100
Infractions of surveillance 100
Infractions of expulsion of foreign fugitives 93.
Infractions of surveillance 100
Infractions of expulsion of foreign fugitives 93.
Criminal Sociology by Enrico Ferri
Asylums for criminal
lunatics, --The treatment of insane criminals, --Crime and
madness, --Classification of asylums for criminal lunatics,
--The treatment of born criminals, --The death penalty,
--Extension of the death penalty, --Inadequacy of the death
penalty, --Imprisonment for life, --Transportation, --
Labour settlements, --Establishments for habitual criminals,
--Criminal heredity, --Incorrigible offenders, --
Cumulative sentences, --Uncorrected or incorrigible criminals,
--Cellular prisons, --Solitary confinement, --The
progressive system of imprisonment, --The evils of cellular
imprisonment, --The cell does not secure separation, --
Costliness of the cellular system, --Labour under the cellular
system, --Open-air work the best for prisoners, --The
treatment of habitual criminals, --The treatment of occasional
criminals, --The treatment of young offenders, --
Futility of short sentences, --Substitutes for short sentences,
--Compulsory work without imprisonment, --Conditional
sentences, --Conditional sentences in Belgium, --Conditional
sentences in the United States, --Objections to conditional
sentences, --When the conditional sentence is legitimate, --
The treatment of criminals of passion, --Conclusion.
INTRODUCTION.
THE POSITIVE SCHOOL OF CRIMINAL LAW.
During the past twelve or fourteen years Italy has poured forth a
stream of new ideas on the subject of crime and criminals; and
only the short-sightedness of her enemies or the vanity of her
flatterers can fail to recognise in this stream something more
than the outcome of individual labours.
A new departure in science is a simple phenomenon of nature,
determined in its origin and progress, like all such phenomena, by
conditions of time and place. Attention must be drawn to these
conditions at the outset, for it is only by accurately defining
them that the scientific conscience of the student of sociology is
developed and confirmed.
The experimental philosophy of the latter half of our century,
combined with human biology and psychology, and with the natural
study of human society, had already produced an intellectual
atmosphere decidedly favourable to a practical inquiry into the
criminal manifestations of individual and social life.
To these general conditions must be added the plain and everyday
contrast between the metaphysical perfection of criminal law and
the progressive increase of crime, as well as the contrast between
legal theories of crime and the study of the mental
characteristics of a large number of criminals.
From this point onwards, nothing could be more natural than the
rise of a new school, whose object was to make an experimental
study of social pathology in respect of its criminal symptoms, in
order to bring theories of crime and punishment into harmony with
everyday facts. This is the positive school of criminal law,
whereof the fundamental purpose is to study the natural genesis of
criminality in the criminal, and in the physical and social
conditions of his life, so as to apply the most effectual remedies
to the various causes of crime.
Thus we are not concerned merely with the construction of a theory
of anthropology or psychology, or a system of criminal statistics,
nor merely with the setting of abstract legal theories against
other theories which are still more abstract. Our task is to show
that the basis of every theory concerning the self-defence of the
community against evil-doers must be the observation of the
individual and of society in their criminal activity. In one
word, our task is to construct a criminal sociology.
For, as it seems to me, all that general sociology can do is to
furnish the more ordinary and universal inferences concerning the
life of communities; and upon this canvas the several sciences of
sociology are delineated by the specialised observation of each
distinct order of social facts. In this manner we may
construct a political sociology, an economic sociology, a legal
sociology, by studying the special laws of normal or social
activity amongst human beings, after previously studying the more
general laws of individual and collective existence. And thus we
may construct a criminal sociology, by studying, with such an aim
and by such a method, the abnormal and anti-social actions of
human beings--or, in other words, by studying crime and criminals.
Neither the Romans, great exponents as they were of the civil law,
nor the practical spirits of the Middle Ages, had been able to lay
down a philosophic system of criminal law. It was Beccaria,
influenced far more by sentiment than by scientific precision, who
gave a great impetus to the doctrine of crimes and punishments by
summarising the ideas and sentiments of his age. [1] Out of the
various germs contained in his generous initiative there has been
developed, to his well-deserved credit, the classical school of
criminal law.
[1] Desjardins, in the Introduction to his ``Cahiers des Etats
Generaux en 1789 et la Legislation Criminelle,'' Paris,
1883, gives a good description of the state of public opinion in
that age. He speaks also of the charges which were brought
against the advocates of the new doctrines concerning crime, that
they upset the moral and social order of things. Nowadays,
charges against the experimental school are cited from these same
advocates; for the revolutionary of yesterday is very often the
conservative of to-day.
This school had, and still has, a practical purpose, namely, to
diminish all punishments, and to abolish a certain number, by a
magnanimous reaction of humanity against the arbitrary harshness
of mediaeval times. It had also, and still has, a method of its
own, namely, to study crime from its first principles, as
an abstract entity dependent upon law.
Here and there since the time of Beccaria another stream of theory
has made itself manifest. Thus there is the correctional school,
which Roeder brought into special prominence not many years ago.
But though it flourished in Germany, less in Italy and France, and
somewhat more in Spain, it had no long existence as an independent
school, for it was only too easily confuted by the close sequence
of inexorable facts. Moreover, it could do no more than oppose a
few humanitarian arguments on the reformation of offenders to the
traditional arguments of the theories of jurisprudence, of
absolute and relative justice, of intimidation, utility, and the
like.
No doubt the principle that punishment ought to have a reforming
effect upon the criminal survives as a rudimentary organ in nearly
all the schools which concern themselves with crime. But this is
only a secondary principle, and as it were the indirect object of
punishment; and besides, the observations of anthropology,
psychology, and criminal statistics have finally disposed of it,
having established the fact that, under any system of punishment,
with the most severe or the most indulgent methods, there are
always certain types of criminals, representing a large number of
individuals, in regard to whom amendment is simply impossible, or
very transitory, on account of their organic and moral
degeneration. Nor must we forget that, since the natural roots of
crime spring not only from the individual organism, but also, in
large measure, from its physical and social environment,
correction of the individual is not sufficient to prevent
relapse if we do not also, to the best of our ability, reform the
social environment. The utility and the duty of reformation none
the less survive, even for the positive school, whenever it is
possible, and for certain classes of criminals; but, as a
fundamental principle of a scientific theory, it has passed away.
Hitherto, then, the classical school stands alone, with varying
shades of opinion, but one and distinct as a method, and as a body
of principles and consequences. And whilst it has achieved its
aim in the most recent penal codes, with a great, and too
frequently an excessive diminution of punishments, so in respect
of theory, in Italy, Germany, and France it has crowned its work
with a series of masterpieces amongst which I will only mention
Carrara's ``Programme of Criminal Law. '' As the author tells us
in one of his later editions, from the a priori principle
that ``crime is a fact dependent upon law, an infraction rather
than an action,'' he deduced--and that by the sheer force of an
admirable logic--a complete symmetrical scheme of legal and
abstract consequences, wherein judges are compelled, whether they
like it or not, to determine the position of every criminal who
comes before them.
But now the classical school, which sprang from the marvellous
little work of Beccaria, has completed its historic cycle. It has
yielded all it could, and writers of the present day who still
cling to it can only recast the old material. The youngest of
them, indeed, are condemned to a sort of Byzantine discussion of
scholastic formulas, and to a sterile process of scientific
rumination.
And meantime, outside our universities and academies, criminality
continues to grow, and the punishments hitherto inflicted, though
they can neither protect nor indemnify the honest, succeed in
corrupting and degrading evil-doers. And whilst our treatises and
codes (which are too often mere treatises cut up into segments)
lose themselves in the fog of their legal abstractions, we feel
more strongly every day, in police courts and at assizes, the
necessity for those biological and sociological studies of crime
and criminals which, when logically directed, can throw light as
nothing else can upon the administration of
the penal law.
CHAPTER I.
THE DATA OF CRIMINAL ANTHROPOLOGY.
The experimental school of criminal sociology took its original
title from its studies of anthropology; it is still commonly
regarded as little more than a ``criminal anthropology school. ''
And though this title no longer corresponds with the development
of the school, which also takes into account and investigates the
data of psychology, statistics, and sociology, it is none the less
true that the most characteristic impetus of the new scientific
movement was due to anthropological studies. This was
conspicuously the case when Lombroso, giving a scientific form to
sundry scattered and fragmentary observations upon criminals,
added fresh life to them by a collection of inquiries which were
not only original but also governed by a distinct idea, and
established the new science of criminal anthropology.
It is possible, of course, to discover a very early origin for
criminal anthropology, as for general anthropology; for, as Pascal
said, man has always been the most wonderful object of study to
himself. For observations on physiognomy in particular we may go
as far backwards as to Plato, and his comparisons of the human
face and character with those of the brutes, or even to
Aristotle, who still earlier observed the physical and
psychological correspondence between the passions of men and their
facial expression. And after the mediaeval gropings in
chiromancy, metoscopy, podomancy and so forth, one comes to the
seventeenth century studies in physiognomy by the Jesuit
Niquetius, by Cortes, Cardanus, De la Chambre, Della Porta, &c. ,
who were precursors of Gall, Spurzheim, and Lavater on one side,
and, on the other, of the modern scientific study of the emotions,
with their expression in face and gesture, conducted by Camper,
Bell, Engel, Burgess, Duchenne, Gratiolet, Piderit, Mantegazza,
Schaffhausen, Schack, Heiment, and above all by Darwin.
