Since a person's
liability
to punishment is the quality that ele- vates him to the status of a moral being in the first place, it is under- standable that the pillars of the law grimly hang on to it.
Musil - Man Without Qualities - v1
and so on'?
"
Ulrich was smiling, but Count Leinsdorf felt he was treating the situation with a little too much levity, and twiddled his thumbs with renewed vigor to ward it off. His face, with its handlebar mustache, assumed a hardness reminiscent of the Wallenstein era, and then he came out with a most noteworthy statement:
"Dear Doctor," he said, "in the history of mankind there is no vol- untary turning back! "
This statement surprised no one more than Count Leinsdorfhim- self, who had actually intended to say something quite different. As a conservative, he had been annoyed with Ulrich, and had wanted to point out to him that the middle classes had spumed the universal spirit of the Catholic Church and were now suffering the conse- quences. He was also on the point of praising the times of absolute
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centralism, when the world was still led by persons aware of their responsibilities in accordance with fixed principles. But while he was still groping for words, it suddenly occurred to him what a nasty sur- prise it would be to wake up one morning without a hot bath and trains, with an Imperial town crier riding through the streets instead ofthe morning papers. And so Count Leinsdorfthonght: "Things can never again be what they were, the way they were," and as he thought this he was quite astonished. For one assumed that if there was indeed no voluntary going back in history, then mankind was like a man driven along by some inexplicable wanderlust, a man who could neither go back nor arrive anywhere, and this was a quite re- markable condition.
Now, while His Grace had an extraordinary knack for keeping apart two ideas that might contradict each other. so that they never came together in his consciousness, he should have firmly rejected ~s particular idea, whic~was inimical to all his principles. However, he had taken rather a liking to Ulrich, and as far as time permitted, he enjoyed explaining political matters on a strictly logical basis to this intellectually alert young man who, had come to him so well rec- ommended, whose only drawback was his middle-class status, which made him something of an outsider when it came to the really great issues. But once one begins with logic, where one idea follows from the immediately preceding one, one never knows where it may all come out at the end. And so Count Leinsdorf did not retract his statement but merely gazed at Ulrich in intense sllence.
Ulrich pi~ked up a second folder and took advantage of the pause to hand both files to His Grace.
"I had to head the second one Forward to-/" he began to explain, but His Grace started to his feet and found that his time was up. He urged Ulrich to leave the continuation of their talk for another time, when there would be rp. ore leisure to give it some thought.
"By the way," he said, already on his feet, "your cousin is going to have a gathering of our most distinguished thinkers to discuss all these problems. Do go; please be sw:e to go; I don't know whether I shall be permitted to be there. "
Ulrich put back his folders, and ~ount Leinsdorf, in the shadow of
the open door, turned around once more. "A great experiment natu- rally makes everyone nervous. Butwe'll shake them up! " His sense of propriety would not let him leave Ulrich behind without some word of comfort.
59
MOOSBRUGGER REFLECTS
Moosbrugger had meanwhile settled down in his new prison as best he could. The gate had hardly shut behind him when he was bel- lowed at. He had been threatened with a beating when he protested, if he remembered rightly. lie had been put in solitary. For his walk in the yard he was handcuffed, and the guards' eyes were glued to him. They had shaved his head, even though his sentence was under appeal and not yet legally in force, because, they said, they had to take his measurements. They had lathered him all over with a stink- ing soft soap, on the pretext of disinfecting him. As an old hand, he knew that all this was against regulations, but behind that iron gate it is not so easy to maintain one's dignity. They did as they pleased with him. He demanded to see the warden, and complained. The warden had to admit that some things were not in accordance with regula- tions, but it was not a punishment, he said, only a precaution. Moos- brugger complained to the prison chaplain, but the chaplain was a kindly old man whose amiable ministry was anachronistically flawed by his inability to cope with sexual crimes. He abhorred them with the lack of understanding of a body that had never even touched the periphery of such feelings, and was even dismayed that Moosbrug- ger's honest appearance moved him to the weakness of feeling per- sonally sorry for him. He sent Moosbrugger to the prison doctor, and for his own part, as in all such cases, sent up to the Creator an omni- bus prayer that did not go into detail but dealt in such general terms
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with man's proneness to error that Moosbrugger was included in the · moment of prayer along with the freethinkers and atheists. The prison doctor told Moosbrugger that he was making a mountain out of a molehill, gave him a friendly slap on the back, and absolutely refused to pay any attention to his complaints, on the grounds that- if Moosbrugger understood him right-it was all beside the point as long as the question of whether he was insane or only malingering had not been settled by the medical authorities. Infuriated, Moos- brugger suspected that all these people spoke to suit themselves, and that it was this trick with words that gave them the power to do as they pleased with him. He had the feeling of simple people that the educated ought to have their tongues cut out. He looked at the doc- tor's face with its dueling scars; at the priest's face, withered from the inside; at the austerely tidy office face of the warden; saw each face looking back at him in its own way, and saw in all of them something beyond-his reach that they had in common, which had been his life- long enemy. The constricting pressure that in the outside world forces every person, with all his self-conceit, to wedge himself with effort among all that other flesh, was somewhat eased-despite all the discipline--under the roof of the prison, where everything lived for waiting, and the interaction of the inmates, even when it was coarse and violent, was undermined by a shadow of unreality. Moos- brugger reacted with his whole powerful body to the slackening of
tension after the trial. He felt like a loose tooth. His skin itched. He felt miserable, as if he had caught an infection. It was a self-pitying, tenderly nervous hypersensitivity that came over him sometimes: the woman who lay underground and who had got him into this mess seemed to him a crude, nasty bitch contrasted with a child, ifhe com- pared her to himself.
Just the s~e, Moosbrugger was not altogether dissatisfied. He could tell in many ways that he was a person of some importance here, and it flattered him. Even the attention given to all convicts alikegave him satisfaction. The state had to feed them, bathe them, clothe them, and concern itself with their work, their health, their books, and their songs from the moment they had broken the law; it had never done these things before. Moosbrugger enjoyed this atten- tion, even if it was strict, like a child who has succeeded in forcing its mother to notice it with anger. But he did not want it to continue
·much longer. The idea that his sentence might be commuted to life in prison or in a lunatic asylum sparked in him the resistance we feel when every effort to escape from our circumstances only leads us back to them, time and again. He knew that his lawyer was trying to get the case reopened, that he was to be interrogated all over again, but he made up his mind to oppose that as soon as he could and insist that they kill him.
Above all, he. had to make a dignified exit, for his life had been a battle for his rights. In solitary, Moosbrugger considered what his rights were. He couldn't say. But they were everything he had been cheated of all his life. The moment he thought of that he swelled with emotion. His tongue arched and started to move like a Uppi- zaner stallion in his zeal to pronounce the word nobly enough. "My right," he thought, drawing the word out as long as he could, to real- ize this concept, and thought, as if he were speaking to someone: "If's when you haven't done anything wrong, or something like that, isn't it? " Suddenly he had it: "Right is justice. " That was it. His right was his justice! He looked at his wood-plank bed in order to sit on it, turned awkwardly around to tug at it-in vain, as it was screwed to the floor-then slowly sat down.
He had been cheated of his justice! He remembered his master's wife, when he was sixteen. He had dreamed that something cold was blowing on his belly, then it had disappeared inside his body; he had yelled and fallen out of bed, and the next morning felt as if he had been beaten black-and-blue. Other apprentices had once told him that you could always get a woman by showing her your fist with the thumb sticking out between the middle and the forefinger. He didn't know what to make of it; they all said they had tried it', but when he thought about it the ground gave way under him, or his head seemed to be screwed on wrong; in short, something was going on inside him that separated him by a hairbreadth from the natural order and was not quite steady. "Missus," he slrld, 'Td like to do something nice to you. . . . " They were alone; she looked into his eyes and must have seen something there; she said: "You just clear out of this kitchen! " He then held up his fist with the thumb sticking out. But the magic worked only halfway: her face turned dark red and she hit him with the wooden ladle in her hand, too fast for him to dodge the blow, right across the face; he realized it only when the blood began to
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trickle over his lips. But he remembered that instant vividly now, for the blood suddenly turned and flowed upward, up above his eyes, and he threw himself on the strapping woman who had so viciously insulted him; the master came in; and what happened then, until the moment he stood in the street with his legs buckling and his things thrown after him, was like a big red cloth being ripped to shreds. That was how they made a mockery and a shambles of his right, and he took to the road again. Can a man fmd his rights on the road? ·All the women were already somebody else's right, and so were all the apples and all the beds. And the police and the judges were worse than the dogs.
But what it really was that always gave people a hold on him, and why they were always throwing him in jails or madhouses, Moos- brugger could never really figure out. He stared long and hard at the floor, at the comers ofhis cell; he felt like a man who has dropped a key on the floor. But he couldn't find it; the floor and the comers turned day-gray and ordinary again,' though just a while ago they had
-been a dreamscape where a thing or a person springs up at the drop of a word.
Moosbrugger mustered all his logic. He could only remember dis- tinctly all the places it began. He could have ticked them off on his fingers and described them. Once, it had been in Linz, another time in Braila. Years had passed between: And the last time it was here in the city. He-could see every stone so sharply outlined, as stones usu- ally aren't. He also remembered the rotten feeling that ! Uways went with it, as ifhe had poison instead of blood in his veins, or something like that. For instance, he was working outdoors and women passed by; he didn't want to look at them, because they bothered him, but new ones kept constantly passing by, so finally his eyes would follow them with loathing, and that slow turning of his eyes this way and that felt as if his eyes were stirring in tar or in setting cement inside him. Then he noticed that his thoughts were growing heavy. He thought slowly anyway, the words gave him trouble, he never had enough words, and sometimes, when he was talking to someone, the other man would look at him in surprise: he wouldn't understand how much was being said in the one word Moosbrugger was uttering so slowly. He envied all those people who had learned to talk easily when they were young. His own words seemed to stick to his gums to
spite him just when he needed them most, and it sometimes took forever to tear out the next syllable so he could go on from there. There was no getting around it: this couldn't be due to natural causes. But when he said in court that it was the Freemasons or the Jesuits or the Socialists who were torturing him this way, nobody un- derstood what he was talking about. Those lawyers and judges could outtalk him, all right, and had all sorts of things to say against him, but none of them had a clue to what was really going on.
When this sort of thing had continued for some time, Moosbrug- ger got frightened. Just try standing in the street with your hands tied, waiting to see what people will do! He knew that his tongue, or something deep inside him, was glued down, and it made him miser- ably unsure of himself, a feeling he had to struggle for days to hide. But then there came a sharp, one could almost say soundless, bound- ary. Suddenly a cold breeze was there. Or eise a big balloon rose up in the air right in front of him and flew into his chest. At the same instant he felt something in his eyes, his lips, the muscles of his face; everything around him seemed to. fade, to tum black, and while the houses lay down on the trees, some cats quickly leapt from the bushes and scurried away. This lasted only for an instant, then it was over.
