But, to
sum up in a few words, consciousness is there, and, together with its
immutable unity, the law of all that is for man is established, as well
as of all that is to be by man, for his understanding and his activity.
sum up in a few words, consciousness is there, and, together with its
immutable unity, the law of all that is for man is established, as well
as of all that is to be by man, for his understanding and his activity.
Friedrich Schiller
The sensuous impulsion requires that there should be change,
that time should have contents; the formal impulsion requires that time
should be suppressed, that there should be no change. Consequently, the
impulsion in which both of the others act in concert--allow me to call it
the instinct of play, till I explain the term--the instinct of play would
have as its object to suppress time in time, to conciliate the state of
transition or becoming with the absolute being, change with identity.
The sensuous instinct wishes to be determined, it wishes to receive an
object; the formal instinct wishes to determine itself, it wishes to
produce an object. Therefore the instinct of play will endeavor to
receive as it would itself have produced, and to produce as it aspires to
receive.
The sensuous impulsion excludes from its subject all autonomy and
freedom; the formal impulsion excludes all dependence and passivity. But
the exclusion of freedom is physical necessity; the exclusion of
passivity is moral necessity. Thus the two impulsions subdue the mind:
the former to the laws of nature, the latter to the laws of reason. It
results from this that the instinct of play, which unites the double
action of the two other instincts, will content the mind at once morally
and physically. Hence, as it suppresses all that is contingent, it will
also suppress all coercion, and will set man free physically and morally.
When we welcome with effusion some one who deserves our contempt, we feel
painfully that nature is constrained. When we have a hostile feeling
against a person who commands our esteem, we feel painfully the
constraint of reason. But if this person inspires us with interest, and
also wins our esteem, the constraint of feeling vanishes together with
the constraint of reason, and we begin to love him, that is to say, to
play, to take recreation, at once with our inclination and our esteem.
Moreover, as the sensuous impulsion controls us physically, and the
formal impulsion morally, the former makes our formal constitution
contingent, and the latter makes our material constitution contingent,
that is to say, there is contingence in the agreement of our happiness
with our perfection, and reciprocally. The instinct of play, in which
both act in concert, will render both our formal and our material
constitution contingent; accordingly, our perfection and our happiness in
like manner. And on the other hand, exactly because it makes both of
them contingent, and because the contingent disappears with necessity, it
will suppress this contingence in both, and will thus give form to matter
and reality to form. In proportion that it will lessen the dynamic
influence of feeling and passion, it will place them in harmony with
rational ideas, and by taking from the laws of reason their moral
constraint, it will reconcile them with the interest of the senses.
LETTER XV.
I approach continually nearer to the end to which I lead you, by a path
offering few attractions. Be pleased to follow me a few steps further,
and a large horizon will open up to you, and a delightful prospect will
reward you for the labor of the way.
The object of the sensuous instinct, expressed in a universal conception,
is named Life in the widest acceptation; a conception that expresses all
material existence and all that is immediately present in the senses.
The object of the formal instinct, expressed in a universal conception,
is called shape or form, as well in an exact as in an inexact
acceptation; a conception that embraces all formal qualities of things
and all relations of the same to the thinking powers. The object of the
play instinct, represented in a general statement, may therefore bear the
name of living form; a term that serves to describe all aesthetic
qualities of phenomena, and what people style, in the widest sense,
beauty.
Beauty is neither extended to the whole field of all living things nor
merely enclosed in this field. A marble block, though it is and remains
lifeless, can nevertheless become a living form by the architect and
sculptor; a man, though he lives and has a form, is far from being a
living form on that account. For this to be the case, it is necessary
that his form should be life, and that his life should be a form. As
long as we only think of his form, it is lifeless, a mere abstraction; as
long as we only feel his life, it is without form, a mere impression. It
is only when his form lives in our feeling, and his life in our
understanding, he is the living form, and this will everywhere be the
case where we judge him to be beautiful.
But the genesis of beauty is by no means declared because we know how to
point out the component parts, which in their combination produce beauty.
For to this end it would be necessary to comprehend that combination
itself, which continues to defy our exploration, as well as all mutual
operation between the finite and the infinite. The reason, on
transcendental grounds, makes the following demand: There shall be a
communion between the formal impulse and the material impulse--that is,
there shall be a play instinct--because it is only the unity of reality
with the form, of the accidental with the necessary, of the passive state
with freedom, that the conception of humanity is completed. Reason is
obliged to make this demand, because her nature impels her to
completeness and to the removal of all bounds; while every exclusive
activity of one or the other impulse leaves human nature incomplete and
places a limit in it. Accordingly, as soon as reason issues the mandate,
"a humanity shall exist," it proclaims at the same time the law, "there
shall be a beauty. " Experience can answer us if there is a beauty, and
we shall know it as soon as she has taught us if a humanity can exist.
But neither reason nor experience can tell us how beauty can be and how a
humanity is possible.
We know that man is neither exclusively matter nor exclusively spirit.
Accordingly, beauty as the consummation of humanity, can neither be
exclusively mere life, as has been asserted by sharp-sighted observers,
who kept too close to the testimony of experience, and to which the taste
of the time would gladly degrade it; Nor can beauty be merely form, as
has been judged by speculative sophists, who departed too far from
experience, and by philosophic artists, who were led too much by the
necessity of art in explaining beauty; it is rather the common object of
both impulses, that is of the play instinct. The use of language
completely justifies this name, as it is wont to qualify with the word
play what is neither subjectively nor objectively accidental, and yet
does not impose necessity either externally or internally. As the mind
in the intuition of the beautiful finds itself in a happy medium between
law and necessity, it is, because it divides itself between both,
emancipated from the pressure of both. The formal impulse and the
material impulse are equally earnest in their demands, because one
relates in its cognition to things in their reality and the other to
their necessity; because in action the first is directed to the
preservation of life, the second to the preservation of dignity, and
therefore both to truth and perfection. But life becomes more
indifferent when dignity is mixed up with it, and duty no longer coerces
when inclination attracts. In like manner the mind takes in the reality
of things, material truth, more freely and tranquilly as soon as it
encounters formal truth, the law of necessity; nor does the mind find
itself strung by abstraction as soon as immediate intuition can accompany
it. In one word, when the mind comes into communion with ideas, all
reality loses its serious value because it becomes small; and as it comes
in contact with feeling, necessity parts also with its serious value
because it is easy.
But perhaps the objection has for some time occurred to you, Is not the
beautiful degraded by this, that it is made a mere play? and is it not
reduced to the level of frivolous objects which have for ages passed
under that name? Does it not contradict the conception of the reason and
the dignity of beauty, which is nevertheless regarded as an instrument of
culture, to confine it to the work of being a mere play? and does it not
contradict the empirical conception of play, which can coexist with the
exclusion of all taste, to confine it merely to beauty?
But what is meant by a mere play, when we know that in all conditions of
humanity that very thing is play, and only that is play which makes man
complete and develops simultaneously his twofold nature? What you style
limitation, according to your representation of the matter, according to
my views, which I have justified by proofs, I name enlargement.
Consequently I should have said exactly the reverse: man is serious only
with the agreeable, with the good, and with the perfect, but he plays
with beauty. In saying this we must not indeed think of the plays that
are in vogue in real life, and which commonly refer only to his material
state. But in real life we should also seek in vain for the beauty of
which we are here speaking. The actually present beauty is worthy of the
really, of the actually present play-impulse; but by the ideal of beauty,
which is set up by the reason, an ideal of the play-instinct is also
presented, which man ought to have before his eyes in all his plays.
Therefore, no error will ever be incurred if we seek the ideal of beauty
on the same road on which we satisfy our play-impulse. We can
immediately understand why the ideal form of a Venus, of a Juno, and of
an Apollo, is to be sought not at Rome, but in Greece, if we contrast the
Greek population, delighting in the bloodless athletic contests of
boxing, racing, and intellectual rivalry at Olympia, with the Roman
people gloating over the agony of a gladiator. Now the reason pronounces
that the beautiful must not only be life and form, but a living form,
that is, beauty, inasmuch as it dictates to man the twofold law of
absolute formality and absolute reality. Reason also utters the decision
that man shall only play with beauty, and he shall only play with beauty.
For, to speak out once for all, man only plays when in the full meaning
of the word he is a man, and he is only completely a man when he plays.
This proposition, which at this moment perhaps appears paradoxical, will
receive a great and deep meaning if we have advanced far enough to apply
it to the twofold seriousness of duty and of destiny. I promise you that
the whole edifice of aesthetic art and the still more difficult art of
life will be supported by this principle. But this proposition is only
unexpected in science; long ago it lived and worked in art and in the
feeling of the Greeks, her most accomplished masters; only they removed
to Olympus what ought to have been preserved on earth. Influenced by the
truth of this principle, they effaced from the brow of their gods the
earnestness and labor which furrow the cheeks of mortals, and also the
hollow lust that smoothes the empty face. They set free the ever serene
from the chains of every purpose, of every duty, of every care, and they
made indolence and indifference the envied condition of the godlike race;
merely human appellations for the freest and highest mind. As well the
material pressure of natural laws as the spiritual pressure of moral laws
lost itself in its higher idea of necessity, which embraced at the same
time both worlds, and out of the union of these two necessities issued
true freedom. Inspired by this spirit the Greeks also effaced from the
features of their ideal, together with desire or inclination, all traces
of volition, or, better still, they made both unrecognizable, because
they knew how to wed them both in the closest alliance. It is neither
charm, nor is it dignity, which speaks from the glorious face of Juno
Ludovici; it is neither of these, for it is both at once. While the
female god challenges our veneration, the godlike woman at the same time
kindles our love. But while in ecstacy we give ourselves up to the
heavenly beauty, the heavenly self-repose awes us back. The whole form
rests and dwells in itself--a fully complete creation in itself--and as
if she were out of space, without advance or resistance; it shows no
force contending with force, no opening through which time could break
in. Irresistibly carried away and attracted by her womanly charm, kept
off at a distance by her godly dignity, we also find ourselves at length
in the state of the greatest repose, and the result is a wonderful
impression for which the understanding has no idea and language no name.
LETTER XVI.