With regard to the special observation of criminals, over and
above the limited statements of the old physiognomists and
phrenologists, Lauvergne (1841) in France and Attomyr (1842) in
Germany had accurately applied the theories of Gall to the
examination of convicts; and their works, in spite of certain
exaggerations of phrenology, are still a valuable treasury of
observations in anthropology. In Italy, De Rolandis (1835) had
published his observations on a deceased criminal; in America,
Sampson (1846) had traced the connection between criminality and
cerebral organisation; in Germany, Camper (1854) published a study
on the physiognomy of murderers; and Ave Lallemant (1858-62)
produced a long work on criminals, from the psychological point of
view.
But the science of criminal anthropology, more strictly
speaking, only begins with the observations of English gaol
surgeons and other learned men, such as Forbes Winslow (1854),
Mayhew (1860), Thomson (1870), Wilson (1870), Nicolson (1872),
Maudsley (1873), and with the very notable work of Despine (1868),
which indeed gave rise to the inquiries of Thomson, and which, in
spite of its lack of synthetic treatment and systematic unity, is
still, taken in conjunction with the work of Ave Lallemant, the
most important inquiry in the psychological domain anterior to the
work of Lombroso.
Nevertheless, it was only with the first edition of ``The
Criminal'' (1876) that criminal anthropology asserted itself as an
independent science, distinct from the main trunk of general
anthropology, itself quite recent in its origin, having come into
existence with the works of Daubenton, Blumenbach, Soemmering,
Camper, White, and Pritchard.
The work of Lombroso set out with two original faults: the mistake
of having given undue importance, at any rate apparently, to the
data of craniology and anthropometry, rather than to those of
psychology; and, secondly, that of having mixed up, in the first
two editions, all criminals in a single class. In later editions
these defects were eliminated, Lombroso having adopted the
observation which I made in the first instance, as to the various
anthropological categories of criminals. This does not prevent
certain critics of criminal anthropology from repeating, with a
strange monotony, the venerable objections as to the
``impossibility of distinguishing a criminal from an honest man by
the shape of his skull,'' or of ``measuring human
responsibility in accordance with different craniological
types. ''[2]
[2] Vol. ii. of the fourth edition of ``The Criminal'' (1889) is
specially concerned with the epileptic and idiotic criminal
(referred to alcoholism, hysteria, mattoidism) whether occasional
or subject to violent impulse; whilst vol. i. is concerned only
with congenital criminality and moral insanity.
But these original faults in no way obscure the two following
noteworthy facts--that within a few years after the publication of
``The Criminal'' there were published, in Italy and elsewhere, a
whole library of studies in criminal anthropology, and that a new
school has been established, having a distinct method and
scientific developments, which are no longer to be looked for in
the classical school of criminal law.
I.
What, then, is criminal anthropology? And of what nature are its
fundamental data, which lead us up to the general conclusions of
criminal sociology?
If general anthropology is, according to the definition of M. de
Quatrefages, the natural history of man, as zoology is the natural
history of animals, criminal anthropology is but the study of a
single variety of mankind. In other words, it is the natural
history of the criminal man.
Criminal anthropology studies the criminal man in his organic and
psychical constitution, and in his life as related to his physical
and social environment--just as anthropology has done for man in
general, and for the various races of mankind. So that, as
already said, whilst the classical observers of crime study
various offences in their abstract character, on the
assumption that the criminal, apart from particular cases which
are evident and appreciable, is a man of the ordinary type, under
normal conditions of intelligence and feeling, the anthropological
observers of crime, on the other hand, study the criminal first of
all by means of direct observations, in anatomical and
physiological laboratories, in prisons and madhouses, organically
and physically, comparing him with the typical characteristics of
the normal man, as well as with those of the mad and the
degenerate.
Before recounting the general data of criminal anthropology, it is
necessary to lay particular stress upon a remark which I made in
the original edition of this work, but which our opponents have
too frequently ignored.
We must carefully discriminate between the technical value of
anthropological data concerning the criminal man and their
scientific function in criminal sociology.
For the student of criminal anthropology, who builds up the
natural history of the criminal, every characteristic has an
anatomical, or a physiological, or a psychological value in
itself, apart from the sociological conclusions which it may be
possible to draw from it. The technical inquiry into these bio-
psychical characteristics is the special work of this new science
of criminal anthropology.
Now these data, which are the conclusions of the anthropologist,
are but starting-points for the criminal sociologist, from which
he has to reach his legal and social conclusions. Criminal
anthropology is to criminal sociology, in its scientific
function, what the biological sciences, in description and
experimentation, are to clinical practice.
In other words, the criminal sociologist is not in duty bound to
conduct for himself the inquiries of criminal anthropology, just
as the clinical operator is not bound to be a physiologist or an
anatomist. No doubt the direct observation of criminals is a very
serviceable study, even for the criminal sociologist; but the only
duty of the latter is to base his legal and social inferences upon
the positive data of criminal anthropology for the biological
aspects of crime, and upon statistical data for the influences of
physical and social environment, instead of contenting himself
with mere abstract legal syllogisms.
On the other hand it is clear that sundry questions which have a
direct bearing upon criminal anthropology--as, for instance, in
regard to some particular biological characteristic, or to its
evolutionary significance--have no immediate obligation or value
for criminal sociology, which employs only the fundamental and
most indubitable data of criminal anthropology. So that it is but
a clumsy way of propounding the question to ask, as it is too
frequently asked: ``What connection can there be between the
cephalic index, or the transverse measurement of a murderer's jaw,
and his responsibility for the crime which he has committed? ''
The scientific function of the anthropological data is a very
different thing, and the only legitimate question which sociology
can put to anthropology is this:--``Is the criminal, and in what
respects is he, a normal or an abnormal man? And if he is,
or when he is abnormal, whence is the abnormality derived? Is it
congenital or contracted, capable or incapable of rectification? ''
This is all; and yet it is sufficient to enable the student of
crime to arrive at positive conclusions concerning the measures
which society can take in order to defend itself against crime;
whilst he can draw other conclusions from criminal statistics.
As for the principal data hitherto established by criminal
anthropology, whilst we must refer the reader for detailed
information to the works of specialists, we may repeat that this
new science studies the criminal in his organic and in his
psychical constitution, for these are the two inseparable aspects
of human existence.
A beginning has naturally been made with the organic study of the
criminal, both anatomical and physiological, since we must study
the organ before the function, and the physical before the moral.
This, however, has given rise to a host of misconceptions and one-
sided criticisms, which have not yet ceased; for criminal
anthropology has been charged, by such as consider only the most
conspicuous data with narrowing crime down to the mere result of
conformations of the skull or convolutions of the brain. The fact
is that purely morphological observations are but preliminary
steps to the histological and physiological study of the brain,
and of the body as a whole.
As for craniology, especially in regard to the two distinct and
characteristic types of criminals--murderers and thieves, an
incontestable inferiority has been noted in the shape of the head,
by comparison with normal men, together with a greater frequency
of hereditary and pathological departures from the normal type.
Similarly an examination of the brains of criminals, whilst it
reveals in them an inferiority of form and histological type,
gives also, in a great majority of cases, indications of disease
which were frequently undetected in their lifetime. Thus M.
Dally, who for twenty years past has displayed exceptional acumen
in problems of this kind, said that ``all the criminals who had
been subjected to autopsy (after execution) gave evidence of
cerebral injury. ''[3]
[3] In a discussion at the Medico-Psychological Society of Paris;
``Proceedings'' for 1881, i. 93, 266, 280, 483.
Observations of the physiognomy of criminals, which no one will
undervalue who has studied criminals in their lifetime, with
adequate knowledge, as well as other physical inquiries, external
and internal, have shown the existence of remarkable types, from
the greater frequency of the tattooed man to exceptionally
abnormal conditions of the frame and the organs, dating from
birth, together with many forms of contracted disease.
Finally, inquiries of a physiological nature into the reflex
action of the body, and especially into general and specific
sensibility, and sensibility to pain, and into reflex action under
external agencies, conducted with the aid of instruments which
record the results, have shown abnormal conditions, all tending to
physical insensibility, deep-seated and more or less
absolute, but incontestably different in kind from that which
obtains amongst the average men of the same social classes.
These are organic conditions, it must be at once affirmed, which
account as nothing else can for the undeniable fact of the
hereditary transmission of tendencies to crime, as well as of
predisposition to insanity, to suicide, and to other forms of
degeneration.
The second division of criminal anthropology, which is by far the
more important, with a more direct influence upon criminal
sociology, is the psychological study of the criminal. This
recognition of its greater importance does not prevent our critics
from concentrating their attack upon the organic characterisation
of criminals, in oblivion of the psychological characterisation,
which even in Lombroso's book occupies the larger part of the
text. [4]
[4] A recent example of this infatuation amongst one-sided, and
therefore ineffectual critics is the work of Colajanni,
``Socialism and Criminal Sociology,'' Catania, 1889. In the first
volume, which is devoted to criminal anthropology, out of four
hundred pages of argumentative criticism (which does not prevent
the author from taking our most fundamental conclusions on the
anthropological classification of criminals, and on crime, as
phenomena of psychical atavism), there are only six pages, 227-
232, for the criticism of psychological types.