This was the real beginning of the time they all wanted to know about and never stopped talking about. They pestered him with the most pointless questions; unfortunately, he could remember his ex- periences only dimly, through what they meant to him. Because these periods were all meaning! They sometimes lasted for minutes, sometimes for days on end, and sometimes they changed into other, similar experiences that could last for months. To begin with the lat- ter, because they are simpler, and in Moosbrugger's opinion even a judge could understand then: Moosbrugger heard voices or music or a wind, or a blowing and humming, a whizzing and rattling, or shots, thunder, laughing, shouts, speaking, or whispering. It came at him from every direction; the sounds were in the walls, ill the air, in his clothes, in his body. He had the impression he was carrying it in his body as long as it was silent; once it was out, it hid somewhere hi his surroundings, but never very far from him. When he was work- ing, the voices would speak at him mostly in random words or short phrases, insulting and nagging him, and when he thought of some-
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thing they came out with it before he could, or spitefully said the opposite ofwhat he meant. It was ridiculous to be declared insane on this account; Moosb~gger regarded these voices and visions as mere monkeyshines. It entertained him to hear and see what they did; that was ever so much better than the hard, heavy thoughts he had him- self. But of course he got very angry when they really annoyed him, that was only natural. Moosbrugger knew, because he always paid close attention to all the expressions that were applied to him, that this was called hallucinating, and he was pleased that he had this knack for hallucination that others lacked; it enabled him to see all sorts of things others didn't, such as lovely landscapes and hellish monsters. But he found that they always made far too much of it, and when the stays in mental hospitals became too unpleasant, he main- tained outright that he was only pretending. The know-it-ails would ask him how loud the sounds were; a senseless question, because of course what he heard . was sometimes as loud as a thunderclap, and sometimes the merest whisper. Even the physical pains that some- times plagued him could be unbearable or slight enough to be imagi- nary. That wasn't the important thing. Often he could not have described exactly what he saw, heard, and felt, but he knew what it was. It could be very blurred; the visions came from outside, but a shimmer of observation told him at the same time that they were really something inside himself. The important thing was that it is not at all important whether something is inside or outside; in his condition, it was like clear water on both sides of a transparent sheet of glass.
When he was feeling on top of things Moosbrugger paid no atten- tion at all to his voices and visions but spent his time in thinking. He called it thinking because he had always been impressed with the word. He thought better than other people because he thought both inside and outside. Thinking went on inside him against his will. He said that thoughts were planted in him. He was hypersensitive to the merest trifles, as a woman is when her breasts are tight with milk, but this did not interfere with his slow, manly reflectiveness. At such times his thoughts flowed like a stream running through a lush meadow swelled by hundreds ofleaping brooks.
Now Moosbrugger had let his head drop and was looking down at the wood between his fingers. "A squirrel in these parts is called a
tree kitten," it occurred to him, "but just let somebody try to talk about a tree cat with a straight face! Everyone would prick up their ears as if a real shot had gone off among the farting sound of blanks on maneuvers. In Hesse, on the other hand, it's called a tree fox. Any man who's traveled around knows such things. "
But oh, how curious the psyc. hiatrists got when they showed him a picture of a squirrel and he said: "That's a fox, I guess, or it could be a hare, or maybe a cat or something. " They'd always shoot a question right back at him then: "How much is fourteen plus fourteen? " and he would say in his deliberate way, "Oh, about twenty-eight to forty. " This "about" gave them trouble, which made Moosbrugger grin. It was really so simple. He knew perfectly well that you get twenty- eight when you go on from fourteen to another fourteen; but who says you have to stop there? Moosbrugger's gaze would always range a little farther ahead, like that of a man who has reached the top of a ridge outlined against J. :he sky and fmds that behind it there are other, similar ridges. And if a tree kitten is no cat and no fox, and has teeth like a hare's, and the. fox eats the hare, you don't have to be so partic- ular about what you call it; you just know it's somehow sewntogether out of all those things and goes scampering over the trees. Moos- brugger's experience and conviction were that no thing could be sin- gled out by itself, because things hang together. It had happened that he said to a girl, "Your sweet rose lips," but suddenly the words gave way at their seams and something upsetting happened: her face went gray, like earth veiled in a mist, there was a rose sticking out ofit on a long stem, and the temptation to take a knife and cut it off, or punch it back into the face, was oveiWhelming. Ofcourse, Moosbrugger did not always go for his knife; he only did that when he couldn't get rid of the temptation any other way. Usually he used all his enonnous strength to hold the world together.
In a good mood, he could look a man in the face and see in it his own face, as it might gaze back at him from among the minnows and bright pebbles of a shallow stream; in a bad mood, he could tell by a fleeting glance at a man's face that here was the same man who al- ways gave hl. m trouble, everywhere, no matter how differently he disguised himself each time. How can anyone object to this? W e all have trouble with the same man almost every time. If we were to investigate who the people are we get so idiotically fixated on, it is
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bound to tum out to be the one with the lock to whi<;h we have the key. And in love? How many people look at the same beloved face day in, day out, yet when they shut their eyes can't say what it looks like? Or even aside from love and hate; how incessantly things are subject to change, depending on habit, mood, point of view! How qften joy bums out and an indestructible core of sadness emerges! How often a man calmly beats up another, whom he might as easily leave in peace. Life forms a surface that acts as if it oould not be otherwise, but under its skin things are pounding and pulsing. Moos- brugger always kept his legs solidly planted on real earth, holding them together, sensibly trying to avoid whatever might confuse him. But sometimes a word burst in his mouth, and what a revolution, what a dream ofthings then welled up out ofsuch a cold, burned-out double word as tree kitten or rose lips!
Sitting on that plank in his cell that was both his bed and his table, he deplored his education, which had not taught him to express him- self properly. The little creature with her mouse eyes who was still making so much trouble for him, even though she'd been under- ground for some time, made him angry. They were all on her side. He lumbered to his feet. He felt fragile, like charred wood. He was hungry again; the prison fare fell far short of satisfying a huge man like him, and he had no money for better. In such a state it was im- possible for him to think of everything they wanted to lmow. One of these changes had come on, for days and weeks, the way March comes, or April, and then this business had happened. He lmew nothing more about it than the police already had in their files; he didn't even lmow how it had got into their flles. The reasons, the con- siderations he could remember, he had already stated in court any-
way. But what had really happened seemed to him as if he had suddenly said fluently in a foreign language something that made him feel good but that he could no longer repeat.
"I just want it over and done with as soon as possible! " Moosbrug- ger thought. ·
6o
EXCURSION INTO THE REALM OF LOGIC AND MORALS
Legally, Moosbrugger's case could be summed up in-a sentence. He was one of those borderline cases in law and forensic medicine known even to the layman as a case of diminished responsibility.
These unfortunates typically suffer not only substandard health but also have a substandard disease. Nature has a peculiar prefer- ence for producing such people in droves. Natura non fecit saltus, she makes no jumps but prefers gradual transitions; even on the grand scale she keeps the world in a transitional state between imbe- cility and sanity. But the law takes no notice of this. It says: Non datur tertium sive medium inter duo contradictoria, or in plain language, a person is either capable or not capable of breaking the law; between two contraries there is no third or middle state. It is this ability to choose that makes a person liable to punishment. His liability to pun- ishment makes him legally a person, and as a person in the legal sense he shares in the suprapersonal benefaction of the law. Anyone who cannot grasp this right away should think of the cavalry. A horse that goes berserk every time someone attempts to mount it is treated with special care, given the softest bandages, the best riders, the choicest fodder, and the most patient handling. But ifa cavalryman is guilty of some lapse, he is put in irons, locked in a flea-ridden cage, and deprived of his rations. The reasoning behind this difference is that the horse belongs merely to the empirical animal kingdom, while the dragoon belongs to the logical and moral kingdom. So un- derstood, a person is distinguished from the animals-and, one may add, from the insane-in that he is capable, according to his intellec- tual and moral faculties, ofacting against the law and ofcommitting a
crime.
Since a person's liability to punishment is the quality that ele- vates him to the status of a moral being in the first place, it is under- standable that the pillars of the law grimly hang on to it.
There is also the unfortunate complication that court psychiatrists,
262 • THE MAN WITH0 UT QUALITIES
who would be called upon to oppose this situation, are usually far more timid professionally than the jurists. They certify as really in- sane only those persons they cannot cure-which is a modest exag- geration, since they cannot cure the others either. They distinguish between incurable mental diseases, the kind that with God's help will improve after a while of their own accord, and the kind that the doctor cannot cure either but that the patient could have avoided, assuming of course that the right influences and considerations had providentially been brought to bear on him in time. These second and third groups supply those lesser patients whom the angel of medicine treats as sick people when they come to him in his private practice, but whom he shyly leaves to the angel of law when he en- counters them in his forensic practit! e.
Such a case was Moosbrugger. In the course of his life, respectable enough except when interrupted by those unaccountable fits of bloodthirstiness, he had as often been confined in mental institutions as he had been let go, and had been variously diagnosed as a para- lytic, paranoiac, epileptic, and manic-depressive psychotic, until at his recent trial two particularly conscientious forensic psychiatrists had restored his sanity to him. Of course, there was not a single per- son in that vast crowded courtroom, the doctors included, who was not co~vincedthat Moosbrugger was insane, one way or another; but it was not a way that corresponded to the conditions of. insanity laid down by the law, so this insanity could not be acknowledged by con- scientious minds. For if one is partly insane, one is also, juridically, partly sane, and if one is partly sane one is at least partly responsible for one's actions, and if one is partly responsible one is wholly re- sponsible; for responsibility is, as they say, that state in which the individual has the power to devote himself to a specific purpose of his own free will, independently of any compelling necessity, and one cannot simultaneously possess and lack such self-determination.
Not that this excludes the eXistence of persons whose circum- stances and predispositions make it hard for them to "resist immoral impulses" and "opt for the good," as the lawyers put it, and Moos- brugger was such a person, in whom circumstances that would have no effect at all on others were enough to trigger the "inten"t'' to com- mit an offense. First, however, his powers of reasoning and judgment were sufficiently intact, in the view of the court, so that an effort on
his part could just as well have left the crime uncommitted, and there was no reason to exclude him from the moral estate of responsibility. Second, a well-ordered judicial system demands that every culpable act that is wittingly and willingly performed be punished. And third, judicial logic assumes that in all insane persons-with the exception of the most unfortunate, who when asked to multiply 7 times 7 stick out their tongue, or answer "Me" when asked to name His Imperial and Royal Majesty-there is still present a minimal power of dis- crimination and self-control and that it would only have taken a spe- cial effort of intelligence and willpower to recognize the criminal nature of the deed and to resist the criminal impulses. It is surely the least one has a right to expect from such dangerous persons!
Law courts resemble wine cellars in which the wisdom of our forefathers lies in bottles. One opens them and could weep at how unpalatable the highest, most effervescent, degree of the human striving for precision can be before it reaches perfection. And yet it seems to intoxicate the insufficiently seasoned mind. It is a well- known phenomenon that the angel of medicine, if he has listened too long to lawyers' arguments, too often forgets his own mission. He then folds his wings with a clatter and conducts himself in court like a reserve angel of law.
THE lDEAL OF THE THREE TREA TISES, OR THE UTOPIA OF EXACT LIVING
This is how Moosbrugger had come by his death sentence. It was only thanks to the influence of Count Leinsdorf and His Grace's fri(mdship for Ulrich that there was now a chance to review Moos- brugger's mental condition one more time. Ulrich actually had no intention of taking any further interest in Moosbrugger's fate, theb. or later. The depressing mixture of brutality and suffering that is the
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nature of such people was as distasteful to him as the blend of preci- sion and sloppiness that characterized the judgments usually pro- nounced upon them. He lmew precisely what he had to think of Moosbrugger, if he took a sober view of the case, and what measures one might try with such people who belong neither in prison nor in freedom and for whom the mental hospitals were not the answer ei- ther. He also realized that thousands of other people lmew this, too, and were constantly discussing every such problem from the aspects that each ofthem was interested in; he also knew that the state would eventually kill Moosbrugger because in the present state of incom- pleteness this was simply the cleanest, cheapest, and safest solution. It may be callous to resign oneself to this; but then, our speeding traffic claims more victims than all the tigers of India, yet the ruth- less, unscrupulous, and casual state of mind in which we put up with it is what also enables us to achieve our undeniable successes.
This state of mind, so perceptive in detail and so blind to the total picture, finds its most telling expression in a certain ideal that might be called the ideal of a life's work and that consists of no more than three treatises. There are intellectual activities where it is not the big books but the short monographs or articles that constitute a man's proud achievement. If someone were to discover, for instance, that under hitherto unobserved circumstances stones were able to speak, it would take only a few pages to describe and explain so earth-shat- tering a phenomenon. On the other hand, one can always write yet another book about positive thinking, and this is far from being of only academic interest, since it involves a method that makes it im- possible ever to arrive at a clear resolution of life's most important questions. Human activities might be graded by the quantity of words required: the more words, the worse their character. All the bowledge that has led our species from wearing animal skins to peo- ple flying, complete with proofs, would fill a hand~ of reference books, but a bookcase the size of the earth would not suffice to hold all the rest, quite apart from the vast discussions that are conducted not with the pen but with the sword and chains. The thought sug- gests itself that we carry on our human business in a most irrational manner when we do not use those methods by which the exact sciences have forged ahead in such exemplary fashion. .