From the antagonism of the two impulsions, and from the association of
two opposite principles, we have seen beauty to result, of which the
highest ideal must therefore be sought in the most perfect union and
equilibrium possible of the reality and of the form. But this
equilibrium remains always an idea that reality can never completely
reach. In reality, there will always remain a preponderance of one of
these elements over the other, and the highest point to which experience
can reach will consist in an oscillation between two principles, when
sometimes reality and at others form will have the advantage. Ideal
beauty is therefore eternally one and indivisible, because there can only
be one single equilibrium; on the contrary, experimental beauty will be
eternally double, because in the oscillation the equilibrium may be
destroyed in two ways--this side and that.
I have called attention in the foregoing letters to a fact that can also
be rigorously deduced from the considerations that have engaged our
attention to the present point; this fact is that an exciting and also a
moderating action may be expected from the beautiful. The tempering
action is directed to keep within proper limits the sensuous and the
formal impulsions; the exciting, to maintain both of them in their full
force. But these two modes of action of beauty ought to be completely
identified in the idea. The beautiful ought to temper while uniformly
exciting the two natures, and it ought also to excite while uniformly
moderating them. This result flows at once from the idea of a
correlation, in virtue of which the two terms mutually imply each other,
and are the reciprocal condition one of the other, a correlation of which
the purest product is beauty. But experience does not offer an example
of so perfect a correlation. In the field of experience it will always
happen more or less that excess on the one side will give rise to
deficiency on the other, and deficiency will give birth to excess. It
results from this that what in the beau-ideal is only distinct in the
idea is different in reality in empirical beauty. The beau-ideal, though
simple and indivisible, discloses, when viewed in two different aspects,
on the one hand, a property of gentleness and grace, and on the other, an
energetic property; in experience there is a gentle and graceful beauty
and there is an energetic beauty. It is so, and it will be always so, so
long as the absolute is enclosed in the limits of time, and the ideas of
reason have to be realized in humanity. For example, the intellectual
man has the ideal of virtue, of truth, and of happiness; but the active
man will only practise virtues, will only grasp truths, and enjoy happy
days. The business of physical and moral education is to bring back this
multiplicity to unity, to put morality in the place of manners, science
in the place of knowledge; the business of aesthetic education is to make
out of beauties the beautiful.
Energetic beauty can no more preserve a man from a certain residue of
savage violence and harshness than graceful beauty can secure him against
a certain degree of effeminacy and weakness. As it is the effect of the
energetic beauty to elevate the mind in a physical and moral point of
view and to augment its momentum, it only too often happens that the
resistance of the temperament and of the character diminishes the
aptitude to receive impressions, that the delicate part of humanity
suffers an oppression which ought only to affect its grosser part, and
that this coarse nature participates in an increase of force that ought
only to turn to the account of free personality. It is for this reason
that, at the periods when we find much strength and abundant sap in
humanity, true greatness of thought is seen associated with what is
gigantic and extravagant, and the sublimest feeling is found coupled with
the most horrible excess of passion. It is also the reason why, in the
periods distinguished for regularity and form, nature is as often
oppressed as it is governed, as often outraged as it is surpassed. And
as the action of gentle and graceful beauty is to relax the mind in the
moral sphere as well as the physical, it happens quite as easily that the
energy of feelings is extinguished with the violence of desires, and that
character shares in the loss of strength which ought only to affect the
passions. This is the reason why, in ages assumed to be refined, it is
not a rare thing to see gentleness degenerate into effeminacy, politeness
into platitude, correctness into empty sterility, liberal ways into
arbitrary caprice, ease into frivolity, calm into apathy, and, lastly, a
most miserable caricature treads on the heels of the noblest, the most
beautiful type of humanity. Gentle and graceful beauty is therefore a
want to the man who suffers the constraint of manner and of forms, for he
is moved by grandeur and strength long before he becomes sensible to
harmony and grace. Energetic beauty is a necessity to the man who is
under the indulgent sway of taste, for in his state of refinement he is
only too much disposed to make light of the strength that he retained in
his state of rude savagism.
I think I have now answered and also cleared up the contradiction
commonly met in the judgments of men respecting the influence of the
beautiful, and the appreciation of aesthetic culture. This contradiction
is explained directly we remember that there are two sorts of
experimental beauty, and that on both hands an affirmation is extended to
the entire race, when it can only be proved of one of the species. This
contradiction disappears the moment we distinguish a twofold want in
humanity to which two kinds of beauty correspond. It is therefore
probable that both sides would make good their claims if they come to an
understanding respecting the kind of beauty and the form of humanity that
they have in view.
Consequently in the sequel of my researches I shall adopt the course that
nature herself follows with man considered from the point of view of
aesthetics, and setting out from the two kinds of beauty, I shall rise to
the idea of the genus. I shall examine the effects produced on man by
the gentle and graceful beauty when its springs of action are in full
play, and also those produced by energetic beauty when they are relaxed.
I shall do this to confound these two sorts of beauty in the unity of the
beau-ideal, in the same way that the two opposite forms and modes of
being of humanity are absorbed in the unity of the ideal man.
LETTER XVII.
While we were only engaged in deducing the universal idea of beauty from
the conception of human nature in general, we had only to consider in the
latter the limits established essentially in itself, and inseparable from
the notion of the finite. Without attending to the contingent
restrictions that human nature may undergo in the real world of
phenomena, we have drawn the conception of this nature directly from
reason, as a source of every necessity, and the ideal of beauty has been
given us at the same time with the ideal of humanity.
But now we are coming down from the region of ideas to the scene of
reality, to find man in a determinate state, and consequently in limits
which are not derived from the pure conception of humanity, but from
external circumstances and from an accidental use of his freedom. But,
although the limitation of the idea of humanity may be very manifold in
the individual, the contents of this idea suffice to teach us that we can
only depart from it by two opposite roads. For if the perfection of man
consist in the harmonious energy of his sensuous and spiritual forces, he
can only lack this perfection through the want of harmony and the want of
energy. Thus, then, before having received on this point the testimony
of experience, reason suffices to assure us that we shall find the real
and consequently limited man in a state of tension or relaxation,
according as the exclusive activity of isolated forces troubles the
harmony of his being, or as the unity of his nature is based on the
uniform relaxation of his physical and spiritual forces. These opposite
limits are, as we have now to prove, suppressed by the beautiful, which
re-establishes harmony in man when excited, and energy in man when
relaxed; and which, in this way, in conformity with the nature of the
beautiful, restores the state of limitation to an absolute state, and
makes of man a whole, complete in himself.
Thus the beautiful by no means belies in reality the idea which we have
made of it in speculation; only its action is much less free in it than
in the field of theory, where we were able to apply it to the pure
conception of humanity. In man, as experience shows him to us, the
beautiful finds a matter, already damaged and resisting, which robs him
in ideal perfection of what it communicates to him of its individual mode
of being. Accordingly in reality the beautiful will always appear a
peculiar and limited species, and not as the pure genus; in excited minds
in a state of tension it will lose its freedom and variety; in relaxed
minds, it will lose its vivifying force; but we, who have become familiar
with the true character of this contradictory phenomenon, cannot be led
astray by it. We shall not follow the great crowd of critics, in
determining their conception by separate experiences, and to make them
answerable for the deficiencies which man shows under their influence.
We know rather that it is man who transfers the imperfections of his
individuality over to them, who stands perpetually in the way of their
perfection by his subjective limitation, and lowers their absolute ideal
to two limited forms of phenomena.
It was advanced that soft beauty is for an unstrung mind, and the
energetic beauty for the tightly strung mind. But I apply the term
unstrung to a man when he is rather under the pressure of feelings than
under the pressure of conceptions. Every exclusive sway of one of his
two fundamental impulses is for man a state of compulsion and violence,
and freedom only exists in the co-operation of his two natures.
Accordingly, the man governed preponderately by feelings, or sensuously
unstrung, is emancipated and set free by matter. The soft and graceful
beauty, to satisfy this twofold problem, must therefore show herself
under two aspects--in two distinct forms. First, as a form in repose,
she will tone down savage life, and pave the way from feeling to thought.
She will, secondly, as a living image, equip the abstract form with
sensuous power, and lead back the conception to intuition and law to
feeling. The former service she does to the man of nature, the second to
the man of art. But because she does not in both cases hold complete
sway over her matter, but depends on that which is furnished either by
formless nature or unnatural art, she will in both cases bear traces of
her origin, and lose herself in one place in material life and in another
in mere abstract form.
To be able to arrive at a conception how beauty can become a means to
remove this twofold relaxation, we must explore its source in the human
mind. Accordingly, make up your mind to dwell a little longer in the
region of speculation, in order then to leave it forever, and to advance
with securer footing on the ground of experience.
LETTER XVIII.
By beauty the sensuous man is led to form and to thought; by beauty the
spiritual man is brought back to matter and restored to the world of
sense.
From this statement it would appear to follow that between matter and
form, between passivity and activity, there must be a middle state, and
that beauty plants us in this state. It actually happens that the
greater part of mankind really form this conception of beauty as soon as
they begin to reflect on its operations, and all experience seems to
point to this conclusion. But, on the other hand, nothing is more
unwarrantable and contradictory than such a conception, because the
aversion of matter and form, the passive and the active, feeling and
thought, is eternal, and cannot be mediated in any way. How can we
remove this contradiction? Beauty weds the two opposed conditions of
feeling and thinking, and yet there is absolutely no medium between them.
The former is immediately certain through experience, the other through
the reason.
This is the point to which the whole question of beauty leads, and if we
succeed in settling this point in a satisfactory way, we have at length
found the clue that will conduct us through the whole labyrinth of
aesthetics.
