avoid acknowledging their own failure. In 1939 the great party had no will, no program, no ideology; it was sinking into the depths of opportunism, because it was intent on solving politically problems that were not amenable to a political solution. The best minds were astonished. If man was a political animal, how could it be that in granting him political freedom his fate had not been settled once and for all? How could it be that the unhampered interaction of parliamentary institutions had not succeeded in eliminating poverty, unemployment, and oppression by monopolies? How could it be that a class struggle had emerged on the far side of the fraternal competition between parties? One would not have to push things much further to perceive the limits of the analytic cast of mind. The fact that the Radicals consistently sought an alliance of leftist parties
clearly indicates the direction in which their sympathies and confused aspirations were taking them, but they lacked the intellectual technique that would have allowed them not only to solve but even to formulate the problems they intuited obscurely.
In the other camp, there is no less perplexity. The working class has made itself heir to the traditions of democracy. It is in the name of democracy that it demands its liberation. Now the democratic ideal, as we have seen, has manifested itself historically in the form of a social contract among free indi- viduals. Thus do the analytic demands of Rousseau frequently interfere in many minds with the synthetic demands of Marxism. Moreover, the worker's technical training develops his analytic propensities. Similar in that regard to the sci- entist, he would resolve the problems of matter by way of analysis. Should he turn toward human realities, he will tend, in order to understand them, to appeal to the same reasoning that has served him in his work.
He thus applies to human behavior an analytic psychology related to that of the French seventeenth century.
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The simultaneous existence of those two modes of expla- nation reveals a certain uncertainty. The perpetual recourse to the phrase "as though . . . " indicates sufficiently that Marxism does not yet have at its disposal a synthetic psychology adequate to its totalitarian conception of classes.
Insofar as we are concerned, we refuse to let ourselves be torn between thesis and antithesis. We can easily conceive that a man, although totally conditioned by his situation, can be a center of irreducible indeterminacy. The window of unpredictability that stands out within the social domain is what we call freedom, and a person is nothing other than his freedom. This freedom ought not to be envisaged as a metaphysical endowment of human "nature. " Neither is it a license to do whatever one wants, or some unspecified internal refuge that would remain to us even in our chains. One does not do whatever one wants, and yet one is responsible for what one is: such are the facts. Man, who may be explained simultaneously by so many causes, is nevertheless alone in bearing the burden of himself. In this sense, freedom might appear to be a curse; it is a curse. But it is also the sole source of human greatness. On this score, the Marxists will agree with us in spirit, if not in letter, since as far as I know they are not reluctant to issue moral condemnations. What remains is to explain it--but this is the philosophers' business, not ours. We would merely
observe that if society constitutes the individual, the individual, through a reversal analogous to the one Auguste Comte termed "the transition of subjectivity," constitutes society. Without its future, society is no more than an accumulation of raw data, but its future is nothing other than the self-projection beyond the status quo of the millions of men composing it. Man is no more than a situation; a worker is not free to think and feel like a bourgeois. But for that situation to be a man^ an integral man, it must be lived and transcended toward a specific aim. In itself, it remains a matter of indifference to the extent that a human freedom does not charge it with a specific sense. It is neither tolerable nor unbearable, insofar
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as a human freedom neither resigns itself to it nor rebels against it--that is, insofar as a man does not choose himself within it, by choosing its meaning. And it is only then, within this free choice, that the freedom becomes a deter- minant, because it is overdetermined. No, a worker cannot live like a bourgeois. In today's social organization, he is forced to undergo to the limit his condition as an employee. No escape is possible; there is no recourse against it. But a man does not exist in the same way that a tree or a pebble does: he must make himself a worker. Though he is com- pletely conditioned by his class, his salary, the nature of his work, conditioned even in his feelings and his thoughts, it is nevertheless up to him to decide on the meaning of his condition and that of his comrades. It is up to him, freely, to give the proletariat a future of constant humiliation or one of conquest and triumph, depending on whether he chooses to be resigned or a revolutionary. And this is the choice for which he is responsible. He is not at all free to choose: he is implicated, forced to wager; abstention is also a choice. But he is free to choose at the same time his
destiny, the destiny of all men, and the value to be attributed to humanity. Thus does he choose himself simultaneously as a worker and as a man, while at the same time conferring a meaning upon the proletariat. Such is man as we conceive him: integral man. Totally committed and totally free. And yet it is the free man who must be delivered, by enlarging his possibilities of choice. In certain situations there is room for only two alternatives, one of which is death. It is necessary to proceed in such a way that man, in every circumstance, can choose life.