Such had in fact been the mood and the tendency of a period-a
number of years, hardly of decades-of which Ulrich was just old enough to have lmown something. At that time people were think- ing-"people" is a deliberately vague way of putting it, as no one could say who and how many thought that way; let us say it was in the air-that perhaps life could be lived with precision. Today one won- ders what they could have meant by that. The answer would possibly be that a life's work can as easily be imagined as consisting of three poems or three actions as of three treatises, in which the individual's capacity for achievement is intensified to its highest degree. It would more or less come down to keeping silent when one has nothing to say, doing only the necessary where one has nothing special to do, and, most important, remaining indifferent unless one has that inef- fable sense of spreading one's arms wide, borne aloft on a wave of creation. One will observe that this would be the end of most of our inner life, but that might not be such a painful loss. The thesis that the huge quantities of soap sold testify to our great cleanliness need not ~pply to the moral life, where the more recent principle seems more accurate, that a strong compulsion to wash suggests a dubious state of inner hygiene. It would be a useful experiment to try to cut down to the minimum the moral expenditure (ofwhatever kind) that accompanies all our actions, to satisfy ourselves with being moral only in those exceptional cases where it really counts, but otherwise not to think differently from the way we do about standardizing pen- cils or screws. Perhaps not much good would be done that way, but some things would be done better; there would be no talent left, only genius; the washed-out prints that develop from the pallid resem- blance ofactions to virtues would disappear from the image oflife; in their place we would have these virtues' intoxicating fusion in holi- ness. In short, from every ton of morality a milligram of an essence would be left over, a millionth part of which is enough to yield an enchanting joy.
But the objection will be raised that this is a utopia. Of course it is. Utopias are much the same as possibilities; that a possibility is not a reality means nothing more than that the circumstances in which it is for the moment entangled prevent it from being realized-otherwise it would be only an impossibility. If this possibility is disentangled from its restraints and allowed to develop, a utopia arises. It is like what happens when a scientist observes the change of an element
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within a compound and draws his conclusions. Utopia is the experi- ment in which the possible change of an element may be obsezved, along with the effects of such a change on the compound phenome- non we call life. If the element under obsezvation is precision itself, one isolates it and allows it to develop, considering it as an intellec- tual habit and way of life, allowed to exert its exemplary influence on everything it touches. The logical outcome of this should be a human being full of the· paradoxical interplay of exactitude and indefinite- ness. He is incorruptibly, deliberately cold, as required by the tem- perament of precision; but beyond this quality, everything else in him is indefinite. The stable internal conditions guaranteed by a sys- tem of morality have little value for a man whose imagination is geared to change. Ultimately, when the demand for the greatest and most exact fulfillment is transferred from the intellectual realm to that of the passions, it becomes evident-as alfeady indicated-that the passions disappear and that in their place arises something like a primordial fire of goodness.
Such is the utopia ofprecision. One doesn't know how such a man will spend the day, since he cannot continually be poised in the act of creation and will have sacrificed the domestic hearth fire of limited sensations to some imaginary cmlflagration. But this man of preci- sion exists already! He is the inner man who inhabits not only the scientist but the businessman, the administrator, the sportsman, and the technician, though for the present only during those daytime h~urs they call not their life but their profession. This man, given to taking everything seriously and without bias, is biased to the point of abhorrence against the idea of taking himself seriously, and there is, alas, no doubt that he would regard the utopia of himself as an im- moral experiment on persons engaged in serious business.
Which is why Ulrich, in his concern with the question of whether everything else should be subordinated to the most powerful forms ofinner achievement-in other words, whether a goal and a meaning can be found for what is happening and has happened to us-had . always, all his life, been quite alone.
THE EARTH TOO, BUT ESPECIALLY ULRICH, PAYS HOMAGE TO THE UTOPIA OF ESSAYISM
Precision, as a human attitude, demands precise action and precise being. It makes maximal demands on the doer and on life. But here a distinction must be made.
In reality, as we all know, there is not only an imaginary precision (not yet present in reality at all) but also a pedantic kind, the differ- ence being that the imaginary kind sticks to the facts and the pedan- tic kind to imaginary constructs. The precision, for instance, with which Moosbrugger's peculiar mentality was fitted into a two-thou- sand-year-old system of legal concepts resembled a madman's pe- dantic insistence on trying to spear a free-flying bird with a pin; this precision was concerned not at all with the facts but only with the imaginary concept of cumulative law. But with respect to the big question of whether Moosbrugger could be legally condemned to death, the psychiatrists were absolutely precise: they did not dare say more than that Moosbrugger's clinical picture did not exactly corre- spond to any hitherto observed syndrome, and left any further con- clusions entirely to the jurists.
The courtroom on that occasion offered an image of life itself, in that all those energetic up-to-the-minute characters who wouldn't dream of driving a car more than five years old, or letting a disease be treated by methods that had been the best ten years ago, and who further give all their time, willy-nilly, to promoting the latest inven- tions and fervently believe in rationalizing everything in their domain . . . these people nevertheless abandon questions of beauty, justice, love, and faith-that is, all the questions of humanity-as long as their business interests are not involved, preferably to their wives or, where their wives are not quite up to it, to a subspecies of men given to intoning thousand-year-old phrases about the chalice and sword of life, to whom they listen casually, irritably, and skep'tically, without believing any of it but also without considering the possibility that it
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might be done some other way. Thus there are really two kinds of outlook, which not only conflict with each other but, which is worse, usually coexist side by side in total noncommunication except to as- sure each other that they are both needed, each in its place. The one is satisfied to be precise and stick to the facts, while the other is not, but always looks at the whole picture and derives its insights from so-called great and eternal truths. The first achieves success, the other scope and prestige. Clearly, a pessimist could say that the re- sults in the first case are worth nothing and in the second case are not. true. For what use will it be on the Day ofJudgment, when all human achievements are weighed, to offer up three articles on formic acid, or even thirty? On the other hand, what do we know of the Day of Judgment if we do not even know what may have become of formic acid by then?
It was between these two poles of Neither and Nor that the pen- dulum of evolution was swinging when mankind first learned, more than eighteen but not quite twenty centuries ago, that there would be such a spiritual court at the end ofthe world. It corresponds to the experience that a swing in one direction is always followed by a swing in the opposite direction. And while it might be conceivable and de- sirable for such a revolution to proceed. as a spiral, which climbs · higher with every change of direction, for unknown reasons evolu- tion seldom gains more than it loses through detours and destruc- tion. So Dr. Paul Arnheim was quite right when he told Ulrich that world history never allows the negative to prevail; world history is optimistic, it always decides enthusiastically for the one, and only af- terward for its opposite! And so, too, the pioneer dreams of precision
were followed by no attempt whatever to realize them but were abandoned to the unwinged uses of engineers and scientists, while everyone else reverted to a more worthy and far-reaching frame of mind.
Ulrich could still remember quite well how uncertrunty had made its comeback. Complaints were heard in ever greater number from people who followed ·a somewhat uncertain calling-writers, critics, women, and those practicing the profession of being the new genera- tion-all protesting that pure knowledge tore apart every sublime achievement of mankind without ever being able to put it back to- gether, and they demanded a new humane faith, a return to inner
primal values, a spiritual revival, and all sorts ofthings ofthat kind. At first Ulrich had naively assumed that the outcries came from hard- riding people who had dismounted, limping, screaming to have their sores rubbed with soul; but he gradually realized that these repetitive calls for a new dispensation, which had struck him as so comical at first, were being echoed far and wide. Science had begun to be out- dated, and the unfocused type ofperson that dominates the present had begun to assert itself.
Ulrich had refused to take this seriously and went on developing his intellectual bent in his own way.
From the earliest youthful stirrings of self-confidence, which are often so touching, even moving, to look back upon in later years, all sorts of once-cherished notions lingered in his memory even now, among them the expression "living hypothetically. " It still expressed the courage and the inescapable ignorance of life that makes every step an act of daring without experience; it showed the desire for grand connections and the aura of revocability a young man feels as he hesitantly ventures into life. Ulrich felt that none of this really needed to be taken back. A thrilling sense of having been chosen for something is the best and the only certain thing in one whose glance surveys the world for the first time. If he monitors his feelings, he finds nothing he can accept without reservation. He seeks a possible beloved but can't tell whether it's the right one; he is capable ofkill- ing without being sure that he will have to. The drive of his own na- ture to keep developing prevents him from believing that anything is final and complete, yet everything he encounters behaves as though it were fmal and complete. He suspects that the given order•ofthings is not as solid as it pretends to be; no thing, no self, no form, no prin- ciple, is safe, everything is undergoing an invisible but ceaseless transformation, the unsettled holds more of the future than the set- tled, and the present is nothing but a hypothesis that has not yet been surmounted. What better can he do than hold himself apart from the world, in the good sense exemplified by the scientist's guarded atti- tude toward facts that might be tempting him to premature conclu- sions? Hence he hesitates in trying to make something of himself; a character, a profession, a fixed mode of being, are for him concepts that already shadow forth the outlines of the skeleton, which is all that will be left of him in the end. He seeks to understand himself
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differently, as someone inclined and open to everything that may en- rich him inwardly, even ifit should be morally or intellectually taboo; he feels like a stride, free to move in any direction, from equilibrium to equilibrium, but always forward. And when he sometimes thinks he has found the right idea, he perceives that a drop of indescribable incandescence has fallen into the world, with a glow that makes the whole earth look different.
Later, when Ulrich's intellectual capacity was more highly devel- oped, this became an idea no longer connected with the vague word "hypothesis" but with a concept he oddly termed, for certain rea- sons, "essay. " It was more or less in the way an essay, in the sequence of its paragraphs, explores a thing from many sides without wholly encompassing it-for a thing wholly encompassed suddenly loses its scope and melts down to a concept-that he believed he could most rightly survey and handle the world and his own life. The value of an action or a quality, and indeed its meaning and nature, seemed to him to depend on its surrounding circumstances, on the aims it served; in short, on the whole--constituted now one way, now an- qther-to which it belonged. This is only a simple description of the fact that a murder can appear to us as a crime or a heroic act, and making love as a feather that has fallen from the wing of an angel or that of a goose. But Ulrich generalized this: all moral events take place in a field of energy'whose Constellation charges them with meaning. They contain good and evil the way an atom contains the possibilities of certain chemical combinations. They are what they
will become, so to speak; and just as the word "hard" denotes four entirely different essences, depending on whether it is connected with love, brutality, zeal, or discipline, the significance of all moral events seemed to him to be the function of other events on which they depended. In this way an open-ended system of relationships arises, in which independent meanings, such as are ascribed to ac- tions and qualities by way of a rough first approximation in ordinary life, no longer exist at all. What is seemingly solid in this system be- comes a porous pretext for many possible meanings; the event occur- ring becomes a symbol of something that perhaps may not be happening but makes itself felt through the symbol; and man as the quintessence of his possibilities, potential man, the unwritten poem of his existence, confronts man as recorded fact, as reality, as charac-
ter. Accordingly, Ulrich felt that he was basically capable of every virtue and every baseness; the fact that in a balanced social order virtues as well as vices are tacitly regarded as equally burdensome attested for him to what happens in nature generally, that every play of forces tends in time toward an average value and average condi- tion, toward compromise and inertia. Ulrich regarded morality as it is commonly understood as nothing more than the senile form ofa sys- tem of energies that cannot be confused with what it originally was without losing ethical force.