But this requires two very different operations, which must necessarily
support each other in this inquiry. Beauty, it is said, weds two
conditions with one another which are opposite to each other, and can
never be one. We must start from this opposition; we must grasp and
recognize them in their entire purity and strictness, so that both
conditions are separated in the most definite manner; otherwise we mix,
but we do not unite them. Secondly, it is usual to say, beauty unites
those two opposed conditions, and therefore removes the opposition. But
because both conditions remain eternally opposed to one another, they
cannot be united in any other way than by being suppressed. Our second
business is therefore to make this connection perfect, to carry them out
with such purity and perfection that both conditions disappear entirely
in a third one, and no trace of separation remains in the whole;
otherwise we segregate, but do not unite. All the disputes that have
ever prevailed and still prevail in the philosophical world respecting
the conception of beauty have no other origin than their commencing
without a sufficiently strict distinction, or that it is not carried out
fully to a pure union. Those philosophers who blindly follow their
feeling in reflecting on this topic can obtain no other conception of
beauty, because they distinguish nothing separate in the totality of the
sensuous impression. Other philosophers, who take the understanding as
their exclusive guide, can never obtain a conception of beauty, because
they never see anything else in the whole than the parts; and spirit and
matter remain eternally separate, even in their most perfect unity. The
first fear to suppress beauty dynamically, that is, as a working power,
if they must separate what is united in the feeling. The others fear to
suppress beauty logically, that is, as a conception, when they have to
hold together what in the understanding is separate. The former wish to
think of beauty as it works; the latter wish it to work as it is thought.
Both therefore must miss the truth; the former, because they try to
follow infinite nature with their limited thinking power; the others,
because they wish to limit unlimited nature according to their laws of
thought. The first fear to rob beauty of its freedom by a too strict
dissection, the others fear to destroy the distinctness of the conception
by a too violent union. But the former do not reflect that the freedom
in which they very properly place the essence of beauty is not
lawlessness, but harmony of laws; not caprice, but the highest internal
necessity. The others do not remember that distinctness, which they with
equal right demand from beauty, does not consist in the exclusion of
certain realities, but the absolute including of all; that is not
therefore limitation but infinitude. We shall avoid the quicksands on
which both have made shipwreck if we begin from the two elements in which
beauty divides itself before the understanding, but then afterwards rise
to a pure aesthetic unity by which it works on feeling, and in which both
those conditions completely disappear.
LETTER XIX.
Two principal and different states of passive and active capacity of
being determined [Bestimmbarkeit] can be distinguished in man; in like
manner two states of passive and active determination [Bestimmung]. The
explanation of this proposition leads us most readily to our end.
The condition of the state of man before destination or direction is
given him by the impression of the senses is an unlimited capacity of
being determined. The infinite of time and space is given to his
imagination for its free use; and, because nothing is settled in this
kingdom of the possible, and therefore nothing is excluded from it, this
state of absence of determination can be named an empty infiniteness,
which must not by any means be confounded with an infinite void.
Now it is necessary that his sensuous nature should be modified, and that
in the indefinite series of possible determinations one alone should
become real. One perception must spring up in it. That which, in the
previous state of determinableness, was only an empty potency becomes now
an active force, and receives contents; but, at the same time, as an
active force it receives a limit, after having been, as a simple power,
unlimited. Reality exists now, but the infinite has disappeared. To
describe a figure in space, we are obliged to limit infinite space; to
represent to ourselves a change in time, we are obliged to divide the
totality of time. Thus we only arrive at reality by limitation, at the
positive, at a real position, by negation or exclusion; to determination,
by the suppression of our free determinableness.
But mere exclusion would never beget a reality, nor would a mere sensuous
impression ever give birth to a perception, if there were not something
from which it was excluded, if by an absolute act of the mind the
negation were not referred to something positive, and if opposition did
not issue out of non-position. This act of the mind is styled judging or
thinking, and the result is named thought.
Before we determine a place in space, there is no space for us; but
without absolute space we could never determine a place. The same is the
case with time. Before we have an instant, there is no time to us: but
without infinite time--eternity--we should never have a representation of
the instant. Thus, therefore, we can only arrive at the whole by the
part, to the unlimited through limitation; but reciprocally we only
arrive at the part through the whole, at limitation through the
unlimited.
It follows from this, that when it is affirmed of beauty that it mediates
for man, the transition from feeling to thought, this must not be
understood to mean that beauty can fill up the gap that separates feeling
from thought, the passive from the active. This gap is infinite; and,
without the interposition of a new and independent faculty, it is
impossible for the general to issue from the individual, the necessary
from the contingent. Thought is the immediate act of this absolute
power, which, I admit, can only be manifested in connection with sensuous
impressions, but which in this manifestation depends so little on the
sensuous that it reveals itself specially in an opposition to it. The
spontaneity or autonomy with which it acts excludes every foreign
influence; and it is not in as far as it helps thought--which comprehends
a manifest contradiction but only in as far as it procures for the
intellectual faculties the freedom to manifest themselves in conformity
with their proper laws. It does it only because the beautiful can become
a means of leading man from matter to form, from feeling to laws, from a
limited existence to an absolute existence.
But this assumes that the freedom of the intellectual faculties can be
balked, which appears contradictory to the conception of an autonomous
power. For a power which only receives the matter of its activity from
without can only be hindered in its action by the privation of this
matter, and consequently by way of negation; it is therefore a
misconception of the nature of the mind to attribute to the sensuous
passions the power of oppressing positively the freedom of the mind.
Experience does indeed present numerous examples where the rational
forces appear compressed in proportion to the violence of the sensuous
forces. But instead of deducing this spiritual weakness from the energy
of passion, this passionate energy must rather be explained by the
weakness of the human mind. For the sense can only have a sway such as
this over man when the mind has spontaneously neglected to assert its
power.
Yet in trying by these explanations to move one objection, I appear to
have exposed myself to another, and I have only saved the autonomy of the
mind at the cost of its unity. For how can the mind derive at the same
time from itself the principles of inactivity and of activity, if it is
not itself divided, and if it is not in opposition with itself?
Here we must remember that we have before us, not the infinite mind, but
the finite. The finite mind is that which only becomes active through
the passive, only arrives at the absolute through limitation, and only
acts and fashions in as far as it receives matter. Accordingly, a mind
of this nature must associate with the impulse towards form or the
absolute, an impulse towards matter or limitation, conditions without
which it could not have the former impulse nor satisfy it. How can two
such opposite tendencies exist together in the same being? This is a
problem that can no doubt embarrass the metaphysician, but not the
transcendental philosopher. The latter does not presume to explain the
possibility of things, but he is satisfied with giving a solid basis to
the knowledge that makes us understand the possibility of experience.
And as experience would be equally impossible without this autonomy in
the mind, and without the absolute unity of the mind, it lays down these
two conceptions as two conditions of experience equally necessary without
troubling itself any more to reconcile them. Moreover, this immanence of
two fundamental impulses does not in any degree contradict the absolute
unity of the mind, as soon as the mind itself, its selfhood, is
distinguished from those two motors. No doubt, these two impulses exist
and act in it, but itself is neither matter nor form, nor the sensuous
nor reason, and this is a point that does not seem always to have
occurred to those who only look upon the mind as itself acting when its
acts are in harmony with reason, and who declare it passive when its acts
contradict reason.
Arrived at its development, each of these two fundamental impulsions
tends of necessity and by its nature to satisfy itself; but precisely
because each of them has a necessary tendency, and both nevertheless have
an opposite tendency, this twofold constraint mutually destroys itself,
and the will preserves an entire freedom between them both. It is
therefore the will that conducts itself like a power--as the basis of
reality--with respect to both these impulses; but neither of them can by
itself act as a power with respect to the other. A violent man, by his
positive tendency to justice, which never fails in him, is turned away
from injustice; nor can a temptation of pleasure, however strong, make a
strong character violate its principles. There is in man no other power
than his will; and death alone, which destroys man, or some privation of
self-consciousness, is the only thing that can rob man of his internal
freedom.
An external necessity determines our condition, our existence in time, by
means of the sensuous. The latter is quite involuntary, and directly it
is produced in us we are necessarily passive. In the same manner an
internal necessity awakens our personality in connection with sensations,
and by its antagonism with them; for consciousness cannot depend on the
will, which presupposes it. This primitive manifestation of personality
is no more a merit to us than its privation is a defect in us. Reason
can only be required in a being who is self-conscious, for reason is an
absolute consecutiveness and universality of consciousness; before this
is the case he is not a man, nor can any act of humanity be expected from
him. The metaphysician can no more explain the limitation imposed by
sensation on a free and autonomous mind than the natural philosopher can
understand the infinite, which is revealed in consciousness in connection
with these limits. Neither abstraction nor experience can bring us back
to the source whence issue our ideas of necessity and of universality:
this source is concealed in its origin in time from the observer, and its
super-sensuous origin from the researches of the metaphysician.
But, to
sum up in a few words, consciousness is there, and, together with its
immutable unity, the law of all that is for man is established, as well
as of all that is to be by man, for his understanding and his activity.
The ideas of truth and of right present themselves inevitable,
incorruptible, immeasurable, even in the age of sensuousness; and without
our being able to say why or how, we see eternity in time, the necessary
following the contingent. It is thus that, without any share on the part
of the subject, the sensation and self-consciousness arise, and the
origin of both is beyond our volition, as it is out of the sphere of our
knowledge.
But as soon as these two faculties have passed into action, and man has
verified by his experience, through the medium of sensation, a
determinate existence, and through the medium of consciousness its
absolute existence, the two fundamental impulses exert their influence
directly their object is given. The sensuous impulse is awakened with
the experience of life--with the beginning of the individual; the
rational impulsion with the experience of law--with the beginning of his
personality; and it is only when these two inclinations have come into
existence that the human type is realized. Up to that time, everything
takes place in man according to the law of necessity; but now the hand of
nature lets him go, and it is for him to keep upright humanity, which
nature places as a germ in his heart. And thus we see that directly the
two opposite and fundamental impulses exercise their influence in him,
both lose their constraint, and the autonomy of two necessities gives
birth to freedom.
LETTER XX.
That freedom is an active and not a passive principle results from its
very conception; but that liberty itself should be an effect of nature
(taking this word in its widest sense), and not the work of man, and
therefore that it can be favored or thwarted by natural means, is the
necessary consequence of that which precedes. It begins only when man is
complete, and when these two fundamental impulsions have been developed.
It will then be wanting whilst he is incomplete, and while one of these
impulsions is excluded, and it will be re-established by all that gives
back to man his integrity.