Our journal will be devoted to defending that autonomy and the rights of the individual. We consider it to be above all an instrument of inquiry. The ideas I have just presented will serve as our guiding theme in the study of concrete contemporary problems. All of us approach the study of those problems in a common spirit, but we have no political or social program; each article will commit its author alone. We hope only to set forth, in the long run, a general line.
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At the same time, we will draw from every literary genre in order to familiarize the reader with our conceptions; a poem or a novel, if inspired by them, may well create a more favorable climate for their development than a theoretical text. But that ideological content and those new intentions may also influence the very form and techniques of novelistic production; our critical essays will attempt to define in their broad lines the--new or ancient--literary techniques best suited to our designs. We will attempt to support our exam- ination of contemporary issues by publishing as often as we can historical studies, when (as in the efforts of Marc Bloch or Pirenne on the Middle Ages) they spontaneously apply those principles and the method they entail to past centuries; that is, when they forsake an arbitrary division of history into histories--whether political, economic, ideological, the history of institutions, the history of individuals--in order to attempt to restore a vanished age as a totality, one that they will consider as the age expresses itself in and through individuals and as individuals choose themselves in and through their age. Our chronicles will strive to consider our own era as a meaningful synthesis and will consequently envisage in a synthetic spirit the diverse manifestations of our contemporaneity--styles and criminal trials as well as political events and works of the mind--
always seeking to discover in them a common meaning far more than to appreciate them individually. Which is why, contrary to custom, we will no more hesitate to pass over in silence an excellent book which, from our point of view, teaches us nothing new about our era, than to linger, on the contrary, over a mediocre book which, in its very medioc- rity, may strike us as revealing. Each month we will assemble, in addition to such studies, raw documents which will be selected in as various a manner as possible, simply requiring of them that they clearly demonstrate the inter- relation of the collective and the individual. We will sup- plement those documents with polls and news reports. It strikes us, in fact, that journalism is one of the literary genres and that it can become one of the most important of
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them. The ability to grasp meanings instantly and intu- itively, and a talent for regrouping them in order to offer the reader immediately comprehensible synthetic wholes, are the qualities most crucial to a reporter; they are the ones we ask of all our collaborators. We are aware, moreover, that among the rare works of our age destined to endure are several works of journalism, such as Ten Days That Shook the World and, above all, the admirable Spanish Testament . . . * Finally, in our chronicles we will devote a good deal of space to psychiatric studies, when they are written in the perspec- tive that interests us. Our project is obviously ambitious: we cannot implement it by ourselves. At the start, we are a small crew, who will have failed if, in a year, we have not increased our numbers considerably. We appeal to all men of good will; all manuscripts will be accepted, whatever their source, provided they be inspired by preoccupations related to our own and provided they possess, in addition, literary merit. I recall, in fact, that in "committed litera- ture/' commitment must in no way lead to a forgetting of
literature, and that our concern must be to serve literature by infusing it with new blood, even as we serve the collectivity by attempting to give it the literature it deserves.
Translated by Jeffrey Mehlman
* Written respectively by John Reed and Arthur Koestler. --Translator.