It is possible that these views also reflected some uncertainty about life, but uncertainty is sometimes nothing more than mistrust ofthe usual certainties, and anyway, it is good to remember that even so experienced a person as mankind itself seems to act on quite simi- lar principles. In the long run it revokes everything it has done, to replace it with something else; what it used to regard as a crime it regards as a virtue, and vice versa; it builds up impressive frame- works of meaningful connections among events, only to allow them to collapse after a few generations. However, all this happens in suc- cession instead of as a single, homogeneous experience, and the chain of mankind's experiments shows no upward trend. By contrast, a conscious human essayism would face the task of transforming the world's haphazard awareness into a will. And many individual lines of development indicate that this could indeed happen soon. The hos- pital aide clothed in lily-white, who, with the help of acids, thins out a patient's stool in a white china dish in order to obtain a purple smear, rubbing it until the right hue rewards her attention, is already living, whether she knows it or not, in a world more open to change than is the young lady who shudders at the sight of the same stuff in the street. The criminal, caught up in the moral magnetic field of his act, can only move like a swimmer who has to go with the current that sweeps him along, as every mother knows whose child has ever suf- fered this fate, though no one would believe her, because there was no place for such a belief. · Psychiatry calls great elation "a hypomanic disturbance," which is like calling it a hilarious- distress, and regards all heightened states, whether of chastity or sensuality, scrupulosity or carelessness, cruelty or compassion, as pathologically suspect- how little would a healthy life mean if its only goal were a middle condition between two extremes! How drab it would be if its ideal
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were really no more than the denial of the exaggeration of its ideals! To recognize this is to see the _moral :norm no longer as a set of rigid commandments but rather as a mobile equilibrium that at every mo- ment requires continual efforts at renewal. We are beginning tore- gard as too limiting the tendency to ascribe involuntarily acquired habits of repetitiveness to a man as his character, and then to make his character responsible for the repetitions. We are learning to rec- ognize the interplay between inner and outer, and it is precisely our understanding of the impersonal elements in man that has given us new clues to the personal ones, to certain simple patterns of behav- ior, to an ego-building instinct that, like the nest-building instinct of birds, uses a few techniques to build an ego out of many various ma- terials. We are already so close to knowing how to use certain influ- ences to contain all sorts of pathological conditions, as we can a wild mountain stream, and it will soon be a mere lapse of social responsi- bility or . a lingering clumsiness if we fail to transform criminals into archmgek at the right time. And there is so much more one could add, scattered manifestations of ~gs that have not yet coalesced to act together, the general effect of which is to make us tired of the crude approximations of simpler times, gradually to make us experi- e~ce the necessity of altering the basic forms and foundations of a moral order that over two thousand years has adjusted only piece- meal to evolving tastes and exchanging it for a new morality capable of fitting more closely the mobility of facts.
Ulrich was convinced that the only thing missing was the right for- mula, the expression that the goal of a movement must find in some happy moment before it is achieved, in order that the last lap can be accomplished. Such an expression is always risky, not yet justified by the prevailing state of affairs, a combination of exact and inexact, of precision and passion. But it was in just those years that should have spurred him on that something peculiar happened to Ulrich. He was no philosopher. Philosophers are despots who have no armies to command, so they. subject the world to their tyranny by locking it up in a system of thought. This apparently also accounts for the pres- ence of great philosophers in times of great tyrants, while epochs of progressive civilization and democracy fail to bring forth a convinc- ing philosophy, at least to judge by the disappointment one hears so widely expressed on the subject. Hence today we have a terrifying
amount of philosophizing in brief bursts, so that shops are the only places where one can still get something without Weltanschauung, while philosophy in large chunks is viewed with decided mistrust. It is simply regarded as impossible, and even Ulrich was by no means innocent of this prejudice; indeed, in the light of his scientific back- ground, he took a somewhat ironic view of philosophy. This put him in a position where he was always being provoked to think about what he was observing, and yet at the same time was burdened with a certain shyness about thinking too hard.
· But what finally determined his attitude was still another factor. There was something in Ulrich's nature that in a haphazard, paralyz- ing, disarming way resisted all logical systematizing, the single- minded will, the specifically directed drives of ambition; it was also connected with his chosen term, "essayism," even though it con- tained the very elements he had gradually and with unconscious care eliminated from that concept. The accepted transla~on of "essay" as "attempt" contains only vaguely the essential allusion to the literary model, for an essay is not a provisional or incidental expression of a conviction capable ofbeing elevated to a truth under more favorable circumstances or of being exposed as an error (the only ones of that kind are those articles or treatises, chips from the scholar's work- bench, with which the learned entertain their special public); an essay is rather the unique and unalterable form assumed by a man's inner life in a decisive thought. Nothing is more foreign to it than the irresponsible and half-baked quality of thought known as subjectiv- ism. Terms like true and false, wise and unwise, are equally inappli- cable, and yet the essay is subject to laws that are no less strict for appearing to be delicate and ineffable. There have been more than a few such essayists, masters of the inner hovering life, but there would be no point in naming them. Their domain lies between reli- gion and knowledge, between example and doctrine, between amor intellectualis and poetry; they are saints with and without religion, and sometimes they are also simply men on an adve·nture who have gone astray.
Nothing is more revealing, by the way, than one's involuntary ex- perience oflearned and sensible efforts to interpret such essayists, to tum their living wisdom into knowledge to live by and thus extract some "content" from the motion of those who were moved: but
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about as much remains of this as of the delicately opalescent body of a jellyfish when one lifts it out of the water and lays it on the sand. The rationality of the uninspired will make the teachings of the in- spired crumble into dust, contradiction, and nonsense, and yet one has no right to call them frail and unviable unless one would also call an elephant too frail to survive in an airless environment unsuited to its needs. It would be regrettable ifthese descriptions were to evoke an i. mpression of mystery, or of a kind of music in which harp notes and sighing glissandi predominate. Th~ opposite is the case, a,nd the underlying problem presented itself to Ulrich not at all intuitively but quite soberly, in the following form: A man who wants the truth becomes a scholar; a man who wants to give free play to his subjectiv- ity may become a writer; but what should a man do who wants some- thing in between? Examples ofwhat lies in between can be found in every moral precept, such as the well-kno\vn and simple: Thou shalt not kill. One sees right off that th_at is neither a fact nor a subjective experience. We know that we adhere to it strictly in some respects, while allowing for a great many, if sharply defined, exceptions; but in a very large number of cases of a third kind, involving imagination, desires, drama, or the enjoyment of a news story, we vacillate errati- cally between aversion and attraction. What we cannot classify as ei- ther a fact or a subjective experience we sometimes call an imperative. We have attached such imperatives to the dogmas ofreli- gion and the law and thereby give them the status of deduced truth. But the novelists tell us about the exceptions, from Abraham's sacri- fice of Isaac to the most recent beauty who shot her lover, and dis- solve it again into something subjective. We can cling to one of these poles or let ourselves be swept back and forth between them by the tide-but with what feelings? The feeling of most people for this precept is a mixture of wooden obedience (including that of the "wholesome type" that flinches from even thinking of such a thing but, only slightly disoriented by alcohol or passion, promptly does it) and a mindless paddling about in a w~ve of possibilities. Is there re- ally no other approach to this precept? Ulrich felt that as things stood, a man longing to ·do something with all his heart does not know whether he should do it or leave it undone. And yet he sus- pected that it could be done, or not done, wholeheartedly. In them- selves, an impulse to act and a taboo were equally meaningless to
him. Linking them to a law from above or within aroused his critical intelligence; more than that, the need to ennoble a self-sufficient moment by giving it a noble pedigree diminished its value. All this left his heart silent, while only his head spoke; but he felt that there might be another way to make his choice coincide with his happiness. He might be happy because he didn't kill, or happy because he killed; but he could never be the indifferent fulflller of an imperative demanded of him. What he felt at this moment was not a command- ment; it was a region he had entered. Here, he realized, everything was already decided, and soothed the mind like mother's milk. But what gave him this insight was no longer thinking, nor was it feeling in the usual incoherent way: it was a "total insight" and yet again only amessage carried to him from far away by the wind, and it seemed to him neither true nor false, neither rational nor irrational; it. seized him like a faint, blissful hyperbole dropped into his heart.
And as little as one can make a truth out of the genuine elements of an essay can one gain a conviction from such a condition-at least not without abandoning the coridition, as a lover has to abandon love in order to describe it. The boundless emotion that sometimes stirred Ulrich without activating him contradicted his urge to act, which insisted on limits and forms. Now, it may be only right and natural to want to know before letting dne's feelings speak; he in- voluntarily imagined that what he wanted to find and someday would, even if it should not be truth, would be no less firm than truth. But in his special case, this made him rather like a man busily getting equipment together while losing interest in what it is meant for. If someone had asked him at any point while he was writing trea- tises on mathematical problems or mathematical logic, or engaged in some scientific project, what it was he hoped to achieve, he would have answered that there was only one question worth thinking about, the question of the right way to live. But if one holds up an imperative for a long time without anything happening, the brain goes to sleep, just as the arm does that has held something up for too long; our thoughts cannot be expected to stand at attention indefi- nitely any more than soldiers On• parade in SUmmer; standing too long, they will simply fall down in a faint. As Ulrich had settled on his view of life around his twerity-sixth year, it no longer seemed quite genuine in his thirty-second. He had not elaborated his ideas any fur-
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ther, and apart from a vague, tense feeling such as one has when waiting for something with one's eyes closed, there was not much sign of personal emotion in him, since the days of his tremulous earli- est revelations had gone: Yet it was probably an underground move- ment of this kind that gradually slowed him down in his scientific work and kept him from giving it all he had. This generated a curious conflict in him. One must not forget that basically the scientific cast of mind is more God-oriented than the aesthetic mind, ready to sub- mit to "Him" the moment "He" deigns to show Himself under. the conditions it prescribes for recognizing Him, while our aesthetes, confronted with His manifestation, would find only that His talent was not original and that His view of the world was not sufficiently intelligible to rank Him with really God-given talents. Ulrich could not abandon himself to vague intimations as readily as anyone of that species could, but neither could he conceal from himself that in all those years of scientific scrupulosity he had merely been living against his grain. He wished something unforeseen would happen to him, for when he took what he som~whatwryly called his "holiday from life" he had nothing, in one direction or the other, that gave him peace.
Perhaps one could say on his behalf that at a certain age life begins to run away with incredible speed. But the day when one must begin to live out one's final will, before leaving the rest behind, lies far ahead and cannot be postponed. This had become menacingly clear to him now that almost six months had gone by and nothing had changed. He was waiting: all the time, he was letting himself be pushed this way and that in the insignificant and silly activity he had taken on, talking, gladly talking too much, living with the desperate tenacity of a fisherman casting his nets into an empty river, while he was doing nothing that had anything to do with the person he after all signified; deliberately doing nothing: he was waiting. He waited hid- ing behind his person, insofar as this word characterizes that part of a human being formed by the world and the course of life, and his quiet desperation, dammed up behind that fa~ade, rose higher every day. He felt himself to be in the worst crisis of his life and despised himself for what he had left undone. Are great ordeals the privilege of great human beings? He would_have liked to believe it, but it isn't so, since even the dullest neurotics have their crises. So all he really
had left in the midst ofhis deep perturbation was that residue of im- perturbability possessed by all heroes and criminals-it isn't cour- age, willpower, or confidence, but simply a furious tenacity, as hard to drive out as it is to drive life out of a cat even after it has been completely mangled by dogs.
Ifone wants to imagine how such a man lives when he is alone, the most that can be said is that at night his lighted windows afford a view of his room, where his used thoughts sit around like clients in the waiting room of a lawyer with whom they are dissatisfied. Or one could perhaps say that Ulrich once, on such a night, opened the wht- dow and looked out at the snake-smooth trunks of the trees, so black and sleekly twisted between the blankets of snow covering their tops and the ground, and suddenly felt an urge to go down into the garden just as he was, in his pajamas; he wanted to feel the cold in his hair. Downstairs he turned out the light, so as not to stand framed in the lighted doorway; a canopy of light projected into the shadow only from his study. A path led to the iron gate fronting the street; a sec- ond crossed it, darkly outlined. Ulrich walked slowly toward it.