Thus it is possible, both with regard to the entire species as to the
individual, to remark the moment when man is yet incomplete, and when one
of the two exclusions acts solely in him. We know that man commences by
life simply, to end by form; that he is more of an individual than a
person, and that he starts from the limited or finite to approach the
infinite. The sensuous impulsion comes into play therefore before the
rational impulsion, because sensation precedes consciousness; and in this
priority of sensuous impulsion we find the key of the history of the
whole of human liberty.
There is a moment, in fact, when the instinct of life, not yet opposed to
the instinct of form, acts as nature and as necessity; when the sensuous
is a power because man has not begun; for even in man there can be no
other power than his will. But when man shall have attained to the power
of thought, reason, on the contrary, will be a power, and moral or
logical necessity will take the place of physical necessity. Sensuous
power must then be annihilated before the law which must govern it can be
established. It is not enough that something shall begin which as yet
was not; previously something must end which had begun. Man cannot pass
immediately from sensuousness to thought. He must step backwards, for it
is only when one determination is suppressed that the contrary
determination can take place. Consequently, in order to exchange passive
against active liberty, a passive determination against an active, he
must be momentarily free from all determination, and must traverse a
state of pure determinability. He has then to return in some degree to
that state of pure negative indetermination in which he was before his
senses were affected by anything. But this state was absolutely empty of
all contents, and now the question is to reconcile an equal determination
and a determinability equally without limit, with the greatest possible
fulness, because from this situation something positive must immediately
follow. The determination which man received by sensation must be
preserved, because he should not lose the reality; but at the same time,
in so far as finite, it should be suppressed, because a determinability
without limit would take place. The problem consists then in
annihilating the determination of the mode of existence, and yet at the
same time in preserving it, which is only possible in one way: in
opposing to it another. The two sides of a balance are in equilibrium
when empty; they are also in equilibrium when their contents are of equal
weight.
Thus, to pass from sensation to thought, the soul traverses a medium
position, in which sensibility and reason are at the same time active,
and thus they mutually destroy their determinant power, and by their
antagonism produce a negation. This medium situation in which the soul
is neither physically nor morally constrained, and yet is in both ways
active, merits essentially the name of a free situation; and if we call
the state of sensuous determination physical, and the state of rational
determination logical or moral, that state of real and active
determination should be called the aesthetic.
LETTER XXI.
I have remarked in the beginning of the foregoing letter that there is a
twofold condition of determinableness and a twofold condition of
determination. And now I can clear up this proposition.
The mind can be determined--is determinable--only in as far as it is not
determined; it is, however, determinable also, in as far as it is not
exclusively determined; that is, if it is not confined in its
determination. The former is only a want of determination--it is without
limits, because it is without reality; but the latter, the aesthetic
determinableness, has no limits, because it unites all reality.
The mind is determined, inasmuch as it is only limited; but it is also
determined because it limits itself of its own absolute capacity. It is
situated in the former position when it feels, in the second when it
thinks. Accordingly the aesthetic constitution is in relation to
determinableness what thought is in relation to determination. The
latter is a negative from internal and infinite completeness, the former
a limitation from internal infinite power. Feeling and thought come into
contact in one single point, the mind is determined in both conditions,
the man becomes something and exists--either as individual or person--by
exclusion; in other cases these two faculties stand infinitely apart.
Just in the same manner the aesthetic determinableness comes in contact
with the mere want of determination in a single point, by both excluding
every distinct determined existence, by thus being in all other points
nothing and all, and hence by being infinitely different. Therefore if
the latter, in the absence of determination from deficiency, is
represented as an empty infiniteness, the aesthetic freedom of
determination, which forms the proper counterpart to the former, can be
considered as a completed infiniteness; a representation which exactly
agrees with the teachings of the previous investigations.
Man is therefore nothing in the aesthetic state, if attention is given to
the single result, and not to the whole faculty, and if we regard only
the absence or want of every special determination. We must therefore do
justice to those who pronounce the beautiful, and the disposition in
which it places the mind, as entirely indifferent and unprofitable, in
relation to knowledge and feeling. They are perfectly right; for it is
certain that beauty gives no separate, single result, either for the
understanding or for the will; it does not carry out a single
intellectual or moral object; it discovers no truth, does not help us to
fulfil a single duty, and, in one word, is equally unfit to found the
character or to clear the head. Accordingly, the personal worth of a
man, or his dignity, as far as this can only depend on himself, remains
entirely undetermined by aesthetic culture, and nothing further is
attained than that, on the part of nature, it is made profitable for him
to make of himself what he will; that the freedom to be what he ought to
be is restored perfectly to him.
But by this something infinite is attained. But as soon as we remember
that freedom is taken from man by the one-sided compulsion of nature in
feeling, and by the exclusive legislation of the reason in thinking, we
must consider the capacity restored to him by the aesthetical
disposition, as the highest of all gifts, as the gift of humanity. I
admit that he possesses this capacity for humanity, before every definite
determination in which he may be placed. But, as a matter of fact, he
loses it with every determined condition into which he may come; and if
he is to pass over to an opposite condition, humanity must be in every
case restored to him by the aesthetic life.
It is therefore not only a poetical license, but also philosophically
correct, when beauty is named our second creator. Nor is this
inconsistent with the fact that she only makes it possible for us to
attain and realize humanity, leaving this to our free will. For in this
she acts in common with our original creator, nature, which has imparted
to us nothing further than this capacity for humanity, but leaves the use
of it to our own determination of will.
LETTER XXII.
Accordingly, if the aesthetic disposition of the mind must be looked upon
in one respect as nothing--that is, when we confine our view to separate
and determined operations--it must be looked upon in another respect as a
state of the highest reality, in as far as we attend to the absence of
all limits and the sum of powers which are commonly active in it.
Accordingly we cannot pronounce them, again, to be wrong who describe the
aesthetic state to be the most productive in relation to knowledge and
morality. They are perfectly right, for a state of mind which comprises
the whole of humanity in itself must of necessity include in itself also
--necessarily and potentially--every separate expression of it. Again, a
disposition of mind that removes all limitation from the totality of
human nature must also remove it from every special expression of the
same. Exactly because its "aesthetic disposition" does not exclusively
shelter any separate function of humanity, it is favorable to all without
distinction; nor does it favor any particular functions, precisely
because it is the foundation of the possibility of all. All other
exercises give to the mind some special aptitude, but for that very
reason give it some definite limits; only the aesthetical leads him to
the unlimited. Every other condition in which we can live refers us to a
previous condition, and requires for its solution a following condition;
only the aesthetic is a complete whole in itself, for it unites in itself
all conditions of its source and of its duration. Here alone we feel
ourselves swept out of time, and our humanity expresses itself with
purity and integrity as if it had not yet received any impression or
interruption from the operation of external powers.
That which flatters our senses in immediate sensation opens our weak and
volatile spirit to every impression, but makes us in the same degree less
apt for exertion. That which stretches our thinking power and invites to
abstract conceptions strengthens our mind for every kind of resistance,
but hardens it also in the same proportion, and deprives us of
susceptibility in the same ratio that it helps us to greater mental
activity. For this very reason, one as well as the other brings us at
length to exhaustion, because matter cannot long do without the shaping,
constructive force, and the force cannot do without the constructible
material. But on the other hand, if we have resigned ourselves to the
enjoyment of genuine beauty, we are at such a moment of our passive and
active powers in the same degree master, and we shall turn with ease from
grave to gay, from rest to movement, from submission to resistance, to
abstract thinking and intuition.
This high indifference and freedom of mind, united with power and
elasticity, is the disposition in which a true work of art ought to
dismiss us, and there is no better test of true aesthetic excellence. If
after an enjoyment of this kind we find ourselves specially impelled to a
particular mode of feeling or action, and unfit for other modes, this
serves as an infallible proof that we have not experienced any pure
aesthetic effect, whether this is owing to the object, to our own mode of
feeling--as generally happens--or to both together.
As in reality no purely aesthetical effect can be met with--for man can
never leave his dependence on material forces--the excellence of a work
of art can only consist in its greater approximation to its ideal of
aesthetic purity, and however high we may raise the freedom of this
effect, we shall always leave it with a particular disposition and a
particular bias. Any class of productions or separate work in the world
of art is noble and excellent in proportion to the universality of the
disposition and the unlimited character of the bias thereby presented to
our mind. This truth can be applied to works in various branches of art,
and also to different works in the same branch. We leave a grand musical
performance with our feelings excited, the reading of a noble poem with a
quickened imagination, a beautiful statue or building with an awakened
understanding; but a man would not choose an opportune moment who
attempted to invite us to abstract thinking after a high musical
enjoyment, or to attend to a prosaic affair of common life after a high
poetical enjoyment, or to kindle our imagination and astonish our
feelings directly after inspecting a fine statue or edifice. The reason
of this is, that music, by its matter, even when most spiritual, presents
a greater affinity with the senses than is permitted by aesthetic
liberty; it is because even the most happy poetry, having for its medium
the arbitrary and contingent play of the imagination, always shares in it
more than the intimate necessity of the really beautiful allows; it is
because the best sculpture touches on severe science by what is
determinate in its conception. However, these particular affinities are
lost in proportion as the works of these three kinds of art rise to a
greater elevation, and it is a natural and necessary consequence of their
perfection, that, without confounding their objective limits, the
different arts come to resemble each other more and more, in the action
which they exercise on the mind. At its highest degree of ennobling,
music ought to become a form, and act on us with the calm power of an
antique statue; in its most elevated perfection, the plastic art ought to
become music and move us by the immediate action exercised on the mind by
the senses; in its most complete development, poetry ought both to stir
us powerfully like music and like plastic art to surround us with a
peaceful light. In each art, the perfect style consists exactly in
knowing how to remove specific limits, while sacrificing at the same time
the particular advantages of the art, and to give it by a wise use of
what belongs to it specially a more general character.