Criminal psychology presents us with the characteristics which may
be called specially descriptive, such as the slang, the
handwriting, the secret symbols, the literature and art of the
criminal; and on the other hand it makes known to us the
characteristics which, in combination with organic abnormality,
account for the development of crime in the individual. And these
characteristics are grouped in two psychical and fundamental
abnormalities, namely, moral insensibility and want of foresight.
Moral insensibility, which is decidedly more congenital than
contracted, is either total or partial, and is displayed in
criminals who inflict personal injuries, as much as in others,
with a variety of symptoms which I have recorded elsewhere, and
which are eventually reduced to these conditions of the moral
sense in a large number of criminals--a lack of repugnance to the
idea and execution of the offence, previous to its commission, and
the absence of remorse after committing it.
Outside of these conditions of the moral sense, which is no
special sentiment, but an expression of the entire moral
constitution of the individual, as the temperament is of his
physiological constitution, other sentiments, of selfishness or
even of unselfishness, are not wanting in the majority of
criminals. Hence arise many illusions for superficial observers
of criminal life. But these latter sentiments are either
excessive, as hate, cupidity, vanity and the like, and are thus
stimulants to crime, or else, as with religion, love, honour,
loyalty, and so on, they cease to be forces antagonistic to crime,
because they have no foundation in a normal moral sense.
From this fundamental inferiority of sentiment there follows an
inferiority of intelligence, which, however, does not exclude
certain forms of craftiness, though it tends to inability to
foresee the consequences of crime, far in excess of what is
observed in the average members of the classes of society to which
the several criminals belong.
Thus the psychology of the criminal is summed up in a defective
resistance to criminal tendencies and temptations, due to that
ill-balanced impulsiveness which characterises children and
savages.
II.
I have long been convinced, by my study of works on criminal
anthropology, but especially by direct and continuous observation
from a physiological or a psychological point of view of a large
number of criminals, whether mad or of normal intelligence, that
the data of criminal anthropology are not entirely applicable, in
their complete and essential form, to all who commit crimes. They
are to be confined to a certain number, who may be called
congenital, incorrigible, and habitual criminals. But apart from
these there is a class of occasional criminals, who do not
exhibit, or who exhibit in slighter degrees, the anatomical,
physiological, and psychological characteristics which constitute
the type described by Lombroso as ``the criminal man. ''
Before further defining these two main classes of criminals, in
their natural and descriptive characterisation, I must add a
positive demonstration, which can be attested under two distinct
forms--(1) by the results of anthropological observation of
criminals, and (2) by statistics of relapse, and of the
manifestations of crime which anthropologists have hitherto
chiefly studied.
As for organic anomalies, as I cannot here treat the whole
matter in detail, I will simply reproduce from my study of
homicide a summary of results for a single category of these
anomalies, which a methodical observation of every class of
criminals will carry further and render more precise, as Lombroso
has already shown (see the fourth edition of his work, 1889, p.
273).
Homicides sentenced
To penal To Imprisonment Soldiers
servitude
Persons in whom I detected (346) (363) (711)
No anomaly in the skull 11. 9 p. c. 8. 2 p. c. 37. 2 p. c.
One or two anomalies 47. 2 '' 56. 6 '' 51. 8 ''
Three or four anomalies 30. 9 '' 2. 6 '' 11 ''
Five or six anomalies 6. 7 '' 2. 3 '' 0 ''
Seven or more anomalies . 3 '' . 3 '' 0 ''
That is to say, men with normal skulls were three times as
numerous amongst soldiers as they were amongst criminals; of men
with a noteworthy number of anomalies occurring together (three or
four), there were three times as many amongst criminals as amongst
soldiers; and there was not one soldier amongst those who showed
an extraordinary number (five or more).
This proves to demonstration not only the greater frequency of
anomalous skulls (and the same is true of physiognomical,
physiological, and psychological anomalies) amongst criminals, but
also that amongst these criminals between fifty and sixty per
cent. show very few anomalies, whilst about one-third of the whole
number present a remarkable combination, and one-tenth are normal
in this respect.
Amongst the statistical data exhibiting the primary
characteristics of the majority of criminals, the data connected
with relapsed criminals are especially conspicuous. Though
relapses, like first offences, are partly due to social
conditions, they also have a manifest biological cause, since,
under the operation of the same penal system, there are some
liberated prisoners who relapse and some who do not.
The statistics of relapse are unfortunately very difficult to
collect, on account of differences in the legislation of different
countries, and in the preparation of records, which, even under
the more general adoption of anthropometrical identification,
rarely succeed in preventing the use of fresh names by
professional criminals. So that we may still say, in the words of
one who is a very good judge in this matter, M. Yvernes, not
only that ``the Prisons Congress of London (1872) was compelled to
leave various problems undecided for lack of documentary evidence,
and especially the question of relapsed criminals,'' but also that
to this day (1879), ``we find varying results in different
countries, the exact significance of which is not apparent. ''
I have, however, published an essay on international statistics of
relapsed criminals, from which I drew the following general
conclusion: that even in prison statistics, which often give
higher totals of relapsed cases than are given by judicial
statistics, because they are more personal, and therefore less
uncertain, we never obtain the full number of relapses, though the
totals given vary from country to country, from district to
district, and from prison to prison. It would be impossible
to state accurately what proportion the numbers given bear to the
actual number; but I am justified in saying, from all the
materials which I have collected and compared in the aforesaid
essay, that the number of relapses in Europe is generally between
50 and 60 per cent. , and certainly rather above than below this
limit. Whilst the Italian statistics, for instance, give 14 per
cent. of relapses amongst prisoners sentenced to penal servitude,
I found by experience 37 per cent; out of 346 who admitted to me
that they had relapsed; and, amongst those who had been sentenced
to simple imprisonment, I found 60 per cent. out of 363, in place
of the 33 per cent. recorded in the prison statistics. The
difference may be due to the particular conditions of the prisons
which I visited; but in any case it establishes the inadequacy of
the official figures dealing with relapse.
After this statement of a general fact, which proves, as Lombroso
and Espinas said, that ``the relapsed criminal is the rule rather
than the exception,'' we can proceed to set down the special
proportions of relapse for each particular crime, so as to obtain
an indication of the forms of crime which are most frequently
resorted to by habitual criminals.
For Italy I have found that the highest percentages of relapse are
afforded by persons convicted of theft and petty larceny, forgery,
rape, manslaughter, conspiracy, and, at the correctional courts,
vagrancy and mendacity. The lowest percentages are amongst those
convicted of assault and bodily harm, murders, and infanticide.
For France, where legal statistics are remarkably adapted for the
most minute inquiry, I have drawn up the following table of
statistics from the lists of persons convicted at the assize
courts and correctional tribunals, taking an average of the years
1877-81, which is not sensibly affected by the results of
succeeding years.
It will be seen that the average of relapses for crimes against
the person is higher than the average for the most serious cases
of murderous and indecent assault, which are clearly an outcome of
the most anti-social tendencies (such as parricide, murder, rape,
inflicting bodily harm on parents, &c. ). Thus homicide and fatal
wounding, though relapse is very frequent in these cases, still
display a less abnormal and more occasional character by their
lower position in the table, as shown in the cases of infanticide,
concealment of birth, and abandonment of infants. As for the very
frequent occurrence of relapse in special crimes, such as assaults
on officials and resistance to authority, which rarely come before
the assize courts--though even there they tend to support the
higher numbers in the tribunals--these are offences which may also
be committed by criminals of every kind, and which, moreover,
depend in some measure on the social factor of police
organisation, and frequently on the psycho-pathological state of
particular individuals.
The somewhat rare occurrence of relapse in such a grave type of
murder as poisoning is noteworthy. But this is only an effect of
the special psychology of these criminals, as I have explained
elsewhere.
FRANCE--CASES OF RELAPSE, 1877-81.
COURTS OF ASSIZE
CRIMES
(Against the person) p. 100
Violence against public officers 85. 8
Bigamy 59. 3
Wounding parents or grandparents 55. 9
Riot 55. 3
Kidnapping of minors 46. 2
Sexual assault on adults 44. 0
Wilful murder (assassination) 42. 3
Parricide 41. 7
Manslaughter (homicide) 39. 4
Sexual assaults on children 38. 5
Attempts against railways 37. 5
Serious wounds followed by death 36. 8
----
General average 35. 8
Abortion 30. 0
Perjury 26. 7
Sequestration 18. 8
Poisoning 16. 7
Infanticide 6. 0
Stealing, substitution or abandoning children 4. 9
CRIMES
(Against property) p. 100
Theft in churches 74. 3
Thefts, simple 71. 7
Robbery, with violence, not on the highway 66. 0
Burning buildings not inhabited, woods, etc. 59. 8
----
General average 58. 5
Barratry 50. 0
Theft by servants 44. 2
Counterfeiting 43. 8
Forgery, private writings 42. 5
Burning inhabited dwellings 41. 5
Forgery, commercial paper 38. 3
Forgery, public documents 37. 0
Fraudulent bankruptcy 35. 3
Abuse of confidence by domestic servant 32. 5
Extortion 30. 7
Embezzlement of public funds 28. 5
Robbing the mails by postal employees
Smuggling by customs officers
CORRECTIONAL TRIBUNALS
DELICTS p.