? The Nationalization
of Literature
? The Nationalization of Literature
IN THOSE SPLENDID YEARS of anarchy following the Versailles Treaty, authors were ashamed of writing and critics disliked reading. In literary salons, one met few writers any more--only professionals at eroticism, crime, despair, revolt, or mystical intuition who consented, once or twice a year at the behest of their publishers, to deliver themselves of a message. Since they were not at all worried about their readers and it was agreed, in addition, that words could not express thought, many books were bought but rather little reading was done. When a chronicler, out of professional scruple, devoted a few hours to his craft, his gaze passed through the text like sunlight through a windowpane and tackled the man directly. For terrorism was the rage in those days. One pretended that authors had never written, if their works were considered, it was solely
as an assemblage of diverse bits of information about their mores. Their techniques and rhetoric were discussed as though it were a matter not of artifice and frills but of piquant and licentious details about their intimate lives. Of Giraudoux it was said not that he published Bella or Eglantine but: "He takes us with him by the hand and bids us accompany him in his pirouette; we think we're following him to Bellac, and there we are in China; he shoots at a target in Berlin, and a bird of paradise comes tumbling from the sky in Milwaukee," so great was the contempt in which the literary thing was then held.
Today, the wind has shifted: literature and rhetoric have been restored in their dignity and their powers. It is no longer a matter of lighting a fire in the brush of language, or marrying off "words on fire" and achieving the absolute through the combustion of the dictionary; it has become a matter of communicating with other men by modestly
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making use of the means available. Since pride is no longer taken in separating thought from words, one cannot even conceive how words might betray thought. Sufficient pro- bity has returned for there to be no desire to be judged on some unspecified ineffability that neither words nor actions might exhaust; intentions are said to be known only through the acts that realize them and thoughts only by the words that express them. Whereupon critics have begun to read again. All would be well did one not discern in the tone they adopt in speaking of works of the mind the omen of a new fashion that is still more disquieting than the previous one. To be sure, the author is no longer looked on as a madman, a murderer, or a miracle worker--that is, as a buffoon; no occasion is missed to remind him of his greatness and his obligations. But ultimately I am unsure whether it is not better to pass for a buffoon than for a subprefect; for the respect accorded the writer is strangely reminiscent of that displayed toward charitable benefac- tresses and government agents. An official once said to me,
concerning Dullin, "He is a national treasure. " It didn't at all make me laugh: I fear that at present some subtle maneuver will be sought to transform writers and artists into national treasures. No doubt we should be happy that there is less talk of their loves and more of their works. But the talk is too deferential. Not that criticism has become more indulgent or more generous in distributing bouquets, but it situates differently the works it discusses. There was a time when simply daring to publish a book--after Racine, Fe? nelon, or Pascal--was regarded as a rare impertinence, and an author needed, at the least, all his talent in order to be pardoned for writing. Today it's quite the opposite, and new works, even before appearing, benefit from favorable prejudice. But that benevolence is not directed at the author's invariably solitary and uncertain effort to express his feelings. It stems from the fact that every new text is considered an official ceremony and, in the last analysis, a beneficial contribution to the festivities of the Fourth Republic.
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It is received not as one would receive an unripe fruit that needs time to mature and to evolve its full meaning, but simultaneously as a veterans' banquet and a gala car show. The literate public has followed suit. In certain circles, one no longer says of a novel or a poem that it is beautiful or amusing or moving. One adopts a rich, concerned tone and advises, "Read it; it's very important. " Important, like an interview with a labor leader, or like a speech by Poincare? defining his monetary policy on the occasion of inaugurating a monument to the war dead. Imagine Madame de Se? vigne? writing to her daughter, "I have seen Esther; it's very important. " Are litte? rateurs about to become important?