Nor is it only the limits inherent in the specific character of each kind
of art that the artist ought to overstep in putting his hand to the work;
he must also triumph over those which are inherent in the particular
subject of which he treats. In a really beautiful work of art, the
substance ought to be inoperative, the form should do everything; for by
the form the whole man is acted on; the substance acts on nothing but
isolated forces. Thus, however vast and sublime it may be, the substance
always exercises a restrictive action on the mind, and true aesthetic
liberty can only be expected from the form. Consequently the true search
of the matter consists in destroying matter by the form; and the triumph
of art is great in proportion as it overcomes matter and maintains its
sway over those who enjoy its work. It is great particularly in
destroying matter when most imposing, ambitious, and attractive, when
therefore matter has most power to produce the effect proper to it, or,
again, when it leads those who consider it more closely to enter directly
into relation with it. The mind of the spectator and of the hearer must
remain perfectly free and intact; it must issue pure and entire from the
magic circle of the artist, as from the hands of the Creator. The most
frivolous subject ought to be treated in such a way that we preserve the
faculty to exchange it immediately for the most serious work. The arts
which have passion for their object, as a tragedy for example, do not
present a difficulty here; for, in the first place, these arts are not
entirely free, because they are in the service of a particular end (the
pathetic), and then no connoisseur will deny that even in this class a
work is perfect in proportion as amidst the most violent storms of
passion it respects the liberty of the soul. There is a fine art of
passion, but an impassioned fine art is a contradiction in terms, for the
infallible effect of the beautiful is emancipation from the passions.
The idea of an instructive fine art (didactic art) or improving (moral)
art is no less contradictory, for nothing agrees less with the idea of
the beautiful than to give a determinate tendency to the mind.
However, from the fact that a work produces effects only by its
substance, it must not always be inferred that there is a want of form in
this work; this conclusion may quite as well testify to a want of form in
the observer. If his mind is too stretched or too relaxed, if it is only
accustomed to receive things either by the senses or the intelligence,
even in the most perfect combination, it will only stop to look at the
parts, and it will only see matter in the most beautiful form. Only
sensible of the coarse elements, he must first destroy the aesthetic
organization of a work to find enjoyment in it, and carefully disinter
the details which genius has caused to vanish, with infinite art, in the
harmony of the whole. The interest he takes in the work is either solely
moral or exclusively physical; the only thing wanting to it is to be
exactly what it ought to be--aesthetical. The readers of this class
enjoy a serious and pathetic poem as they do a sermon: a simple and
playful work, as an inebriating draught; and if on the one hand they have
so little taste as to demand edification from a tragedy or from an epos,
even such as the "Messias," on the other hand they will be infallibly
scandalized by a piece after the fashion of Anacreon and Catullus.
LETTER XXIII.
I take up the thread of my researches, which I broke off only to apply
the principles I laid down to practical art and the appreciation of its
works.
The transition from the passivity of sensuousness to the activity of
thought and of will can be effected only by the intermediary state of
aesthetic liberty; and though in itself this state decides nothing
respecting our opinions and our sentiments, and therefore it leaves our
intellectual and moral value entirely problematical, it is, however, the
necessary condition without which we should never attain to an opinion or
a sentiment. In a word, there is no other way to make a reasonable being
out of a sensuous man than by making him first aesthetic.
But, you might object: Is this mediation absolutely indispensable? Could
not truth and duty, one or the other, in themselves and by themselves,
find access to the sensuous man? To this I reply: Not only is it
possible but it is absolutely necessary that they owe solely to
themselves their determining force, and nothing would be more
contradictory to our preceding affirmations than to appear to defend the
contrary opinion. It has been expressly proved that the beautiful
furnishes no result, either for the comprehension or for the will; that
it mingles with no operations, either of thought or of resolution; and
that it confers this double power without determining anything with
regard to the real exercise of this power. Here all foreign help
disappears, and the pure logical form, the idea, would speak immediately
to the intelligence, as the pure moral form, the law, immediately to the
will.
But that the pure form should be capable of it, and that there is in
general a pure form for sensuous man, is that, I maintain, which should
be rendered possible by the aesthetic disposition of the soul. Truth is
not a thing which can be received from without like reality or the
visible existence of objects. It is the thinking force, in his own
liberty and activity, which produces it, and it is just this liberty
proper to it, this liberty which we seek in vain in sensuous man. The
sensuous man is already determined physically, and thenceforth he has no
longer his free determinability; he must necessarily first enter into
possession of this lost determinability before he can exchange the
passive against an active determination. Therefore, in order to recover
it, he must either lose the passive determination that he had, or he
should enclose already in himself the active determination to which he
should pass. If he confined himself to lose passive determination, he
would at the same time lose with it the possibility of an active
determination, because thought needs a body, and form can only be
realized through matter. He must therefore contain already in himself
the active determination, that he may be at once both actively and
passively determined, that is to say, he becomes necessarily aesthetic.
Consequently, by the aesthetic disposition of the soul the proper
activity of reason is already revealed in the sphere of sensuousness, the
power of sense is already broken within its own boundaries, and the
ennobling of physical man carried far enough, for spiritual man has only
to develop himself according to the laws of liberty. The transition from
an aesthetic state to a logical and moral state (from the beautiful to
truth and duty) is then infinitely more easy than the transition from the
physical state to the aesthetic state (from life pure and blind to form).
This transition man can effectuate alone by his liberty, whilst he has
only to enter into possession of himself not to give it himself; but to
separate the elements of his nature, and not to enlarge it. Having
attained to the aesthetic disposition, man will give to his judgments and
to his actions a universal value as soon as he desires it. This passage
from brute nature to beauty, in which an entirely new faculty would
awaken in him, nature would render easier, and his will has no power over
a disposition which, we know, itself gives birth to the will. To bring
the aesthetic man to profound views, to elevated sentiments, he requires
nothing more than important occasions: to obtain the same thing from the
sensuous man, his nature must at first be changed. To make of the former
a hero, a sage, it is often only necessary to meet with a sublime
situation, which exercises upon the faculty of the will the more
immediate action; for the second, it must first be transplanted under
another sky.
One of the most important tasks of culture, then, is to submit man to
form, even in a purely physical life, and to render it aesthetic as far
as the domain of the beautiful can be extended, for it is alone in the
aesthetic state, and not in the physical state, that the moral state can
be developed. If in each particular case man ought to possess the power
to make his judgment and his will the judgment of the entire species; if
he ought to find in each limited existence the transition to an infinite
existence; if, lastly, he ought from every dependent situation to take
his flight to rise to autonomy and to liberty, it must be observed that
at no moment he is only individual and solely obeys the laws of nature.
To be apt and ready to raise himself from the narrow circle of the ends
of nature, to rational ends, in the sphere of the former he must already
have exercised himself in the second; he must already have realized his
physical destiny with a certain liberty that belongs only to spiritual
nature, that is to say according to the laws of the beautiful.
And that he can effect without thwarting in the least degree his physical
aim. The exigencies of nature with regard to him turn only upon what he
does--upon the substance of his acts; but the ends of nature in no degree
determine the way in which he acts, the form of his actions. On the
contrary, the exigencies of reason have rigorously the form of his
activity for its object. Thus, so much as it is necessary for the moral
destination of man, that he be purely moral, that he shows an absolute
personal activity, so much is he indifferent that his physical
destination be entirely physical, that he acts in a manner entirely
passive. Henceforth with regard to this last destination, it entirely
depends on him to fulfil it solely as a sensuous being and natural force
(as a force which acts only as it diminishes) or, at the same time, as
absolute force, as a rational being. To which of these does his dignity
best respond? Of this there can be no question. It is as disgraceful
and contemptible for him to do under sensuous impulsion that which he
ought to have determined merely by the motive of duty, as it is noble and
honorable for him to incline towards conformity with laws, harmony,
independence; there even where the vulgar man only satisfies a legitimate
want. In a word, in the domain of truth and morality, sensuousness must
have nothing to determine; but in the sphere of happiness, form may find
a place, and the instinct of play prevail.
Thus then, in the indifferent sphere of physical life, man ought to
already commence his moral life; his own proper activity ought already to
make way in passivity, and his rational liberty beyond the limits of
sense; he ought already to impose the law of his will upon his
inclinations; he ought--if you will permit me the expression--to carry
into the domain of matter the war against matter, in order to be
dispensed from combating this redoubtable enemy upon the sacred field of
liberty; he ought to learn to have nobler desires, not to be forced to
have sublime volitions. This is the fruit of aesthetic culture, which
submits to the laws of the beautiful, in which neither the laws of nature
nor those of reason suffer, which does not force the will of man, and
which by the form it gives to exterior life already opens internal life.
LETTER XXIV.
Accordingly three different moments or stages of development can be
distinguished, which the individual man, as well as the whole race, must
of necessity traverse in a determinate order if they are to fulfil the
circle of their determination. No doubt, the separate periods can be
lengthened or shortened, through accidental causes which are inherent
either in the influence of external things or under the free caprice of
men: but neither of them can be overstepped, and the order of their
sequence cannot be inverted either by nature or by the will. Man, in his
physical condition, suffers only the power of nature; he gets rid of this
power in the aesthetical condition, and he rules them in the moral state.
What is man before beauty liberates him from free pleasure, and the
serenity of form tames down the savageness of life? Eternally uniform in
his aims, eternally changing in his judgments, self-seeking without being
himself, unfettered without being free, a slave without serving any rule.
At this period, the world is to him only destiny, not yet an object; all
has existence for him only in as far as it procures existence to him; a
thing that neither seeks from nor gives to him is non-existent. Every
phenomenon stands out before him separate and cut off, as he finds
himself in the series of beings. All that is, is to him through the bias
of the moment; every change is to him an entirely fresh creation, because
with the necessary in him, the necessary out of him is wanting, which
binds together all the changing forms in the universe, and which holds
fast the law on the theatre of his action, while the individual departs.
It is in vain that nature lets the rich variety of her forms pass before
him; he sees in her glorious fulness nothing but his prey, in her power
and greatness nothing but his enemy. Either he encounters objects, and
wishes to draw them to himself in desire, or the objects press in a
destructive manner upon him, and he thrusts them away in dismay and
terror. In both cases his relation to the world of sense is immediate
contact; and perpetually anxious through its pressure, restless and
plagued by imperious wants, he nowhere finds rest except in enervation,
and nowhere limits save in exhausted desire.
"True, his is the powerful breast, and the mighty hand
of the Titans. . . .
A certain inheritance; yet the god welded
Round his forehead a brazen band;
Advice, moderation, wisdom, and patience,--
Hid it from his shy, sinister look.