Ulrich was smiling, but Count Leinsdorf felt he was treating the situation with a little too much levity, and twiddled his thumbs with renewed vigor to ward it off. His face, with its handlebar mustache, assumed a hardness reminiscent of the Wallenstein era, and then he came out with a most noteworthy statement:
"Dear Doctor," he said, "in the history of mankind there is no vol- untary turning back! "
This statement surprised no one more than Count Leinsdorfhim- self, who had actually intended to say something quite different. As a conservative, he had been annoyed with Ulrich, and had wanted to point out to him that the middle classes had spumed the universal spirit of the Catholic Church and were now suffering the conse- quences. He was also on the point of praising the times of absolute
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centralism, when the world was still led by persons aware of their responsibilities in accordance with fixed principles. But while he was still groping for words, it suddenly occurred to him what a nasty sur- prise it would be to wake up one morning without a hot bath and trains, with an Imperial town crier riding through the streets instead ofthe morning papers. And so Count Leinsdorfthonght: "Things can never again be what they were, the way they were," and as he thought this he was quite astonished. For one assumed that if there was indeed no voluntary going back in history, then mankind was like a man driven along by some inexplicable wanderlust, a man who could neither go back nor arrive anywhere, and this was a quite re- markable condition.
Now, while His Grace had an extraordinary knack for keeping apart two ideas that might contradict each other. so that they never came together in his consciousness, he should have firmly rejected ~s particular idea, whic~was inimical to all his principles. However, he had taken rather a liking to Ulrich, and as far as time permitted, he enjoyed explaining political matters on a strictly logical basis to this intellectually alert young man who, had come to him so well rec- ommended, whose only drawback was his middle-class status, which made him something of an outsider when it came to the really great issues. But once one begins with logic, where one idea follows from the immediately preceding one, one never knows where it may all come out at the end. And so Count Leinsdorf did not retract his statement but merely gazed at Ulrich in intense sllence.
Ulrich pi~ked up a second folder and took advantage of the pause to hand both files to His Grace.
"I had to head the second one Forward to-/" he began to explain, but His Grace started to his feet and found that his time was up. He urged Ulrich to leave the continuation of their talk for another time, when there would be rp. ore leisure to give it some thought.
"By the way," he said, already on his feet, "your cousin is going to have a gathering of our most distinguished thinkers to discuss all these problems. Do go; please be sw:e to go; I don't know whether I shall be permitted to be there. "
Ulrich put back his folders, and ~ount Leinsdorf, in the shadow of
the open door, turned around once more. "A great experiment natu- rally makes everyone nervous. Butwe'll shake them up! " His sense of propriety would not let him leave Ulrich behind without some word of comfort.
59
MOOSBRUGGER REFLECTS
Moosbrugger had meanwhile settled down in his new prison as best he could. The gate had hardly shut behind him when he was bel- lowed at. He had been threatened with a beating when he protested, if he remembered rightly. lie had been put in solitary. For his walk in the yard he was handcuffed, and the guards' eyes were glued to him. They had shaved his head, even though his sentence was under appeal and not yet legally in force, because, they said, they had to take his measurements. They had lathered him all over with a stink- ing soft soap, on the pretext of disinfecting him. As an old hand, he knew that all this was against regulations, but behind that iron gate it is not so easy to maintain one's dignity. They did as they pleased with him. He demanded to see the warden, and complained. The warden had to admit that some things were not in accordance with regula- tions, but it was not a punishment, he said, only a precaution. Moos- brugger complained to the prison chaplain, but the chaplain was a kindly old man whose amiable ministry was anachronistically flawed by his inability to cope with sexual crimes. He abhorred them with the lack of understanding of a body that had never even touched the periphery of such feelings, and was even dismayed that Moosbrug- ger's honest appearance moved him to the weakness of feeling per- sonally sorry for him. He sent Moosbrugger to the prison doctor, and for his own part, as in all such cases, sent up to the Creator an omni- bus prayer that did not go into detail but dealt in such general terms
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with man's proneness to error that Moosbrugger was included in the · moment of prayer along with the freethinkers and atheists. The prison doctor told Moosbrugger that he was making a mountain out of a molehill, gave him a friendly slap on the back, and absolutely refused to pay any attention to his complaints, on the grounds that- if Moosbrugger understood him right-it was all beside the point as long as the question of whether he was insane or only malingering had not been settled by the medical authorities. Infuriated, Moos- brugger suspected that all these people spoke to suit themselves, and that it was this trick with words that gave them the power to do as they pleased with him. He had the feeling of simple people that the educated ought to have their tongues cut out. He looked at the doc- tor's face with its dueling scars; at the priest's face, withered from the inside; at the austerely tidy office face of the warden; saw each face looking back at him in its own way, and saw in all of them something beyond-his reach that they had in common, which had been his life- long enemy. The constricting pressure that in the outside world forces every person, with all his self-conceit, to wedge himself with effort among all that other flesh, was somewhat eased-despite all the discipline--under the roof of the prison, where everything lived for waiting, and the interaction of the inmates, even when it was coarse and violent, was undermined by a shadow of unreality. Moos- brugger reacted with his whole powerful body to the slackening of
tension after the trial. He felt like a loose tooth. His skin itched. He felt miserable, as if he had caught an infection. It was a self-pitying, tenderly nervous hypersensitivity that came over him sometimes: the woman who lay underground and who had got him into this mess seemed to him a crude, nasty bitch contrasted with a child, ifhe com- pared her to himself.
Just the s~e, Moosbrugger was not altogether dissatisfied. He could tell in many ways that he was a person of some importance here, and it flattered him. Even the attention given to all convicts alikegave him satisfaction. The state had to feed them, bathe them, clothe them, and concern itself with their work, their health, their books, and their songs from the moment they had broken the law; it had never done these things before. Moosbrugger enjoyed this atten- tion, even if it was strict, like a child who has succeeded in forcing its mother to notice it with anger. But he did not want it to continue
·much longer. The idea that his sentence might be commuted to life in prison or in a lunatic asylum sparked in him the resistance we feel when every effort to escape from our circumstances only leads us back to them, time and again. He knew that his lawyer was trying to get the case reopened, that he was to be interrogated all over again, but he made up his mind to oppose that as soon as he could and insist that they kill him.
Above all, he. had to make a dignified exit, for his life had been a battle for his rights. In solitary, Moosbrugger considered what his rights were. He couldn't say. But they were everything he had been cheated of all his life. The moment he thought of that he swelled with emotion. His tongue arched and started to move like a Uppi- zaner stallion in his zeal to pronounce the word nobly enough. "My right," he thought, drawing the word out as long as he could, to real- ize this concept, and thought, as if he were speaking to someone: "If's when you haven't done anything wrong, or something like that, isn't it? " Suddenly he had it: "Right is justice. " That was it. His right was his justice! He looked at his wood-plank bed in order to sit on it, turned awkwardly around to tug at it-in vain, as it was screwed to the floor-then slowly sat down.
He had been cheated of his justice! He remembered his master's wife, when he was sixteen. He had dreamed that something cold was blowing on his belly, then it had disappeared inside his body; he had yelled and fallen out of bed, and the next morning felt as if he had been beaten black-and-blue. Other apprentices had once told him that you could always get a woman by showing her your fist with the thumb sticking out between the middle and the forefinger. He didn't know what to make of it; they all said they had tried it', but when he thought about it the ground gave way under him, or his head seemed to be screwed on wrong; in short, something was going on inside him that separated him by a hairbreadth from the natural order and was not quite steady. "Missus," he slrld, 'Td like to do something nice to you. . . . " They were alone; she looked into his eyes and must have seen something there; she said: "You just clear out of this kitchen! " He then held up his fist with the thumb sticking out. But the magic worked only halfway: her face turned dark red and she hit him with the wooden ladle in her hand, too fast for him to dodge the blow, right across the face; he realized it only when the blood began to
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trickle over his lips. But he remembered that instant vividly now, for the blood suddenly turned and flowed upward, up above his eyes, and he threw himself on the strapping woman who had so viciously insulted him; the master came in; and what happened then, until the moment he stood in the street with his legs buckling and his things thrown after him, was like a big red cloth being ripped to shreds. That was how they made a mockery and a shambles of his right, and he took to the road again. Can a man fmd his rights on the road? ·All the women were already somebody else's right, and so were all the apples and all the beds. And the police and the judges were worse than the dogs.
But what it really was that always gave people a hold on him, and why they were always throwing him in jails or madhouses, Moos- brugger could never really figure out. He stared long and hard at the floor, at the comers ofhis cell; he felt like a man who has dropped a key on the floor. But he couldn't find it; the floor and the comers turned day-gray and ordinary again,' though just a while ago they had
-been a dreamscape where a thing or a person springs up at the drop of a word.
Moosbrugger mustered all his logic. He could only remember dis- tinctly all the places it began. He could have ticked them off on his fingers and described them. Once, it had been in Linz, another time in Braila. Years had passed between: And the last time it was here in the city. He-could see every stone so sharply outlined, as stones usu- ally aren't. He also remembered the rotten feeling that ! Uways went with it, as ifhe had poison instead of blood in his veins, or something like that. For instance, he was working outdoors and women passed by; he didn't want to look at them, because they bothered him, but new ones kept constantly passing by, so finally his eyes would follow them with loathing, and that slow turning of his eyes this way and that felt as if his eyes were stirring in tar or in setting cement inside him. Then he noticed that his thoughts were growing heavy. He thought slowly anyway, the words gave him trouble, he never had enough words, and sometimes, when he was talking to someone, the other man would look at him in surprise: he wouldn't understand how much was being said in the one word Moosbrugger was uttering so slowly. He envied all those people who had learned to talk easily when they were young. His own words seemed to stick to his gums to
spite him just when he needed them most, and it sometimes took forever to tear out the next syllable so he could go on from there. There was no getting around it: this couldn't be due to natural causes. But when he said in court that it was the Freemasons or the Jesuits or the Socialists who were torturing him this way, nobody un- derstood what he was talking about. Those lawyers and judges could outtalk him, all right, and had all sorts of things to say against him, but none of them had a clue to what was really going on.
When this sort of thing had continued for some time, Moosbrug- ger got frightened. Just try standing in the street with your hands tied, waiting to see what people will do! He knew that his tongue, or something deep inside him, was glued down, and it made him miser- ably unsure of himself, a feeling he had to struggle for days to hide. But then there came a sharp, one could almost say soundless, bound- ary. Suddenly a cold breeze was there. Or eise a big balloon rose up in the air right in front of him and flew into his chest. At the same instant he felt something in his eyes, his lips, the muscles of his face; everything around him seemed to. fade, to tum black, and while the houses lay down on the trees, some cats quickly leapt from the bushes and scurried away. This lasted only for an instant, then it was over.
This was the real beginning of the time they all wanted to know about and never stopped talking about. They pestered him with the most pointless questions; unfortunately, he could remember his ex- periences only dimly, through what they meant to him. Because these periods were all meaning! They sometimes lasted for minutes, sometimes for days on end, and sometimes they changed into other, similar experiences that could last for months. To begin with the lat- ter, because they are simpler, and in Moosbrugger's opinion even a judge could understand then: Moosbrugger heard voices or music or a wind, or a blowing and humming, a whizzing and rattling, or shots, thunder, laughing, shouts, speaking, or whispering. It came at him from every direction; the sounds were in the walls, ill the air, in his clothes, in his body. He had the impression he was carrying it in his body as long as it was silent; once it was out, it hid somewhere hi his surroundings, but never very far from him. When he was work- ing, the voices would speak at him mostly in random words or short phrases, insulting and nagging him, and when he thought of some-
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thing they came out with it before he could, or spitefully said the opposite ofwhat he meant. It was ridiculous to be declared insane on this account; Moosb~gger regarded these voices and visions as mere monkeyshines. It entertained him to hear and see what they did; that was ever so much better than the hard, heavy thoughts he had him- self. But of course he got very angry when they really annoyed him, that was only natural. Moosbrugger knew, because he always paid close attention to all the expressions that were applied to him, that this was called hallucinating, and he was pleased that he had this knack for hallucination that others lacked; it enabled him to see all sorts of things others didn't, such as lovely landscapes and hellish monsters. But he found that they always made far too much of it, and when the stays in mental hospitals became too unpleasant, he main- tained outright that he was only pretending. The know-it-ails would ask him how loud the sounds were; a senseless question, because of course what he heard . was sometimes as loud as a thunderclap, and sometimes the merest whisper. Even the physical pains that some- times plagued him could be unbearable or slight enough to be imagi- nary. That wasn't the important thing. Often he could not have described exactly what he saw, heard, and felt, but he knew what it was. It could be very blurred; the visions came from outside, but a shimmer of observation told him at the same time that they were really something inside himself. The important thing was that it is not at all important whether something is inside or outside; in his condition, it was like clear water on both sides of a transparent sheet of glass.