100
Infractions of surveillance 100
Infractions of expulsion of foreign fugitives 93. 0
Infractions of interdiction to sojourn 89. 0
Drunkenness 78. 4
Vagabondage 71. 3
Begging 65. 7
Fraud (escroquerie) 47. 8
Insult to public officers 46. 8
Forcible entry 45. 3
Thefts 45. 2
Breach of trust 43. 8
----
General average 41. 9
Riot, resistance 40. 3
Written or verbal threats 39. 6
Prohibited weapons, etc. 37. 3
Political, electoral, and newspaper delicts 35. 7
Outrage to public morality 34. 5
Public outrage to decency 32. 2
Voluntary wounds and blows 31. 0
Unlawful opening of cafes, inns 27. 7
Unlawful practice of medicine or pharmacy 26. 6
Contraventions of railway regulations 25. 3
Hunting or carrying prohibited arms 24. 2
Breach of good morals, tending to corruption 23. 8
Simple bankruptcy 23. 6
Insult to ministers of religion 20. 4
Fraudulent sales of merchandise 16. 7
Defamations, insults, calumnies 14. 2
Rural delicts 12. 0
Amongst crimes against property, the most frequent relapses are
found in the case of thieves (not including thefts and breaches of
trust by domestic servants, which thus, proving their more
occasional character, confirm the agreement of statistics with
criminal psychology). The same thing is observed in regard to
forgers of commercial documents and to fraudulent bankrupts, who
are partly drawn into crime under the stress of personal or
general crises. And the infrequency of relapse amongst postal
employees condemned for embezzlement, and amongst customs officers
who have been guilty of smuggling, is only a further confirmation
of the inducement to crime by the opportunities met with in each
case, rather than by personal tendencies.
Amongst minor offences, apart from that evasion of supervision
which is no more than a legal condition, there are, both in France
and in Italy, very frequent cases of relapse by vagabonds and
mendicants, which is a consequence of social environment, as well
as of the feeble organisation of the individuals. Other relapses
above the average, included amongst these offences, constitute a
sort of accessory criminality, existing side by side with the
habitual criminality of thieves, murderers, and the like, such as
drunkenness, attacks on public functionaries, infractions of the
regulations of domicile, &c.
In thefts and resistance to authorities, relapse is less frequent
here than in the assize courts, for in the majority of these minor
offences, in their general forms, there is a greater number of
occasional offences, as is also the case with bankruptcies,
defamation, abuse, rural offences, &c. , which demonstrate
their more occasional character by their very low figures.
Hence the statistics of general and specific relapse indirectly
confirm the fact that criminals, as a whole, have no uniform
anthropological type; and that the bio-psychical types and
anomalies belong more especially to the category of habitual
criminals and those born into the criminal class, who, after all,
are the only ones hitherto studied by criminal anthropologists.
What, then, is the numerical proportion of habitual criminals to
the aggregate number of criminals?
In the absence of direct inquiry, it is possible to get at this
proportion indirectly, from facts of two kinds. In the first
place, a study of the works on criminal anthropology supplies us
with an approximate figure, since the biological characteristics
united in individuals, in sufficient number to create a criminal
type, are met with in between forty and fifty per cent. of the
total.
And this conclusion may be confirmed by other data of criminal
statistics.
Whilst the statistics of relapse give us a very limited number of
crimes and offences committed by born and habitual criminals,
science and criminal legislation give us a far more extended
classification.
Ellero reckoned in the penal code of the German Empire 203 crimes
and offences; and I find that the Italian code of 1859 enumerates
about 180, the new code about 200, and the French penal code about
150. Thus the kind of crimes of habitual criminals would
only be about one-tenth of the complete legal classification of
crimes and offences.
It is easy indeed to suppose that born and habitual criminals do
not generally commit political crimes and offences, nor offences
connected with the press, nor against freedom of worship, nor in
corruption of public functionaries, nor misuse of title or
authority; nor calumny, making false attestations or false
reports; nor adultery, incest, or abduction of minors; nor
infanticide, abortion, or palming of children; nor betrayal of
professional secrets; nor bankruptcy offences, nor damage to
property, nor violation of domicile, nor illegal arrests, nor
duels, nor defamation, nor abuse. I say generally; for, as there
are occasional criminals who commit the offences characteristic of
habitual criminality, such as homicides, robberies, rapes, &c. , so
there are born criminals who sometimes commit crimes out of their
ordinary course.
It is now necessary to add a few statistical data in respect of
the classification of crime, which I take, like the others, from
the essay already mentioned.
HABITUAL CRIMINALITY ITALY. FRANCE. BELGIUM.
(homicide, theft, conspiracy,
rape, incendiarism,
vagrancy, swindling) A* B* C* A* B* C* A* B* C*
--------------------------------------------------------------------
Proportion of the persons p. c. p. c. p. c. p. c p. c. p. c. p. c. p. c. p. c.
convicted of these crimes
and offences to the total
number of convictions . . 84 32 38 90 34 35 86 30 30
{* NOTE: A, B and C above are `Assizes,' `Tribunals,' and `Totals,'
respectively. }
That is to say, habitual criminality would be represented, in
Italy, by about 40 per cent. of the total number of condemned
persons, and by somewhat less in France and Belgium. This would
be accounted for in Belgium by the exclusion of vagrancy; but the
difference is virtually due to the greater frequency in Italy of
certain crimes, such as homicide, highway robbery with violence,
and conspiracies.
Further, it is apparent that in all these countries the types of
habitual criminality, with the exception of thefts and vagrancy,
are in greater proportion at the assizes, on account of their
serious character.
The actual totals, however, are larger at the tribunals, for as,
in the scale of animal life, the greatest fecundity belongs to the
lower and smaller forms, so in the criminal scale, the less
serious offences (such as simple theft, swindling, vagrancy, &c. )
are the more numerous. Thus, out of the total of 38 per cent. in
Italy, 32 belong to the tribunals and 6 to the assizes; out of 35
per cent in France, 33 belong to the tribunals and 2 to the
assizes; and out of 30 per cent. in Belgium, 29 belong to the
tribunals and 1 to the assizes. This also is partly accounted for
by legislative distinctions as to the respective jurisdictions of
these courts.
As to the particulars of the totals, it is found that thefts are
the most numerous types in Italy (20 per cent. ), in France (24 per
cent. ), in Belgium (23 per cent. ), and in Prussia (37 per cent. ,
including breaches of trust). [5]
[5] Starke, ``Verbrechen und Verbrecher in Preussen,'' Berlin,
1884, p. 92.
After theft, the most numerous in Italy are vagrancy (5 per
cent. ), homicides (4 per cent. ), swindling (3 per cent. ), forgery
(. 9 per cent. ), rape (. 4 per cent. ), conspiracy (. 4 per cent. ),
and incendiarism (. 2 per cent. ).
In France and Belgium we find the same relative frequency of
vagrancy and swindling; but homicide, incendiarism, and conspiracy
are less frequent, whilst rape is more common in France (. 5 per
cent. ) and in Belgium (1 per cent. ).
Such then are the most frequent forms of habitual criminality in
the generality of condemned persons; and it will be useful now to
contrast the more frequent forms of occasional criminality. For
Italy the only judicial statistics which are valuable for detailed
inquiry are those of 1863, 1869-72. For France, every volume of
the admirable series of criminal statistics may be utilised.
It will be seen that the frequency of these occasional crimes and
offences in Italy and in France is very variable, though assaults
and wounding, resistance to authorities, damage, defamation and
abuse, are the most numerous in both countries.
The proportion of each offence to the total also varies
considerably, not only through a difference of legislation between
Italy and France in regard to poaching, drunkenness, frauds on
refreshment-house keepers, and so forth, but also by reason of the
different condition of individuals and of society in the two
countries. Thus assaults and wounding, which in Italy comprise 23
per cent. of the total of convictions, reach in France no more
than 14 per cent. , whilst resistance to the authorities, &c. ,
which
YEARLY AVERAGE or CONDEMNED
PERSONS.
ITALY, 1863-72. FRANCE
1877-81
CRIMES AND OFFENCES OF GREATEST
FREQUENCY
(not including those of Habitual Criminals).
p. c. p. c. p. c. p. c.
Wilful Assault and Wounding . . .