Every desire is with him a rage,
And his rage prowls around limitless. "--Iphigenia in Tauris.
Ignorant of his own human dignity, he is far removed from honoring it in
others, and conscious of his own savage greed, he fears it in every
creature that he sees like himself. He never sees others in himself,
only himself in others, and human society, instead of enlarging him to
the race, only shuts him up continually closer in his individuality.
Thus limited, he wanders through his sunless life, till favoring nature
rolls away the load of matter from his darkened senses, reflection
separates him from things, and objects show themselves at length in the
afterglow of the consciousness.
It is true we cannot point out this state of rude nature as we have here
portrayed it in any definite people and age. It is only an idea, but an
idea with which experience agrees most closely in special features. It
may be said that man was never in this animal condition, but he has not,
on the other hand, ever entirely escaped from it. Even in the rudest
subjects, unmistakable traces of rational freedom can be found, and even
in the most cultivated, features are not wanting that remind us of that
dismal natural condition. It is possible for man, at one and the same
time, to unite the highest and the lowest in his nature; and if his
dignity depends on a strict separation of one from the other, his
happiness depends on a skilful removal of this separation. The culture
which is to bring his dignity into agreement with his happiness will
therefore have to provide for the greatest purity of these two principles
in their most intimate combination.
Consequently the first appearance of reason in man is not the beginning
of humanity. This is first decided by his freedom, and reason begins
first by making his sensuous dependence boundless; a phenomenon that does
not appear to me to have been sufficiently elucidated, considering its
importance and universality. We know that the reason makes itself known
to man by the demand for the absolute--the self-dependent and necessary.
But as this want of the reason cannot be satisfied in any separate or
single state of his physical life, he is obliged to leave the physical
entirely and to rise from a limited reality to ideas. But although the
true meaning of that demand of the reason is to withdraw him from the
limits of time and to lead him from the world of sense to an ideal world,
yet this same demand of reason, by misapplication--scarcely to be avoided
in this life, prone to sensuousness--can direct him to physical life,
and, instead of making man free, plunge him in the most terrible slavery.
Facts verify this supposition. Man raised on the wings of imagination
leaves the narrow limits of the present, in which mere animality is
enclosed, in order to strive on to an unlimited future. But while the
limitless is unfolded to his dazed imagination, his heart has not ceased
to live in the separate, and to serve the moment. The impulse towards
the absolute seizes him suddenly in the midst of his animality, and as in
this cloddish condition all his efforts aim only at the material and
temporal, and are limited by his individuality, he is only led by that
demand of the reason to extend his individuality into the infinite,
instead of to abstract from it. He will be led to seek instead of form
an inexhaustible matter, instead of the unchangeable an everlasting
change and an absolute securing of his temporal existence. The same
impulse which, directed to his thought and action, ought to lead to truth
and morality, now directed to his passion and emotional state, produces
nothing but an unlimited desire and an absolute want. The first fruits,
therefore, that he reaps in the world of spirits are cares and fear--both
operations of the reason; not of sensuousness, but of a reason that
mistakes its object and applies its categorical imperative to matter.
All unconditional systems of happiness are fruits of this tree, whether
they have for their object the present day or the whole of life, or what
does not make them any more respectable, the whole of eternity, for their
object. An unlimited duration of existence and of well-being is only an
ideal of the desires; hence a demand which can only be put forth by an
animality striving up to the absolute. Man, therefore, without gaining
anything for his humanity by a rational expression of this sort, loses
the happy limitation of the animal, over which he now only possesses the
unenviable superiority of losing the present for an endeavor after what
is remote, yet without seeking in the limitless future anything but the
present.
But even if the reason does not go astray in its object, or err in the
question, sensuousness will continue to falsify the answer for a long
time. As soon as man has begun to use his understanding and to knit
together phenomena in cause and effect, the reason, according to its
conception, presses on to an absolute knitting together and to an
unconditional basis. In order, merely, to be able to put forward this
demand, man must already have stepped beyond the sensuous, but the
sensuous uses this very demand to bring back the fugitive.
In fact, it is now that he ought to abandon entirely the world of sense
in order to take his flight into the realm of ideas; for the intelligence
remains eternally shut up in the finite and in the contingent, and does
not cease putting questions without reaching the last link of the chain.
But as the man with whom we are engaged is not yet capable of such an
abstraction, and does not find it in the sphere of sensuous knowledge,
and because he does not look for it in pure reason, he will seek for it
below in the region of sentiment, and will appear to find it. No doubt
the sensuous shows him nothing that has its foundation in itself, and
that legislates for itself, but it shows him something that does not care
for foundation or law; therefore, thus not being able to quiet the
intelligence by showing it a final cause, he reduces it to silence by the
conception which desires no cause; and being incapable of understanding
the sublime necessity of reason, he keeps to the blind constraint of
matter. As sensuousness knows no other end than its interest, and is
determined by nothing except blind chance, it makes the former the motive
of its actions, and the latter the master of the world.
Even the divine part in man, the moral law, in its first manifestation in
the sensuous cannot avoid this perversion. As this moral law is only
prohibited, and combats in man the interest of sensuous egotism, it must
appear to him as something strange until he has come to consider this
self-love as the stranger, and the voice of reason as his true self.
Therefore he confines himself to feeling the fetters which the latter
imposes on him, without having the consciousness of the infinite
emancipation which it procures for him. Without suspecting in himself
the dignity of lawgiver, he only experiences the constraint and the
impotent revolt of a subject fretting under the yoke, because in this
experience the sensuous impulsion precedes the moral impulsion, he gives
to the law of necessity a beginning in him, a positive origin, and by the
most unfortunate of all mistakes he converts the immutable and the
eternal in himself into a transitory accident. He makes up his mind to
consider the notions of the just and the unjust as statutes which have
been introduced by a will, and not as having in themselves an eternal
value. Just as in the explanation of certain natural phenomena he goes
beyond nature and seeks out of her what can only be found in her, in her
own laws; so also in the explanation of moral phenomena he goes beyond
reason and makes light of his humanity, seeking a god in this way. It is
not wonderful that a religion which he has purchased at the cost of his
humanity shows itself worthy of this origin, and that he only considers
as absolute and eternally binding laws that have never been binding from
all eternity. He has placed himself in relation with, not a holy being,
but a powerful. Therefore the spirit of his religion, of the homage that
he gives to God, is a fear that abases him, and not a veneration that
elevates him in his own esteem.
Though these different aberrations by which man departs from the ideal of
his destination cannot all take place at the same time, because several
degrees have to be passed over in the transition from the obscure of
thought to error, and from the obscure of will to the corruption of the
will; these degrees are all, without exception, the consequence of his
physical state, because in all the vital impulsion sways the formal
impulsion. Now, two cases may happen: either reason may not yet have
spoken in man, and the physical may reign over him with a blind
necessity, or reason may not be sufficiently purified from sensuous
impressions, and the moral may still be subject to the physical; in both
cases the only principle that has a real power over him is a material
principle, and man, at least as regards his ultimate tendency, is a
sensuous being. The only difference is, that in the former case he is an
animal without reason, and in the second case a rational animal. But he
ought to be neither one nor the other: he ought to be a man. Nature
ought not to rule him exclusively; nor reason conditionally. The two
legislations ought to be completely independent, and yet mutually
complementary.
LETTER XXV.
Whilst man, in his first physical condition, is only passively affected
by the world of sense, he is still entirely identified with it; and for
this reason the external world, as yet, has no objective existence for
him. When he begins in his aesthetic state of mind to regard the world
objectively, then only is his personality severed from it, and the world
appears to him an objective reality, for the simple reason that he has
ceased to form an identical portion of it.
That which first connects man with the surrounding universe is the power
of reflective contemplation. Whereas desire seizes at once its object,
reflection removes it to a distance and renders it inalienably her own by
saving it from the greed of passion. The necessity of sense which he
obeyed during the period of mere sensations, lessens during the period of
reflection; the senses are for the time in abeyance; even ever-fleeting
time stands still whilst the scattered rays of consciousness are
gathering and shape themselves; an image of the infinite is reflected
upon the perishable ground. As soon as light dawns in man, there is no,
longer night outside of him; as soon as there is peace within him the
storm lulls throughout the universe, and the contending forces of nature
find rest within prescribed limits. Hence we cannot wonder if ancient
traditions allude to these great changes in the inner man as to a
revolution in surrounding nature, and symbolize thought triumphing over
the laws of time, by the figure of Zeus, which terminates the reign of
Saturn.
As long as man derives sensations from a contact with nature, he is her
slave; but as soon as he begins to reflect upon her objects and laws he
becomes her lawgiver. Nature, which previously ruled him as a power, now
expands before him as an object.
that time should have contents; the formal impulsion requires that time
should be suppressed, that there should be no change. Consequently, the
impulsion in which both of the others act in concert--allow me to call it
the instinct of play, till I explain the term--the instinct of play would
have as its object to suppress time in time, to conciliate the state of
transition or becoming with the absolute being, change with identity.
The sensuous instinct wishes to be determined, it wishes to receive an
object; the formal instinct wishes to determine itself, it wishes to
produce an object. Therefore the instinct of play will endeavor to
receive as it would itself have produced, and to produce as it aspires to
receive.
The sensuous impulsion excludes from its subject all autonomy and
freedom; the formal impulsion excludes all dependence and passivity. But
the exclusion of freedom is physical necessity; the exclusion of
passivity is moral necessity. Thus the two impulsions subdue the mind:
the former to the laws of nature, the latter to the laws of reason. It
results from this that the instinct of play, which unites the double
action of the two other instincts, will content the mind at once morally
and physically. Hence, as it suppresses all that is contingent, it will
also suppress all coercion, and will set man free physically and morally.
When we welcome with effusion some one who deserves our contempt, we feel
painfully that nature is constrained. When we have a hostile feeling
against a person who commands our esteem, we feel painfully the
constraint of reason. But if this person inspires us with interest, and
also wins our esteem, the constraint of feeling vanishes together with
the constraint of reason, and we begin to love him, that is to say, to
play, to take recreation, at once with our inclination and our esteem.