When he was feeling on top of things Moosbrugger paid no atten- tion at all to his voices and visions but spent his time in thinking. He called it thinking because he had always been impressed with the word. He thought better than other people because he thought both inside and outside. Thinking went on inside him against his will. He said that thoughts were planted in him. He was hypersensitive to the merest trifles, as a woman is when her breasts are tight with milk, but this did not interfere with his slow, manly reflectiveness. At such times his thoughts flowed like a stream running through a lush meadow swelled by hundreds ofleaping brooks.
Now Moosbrugger had let his head drop and was looking down at the wood between his fingers. "A squirrel in these parts is called a
tree kitten," it occurred to him, "but just let somebody try to talk about a tree cat with a straight face! Everyone would prick up their ears as if a real shot had gone off among the farting sound of blanks on maneuvers. In Hesse, on the other hand, it's called a tree fox. Any man who's traveled around knows such things. "
But oh, how curious the psyc. hiatrists got when they showed him a picture of a squirrel and he said: "That's a fox, I guess, or it could be a hare, or maybe a cat or something. " They'd always shoot a question right back at him then: "How much is fourteen plus fourteen? " and he would say in his deliberate way, "Oh, about twenty-eight to forty. " This "about" gave them trouble, which made Moosbrugger grin. It was really so simple. He knew perfectly well that you get twenty- eight when you go on from fourteen to another fourteen; but who says you have to stop there? Moosbrugger's gaze would always range a little farther ahead, like that of a man who has reached the top of a ridge outlined against J. :he sky and fmds that behind it there are other, similar ridges. And if a tree kitten is no cat and no fox, and has teeth like a hare's, and the. fox eats the hare, you don't have to be so partic- ular about what you call it; you just know it's somehow sewntogether out of all those things and goes scampering over the trees. Moos- brugger's experience and conviction were that no thing could be sin- gled out by itself, because things hang together. It had happened that he said to a girl, "Your sweet rose lips," but suddenly the words gave way at their seams and something upsetting happened: her face went gray, like earth veiled in a mist, there was a rose sticking out ofit on a long stem, and the temptation to take a knife and cut it off, or punch it back into the face, was oveiWhelming. Ofcourse, Moosbrugger did not always go for his knife; he only did that when he couldn't get rid of the temptation any other way. Usually he used all his enonnous strength to hold the world together.
In a good mood, he could look a man in the face and see in it his own face, as it might gaze back at him from among the minnows and bright pebbles of a shallow stream; in a bad mood, he could tell by a fleeting glance at a man's face that here was the same man who al- ways gave hl. m trouble, everywhere, no matter how differently he disguised himself each time. How can anyone object to this? W e all have trouble with the same man almost every time. If we were to investigate who the people are we get so idiotically fixated on, it is
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bound to tum out to be the one with the lock to whi<;h we have the key. And in love? How many people look at the same beloved face day in, day out, yet when they shut their eyes can't say what it looks like? Or even aside from love and hate; how incessantly things are subject to change, depending on habit, mood, point of view! How qften joy bums out and an indestructible core of sadness emerges! How often a man calmly beats up another, whom he might as easily leave in peace. Life forms a surface that acts as if it oould not be otherwise, but under its skin things are pounding and pulsing. Moos- brugger always kept his legs solidly planted on real earth, holding them together, sensibly trying to avoid whatever might confuse him. But sometimes a word burst in his mouth, and what a revolution, what a dream ofthings then welled up out ofsuch a cold, burned-out double word as tree kitten or rose lips!
Sitting on that plank in his cell that was both his bed and his table, he deplored his education, which had not taught him to express him- self properly. The little creature with her mouse eyes who was still making so much trouble for him, even though she'd been under- ground for some time, made him angry. They were all on her side. He lumbered to his feet. He felt fragile, like charred wood. He was hungry again; the prison fare fell far short of satisfying a huge man like him, and he had no money for better. In such a state it was im- possible for him to think of everything they wanted to lmow. One of these changes had come on, for days and weeks, the way March comes, or April, and then this business had happened. He lmew nothing more about it than the police already had in their files; he didn't even lmow how it had got into their flles. The reasons, the con- siderations he could remember, he had already stated in court any-
way. But what had really happened seemed to him as if he had suddenly said fluently in a foreign language something that made him feel good but that he could no longer repeat.
"I just want it over and done with as soon as possible! " Moosbrug- ger thought. ·
6o
EXCURSION INTO THE REALM OF LOGIC AND MORALS
Legally, Moosbrugger's case could be summed up in-a sentence. He was one of those borderline cases in law and forensic medicine known even to the layman as a case of diminished responsibility.
These unfortunates typically suffer not only substandard health but also have a substandard disease. Nature has a peculiar prefer- ence for producing such people in droves. Natura non fecit saltus, she makes no jumps but prefers gradual transitions; even on the grand scale she keeps the world in a transitional state between imbe- cility and sanity. But the law takes no notice of this. It says: Non datur tertium sive medium inter duo contradictoria, or in plain language, a person is either capable or not capable of breaking the law; between two contraries there is no third or middle state. It is this ability to choose that makes a person liable to punishment. His liability to pun- ishment makes him legally a person, and as a person in the legal sense he shares in the suprapersonal benefaction of the law. Anyone who cannot grasp this right away should think of the cavalry. A horse that goes berserk every time someone attempts to mount it is treated with special care, given the softest bandages, the best riders, the choicest fodder, and the most patient handling. But ifa cavalryman is guilty of some lapse, he is put in irons, locked in a flea-ridden cage, and deprived of his rations. The reasoning behind this difference is that the horse belongs merely to the empirical animal kingdom, while the dragoon belongs to the logical and moral kingdom. So un- derstood, a person is distinguished from the animals-and, one may add, from the insane-in that he is capable, according to his intellec- tual and moral faculties, ofacting against the law and ofcommitting a
crime.
Since a person's liability to punishment is the quality that ele- vates him to the status of a moral being in the first place, it is under- standable that the pillars of the law grimly hang on to it.
There is also the unfortunate complication that court psychiatrists,
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who would be called upon to oppose this situation, are usually far more timid professionally than the jurists. They certify as really in- sane only those persons they cannot cure-which is a modest exag- geration, since they cannot cure the others either. They distinguish between incurable mental diseases, the kind that with God's help will improve after a while of their own accord, and the kind that the doctor cannot cure either but that the patient could have avoided, assuming of course that the right influences and considerations had providentially been brought to bear on him in time. These second and third groups supply those lesser patients whom the angel of medicine treats as sick people when they come to him in his private practice, but whom he shyly leaves to the angel of law when he en- counters them in his forensic practit! e.
Such a case was Moosbrugger. In the course of his life, respectable enough except when interrupted by those unaccountable fits of bloodthirstiness, he had as often been confined in mental institutions as he had been let go, and had been variously diagnosed as a para- lytic, paranoiac, epileptic, and manic-depressive psychotic, until at his recent trial two particularly conscientious forensic psychiatrists had restored his sanity to him. Of course, there was not a single per- son in that vast crowded courtroom, the doctors included, who was not co~vincedthat Moosbrugger was insane, one way or another; but it was not a way that corresponded to the conditions of. insanity laid down by the law, so this insanity could not be acknowledged by con- scientious minds. For if one is partly insane, one is also, juridically, partly sane, and if one is partly sane one is at least partly responsible for one's actions, and if one is partly responsible one is wholly re- sponsible; for responsibility is, as they say, that state in which the individual has the power to devote himself to a specific purpose of his own free will, independently of any compelling necessity, and one cannot simultaneously possess and lack such self-determination.
Not that this excludes the eXistence of persons whose circum- stances and predispositions make it hard for them to "resist immoral impulses" and "opt for the good," as the lawyers put it, and Moos- brugger was such a person, in whom circumstances that would have no effect at all on others were enough to trigger the "inten"t'' to com- mit an offense. First, however, his powers of reasoning and judgment were sufficiently intact, in the view of the court, so that an effort on
his part could just as well have left the crime uncommitted, and there was no reason to exclude him from the moral estate of responsibility. Second, a well-ordered judicial system demands that every culpable act that is wittingly and willingly performed be punished. And third, judicial logic assumes that in all insane persons-with the exception of the most unfortunate, who when asked to multiply 7 times 7 stick out their tongue, or answer "Me" when asked to name His Imperial and Royal Majesty-there is still present a minimal power of dis- crimination and self-control and that it would only have taken a spe- cial effort of intelligence and willpower to recognize the criminal nature of the deed and to resist the criminal impulses. It is surely the least one has a right to expect from such dangerous persons!
Law courts resemble wine cellars in which the wisdom of our forefathers lies in bottles. One opens them and could weep at how unpalatable the highest, most effervescent, degree of the human striving for precision can be before it reaches perfection. And yet it seems to intoxicate the insufficiently seasoned mind. It is a well- known phenomenon that the angel of medicine, if he has listened too long to lawyers' arguments, too often forgets his own mission. He then folds his wings with a clatter and conducts himself in court like a reserve angel of law.
THE lDEAL OF THE THREE TREA TISES, OR THE UTOPIA OF EXACT LIVING
This is how Moosbrugger had come by his death sentence. It was only thanks to the influence of Count Leinsdorf and His Grace's fri(mdship for Ulrich that there was now a chance to review Moos- brugger's mental condition one more time. Ulrich actually had no intention of taking any further interest in Moosbrugger's fate, theb. or later. The depressing mixture of brutality and suffering that is the
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nature of such people was as distasteful to him as the blend of preci- sion and sloppiness that characterized the judgments usually pro- nounced upon them. He lmew precisely what he had to think of Moosbrugger, if he took a sober view of the case, and what measures one might try with such people who belong neither in prison nor in freedom and for whom the mental hospitals were not the answer ei- ther. He also realized that thousands of other people lmew this, too, and were constantly discussing every such problem from the aspects that each ofthem was interested in; he also knew that the state would eventually kill Moosbrugger because in the present state of incom- pleteness this was simply the cleanest, cheapest, and safest solution. It may be callous to resign oneself to this; but then, our speeding traffic claims more victims than all the tigers of India, yet the ruth- less, unscrupulous, and casual state of mind in which we put up with it is what also enables us to achieve our undeniable successes.
This state of mind, so perceptive in detail and so blind to the total picture, finds its most telling expression in a certain ideal that might be called the ideal of a life's work and that consists of no more than three treatises. There are intellectual activities where it is not the big books but the short monographs or articles that constitute a man's proud achievement. If someone were to discover, for instance, that under hitherto unobserved circumstances stones were able to speak, it would take only a few pages to describe and explain so earth-shat- tering a phenomenon. On the other hand, one can always write yet another book about positive thinking, and this is far from being of only academic interest, since it involves a method that makes it im- possible ever to arrive at a clear resolution of life's most important questions. Human activities might be graded by the quantity of words required: the more words, the worse their character. All the bowledge that has led our species from wearing animal skins to peo- ple flying, complete with proofs, would fill a hand~ of reference books, but a bookcase the size of the earth would not suffice to hold all the rest, quite apart from the vast discussions that are conducted not with the pen but with the sword and chains. The thought sug- gests itself that we carry on our human business in a most irrational manner when we do not use those methods by which the exact sciences have forged ahead in such exemplary fashion. .