Illegally carrying Arms . . . . . . -- 8 7 -- 3 3
Resistance to Authority, Assaults and
Violence against Public Functionaries . . . 3 5 4 --2 10 10
Injury to Property . . . . . . . . . -- 2 2 -- I 1-6 1 5
Defamation and Abuse . . . . . . . . . -- s-S 1-6 -- I-6 1 5
Written or Spoken Threats . . . . . . -- 1 4 1'2 -- '2 --2
Illegal Games . . . . . . . . . . . . -- I --8 -- 2 1 'I
Political Crimes and Offences . . . . . . 31. 7 -- --2 -- 4 2 --2
Press Crimes and Offences . . . . . . 4 4 --4 -- --6 --6
Embezzlement, Corruption, Malfeasance
of Public Functionaries -- --3 . 3 -- -- --
Escape from Detention --1 --2 2 -- --6 --6
False Witness . . . . . . . . . . . --7 2 --2 09 6 --6
Violation of Domicile . . . .
lunatics, --The treatment of insane criminals, --Crime and
madness, --Classification of asylums for criminal lunatics,
--The treatment of born criminals, --The death penalty,
--Extension of the death penalty, --Inadequacy of the death
penalty, --Imprisonment for life, --Transportation, --
Labour settlements, --Establishments for habitual criminals,
--Criminal heredity, --Incorrigible offenders, --
Cumulative sentences, --Uncorrected or incorrigible criminals,
--Cellular prisons, --Solitary confinement, --The
progressive system of imprisonment, --The evils of cellular
imprisonment, --The cell does not secure separation, --
Costliness of the cellular system, --Labour under the cellular
system, --Open-air work the best for prisoners, --The
treatment of habitual criminals, --The treatment of occasional
criminals, --The treatment of young offenders, --
Futility of short sentences, --Substitutes for short sentences,
--Compulsory work without imprisonment, --Conditional
sentences, --Conditional sentences in Belgium, --Conditional
sentences in the United States, --Objections to conditional
sentences, --When the conditional sentence is legitimate, --
The treatment of criminals of passion, --Conclusion.
INTRODUCTION.
THE POSITIVE SCHOOL OF CRIMINAL LAW.
During the past twelve or fourteen years Italy has poured forth a
stream of new ideas on the subject of crime and criminals; and
only the short-sightedness of her enemies or the vanity of her
flatterers can fail to recognise in this stream something more
than the outcome of individual labours.
A new departure in science is a simple phenomenon of nature,
determined in its origin and progress, like all such phenomena, by
conditions of time and place. Attention must be drawn to these
conditions at the outset, for it is only by accurately defining
them that the scientific conscience of the student of sociology is
developed and confirmed.
The experimental philosophy of the latter half of our century,
combined with human biology and psychology, and with the natural
study of human society, had already produced an intellectual
atmosphere decidedly favourable to a practical inquiry into the
criminal manifestations of individual and social life.
To these general conditions must be added the plain and everyday
contrast between the metaphysical perfection of criminal law and
the progressive increase of crime, as well as the contrast between
legal theories of crime and the study of the mental
characteristics of a large number of criminals.
From this point onwards, nothing could be more natural than the
rise of a new school, whose object was to make an experimental
study of social pathology in respect of its criminal symptoms, in
order to bring theories of crime and punishment into harmony with
everyday facts. This is the positive school of criminal law,
whereof the fundamental purpose is to study the natural genesis of
criminality in the criminal, and in the physical and social
conditions of his life, so as to apply the most effectual remedies
to the various causes of crime.
Thus we are not concerned merely with the construction of a theory
of anthropology or psychology, or a system of criminal statistics,
nor merely with the setting of abstract legal theories against
other theories which are still more abstract. Our task is to show
that the basis of every theory concerning the self-defence of the
community against evil-doers must be the observation of the
individual and of society in their criminal activity. In one
word, our task is to construct a criminal sociology.
For, as it seems to me, all that general sociology can do is to
furnish the more ordinary and universal inferences concerning the
life of communities; and upon this canvas the several sciences of
sociology are delineated by the specialised observation of each
distinct order of social facts. In this manner we may
construct a political sociology, an economic sociology, a legal
sociology, by studying the special laws of normal or social
activity amongst human beings, after previously studying the more
general laws of individual and collective existence. And thus we
may construct a criminal sociology, by studying, with such an aim
and by such a method, the abnormal and anti-social actions of
human beings--or, in other words, by studying crime and criminals.
Neither the Romans, great exponents as they were of the civil law,
nor the practical spirits of the Middle Ages, had been able to lay
down a philosophic system of criminal law. It was Beccaria,
influenced far more by sentiment than by scientific precision, who
gave a great impetus to the doctrine of crimes and punishments by
summarising the ideas and sentiments of his age. [1] Out of the
various germs contained in his generous initiative there has been
developed, to his well-deserved credit, the classical school of
criminal law.
[1] Desjardins, in the Introduction to his ``Cahiers des Etats
Generaux en 1789 et la Legislation Criminelle,'' Paris,
1883, gives a good description of the state of public opinion in
that age. He speaks also of the charges which were brought
against the advocates of the new doctrines concerning crime, that
they upset the moral and social order of things. Nowadays,
charges against the experimental school are cited from these same
advocates; for the revolutionary of yesterday is very often the
conservative of to-day.
This school had, and still has, a practical purpose, namely, to
diminish all punishments, and to abolish a certain number, by a
magnanimous reaction of humanity against the arbitrary harshness
of mediaeval times. It had also, and still has, a method of its
own, namely, to study crime from its first principles, as
an abstract entity dependent upon law.
Here and there since the time of Beccaria another stream of theory
has made itself manifest. Thus there is the correctional school,
which Roeder brought into special prominence not many years ago.
But though it flourished in Germany, less in Italy and France, and
somewhat more in Spain, it had no long existence as an independent
school, for it was only too easily confuted by the close sequence
of inexorable facts. Moreover, it could do no more than oppose a
few humanitarian arguments on the reformation of offenders to the
traditional arguments of the theories of jurisprudence, of
absolute and relative justice, of intimidation, utility, and the
like.
No doubt the principle that punishment ought to have a reforming
effect upon the criminal survives as a rudimentary organ in nearly
all the schools which concern themselves with crime. But this is
only a secondary principle, and as it were the indirect object of
punishment; and besides, the observations of anthropology,
psychology, and criminal statistics have finally disposed of it,
having established the fact that, under any system of punishment,
with the most severe or the most indulgent methods, there are
always certain types of criminals, representing a large number of
individuals, in regard to whom amendment is simply impossible, or
very transitory, on account of their organic and moral
degeneration. Nor must we forget that, since the natural roots of
crime spring not only from the individual organism, but also, in
large measure, from its physical and social environment,
correction of the individual is not sufficient to prevent
relapse if we do not also, to the best of our ability, reform the
social environment. The utility and the duty of reformation none
the less survive, even for the positive school, whenever it is
possible, and for certain classes of criminals; but, as a
fundamental principle of a scientific theory, it has passed away.
Hitherto, then, the classical school stands alone, with varying
shades of opinion, but one and distinct as a method, and as a body
of principles and consequences. And whilst it has achieved its
aim in the most recent penal codes, with a great, and too
frequently an excessive diminution of punishments, so in respect
of theory, in Italy, Germany, and France it has crowned its work
with a series of masterpieces amongst which I will only mention
Carrara's ``Programme of Criminal Law. '' As the author tells us
in one of his later editions, from the a priori principle
that ``crime is a fact dependent upon law, an infraction rather
than an action,'' he deduced--and that by the sheer force of an
admirable logic--a complete symmetrical scheme of legal and
abstract consequences, wherein judges are compelled, whether they
like it or not, to determine the position of every criminal who
comes before them.
But now the classical school, which sprang from the marvellous
little work of Beccaria, has completed its historic cycle. It has
yielded all it could, and writers of the present day who still
cling to it can only recast the old material. The youngest of
them, indeed, are condemned to a sort of Byzantine discussion of
scholastic formulas, and to a sterile process of scientific
rumination.
And meantime, outside our universities and academies, criminality
continues to grow, and the punishments hitherto inflicted, though
they can neither protect nor indemnify the honest, succeed in
corrupting and degrading evil-doers. And whilst our treatises and
codes (which are too often mere treatises cut up into segments)
lose themselves in the fog of their legal abstractions, we feel
more strongly every day, in police courts and at assizes, the
necessity for those biological and sociological studies of crime
and criminals which, when logically directed, can throw light as
nothing else can upon the administration of
the penal law.
CHAPTER I.
THE DATA OF CRIMINAL ANTHROPOLOGY.
The experimental school of criminal sociology took its original
title from its studies of anthropology; it is still commonly
regarded as little more than a ``criminal anthropology school. ''
And though this title no longer corresponds with the development
of the school, which also takes into account and investigates the
data of psychology, statistics, and sociology, it is none the less
true that the most characteristic impetus of the new scientific
movement was due to anthropological studies. This was
conspicuously the case when Lombroso, giving a scientific form to
sundry scattered and fragmentary observations upon criminals,
added fresh life to them by a collection of inquiries which were
not only original but also governed by a distinct idea, and
established the new science of criminal anthropology.
It is possible, of course, to discover a very early origin for
criminal anthropology, as for general anthropology; for, as Pascal
said, man has always been the most wonderful object of study to
himself. For observations on physiognomy in particular we may go
as far backwards as to Plato, and his comparisons of the human
face and character with those of the brutes, or even to
Aristotle, who still earlier observed the physical and
psychological correspondence between the passions of men and their
facial expression. And after the mediaeval gropings in
chiromancy, metoscopy, podomancy and so forth, one comes to the
seventeenth century studies in physiognomy by the Jesuit
Niquetius, by Cortes, Cardanus, De la Chambre, Della Porta, &c. ,
who were precursors of Gall, Spurzheim, and Lavater on one side,
and, on the other, of the modern scientific study of the emotions,
with their expression in face and gesture, conducted by Camper,
Bell, Engel, Burgess, Duchenne, Gratiolet, Piderit, Mantegazza,
Schaffhausen, Schack, Heiment, and above all by Darwin.