How can one determine the importance of works that have just begun their careers? Is it not a hundred years later, through their effects and their offspring, that such impor- tance can be recognized? We can grasp here, in the act, the tactic of the critic and the refined public: they are less concerned with appreciating the value of a text than with calculating from the start its effects and its posterity. They define point-blank the literary trends it will determine, and analyze the role it will play in such and such a social movement that has not yet seen the light of day. Has Monsieur Julien Gracq published Un Beau Te? ne? breux? There go our critics talking about a ''return to Surrealism. " A return by whom? For, after all, Monsieur Gracq had never left it. Indeed, if we refer to Au Chateau d'Argol, he seems, on the contrary, to have moved quite far from his early style. But our clever readers are not at all concerned with throwing into relief the continuity of views or the slow evolution of an individual transforming himself while remaining faithful to a general line. They consider the work in itself, as though cut off from its author. In 1945, six months after the Liberation, a "surrealist demonstration" took place: this is what interests them. They proceed similarly even before the war, when upon the appearance of Saint-Saturnin they said, "An important landmark. This novel marks the return of order within literature. " What a strange sentence! For Monsieur Schlumberger, there was no separation between
? 2J4 I The Nationalization of Literature
being born and enrolling in the party of order. And as for the fomentors of disorder--the Bretons and the Cocteaus-- I am not at all aware that Saint-Saturnin had much influence on them. They may even have neglected to read it. But the critic cannot be bothered by such trifles; each year, each new publication signifies to him a departure, a return--a coming or going. Here is one of our chroniclers predicting that we will have twenty years of famine--no great works for twenty years. At the same time, another bets on prosperity: he explains quite well how tomorrow's literature has been fertilized by the sufferings of the Occupation. A third denounces the danger to French letters posed by American influence. Twenty years of American novels. But a fourth one reassures us: the publication of I forget which novel has sounded the death knell of that nefarious influ- ence. A fifth, sixth, and seventh detect literary schools in the current confusion: there is Existentialism, which ex- tends, we are told, as far as the graphic arts, since there are
known Existentialist painters and artists. And even musi- cians. It appears--my apologies for speaking of myself-- that I have something to do with all this. No, not quite, since (if we believe another critic) I am the leader of Neo-Surrealism, counting in my ranks Eluard and Picasso (of whom I ask forgiveness, having not forgotten, thank God, that I was still in short pants when they had already acquired self-mastery). And here is the last to surface, the Miserabilist school, which is so new that it has not yet, to my knowledge, acquired any representatives. There are other games. Some critics, for example, delight in depicting the book we are waiting for. They see it as Geoffroy Rudel saw his distant princess and find such persuasive accents to speak to us of it that we see it along with them. Here then is the world in wait: already the future and oh-so-hoped-for novel takes on the dignity of a sacred ceremony. We rediscover it in our features, our hopes, and our furies. After which, all that remains is to find a volunteer to write it. We are in revolution, claims another. Consequently, our liter- ature has all the traits of a revolutionary literature. And he
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enumerates them. Who could fail to understand his scorn when he subsequently observes that young writers are so frivolous that they do not bear out his prophecies? That's because they are false writers, saboteurs, maybe even Trotskyists. Another, referring last month to a very good French novel about the Polish partisan forces, wrote se- renely, "This is the novel of the Resistance. " Formerly, one would have held the future in reserve; one would have given
an opportunity to the Russians, the Belgians, the Dutch,
the Czechs, the Italians, and even the Poles, as well as to some two thousand Frenchmen who have a work in store on
the subject. The contemporary critic cannot be bothered by such inane prudence: his pleasure lies in extrapolating. After each new work he takes stock, as though that work marked
the end of history and of literature. Balance-Sheet of the Occupation, Balance-Sheet of the Year 1945, Balance-Sheet of Contemporary Theater: he adores balance sheets. In order to
produce them more conveniently, he halts careers with a stroke of his pen. Several journalists, after L'Invite? e, after Enrico, decreed that Simone de Beauvoir and Mouloudji would write nothing more. I am reminded that Monsieur Lalou was concerned to know whether La Nause? e, which was my first work, was not also my "literary testament. ,, It was a discreet invitation: an author who knows how to live draws up his literary testament at age thirty and sticks to it. The scandal with those compulsive workers who produce a book every two years is that the critics each time are obliged to call their previous judgment into question. Failing to guess with any certainty the careers of new writers, they find themselves before every beginner in the situation of that "reader" for a large publishing house who wrote, after reading a manuscript recommended to him by Pierre Bost, "Ask Pierre Bost if the author has any talent. " Talent, which means in the language of publishers: How many books does he have in him? In Mouloudji, the critics decided that there was only one. That is, they overtook the young man with blinding speed and were there waiting for him in the future, at the end of his long life. From there,
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solidly entrenched in that privileged instant in which Mouloudji would breathe his last, and in which, according to ancient wisdom, it would be possible to decide whether he was happy or unhappy, foolish or wise, they looked on Enrico, the dead man's sole literary production, which no subsequent work had called into question, and rendered a definitive judgment. After that, you will say, Mouloudji wrote a second book. Agreed, but he was wrong to do so, and the critics have certainly let him know as much.