Such had in fact been the mood and the tendency of a period-a
number of years, hardly of decades-of which Ulrich was just old enough to have lmown something. At that time people were think- ing-"people" is a deliberately vague way of putting it, as no one could say who and how many thought that way; let us say it was in the air-that perhaps life could be lived with precision. Today one won- ders what they could have meant by that. The answer would possibly be that a life's work can as easily be imagined as consisting of three poems or three actions as of three treatises, in which the individual's capacity for achievement is intensified to its highest degree. It would more or less come down to keeping silent when one has nothing to say, doing only the necessary where one has nothing special to do, and, most important, remaining indifferent unless one has that inef- fable sense of spreading one's arms wide, borne aloft on a wave of creation. One will observe that this would be the end of most of our inner life, but that might not be such a painful loss. The thesis that the huge quantities of soap sold testify to our great cleanliness need not ~pply to the moral life, where the more recent principle seems more accurate, that a strong compulsion to wash suggests a dubious state of inner hygiene. It would be a useful experiment to try to cut down to the minimum the moral expenditure (ofwhatever kind) that accompanies all our actions, to satisfy ourselves with being moral only in those exceptional cases where it really counts, but otherwise not to think differently from the way we do about standardizing pen- cils or screws. Perhaps not much good would be done that way, but some things would be done better; there would be no talent left, only genius; the washed-out prints that develop from the pallid resem- blance ofactions to virtues would disappear from the image oflife; in their place we would have these virtues' intoxicating fusion in holi- ness. In short, from every ton of morality a milligram of an essence would be left over, a millionth part of which is enough to yield an enchanting joy.
But the objection will be raised that this is a utopia. Of course it is. Utopias are much the same as possibilities; that a possibility is not a reality means nothing more than that the circumstances in which it is for the moment entangled prevent it from being realized-otherwise it would be only an impossibility. If this possibility is disentangled from its restraints and allowed to develop, a utopia arises. It is like what happens when a scientist observes the change of an element
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within a compound and draws his conclusions. Utopia is the experi- ment in which the possible change of an element may be obsezved, along with the effects of such a change on the compound phenome- non we call life. If the element under obsezvation is precision itself, one isolates it and allows it to develop, considering it as an intellec- tual habit and way of life, allowed to exert its exemplary influence on everything it touches. The logical outcome of this should be a human being full of the· paradoxical interplay of exactitude and indefinite- ness. He is incorruptibly, deliberately cold, as required by the tem- perament of precision; but beyond this quality, everything else in him is indefinite. The stable internal conditions guaranteed by a sys- tem of morality have little value for a man whose imagination is geared to change. Ultimately, when the demand for the greatest and most exact fulfillment is transferred from the intellectual realm to that of the passions, it becomes evident-as alfeady indicated-that the passions disappear and that in their place arises something like a primordial fire of goodness.
Such is the utopia ofprecision. One doesn't know how such a man will spend the day, since he cannot continually be poised in the act of creation and will have sacrificed the domestic hearth fire of limited sensations to some imaginary cmlflagration. But this man of preci- sion exists already! He is the inner man who inhabits not only the scientist but the businessman, the administrator, the sportsman, and the technician, though for the present only during those daytime h~urs they call not their life but their profession. This man, given to taking everything seriously and without bias, is biased to the point of abhorrence against the idea of taking himself seriously, and there is, alas, no doubt that he would regard the utopia of himself as an im- moral experiment on persons engaged in serious business.
Which is why Ulrich, in his concern with the question of whether everything else should be subordinated to the most powerful forms ofinner achievement-in other words, whether a goal and a meaning can be found for what is happening and has happened to us-had . always, all his life, been quite alone.
THE EARTH TOO, BUT ESPECIALLY ULRICH, PAYS HOMAGE TO THE UTOPIA OF ESSAYISM
Precision, as a human attitude, demands precise action and precise being. It makes maximal demands on the doer and on life. But here a distinction must be made.
In reality, as we all know, there is not only an imaginary precision (not yet present in reality at all) but also a pedantic kind, the differ- ence being that the imaginary kind sticks to the facts and the pedan- tic kind to imaginary constructs. The precision, for instance, with which Moosbrugger's peculiar mentality was fitted into a two-thou- sand-year-old system of legal concepts resembled a madman's pe- dantic insistence on trying to spear a free-flying bird with a pin; this precision was concerned not at all with the facts but only with the imaginary concept of cumulative law. But with respect to the big question of whether Moosbrugger could be legally condemned to death, the psychiatrists were absolutely precise: they did not dare say more than that Moosbrugger's clinical picture did not exactly corre- spond to any hitherto observed syndrome, and left any further con- clusions entirely to the jurists.
The courtroom on that occasion offered an image of life itself, in that all those energetic up-to-the-minute characters who wouldn't dream of driving a car more than five years old, or letting a disease be treated by methods that had been the best ten years ago, and who further give all their time, willy-nilly, to promoting the latest inven- tions and fervently believe in rationalizing everything in their domain . . . these people nevertheless abandon questions of beauty, justice, love, and faith-that is, all the questions of humanity-as long as their business interests are not involved, preferably to their wives or, where their wives are not quite up to it, to a subspecies of men given to intoning thousand-year-old phrases about the chalice and sword of life, to whom they listen casually, irritably, and skep'tically, without believing any of it but also without considering the possibility that it
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might be done some other way. Thus there are really two kinds of outlook, which not only conflict with each other but, which is worse, usually coexist side by side in total noncommunication except to as- sure each other that they are both needed, each in its place. The one is satisfied to be precise and stick to the facts, while the other is not, but always looks at the whole picture and derives its insights from so-called great and eternal truths. The first achieves success, the other scope and prestige. Clearly, a pessimist could say that the re- sults in the first case are worth nothing and in the second case are not. true. For what use will it be on the Day ofJudgment, when all human achievements are weighed, to offer up three articles on formic acid, or even thirty? On the other hand, what do we know of the Day of Judgment if we do not even know what may have become of formic acid by then?
It was between these two poles of Neither and Nor that the pen- dulum of evolution was swinging when mankind first learned, more than eighteen but not quite twenty centuries ago, that there would be such a spiritual court at the end ofthe world. It corresponds to the experience that a swing in one direction is always followed by a swing in the opposite direction. And while it might be conceivable and de- sirable for such a revolution to proceed. as a spiral, which climbs · higher with every change of direction, for unknown reasons evolu- tion seldom gains more than it loses through detours and destruc- tion. So Dr. Paul Arnheim was quite right when he told Ulrich that world history never allows the negative to prevail; world history is optimistic, it always decides enthusiastically for the one, and only af- terward for its opposite! And so, too, the pioneer dreams of precision
were followed by no attempt whatever to realize them but were abandoned to the unwinged uses of engineers and scientists, while everyone else reverted to a more worthy and far-reaching frame of mind.
Ulrich could still remember quite well how uncertrunty had made its comeback. Complaints were heard in ever greater number from people who followed ·a somewhat uncertain calling-writers, critics, women, and those practicing the profession of being the new genera- tion-all protesting that pure knowledge tore apart every sublime achievement of mankind without ever being able to put it back to- gether, and they demanded a new humane faith, a return to inner
primal values, a spiritual revival, and all sorts ofthings ofthat kind. At first Ulrich had naively assumed that the outcries came from hard- riding people who had dismounted, limping, screaming to have their sores rubbed with soul; but he gradually realized that these repetitive calls for a new dispensation, which had struck him as so comical at first, were being echoed far and wide. Science had begun to be out- dated, and the unfocused type ofperson that dominates the present had begun to assert itself.
Ulrich had refused to take this seriously and went on developing his intellectual bent in his own way.
From the earliest youthful stirrings of self-confidence, which are often so touching, even moving, to look back upon in later years, all sorts of once-cherished notions lingered in his memory even now, among them the expression "living hypothetically. " It still expressed the courage and the inescapable ignorance of life that makes every step an act of daring without experience; it showed the desire for grand connections and the aura of revocability a young man feels as he hesitantly ventures into life. Ulrich felt that none of this really needed to be taken back. A thrilling sense of having been chosen for something is the best and the only certain thing in one whose glance surveys the world for the first time. If he monitors his feelings, he finds nothing he can accept without reservation. He seeks a possible beloved but can't tell whether it's the right one; he is capable ofkill- ing without being sure that he will have to. The drive of his own na- ture to keep developing prevents him from believing that anything is final and complete, yet everything he encounters behaves as though it were fmal and complete. He suspects that the given order•ofthings is not as solid as it pretends to be; no thing, no self, no form, no prin- ciple, is safe, everything is undergoing an invisible but ceaseless transformation, the unsettled holds more of the future than the set- tled, and the present is nothing but a hypothesis that has not yet been surmounted. What better can he do than hold himself apart from the world, in the good sense exemplified by the scientist's guarded atti- tude toward facts that might be tempting him to premature conclu- sions? Hence he hesitates in trying to make something of himself; a character, a profession, a fixed mode of being, are for him concepts that already shadow forth the outlines of the skeleton, which is all that will be left of him in the end. He seeks to understand himself
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differently, as someone inclined and open to everything that may en- rich him inwardly, even ifit should be morally or intellectually taboo; he feels like a stride, free to move in any direction, from equilibrium to equilibrium, but always forward. And when he sometimes thinks he has found the right idea, he perceives that a drop of indescribable incandescence has fallen into the world, with a glow that makes the whole earth look different.
Later, when Ulrich's intellectual capacity was more highly devel- oped, this became an idea no longer connected with the vague word "hypothesis" but with a concept he oddly termed, for certain rea- sons, "essay. " It was more or less in the way an essay, in the sequence of its paragraphs, explores a thing from many sides without wholly encompassing it-for a thing wholly encompassed suddenly loses its scope and melts down to a concept-that he believed he could most rightly survey and handle the world and his own life. The value of an action or a quality, and indeed its meaning and nature, seemed to him to depend on its surrounding circumstances, on the aims it served; in short, on the whole--constituted now one way, now an- qther-to which it belonged. This is only a simple description of the fact that a murder can appear to us as a crime or a heroic act, and making love as a feather that has fallen from the wing of an angel or that of a goose. But Ulrich generalized this: all moral events take place in a field of energy'whose Constellation charges them with meaning. They contain good and evil the way an atom contains the possibilities of certain chemical combinations. They are what they
will become, so to speak; and just as the word "hard" denotes four entirely different essences, depending on whether it is connected with love, brutality, zeal, or discipline, the significance of all moral events seemed to him to be the function of other events on which they depended. In this way an open-ended system of relationships arises, in which independent meanings, such as are ascribed to ac- tions and qualities by way of a rough first approximation in ordinary life, no longer exist at all. What is seemingly solid in this system be- comes a porous pretext for many possible meanings; the event occur- ring becomes a symbol of something that perhaps may not be happening but makes itself felt through the symbol; and man as the quintessence of his possibilities, potential man, the unwritten poem of his existence, confronts man as recorded fact, as reality, as charac-
ter. Accordingly, Ulrich felt that he was basically capable of every virtue and every baseness; the fact that in a balanced social order virtues as well as vices are tacitly regarded as equally burdensome attested for him to what happens in nature generally, that every play of forces tends in time toward an average value and average condi- tion, toward compromise and inertia. Ulrich regarded morality as it is commonly understood as nothing more than the senile form ofa sys- tem of energies that cannot be confused with what it originally was without losing ethical force.