With regard to the special observation of criminals, over and
above the limited statements of the old physiognomists and
phrenologists, Lauvergne (1841) in France and Attomyr (1842) in
Germany had accurately applied the theories of Gall to the
examination of convicts; and their works, in spite of certain
exaggerations of phrenology, are still a valuable treasury of
observations in anthropology. In Italy, De Rolandis (1835) had
published his observations on a deceased criminal; in America,
Sampson (1846) had traced the connection between criminality and
cerebral organisation; in Germany, Camper (1854) published a study
on the physiognomy of murderers; and Ave Lallemant (1858-62)
produced a long work on criminals, from the psychological point of
view.
But the science of criminal anthropology, more strictly
speaking, only begins with the observations of English gaol
surgeons and other learned men, such as Forbes Winslow (1854),
Mayhew (1860), Thomson (1870), Wilson (1870), Nicolson (1872),
Maudsley (1873), and with the very notable work of Despine (1868),
which indeed gave rise to the inquiries of Thomson, and which, in
spite of its lack of synthetic treatment and systematic unity, is
still, taken in conjunction with the work of Ave Lallemant, the
most important inquiry in the psychological domain anterior to the
work of Lombroso.
Nevertheless, it was only with the first edition of ``The
Criminal'' (1876) that criminal anthropology asserted itself as an
independent science, distinct from the main trunk of general
anthropology, itself quite recent in its origin, having come into
existence with the works of Daubenton, Blumenbach, Soemmering,
Camper, White, and Pritchard.
The work of Lombroso set out with two original faults: the mistake
of having given undue importance, at any rate apparently, to the
data of craniology and anthropometry, rather than to those of
psychology; and, secondly, that of having mixed up, in the first
two editions, all criminals in a single class. In later editions
these defects were eliminated, Lombroso having adopted the
observation which I made in the first instance, as to the various
anthropological categories of criminals. This does not prevent
certain critics of criminal anthropology from repeating, with a
strange monotony, the venerable objections as to the
``impossibility of distinguishing a criminal from an honest man by
the shape of his skull,'' or of ``measuring human
responsibility in accordance with different craniological
types. ''[2]
[2] Vol. ii. of the fourth edition of ``The Criminal'' (1889) is
specially concerned with the epileptic and idiotic criminal
(referred to alcoholism, hysteria, mattoidism) whether occasional
or subject to violent impulse; whilst vol. i. is concerned only
with congenital criminality and moral insanity.
But these original faults in no way obscure the two following
noteworthy facts--that within a few years after the publication of
``The Criminal'' there were published, in Italy and elsewhere, a
whole library of studies in criminal anthropology, and that a new
school has been established, having a distinct method and
scientific developments, which are no longer to be looked for in
the classical school of criminal law.
I.
What, then, is criminal anthropology? And of what nature are its
fundamental data, which lead us up to the general conclusions of
criminal sociology?
If general anthropology is, according to the definition of M. de
Quatrefages, the natural history of man, as zoology is the natural
history of animals, criminal anthropology is but the study of a
single variety of mankind. In other words, it is the natural
history of the criminal man.
Criminal anthropology studies the criminal man in his organic and
psychical constitution, and in his life as related to his physical
and social environment--just as anthropology has done for man in
general, and for the various races of mankind. So that, as
already said, whilst the classical observers of crime study
various offences in their abstract character, on the
assumption that the criminal, apart from particular cases which
are evident and appreciable, is a man of the ordinary type, under
normal conditions of intelligence and feeling, the anthropological
observers of crime, on the other hand, study the criminal first of
all by means of direct observations, in anatomical and
physiological laboratories, in prisons and madhouses, organically
and physically, comparing him with the typical characteristics of
the normal man, as well as with those of the mad and the
degenerate.
Before recounting the general data of criminal anthropology, it is
necessary to lay particular stress upon a remark which I made in
the original edition of this work, but which our opponents have
too frequently ignored.
We must carefully discriminate between the technical value of
anthropological data concerning the criminal man and their
scientific function in criminal sociology.
For the student of criminal anthropology, who builds up the
natural history of the criminal, every characteristic has an
anatomical, or a physiological, or a psychological value in
itself, apart from the sociological conclusions which it may be
possible to draw from it. The technical inquiry into these bio-
psychical characteristics is the special work of this new science
of criminal anthropology.
Now these data, which are the conclusions of the anthropologist,
are but starting-points for the criminal sociologist, from which
he has to reach his legal and social conclusions. Criminal
anthropology is to criminal sociology, in its scientific
function, what the biological sciences, in description and
experimentation, are to clinical practice.
In other words, the criminal sociologist is not in duty bound to
conduct for himself the inquiries of criminal anthropology, just
as the clinical operator is not bound to be a physiologist or an
anatomist. No doubt the direct observation of criminals is a very
serviceable study, even for the criminal sociologist; but the only
duty of the latter is to base his legal and social inferences upon
the positive data of criminal anthropology for the biological
aspects of crime, and upon statistical data for the influences of
physical and social environment, instead of contenting himself
with mere abstract legal syllogisms.
On the other hand it is clear that sundry questions which have a
direct bearing upon criminal anthropology--as, for instance, in
regard to some particular biological characteristic, or to its
evolutionary significance--have no immediate obligation or value
for criminal sociology, which employs only the fundamental and
most indubitable data of criminal anthropology. So that it is but
a clumsy way of propounding the question to ask, as it is too
frequently asked: ``What connection can there be between the
cephalic index, or the transverse measurement of a murderer's jaw,
and his responsibility for the crime which he has committed? ''
The scientific function of the anthropological data is a very
different thing, and the only legitimate question which sociology
can put to anthropology is this:--``Is the criminal, and in what
respects is he, a normal or an abnormal man? And if he is,
or when he is abnormal, whence is the abnormality derived? Is it
congenital or contracted, capable or incapable of rectification? ''
This is all; and yet it is sufficient to enable the student of
crime to arrive at positive conclusions concerning the measures
which society can take in order to defend itself against crime;
whilst he can draw other conclusions from criminal statistics.
As for the principal data hitherto established by criminal
anthropology, whilst we must refer the reader for detailed
information to the works of specialists, we may repeat that this
new science studies the criminal in his organic and in his
psychical constitution, for these are the two inseparable aspects
of human existence.
A beginning has naturally been made with the organic study of the
criminal, both anatomical and physiological, since we must study
the organ before the function, and the physical before the moral.
This, however, has given rise to a host of misconceptions and one-
sided criticisms, which have not yet ceased; for criminal
anthropology has been charged, by such as consider only the most
conspicuous data with narrowing crime down to the mere result of
conformations of the skull or convolutions of the brain. The fact
is that purely morphological observations are but preliminary
steps to the histological and physiological study of the brain,
and of the body as a whole.
As for craniology, especially in regard to the two distinct and
characteristic types of criminals--murderers and thieves, an
incontestable inferiority has been noted in the shape of the head,
by comparison with normal men, together with a greater frequency
of hereditary and pathological departures from the normal type.
Similarly an examination of the brains of criminals, whilst it
reveals in them an inferiority of form and histological type,
gives also, in a great majority of cases, indications of disease
which were frequently undetected in their lifetime. Thus M.
Dally, who for twenty years past has displayed exceptional acumen
in problems of this kind, said that ``all the criminals who had
been subjected to autopsy (after execution) gave evidence of
cerebral injury. ''[3]
[3] In a discussion at the Medico-Psychological Society of Paris;
``Proceedings'' for 1881, i. 93, 266, 280, 483.
Observations of the physiognomy of criminals, which no one will
undervalue who has studied criminals in their lifetime, with
adequate knowledge, as well as other physical inquiries, external
and internal, have shown the existence of remarkable types, from
the greater frequency of the tattooed man to exceptionally
abnormal conditions of the frame and the organs, dating from
birth, together with many forms of contracted disease.
Finally, inquiries of a physiological nature into the reflex
action of the body, and especially into general and specific
sensibility, and sensibility to pain, and into reflex action under
external agencies, conducted with the aid of instruments which
record the results, have shown abnormal conditions, all tending to
physical insensibility, deep-seated and more or less
absolute, but incontestably different in kind from that which
obtains amongst the average men of the same social classes.
These are organic conditions, it must be at once affirmed, which
account as nothing else can for the undeniable fact of the
hereditary transmission of tendencies to crime, as well as of
predisposition to insanity, to suicide, and to other forms of
degeneration.
The second division of criminal anthropology, which is by far the
more important, with a more direct influence upon criminal
sociology, is the psychological study of the criminal. This
recognition of its greater importance does not prevent our critics
from concentrating their attack upon the organic characterisation
of criminals, in oblivion of the psychological characterisation,
which even in Lombroso's book occupies the larger part of the
text. [4]
[4] A recent example of this infatuation amongst one-sided, and
therefore ineffectual critics is the work of Colajanni,
``Socialism and Criminal Sociology,'' Catania, 1889. In the first
volume, which is devoted to criminal anthropology, out of four
hundred pages of argumentative criticism (which does not prevent
the author from taking our most fundamental conclusions on the
anthropological classification of criminals, and on crime, as
phenomena of psychical atavism), there are only six pages, 227-
232, for the criticism of psychological types.