What does this mean? And what is there in common among the various comments we have just made? When a newspaper article infuriates you, it is rare for you to think of its author. Were you to think of him, your indignation would be disarmed unless he was a famous individual. But if the article seems like a task imposed on some poor bugger who wrote it at night amid the confusion of the newsroom, your anger will turn to pity. And that is because you will not consider the words that irritate you as signs traced on the sheet you have in your hands; you seem to hear them repeated by a thousand mouths, like the murmur of the wind in the reeds. Each of them is a social event, since it has passed from one person's lips to another's ears, since it has been the occasion of repeated contacts among different members of the community. And finally, the article no longer has anything in common with the nocturnal lucu- brations of an irresponsible journalist; it's an immense collective representation spreading through a hundred thou- sand heads. It's as a collective representation that it strikes you as nefarious and sacred. Today, critics and men of letters agree in considering a book as though it were the editorial of a daily newspaper. They are not concerned with what the author meant, and in truth they envisage it as though it didn't have an author. It interests them only as a slogan with which to rally an army of readers for a few days or a few months. They see in it a spontaneous production of the collective consciousness, something like an institution. In order to better account for that institution, to plot its fate and enumerate its repercussions, the critic chooses to
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observe it with the eyes of his grandchildren and to expatiate on it as a literature manual might on a text a hundred and fifty years old. Only a manual, in fact, can appreciate the influence exercised by a production of the mind; it alone can explain its fortune and judge its posterity because it alone is qualified to write its history at a hundred years' distance. In
a hundred years, we will be able to decide for good if Surrealism made an offensive comeback around 1945, if L'Education europe? enne was or wasn't the book of the Resis- tance. In a hundred years we will nail down the literary trends of this postwar period; in a hundred years, well be able to give an appropriate description of the novelistic form we have been waiting for--if, indeed, we are waiting for it--by comparing the diverse degrees of success that the novels about to appear in this decade will have had. But we are in a hurry. We are in a rush to know and to pass judgment on ourselves. And that is because during the last twenty years Western consciousness has made significant
progress. Under the pressure of history we have learned that we were historical. Cartesian mathematics conditioned the various branches of knowledge and letters in the seventeenth century; in the same way, Newtonian physics conditioned them in the eighteenth century, Claude Bernard's and Lamarck's biology in the nineteenth, and history in our own. We know that the most intimate of our gestures helps constitute history, that the most subjective of our opinions helps form what the historian will call the public opinion of 1945; we know that we belong to an era that will later have a name and a physiognomy and whose broad features, principal dates, and deep meaning will be easily deciphered. We live in history like fish in water; we have an acute awareness of our historical responsibility. Were we not told in San Francisco that the fate of civilization would be determined in the coming years? Didn't Hitler repeat that the war he had just lost would fix human destiny for a thousand years? But the more exquisite our historical awareness, the more we are irritated at floundering in the dark, at being subject to a jurisdiction that we will never
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