It is possible that these views also reflected some uncertainty about life, but uncertainty is sometimes nothing more than mistrust ofthe usual certainties, and anyway, it is good to remember that even so experienced a person as mankind itself seems to act on quite simi- lar principles. In the long run it revokes everything it has done, to replace it with something else; what it used to regard as a crime it regards as a virtue, and vice versa; it builds up impressive frame- works of meaningful connections among events, only to allow them to collapse after a few generations. However, all this happens in suc- cession instead of as a single, homogeneous experience, and the chain of mankind's experiments shows no upward trend. By contrast, a conscious human essayism would face the task of transforming the world's haphazard awareness into a will. And many individual lines of development indicate that this could indeed happen soon. The hos- pital aide clothed in lily-white, who, with the help of acids, thins out a patient's stool in a white china dish in order to obtain a purple smear, rubbing it until the right hue rewards her attention, is already living, whether she knows it or not, in a world more open to change than is the young lady who shudders at the sight of the same stuff in the street. The criminal, caught up in the moral magnetic field of his act, can only move like a swimmer who has to go with the current that sweeps him along, as every mother knows whose child has ever suf- fered this fate, though no one would believe her, because there was no place for such a belief. · Psychiatry calls great elation "a hypomanic disturbance," which is like calling it a hilarious- distress, and regards all heightened states, whether of chastity or sensuality, scrupulosity or carelessness, cruelty or compassion, as pathologically suspect- how little would a healthy life mean if its only goal were a middle condition between two extremes! How drab it would be if its ideal
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were really no more than the denial of the exaggeration of its ideals! To recognize this is to see the _moral :norm no longer as a set of rigid commandments but rather as a mobile equilibrium that at every mo- ment requires continual efforts at renewal. We are beginning tore- gard as too limiting the tendency to ascribe involuntarily acquired habits of repetitiveness to a man as his character, and then to make his character responsible for the repetitions. We are learning to rec- ognize the interplay between inner and outer, and it is precisely our understanding of the impersonal elements in man that has given us new clues to the personal ones, to certain simple patterns of behav- ior, to an ego-building instinct that, like the nest-building instinct of birds, uses a few techniques to build an ego out of many various ma- terials. We are already so close to knowing how to use certain influ- ences to contain all sorts of pathological conditions, as we can a wild mountain stream, and it will soon be a mere lapse of social responsi- bility or . a lingering clumsiness if we fail to transform criminals into archmgek at the right time. And there is so much more one could add, scattered manifestations of ~gs that have not yet coalesced to act together, the general effect of which is to make us tired of the crude approximations of simpler times, gradually to make us experi- e~ce the necessity of altering the basic forms and foundations of a moral order that over two thousand years has adjusted only piece- meal to evolving tastes and exchanging it for a new morality capable of fitting more closely the mobility of facts.
Ulrich was convinced that the only thing missing was the right for- mula, the expression that the goal of a movement must find in some happy moment before it is achieved, in order that the last lap can be accomplished. Such an expression is always risky, not yet justified by the prevailing state of affairs, a combination of exact and inexact, of precision and passion. But it was in just those years that should have spurred him on that something peculiar happened to Ulrich. He was no philosopher. Philosophers are despots who have no armies to command, so they. subject the world to their tyranny by locking it up in a system of thought. This apparently also accounts for the pres- ence of great philosophers in times of great tyrants, while epochs of progressive civilization and democracy fail to bring forth a convinc- ing philosophy, at least to judge by the disappointment one hears so widely expressed on the subject. Hence today we have a terrifying
amount of philosophizing in brief bursts, so that shops are the only places where one can still get something without Weltanschauung, while philosophy in large chunks is viewed with decided mistrust. It is simply regarded as impossible, and even Ulrich was by no means innocent of this prejudice; indeed, in the light of his scientific back- ground, he took a somewhat ironic view of philosophy. This put him in a position where he was always being provoked to think about what he was observing, and yet at the same time was burdened with a certain shyness about thinking too hard.
· But what finally determined his attitude was still another factor. There was something in Ulrich's nature that in a haphazard, paralyz- ing, disarming way resisted all logical systematizing, the single- minded will, the specifically directed drives of ambition; it was also connected with his chosen term, "essayism," even though it con- tained the very elements he had gradually and with unconscious care eliminated from that concept. The accepted transla~on of "essay" as "attempt" contains only vaguely the essential allusion to the literary model, for an essay is not a provisional or incidental expression of a conviction capable ofbeing elevated to a truth under more favorable circumstances or of being exposed as an error (the only ones of that kind are those articles or treatises, chips from the scholar's work- bench, with which the learned entertain their special public); an essay is rather the unique and unalterable form assumed by a man's inner life in a decisive thought. Nothing is more foreign to it than the irresponsible and half-baked quality of thought known as subjectiv- ism. Terms like true and false, wise and unwise, are equally inappli- cable, and yet the essay is subject to laws that are no less strict for appearing to be delicate and ineffable. There have been more than a few such essayists, masters of the inner hovering life, but there would be no point in naming them. Their domain lies between reli- gion and knowledge, between example and doctrine, between amor intellectualis and poetry; they are saints with and without religion, and sometimes they are also simply men on an adve·nture who have gone astray.
Nothing is more revealing, by the way, than one's involuntary ex- perience oflearned and sensible efforts to interpret such essayists, to tum their living wisdom into knowledge to live by and thus extract some "content" from the motion of those who were moved: but
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about as much remains of this as of the delicately opalescent body of a jellyfish when one lifts it out of the water and lays it on the sand. The rationality of the uninspired will make the teachings of the in- spired crumble into dust, contradiction, and nonsense, and yet one has no right to call them frail and unviable unless one would also call an elephant too frail to survive in an airless environment unsuited to its needs. It would be regrettable ifthese descriptions were to evoke an i. mpression of mystery, or of a kind of music in which harp notes and sighing glissandi predominate. Th~ opposite is the case, a,nd the underlying problem presented itself to Ulrich not at all intuitively but quite soberly, in the following form: A man who wants the truth becomes a scholar; a man who wants to give free play to his subjectiv- ity may become a writer; but what should a man do who wants some- thing in between? Examples ofwhat lies in between can be found in every moral precept, such as the well-kno\vn and simple: Thou shalt not kill. One sees right off that th_at is neither a fact nor a subjective experience. We know that we adhere to it strictly in some respects, while allowing for a great many, if sharply defined, exceptions; but in a very large number of cases of a third kind, involving imagination, desires, drama, or the enjoyment of a news story, we vacillate errati- cally between aversion and attraction. What we cannot classify as ei- ther a fact or a subjective experience we sometimes call an imperative. We have attached such imperatives to the dogmas ofreli- gion and the law and thereby give them the status of deduced truth. But the novelists tell us about the exceptions, from Abraham's sacri- fice of Isaac to the most recent beauty who shot her lover, and dis- solve it again into something subjective. We can cling to one of these poles or let ourselves be swept back and forth between them by the tide-but with what feelings? The feeling of most people for this precept is a mixture of wooden obedience (including that of the "wholesome type" that flinches from even thinking of such a thing but, only slightly disoriented by alcohol or passion, promptly does it) and a mindless paddling about in a w~ve of possibilities. Is there re- ally no other approach to this precept? Ulrich felt that as things stood, a man longing to ·do something with all his heart does not know whether he should do it or leave it undone. And yet he sus- pected that it could be done, or not done, wholeheartedly. In them- selves, an impulse to act and a taboo were equally meaningless to
him. Linking them to a law from above or within aroused his critical intelligence; more than that, the need to ennoble a self-sufficient moment by giving it a noble pedigree diminished its value. All this left his heart silent, while only his head spoke; but he felt that there might be another way to make his choice coincide with his happiness. He might be happy because he didn't kill, or happy because he killed; but he could never be the indifferent fulflller of an imperative demanded of him. What he felt at this moment was not a command- ment; it was a region he had entered. Here, he realized, everything was already decided, and soothed the mind like mother's milk. But what gave him this insight was no longer thinking, nor was it feeling in the usual incoherent way: it was a "total insight" and yet again only amessage carried to him from far away by the wind, and it seemed to him neither true nor false, neither rational nor irrational; it. seized him like a faint, blissful hyperbole dropped into his heart.
And as little as one can make a truth out of the genuine elements of an essay can one gain a conviction from such a condition-at least not without abandoning the coridition, as a lover has to abandon love in order to describe it. The boundless emotion that sometimes stirred Ulrich without activating him contradicted his urge to act, which insisted on limits and forms. Now, it may be only right and natural to want to know before letting dne's feelings speak; he in- voluntarily imagined that what he wanted to find and someday would, even if it should not be truth, would be no less firm than truth. But in his special case, this made him rather like a man busily getting equipment together while losing interest in what it is meant for. If someone had asked him at any point while he was writing trea- tises on mathematical problems or mathematical logic, or engaged in some scientific project, what it was he hoped to achieve, he would have answered that there was only one question worth thinking about, the question of the right way to live. But if one holds up an imperative for a long time without anything happening, the brain goes to sleep, just as the arm does that has held something up for too long; our thoughts cannot be expected to stand at attention indefi- nitely any more than soldiers On• parade in SUmmer; standing too long, they will simply fall down in a faint. As Ulrich had settled on his view of life around his twerity-sixth year, it no longer seemed quite genuine in his thirty-second. He had not elaborated his ideas any fur-
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ther, and apart from a vague, tense feeling such as one has when waiting for something with one's eyes closed, there was not much sign of personal emotion in him, since the days of his tremulous earli- est revelations had gone: Yet it was probably an underground move- ment of this kind that gradually slowed him down in his scientific work and kept him from giving it all he had. This generated a curious conflict in him. One must not forget that basically the scientific cast of mind is more God-oriented than the aesthetic mind, ready to sub- mit to "Him" the moment "He" deigns to show Himself under. the conditions it prescribes for recognizing Him, while our aesthetes, confronted with His manifestation, would find only that His talent was not original and that His view of the world was not sufficiently intelligible to rank Him with really God-given talents. Ulrich could not abandon himself to vague intimations as readily as anyone of that species could, but neither could he conceal from himself that in all those years of scientific scrupulosity he had merely been living against his grain. He wished something unforeseen would happen to him, for when he took what he som~whatwryly called his "holiday from life" he had nothing, in one direction or the other, that gave him peace.
Perhaps one could say on his behalf that at a certain age life begins to run away with incredible speed. But the day when one must begin to live out one's final will, before leaving the rest behind, lies far ahead and cannot be postponed. This had become menacingly clear to him now that almost six months had gone by and nothing had changed. He was waiting: all the time, he was letting himself be pushed this way and that in the insignificant and silly activity he had taken on, talking, gladly talking too much, living with the desperate tenacity of a fisherman casting his nets into an empty river, while he was doing nothing that had anything to do with the person he after all signified; deliberately doing nothing: he was waiting. He waited hid- ing behind his person, insofar as this word characterizes that part of a human being formed by the world and the course of life, and his quiet desperation, dammed up behind that fa~ade, rose higher every day. He felt himself to be in the worst crisis of his life and despised himself for what he had left undone. Are great ordeals the privilege of great human beings? He would_have liked to believe it, but it isn't so, since even the dullest neurotics have their crises. So all he really
had left in the midst ofhis deep perturbation was that residue of im- perturbability possessed by all heroes and criminals-it isn't cour- age, willpower, or confidence, but simply a furious tenacity, as hard to drive out as it is to drive life out of a cat even after it has been completely mangled by dogs.
Ifone wants to imagine how such a man lives when he is alone, the most that can be said is that at night his lighted windows afford a view of his room, where his used thoughts sit around like clients in the waiting room of a lawyer with whom they are dissatisfied. Or one could perhaps say that Ulrich once, on such a night, opened the wht- dow and looked out at the snake-smooth trunks of the trees, so black and sleekly twisted between the blankets of snow covering their tops and the ground, and suddenly felt an urge to go down into the garden just as he was, in his pajamas; he wanted to feel the cold in his hair. Downstairs he turned out the light, so as not to stand framed in the lighted doorway; a canopy of light projected into the shadow only from his study. A path led to the iron gate fronting the street; a sec- ond crossed it, darkly outlined. Ulrich walked slowly toward it.