Criminal psychology presents us with the characteristics which may
be called specially descriptive, such as the slang, the
handwriting, the secret symbols, the literature and art of the
criminal; and on the other hand it makes known to us the
characteristics which, in combination with organic abnormality,
account for the development of crime in the individual. And these
characteristics are grouped in two psychical and fundamental
abnormalities, namely, moral insensibility and want of foresight.
Moral insensibility, which is decidedly more congenital than
contracted, is either total or partial, and is displayed in
criminals who inflict personal injuries, as much as in others,
with a variety of symptoms which I have recorded elsewhere, and
which are eventually reduced to these conditions of the moral
sense in a large number of criminals--a lack of repugnance to the
idea and execution of the offence, previous to its commission, and
the absence of remorse after committing it.
Outside of these conditions of the moral sense, which is no
special sentiment, but an expression of the entire moral
constitution of the individual, as the temperament is of his
physiological constitution, other sentiments, of selfishness or
even of unselfishness, are not wanting in the majority of
criminals. Hence arise many illusions for superficial observers
of criminal life. But these latter sentiments are either
excessive, as hate, cupidity, vanity and the like, and are thus
stimulants to crime, or else, as with religion, love, honour,
loyalty, and so on, they cease to be forces antagonistic to crime,
because they have no foundation in a normal moral sense.
From this fundamental inferiority of sentiment there follows an
inferiority of intelligence, which, however, does not exclude
certain forms of craftiness, though it tends to inability to
foresee the consequences of crime, far in excess of what is
observed in the average members of the classes of society to which
the several criminals belong.
Thus the psychology of the criminal is summed up in a defective
resistance to criminal tendencies and temptations, due to that
ill-balanced impulsiveness which characterises children and
savages.
II.
I have long been convinced, by my study of works on criminal
anthropology, but especially by direct and continuous observation
from a physiological or a psychological point of view of a large
number of criminals, whether mad or of normal intelligence, that
the data of criminal anthropology are not entirely applicable, in
their complete and essential form, to all who commit crimes. They
are to be confined to a certain number, who may be called
congenital, incorrigible, and habitual criminals. But apart from
these there is a class of occasional criminals, who do not
exhibit, or who exhibit in slighter degrees, the anatomical,
physiological, and psychological characteristics which constitute
the type described by Lombroso as ``the criminal man. ''
Before further defining these two main classes of criminals, in
their natural and descriptive characterisation, I must add a
positive demonstration, which can be attested under two distinct
forms--(1) by the results of anthropological observation of
criminals, and (2) by statistics of relapse, and of the
manifestations of crime which anthropologists have hitherto
chiefly studied.
As for organic anomalies, as I cannot here treat the whole
matter in detail, I will simply reproduce from my study of
homicide a summary of results for a single category of these
anomalies, which a methodical observation of every class of
criminals will carry further and render more precise, as Lombroso
has already shown (see the fourth edition of his work, 1889, p.
273).
Homicides sentenced
To penal To Imprisonment Soldiers
servitude
Persons in whom I detected (346) (363) (711)
No anomaly in the skull 11. 9 p. c. 8. 2 p. c. 37. 2 p. c.
One or two anomalies 47. 2 '' 56. 6 '' 51. 8 ''
Three or four anomalies 30. 9 '' 2. 6 '' 11 ''
Five or six anomalies 6. 7 '' 2. 3 '' 0 ''
Seven or more anomalies . 3 '' . 3 '' 0 ''
That is to say, men with normal skulls were three times as
numerous amongst soldiers as they were amongst criminals; of men
with a noteworthy number of anomalies occurring together (three or
four), there were three times as many amongst criminals as amongst
soldiers; and there was not one soldier amongst those who showed
an extraordinary number (five or more).
This proves to demonstration not only the greater frequency of
anomalous skulls (and the same is true of physiognomical,
physiological, and psychological anomalies) amongst criminals, but
also that amongst these criminals between fifty and sixty per
cent. show very few anomalies, whilst about one-third of the whole
number present a remarkable combination, and one-tenth are normal
in this respect.
Amongst the statistical data exhibiting the primary
characteristics of the majority of criminals, the data connected
with relapsed criminals are especially conspicuous. Though
relapses, like first offences, are partly due to social
conditions, they also have a manifest biological cause, since,
under the operation of the same penal system, there are some
liberated prisoners who relapse and some who do not.
The statistics of relapse are unfortunately very difficult to
collect, on account of differences in the legislation of different
countries, and in the preparation of records, which, even under
the more general adoption of anthropometrical identification,
rarely succeed in preventing the use of fresh names by
professional criminals. So that we may still say, in the words of
one who is a very good judge in this matter, M. Yvernes, not
only that ``the Prisons Congress of London (1872) was compelled to
leave various problems undecided for lack of documentary evidence,
and especially the question of relapsed criminals,'' but also that
to this day (1879), ``we find varying results in different
countries, the exact significance of which is not apparent. ''
I have, however, published an essay on international statistics of
relapsed criminals, from which I drew the following general
conclusion: that even in prison statistics, which often give
higher totals of relapsed cases than are given by judicial
statistics, because they are more personal, and therefore less
uncertain, we never obtain the full number of relapses, though the
totals given vary from country to country, from district to
district, and from prison to prison. It would be impossible
to state accurately what proportion the numbers given bear to the
actual number; but I am justified in saying, from all the
materials which I have collected and compared in the aforesaid
essay, that the number of relapses in Europe is generally between
50 and 60 per cent. , and certainly rather above than below this
limit. Whilst the Italian statistics, for instance, give 14 per
cent. of relapses amongst prisoners sentenced to penal servitude,
I found by experience 37 per cent; out of 346 who admitted to me
that they had relapsed; and, amongst those who had been sentenced
to simple imprisonment, I found 60 per cent. out of 363, in place
of the 33 per cent. recorded in the prison statistics. The
difference may be due to the particular conditions of the prisons
which I visited; but in any case it establishes the inadequacy of
the official figures dealing with relapse.
After this statement of a general fact, which proves, as Lombroso
and Espinas said, that ``the relapsed criminal is the rule rather
than the exception,'' we can proceed to set down the special
proportions of relapse for each particular crime, so as to obtain
an indication of the forms of crime which are most frequently
resorted to by habitual criminals.
For Italy I have found that the highest percentages of relapse are
afforded by persons convicted of theft and petty larceny, forgery,
rape, manslaughter, conspiracy, and, at the correctional courts,
vagrancy and mendacity. The lowest percentages are amongst those
convicted of assault and bodily harm, murders, and infanticide.
For France, where legal statistics are remarkably adapted for the
most minute inquiry, I have drawn up the following table of
statistics from the lists of persons convicted at the assize
courts and correctional tribunals, taking an average of the years
1877-81, which is not sensibly affected by the results of
succeeding years.
It will be seen that the average of relapses for crimes against
the person is higher than the average for the most serious cases
of murderous and indecent assault, which are clearly an outcome of
the most anti-social tendencies (such as parricide, murder, rape,
inflicting bodily harm on parents, &c. ). Thus homicide and fatal
wounding, though relapse is very frequent in these cases, still
display a less abnormal and more occasional character by their
lower position in the table, as shown in the cases of infanticide,
concealment of birth, and abandonment of infants. As for the very
frequent occurrence of relapse in special crimes, such as assaults
on officials and resistance to authority, which rarely come before
the assize courts--though even there they tend to support the
higher numbers in the tribunals--these are offences which may also
be committed by criminals of every kind, and which, moreover,
depend in some measure on the social factor of police
organisation, and frequently on the psycho-pathological state of
particular individuals.
The somewhat rare occurrence of relapse in such a grave type of
murder as poisoning is noteworthy. But this is only an effect of
the special psychology of these criminals, as I have explained
elsewhere.
FRANCE--CASES OF RELAPSE, 1877-81.
COURTS OF ASSIZE
CRIMES
(Against the person) p. 100
Violence against public officers 85. 8
Bigamy 59. 3
Wounding parents or grandparents 55. 9
Riot 55. 3
Kidnapping of minors 46. 2
Sexual assault on adults 44. 0
Wilful murder (assassination) 42. 3
Parricide 41. 7
Manslaughter (homicide) 39. 4
Sexual assaults on children 38. 5
Attempts against railways 37. 5
Serious wounds followed by death 36. 8
----
General average 35. 8
Abortion 30. 0
Perjury 26. 7
Sequestration 18. 8
Poisoning 16. 7
Infanticide 6. 0
Stealing, substitution or abandoning children 4. 9
CRIMES
(Against property) p. 100
Theft in churches 74. 3
Thefts, simple 71. 7
Robbery, with violence, not on the highway 66. 0
Burning buildings not inhabited, woods, etc. 59. 8
----
General average 58. 5
Barratry 50. 0
Theft by servants 44. 2
Counterfeiting 43. 8
Forgery, private writings 42. 5
Burning inhabited dwellings 41. 5
Forgery, commercial paper 38. 3
Forgery, public documents 37. 0
Fraudulent bankruptcy 35. 3
Abuse of confidence by domestic servant 32. 5
Extortion 30. 7
Embezzlement of public funds 28. 5
Robbing the mails by postal employees
Smuggling by customs officers
CORRECTIONAL TRIBUNALS
DELICTS p.