Moreover, as the sensuous impulsion controls us physically, and the
formal impulsion morally, the former makes our formal constitution
contingent, and the latter makes our material constitution contingent,
that is to say, there is contingence in the agreement of our happiness
with our perfection, and reciprocally. The instinct of play, in which
both act in concert, will render both our formal and our material
constitution contingent; accordingly, our perfection and our happiness in
like manner. And on the other hand, exactly because it makes both of
them contingent, and because the contingent disappears with necessity, it
will suppress this contingence in both, and will thus give form to matter
and reality to form. In proportion that it will lessen the dynamic
influence of feeling and passion, it will place them in harmony with
rational ideas, and by taking from the laws of reason their moral
constraint, it will reconcile them with the interest of the senses.
LETTER XV.
I approach continually nearer to the end to which I lead you, by a path
offering few attractions. Be pleased to follow me a few steps further,
and a large horizon will open up to you, and a delightful prospect will
reward you for the labor of the way.
The object of the sensuous instinct, expressed in a universal conception,
is named Life in the widest acceptation; a conception that expresses all
material existence and all that is immediately present in the senses.
The object of the formal instinct, expressed in a universal conception,
is called shape or form, as well in an exact as in an inexact
acceptation; a conception that embraces all formal qualities of things
and all relations of the same to the thinking powers. The object of the
play instinct, represented in a general statement, may therefore bear the
name of living form; a term that serves to describe all aesthetic
qualities of phenomena, and what people style, in the widest sense,
beauty.
Beauty is neither extended to the whole field of all living things nor
merely enclosed in this field. A marble block, though it is and remains
lifeless, can nevertheless become a living form by the architect and
sculptor; a man, though he lives and has a form, is far from being a
living form on that account. For this to be the case, it is necessary
that his form should be life, and that his life should be a form. As
long as we only think of his form, it is lifeless, a mere abstraction; as
long as we only feel his life, it is without form, a mere impression. It
is only when his form lives in our feeling, and his life in our
understanding, he is the living form, and this will everywhere be the
case where we judge him to be beautiful.
But the genesis of beauty is by no means declared because we know how to
point out the component parts, which in their combination produce beauty.
For to this end it would be necessary to comprehend that combination
itself, which continues to defy our exploration, as well as all mutual
operation between the finite and the infinite. The reason, on
transcendental grounds, makes the following demand: There shall be a
communion between the formal impulse and the material impulse--that is,
there shall be a play instinct--because it is only the unity of reality
with the form, of the accidental with the necessary, of the passive state
with freedom, that the conception of humanity is completed. Reason is
obliged to make this demand, because her nature impels her to
completeness and to the removal of all bounds; while every exclusive
activity of one or the other impulse leaves human nature incomplete and
places a limit in it. Accordingly, as soon as reason issues the mandate,
"a humanity shall exist," it proclaims at the same time the law, "there
shall be a beauty. " Experience can answer us if there is a beauty, and
we shall know it as soon as she has taught us if a humanity can exist.
But neither reason nor experience can tell us how beauty can be and how a
humanity is possible.
We know that man is neither exclusively matter nor exclusively spirit.
Accordingly, beauty as the consummation of humanity, can neither be
exclusively mere life, as has been asserted by sharp-sighted observers,
who kept too close to the testimony of experience, and to which the taste
of the time would gladly degrade it; Nor can beauty be merely form, as
has been judged by speculative sophists, who departed too far from
experience, and by philosophic artists, who were led too much by the
necessity of art in explaining beauty; it is rather the common object of
both impulses, that is of the play instinct. The use of language
completely justifies this name, as it is wont to qualify with the word
play what is neither subjectively nor objectively accidental, and yet
does not impose necessity either externally or internally. As the mind
in the intuition of the beautiful finds itself in a happy medium between
law and necessity, it is, because it divides itself between both,
emancipated from the pressure of both. The formal impulse and the
material impulse are equally earnest in their demands, because one
relates in its cognition to things in their reality and the other to
their necessity; because in action the first is directed to the
preservation of life, the second to the preservation of dignity, and
therefore both to truth and perfection. But life becomes more
indifferent when dignity is mixed up with it, and duty no longer coerces
when inclination attracts. In like manner the mind takes in the reality
of things, material truth, more freely and tranquilly as soon as it
encounters formal truth, the law of necessity; nor does the mind find
itself strung by abstraction as soon as immediate intuition can accompany
it. In one word, when the mind comes into communion with ideas, all
reality loses its serious value because it becomes small; and as it comes
in contact with feeling, necessity parts also with its serious value
because it is easy.
But perhaps the objection has for some time occurred to you, Is not the
beautiful degraded by this, that it is made a mere play? and is it not
reduced to the level of frivolous objects which have for ages passed
under that name? Does it not contradict the conception of the reason and
the dignity of beauty, which is nevertheless regarded as an instrument of
culture, to confine it to the work of being a mere play? and does it not
contradict the empirical conception of play, which can coexist with the
exclusion of all taste, to confine it merely to beauty?
But what is meant by a mere play, when we know that in all conditions of
humanity that very thing is play, and only that is play which makes man
complete and develops simultaneously his twofold nature? What you style
limitation, according to your representation of the matter, according to
my views, which I have justified by proofs, I name enlargement.
Consequently I should have said exactly the reverse: man is serious only
with the agreeable, with the good, and with the perfect, but he plays
with beauty. In saying this we must not indeed think of the plays that
are in vogue in real life, and which commonly refer only to his material
state. But in real life we should also seek in vain for the beauty of
which we are here speaking. The actually present beauty is worthy of the
really, of the actually present play-impulse; but by the ideal of beauty,
which is set up by the reason, an ideal of the play-instinct is also
presented, which man ought to have before his eyes in all his plays.
Therefore, no error will ever be incurred if we seek the ideal of beauty
on the same road on which we satisfy our play-impulse. We can
immediately understand why the ideal form of a Venus, of a Juno, and of
an Apollo, is to be sought not at Rome, but in Greece, if we contrast the
Greek population, delighting in the bloodless athletic contests of
boxing, racing, and intellectual rivalry at Olympia, with the Roman
people gloating over the agony of a gladiator. Now the reason pronounces
that the beautiful must not only be life and form, but a living form,
that is, beauty, inasmuch as it dictates to man the twofold law of
absolute formality and absolute reality. Reason also utters the decision
that man shall only play with beauty, and he shall only play with beauty.
For, to speak out once for all, man only plays when in the full meaning
of the word he is a man, and he is only completely a man when he plays.
This proposition, which at this moment perhaps appears paradoxical, will
receive a great and deep meaning if we have advanced far enough to apply
it to the twofold seriousness of duty and of destiny. I promise you that
the whole edifice of aesthetic art and the still more difficult art of
life will be supported by this principle. But this proposition is only
unexpected in science; long ago it lived and worked in art and in the
feeling of the Greeks, her most accomplished masters; only they removed
to Olympus what ought to have been preserved on earth. Influenced by the
truth of this principle, they effaced from the brow of their gods the
earnestness and labor which furrow the cheeks of mortals, and also the
hollow lust that smoothes the empty face. They set free the ever serene
from the chains of every purpose, of every duty, of every care, and they
made indolence and indifference the envied condition of the godlike race;
merely human appellations for the freest and highest mind. As well the
material pressure of natural laws as the spiritual pressure of moral laws
lost itself in its higher idea of necessity, which embraced at the same
time both worlds, and out of the union of these two necessities issued
true freedom. Inspired by this spirit the Greeks also effaced from the
features of their ideal, together with desire or inclination, all traces
of volition, or, better still, they made both unrecognizable, because
they knew how to wed them both in the closest alliance. It is neither
charm, nor is it dignity, which speaks from the glorious face of Juno
Ludovici; it is neither of these, for it is both at once. While the
female god challenges our veneration, the godlike woman at the same time
kindles our love. But while in ecstacy we give ourselves up to the
heavenly beauty, the heavenly self-repose awes us back. The whole form
rests and dwells in itself--a fully complete creation in itself--and as
if she were out of space, without advance or resistance; it shows no
force contending with force, no opening through which time could break
in. Irresistibly carried away and attracted by her womanly charm, kept
off at a distance by her godly dignity, we also find ourselves at length
in the state of the greatest repose, and the result is a wonderful
impression for which the understanding has no idea and language no name.
LETTER XVI.
From the antagonism of the two impulsions, and from the association of
two opposite principles, we have seen beauty to result, of which the
highest ideal must therefore be sought in the most perfect union and
equilibrium possible of the reality and of the form. But this
equilibrium remains always an idea that reality can never completely
reach. In reality, there will always remain a preponderance of one of
these elements over the other, and the highest point to which experience
can reach will consist in an oscillation between two principles, when
sometimes reality and at others form will have the advantage. Ideal
beauty is therefore eternally one and indivisible, because there can only
be one single equilibrium; on the contrary, experimental beauty will be
eternally double, because in the oscillation the equilibrium may be
destroyed in two ways--this side and that.
I have called attention in the foregoing letters to a fact that can also
be rigorously deduced from the considerations that have engaged our
attention to the present point; this fact is that an exciting and also a
moderating action may be expected from the beautiful. The tempering
action is directed to keep within proper limits the sensuous and the
formal impulsions; the exciting, to maintain both of them in their full
force. But these two modes of action of beauty ought to be completely
identified in the idea. The beautiful ought to temper while uniformly
exciting the two natures, and it ought also to excite while uniformly
moderating them. This result flows at once from the idea of a
correlation, in virtue of which the two terms mutually imply each other,
and are the reciprocal condition one of the other, a correlation of which
the purest product is beauty. But experience does not offer an example
of so perfect a correlation. In the field of experience it will always
happen more or less that excess on the one side will give rise to
deficiency on the other, and deficiency will give birth to excess. It
results from this that what in the beau-ideal is only distinct in the
idea is different in reality in empirical beauty. The beau-ideal, though
simple and indivisible, discloses, when viewed in two different aspects,
on the one hand, a property of gentleness and grace, and on the other, an
energetic property; in experience there is a gentle and graceful beauty
and there is an energetic beauty. It is so, and it will be always so, so
long as the absolute is enclosed in the limits of time, and the ideas of
reason have to be realized in humanity. For example, the intellectual
man has the ideal of virtue, of truth, and of happiness; but the active
man will only practise virtues, will only grasp truths, and enjoy happy
days. The business of physical and moral education is to bring back this
multiplicity to unity, to put morality in the place of manners, science
in the place of knowledge; the business of aesthetic education is to make
out of beauties the beautiful.