100
Infractions of surveillance 100
Infractions of expulsion of foreign fugitives 93. 0
Infractions of interdiction to sojourn 89. 0
Drunkenness 78. 4
Vagabondage 71. 3
Begging 65. 7
Fraud (escroquerie) 47. 8
Insult to public officers 46. 8
Forcible entry 45. 3
Thefts 45. 2
Breach of trust 43. 8
----
General average 41. 9
Riot, resistance 40. 3
Written or verbal threats 39. 6
Prohibited weapons, etc. 37. 3
Political, electoral, and newspaper delicts 35. 7
Outrage to public morality 34. 5
Public outrage to decency 32. 2
Voluntary wounds and blows 31. 0
Unlawful opening of cafes, inns 27. 7
Unlawful practice of medicine or pharmacy 26. 6
Contraventions of railway regulations 25. 3
Hunting or carrying prohibited arms 24. 2
Breach of good morals, tending to corruption 23. 8
Simple bankruptcy 23. 6
Insult to ministers of religion 20. 4
Fraudulent sales of merchandise 16. 7
Defamations, insults, calumnies 14. 2
Rural delicts 12. 0
Amongst crimes against property, the most frequent relapses are
found in the case of thieves (not including thefts and breaches of
trust by domestic servants, which thus, proving their more
occasional character, confirm the agreement of statistics with
criminal psychology). The same thing is observed in regard to
forgers of commercial documents and to fraudulent bankrupts, who
are partly drawn into crime under the stress of personal or
general crises. And the infrequency of relapse amongst postal
employees condemned for embezzlement, and amongst customs officers
who have been guilty of smuggling, is only a further confirmation
of the inducement to crime by the opportunities met with in each
case, rather than by personal tendencies.
Amongst minor offences, apart from that evasion of supervision
which is no more than a legal condition, there are, both in France
and in Italy, very frequent cases of relapse by vagabonds and
mendicants, which is a consequence of social environment, as well
as of the feeble organisation of the individuals. Other relapses
above the average, included amongst these offences, constitute a
sort of accessory criminality, existing side by side with the
habitual criminality of thieves, murderers, and the like, such as
drunkenness, attacks on public functionaries, infractions of the
regulations of domicile, &c.
In thefts and resistance to authorities, relapse is less frequent
here than in the assize courts, for in the majority of these minor
offences, in their general forms, there is a greater number of
occasional offences, as is also the case with bankruptcies,
defamation, abuse, rural offences, &c. , which demonstrate
their more occasional character by their very low figures.
Hence the statistics of general and specific relapse indirectly
confirm the fact that criminals, as a whole, have no uniform
anthropological type; and that the bio-psychical types and
anomalies belong more especially to the category of habitual
criminals and those born into the criminal class, who, after all,
are the only ones hitherto studied by criminal anthropologists.
What, then, is the numerical proportion of habitual criminals to
the aggregate number of criminals?
In the absence of direct inquiry, it is possible to get at this
proportion indirectly, from facts of two kinds. In the first
place, a study of the works on criminal anthropology supplies us
with an approximate figure, since the biological characteristics
united in individuals, in sufficient number to create a criminal
type, are met with in between forty and fifty per cent. of the
total.
And this conclusion may be confirmed by other data of criminal
statistics.
Whilst the statistics of relapse give us a very limited number of
crimes and offences committed by born and habitual criminals,
science and criminal legislation give us a far more extended
classification.
Ellero reckoned in the penal code of the German Empire 203 crimes
and offences; and I find that the Italian code of 1859 enumerates
about 180, the new code about 200, and the French penal code about
150. Thus the kind of crimes of habitual criminals would
only be about one-tenth of the complete legal classification of
crimes and offences.
It is easy indeed to suppose that born and habitual criminals do
not generally commit political crimes and offences, nor offences
connected with the press, nor against freedom of worship, nor in
corruption of public functionaries, nor misuse of title or
authority; nor calumny, making false attestations or false
reports; nor adultery, incest, or abduction of minors; nor
infanticide, abortion, or palming of children; nor betrayal of
professional secrets; nor bankruptcy offences, nor damage to
property, nor violation of domicile, nor illegal arrests, nor
duels, nor defamation, nor abuse. I say generally; for, as there
are occasional criminals who commit the offences characteristic of
habitual criminality, such as homicides, robberies, rapes, &c. , so
there are born criminals who sometimes commit crimes out of their
ordinary course.
It is now necessary to add a few statistical data in respect of
the classification of crime, which I take, like the others, from
the essay already mentioned.
HABITUAL CRIMINALITY ITALY. FRANCE. BELGIUM.
(homicide, theft, conspiracy,
rape, incendiarism,
vagrancy, swindling) A* B* C* A* B* C* A* B* C*
--------------------------------------------------------------------
Proportion of the persons p. c. p. c. p. c. p. c p. c. p. c. p. c. p. c. p. c.
convicted of these crimes
and offences to the total
number of convictions . . 84 32 38 90 34 35 86 30 30
{* NOTE: A, B and C above are `Assizes,' `Tribunals,' and `Totals,'
respectively. }
That is to say, habitual criminality would be represented, in
Italy, by about 40 per cent. of the total number of condemned
persons, and by somewhat less in France and Belgium. This would
be accounted for in Belgium by the exclusion of vagrancy; but the
difference is virtually due to the greater frequency in Italy of
certain crimes, such as homicide, highway robbery with violence,
and conspiracies.
Further, it is apparent that in all these countries the types of
habitual criminality, with the exception of thefts and vagrancy,
are in greater proportion at the assizes, on account of their
serious character.
The actual totals, however, are larger at the tribunals, for as,
in the scale of animal life, the greatest fecundity belongs to the
lower and smaller forms, so in the criminal scale, the less
serious offences (such as simple theft, swindling, vagrancy, &c. )
are the more numerous. Thus, out of the total of 38 per cent. in
Italy, 32 belong to the tribunals and 6 to the assizes; out of 35
per cent in France, 33 belong to the tribunals and 2 to the
assizes; and out of 30 per cent. in Belgium, 29 belong to the
tribunals and 1 to the assizes. This also is partly accounted for
by legislative distinctions as to the respective jurisdictions of
these courts.
As to the particulars of the totals, it is found that thefts are
the most numerous types in Italy (20 per cent. ), in France (24 per
cent. ), in Belgium (23 per cent. ), and in Prussia (37 per cent. ,
including breaches of trust). [5]
[5] Starke, ``Verbrechen und Verbrecher in Preussen,'' Berlin,
1884, p. 92.
After theft, the most numerous in Italy are vagrancy (5 per
cent. ), homicides (4 per cent. ), swindling (3 per cent. ), forgery
(. 9 per cent. ), rape (. 4 per cent. ), conspiracy (. 4 per cent. ),
and incendiarism (. 2 per cent. ).
In France and Belgium we find the same relative frequency of
vagrancy and swindling; but homicide, incendiarism, and conspiracy
are less frequent, whilst rape is more common in France (. 5 per
cent. ) and in Belgium (1 per cent. ).
Such then are the most frequent forms of habitual criminality in
the generality of condemned persons; and it will be useful now to
contrast the more frequent forms of occasional criminality. For
Italy the only judicial statistics which are valuable for detailed
inquiry are those of 1863, 1869-72. For France, every volume of
the admirable series of criminal statistics may be utilised.
It will be seen that the frequency of these occasional crimes and
offences in Italy and in France is very variable, though assaults
and wounding, resistance to authorities, damage, defamation and
abuse, are the most numerous in both countries.
The proportion of each offence to the total also varies
considerably, not only through a difference of legislation between
Italy and France in regard to poaching, drunkenness, frauds on
refreshment-house keepers, and so forth, but also by reason of the
different condition of individuals and of society in the two
countries. Thus assaults and wounding, which in Italy comprise 23
per cent. of the total of convictions, reach in France no more
than 14 per cent. , whilst resistance to the authorities, &c. ,
which
YEARLY AVERAGE or CONDEMNED
PERSONS.
ITALY, 1863-72. FRANCE
1877-81
CRIMES AND OFFENCES OF GREATEST
FREQUENCY
(not including those of Habitual Criminals).
p. c. p. c. p. c. p. c.
Wilful Assault and Wounding . . .
Illegally carrying Arms . . . . . . -- 8 7 -- 3 3
Resistance to Authority, Assaults and
Violence against Public Functionaries . . . 3 5 4 --2 10 10
Injury to Property . . . . . . . . . -- 2 2 -- I 1-6 1 5
Defamation and Abuse . . . . . . . . . -- s-S 1-6 -- I-6 1 5
Written or Spoken Threats . . . . . . -- 1 4 1'2 -- '2 --2
Illegal Games . . . . . . . . . . . . -- I --8 -- 2 1 'I
Political Crimes and Offences . . . . . . 31. 7 -- --2 -- 4 2 --2
Press Crimes and Offences . . . . . . 4 4 --4 -- --6 --6
Embezzlement, Corruption, Malfeasance
of Public Functionaries -- --3 . 3 -- -- --
Escape from Detention --1 --2 2 -- --6 --6
False Witness . . . . . . . . . . . --7 2 --2 09 6 --6
Violation of Domicile . . . .