Energetic beauty can no more preserve a man from a certain residue of
savage violence and harshness than graceful beauty can secure him against
a certain degree of effeminacy and weakness. As it is the effect of the
energetic beauty to elevate the mind in a physical and moral point of
view and to augment its momentum, it only too often happens that the
resistance of the temperament and of the character diminishes the
aptitude to receive impressions, that the delicate part of humanity
suffers an oppression which ought only to affect its grosser part, and
that this coarse nature participates in an increase of force that ought
only to turn to the account of free personality. It is for this reason
that, at the periods when we find much strength and abundant sap in
humanity, true greatness of thought is seen associated with what is
gigantic and extravagant, and the sublimest feeling is found coupled with
the most horrible excess of passion. It is also the reason why, in the
periods distinguished for regularity and form, nature is as often
oppressed as it is governed, as often outraged as it is surpassed. And
as the action of gentle and graceful beauty is to relax the mind in the
moral sphere as well as the physical, it happens quite as easily that the
energy of feelings is extinguished with the violence of desires, and that
character shares in the loss of strength which ought only to affect the
passions. This is the reason why, in ages assumed to be refined, it is
not a rare thing to see gentleness degenerate into effeminacy, politeness
into platitude, correctness into empty sterility, liberal ways into
arbitrary caprice, ease into frivolity, calm into apathy, and, lastly, a
most miserable caricature treads on the heels of the noblest, the most
beautiful type of humanity. Gentle and graceful beauty is therefore a
want to the man who suffers the constraint of manner and of forms, for he
is moved by grandeur and strength long before he becomes sensible to
harmony and grace. Energetic beauty is a necessity to the man who is
under the indulgent sway of taste, for in his state of refinement he is
only too much disposed to make light of the strength that he retained in
his state of rude savagism.
I think I have now answered and also cleared up the contradiction
commonly met in the judgments of men respecting the influence of the
beautiful, and the appreciation of aesthetic culture. This contradiction
is explained directly we remember that there are two sorts of
experimental beauty, and that on both hands an affirmation is extended to
the entire race, when it can only be proved of one of the species. This
contradiction disappears the moment we distinguish a twofold want in
humanity to which two kinds of beauty correspond. It is therefore
probable that both sides would make good their claims if they come to an
understanding respecting the kind of beauty and the form of humanity that
they have in view.
Consequently in the sequel of my researches I shall adopt the course that
nature herself follows with man considered from the point of view of
aesthetics, and setting out from the two kinds of beauty, I shall rise to
the idea of the genus. I shall examine the effects produced on man by
the gentle and graceful beauty when its springs of action are in full
play, and also those produced by energetic beauty when they are relaxed.
I shall do this to confound these two sorts of beauty in the unity of the
beau-ideal, in the same way that the two opposite forms and modes of
being of humanity are absorbed in the unity of the ideal man.
LETTER XVII.
While we were only engaged in deducing the universal idea of beauty from
the conception of human nature in general, we had only to consider in the
latter the limits established essentially in itself, and inseparable from
the notion of the finite. Without attending to the contingent
restrictions that human nature may undergo in the real world of
phenomena, we have drawn the conception of this nature directly from
reason, as a source of every necessity, and the ideal of beauty has been
given us at the same time with the ideal of humanity.
But now we are coming down from the region of ideas to the scene of
reality, to find man in a determinate state, and consequently in limits
which are not derived from the pure conception of humanity, but from
external circumstances and from an accidental use of his freedom. But,
although the limitation of the idea of humanity may be very manifold in
the individual, the contents of this idea suffice to teach us that we can
only depart from it by two opposite roads. For if the perfection of man
consist in the harmonious energy of his sensuous and spiritual forces, he
can only lack this perfection through the want of harmony and the want of
energy. Thus, then, before having received on this point the testimony
of experience, reason suffices to assure us that we shall find the real
and consequently limited man in a state of tension or relaxation,
according as the exclusive activity of isolated forces troubles the
harmony of his being, or as the unity of his nature is based on the
uniform relaxation of his physical and spiritual forces. These opposite
limits are, as we have now to prove, suppressed by the beautiful, which
re-establishes harmony in man when excited, and energy in man when
relaxed; and which, in this way, in conformity with the nature of the
beautiful, restores the state of limitation to an absolute state, and
makes of man a whole, complete in himself.
Thus the beautiful by no means belies in reality the idea which we have
made of it in speculation; only its action is much less free in it than
in the field of theory, where we were able to apply it to the pure
conception of humanity. In man, as experience shows him to us, the
beautiful finds a matter, already damaged and resisting, which robs him
in ideal perfection of what it communicates to him of its individual mode
of being. Accordingly in reality the beautiful will always appear a
peculiar and limited species, and not as the pure genus; in excited minds
in a state of tension it will lose its freedom and variety; in relaxed
minds, it will lose its vivifying force; but we, who have become familiar
with the true character of this contradictory phenomenon, cannot be led
astray by it. We shall not follow the great crowd of critics, in
determining their conception by separate experiences, and to make them
answerable for the deficiencies which man shows under their influence.
We know rather that it is man who transfers the imperfections of his
individuality over to them, who stands perpetually in the way of their
perfection by his subjective limitation, and lowers their absolute ideal
to two limited forms of phenomena.
It was advanced that soft beauty is for an unstrung mind, and the
energetic beauty for the tightly strung mind. But I apply the term
unstrung to a man when he is rather under the pressure of feelings than
under the pressure of conceptions. Every exclusive sway of one of his
two fundamental impulses is for man a state of compulsion and violence,
and freedom only exists in the co-operation of his two natures.
Accordingly, the man governed preponderately by feelings, or sensuously
unstrung, is emancipated and set free by matter. The soft and graceful
beauty, to satisfy this twofold problem, must therefore show herself
under two aspects--in two distinct forms. First, as a form in repose,
she will tone down savage life, and pave the way from feeling to thought.
She will, secondly, as a living image, equip the abstract form with
sensuous power, and lead back the conception to intuition and law to
feeling. The former service she does to the man of nature, the second to
the man of art. But because she does not in both cases hold complete
sway over her matter, but depends on that which is furnished either by
formless nature or unnatural art, she will in both cases bear traces of
her origin, and lose herself in one place in material life and in another
in mere abstract form.
To be able to arrive at a conception how beauty can become a means to
remove this twofold relaxation, we must explore its source in the human
mind. Accordingly, make up your mind to dwell a little longer in the
region of speculation, in order then to leave it forever, and to advance
with securer footing on the ground of experience.
LETTER XVIII.
By beauty the sensuous man is led to form and to thought; by beauty the
spiritual man is brought back to matter and restored to the world of
sense.
From this statement it would appear to follow that between matter and
form, between passivity and activity, there must be a middle state, and
that beauty plants us in this state. It actually happens that the
greater part of mankind really form this conception of beauty as soon as
they begin to reflect on its operations, and all experience seems to
point to this conclusion. But, on the other hand, nothing is more
unwarrantable and contradictory than such a conception, because the
aversion of matter and form, the passive and the active, feeling and
thought, is eternal, and cannot be mediated in any way. How can we
remove this contradiction? Beauty weds the two opposed conditions of
feeling and thinking, and yet there is absolutely no medium between them.
The former is immediately certain through experience, the other through
the reason.
This is the point to which the whole question of beauty leads, and if we
succeed in settling this point in a satisfactory way, we have at length
found the clue that will conduct us through the whole labyrinth of
aesthetics.
But this requires two very different operations, which must necessarily
support each other in this inquiry. Beauty, it is said, weds two
conditions with one another which are opposite to each other, and can
never be one. We must start from this opposition; we must grasp and
recognize them in their entire purity and strictness, so that both
conditions are separated in the most definite manner; otherwise we mix,
but we do not unite them. Secondly, it is usual to say, beauty unites
those two opposed conditions, and therefore removes the opposition. But
because both conditions remain eternally opposed to one another, they
cannot be united in any other way than by being suppressed. Our second
business is therefore to make this connection perfect, to carry them out
with such purity and perfection that both conditions disappear entirely
in a third one, and no trace of separation remains in the whole;
otherwise we segregate, but do not unite. All the disputes that have
ever prevailed and still prevail in the philosophical world respecting
the conception of beauty have no other origin than their commencing
without a sufficiently strict distinction, or that it is not carried out
fully to a pure union. Those philosophers who blindly follow their
feeling in reflecting on this topic can obtain no other conception of
beauty, because they distinguish nothing separate in the totality of the
sensuous impression. Other philosophers, who take the understanding as
their exclusive guide, can never obtain a conception of beauty, because
they never see anything else in the whole than the parts; and spirit and
matter remain eternally separate, even in their most perfect unity. The
first fear to suppress beauty dynamically, that is, as a working power,
if they must separate what is united in the feeling. The others fear to
suppress beauty logically, that is, as a conception, when they have to
hold together what in the understanding is separate. The former wish to
think of beauty as it works; the latter wish it to work as it is thought.
Both therefore must miss the truth; the former, because they try to
follow infinite nature with their limited thinking power; the others,
because they wish to limit unlimited nature according to their laws of
thought. The first fear to rob beauty of its freedom by a too strict
dissection, the others fear to destroy the distinctness of the conception
by a too violent union. But the former do not reflect that the freedom
in which they very properly place the essence of beauty is not
lawlessness, but harmony of laws; not caprice, but the highest internal
necessity. The others do not remember that distinctness, which they with
equal right demand from beauty, does not consist in the exclusion of
certain realities, but the absolute including of all; that is not
therefore limitation but infinitude. We shall avoid the quicksands on
which both have made shipwreck if we begin from the two elements in which
beauty divides itself before the understanding, but then afterwards rise
to a pure aesthetic unity by which it works on feeling, and in which both
those conditions completely disappear.
LETTER XIX.
Two principal and different states of passive and active capacity of
being determined [Bestimmbarkeit] can be distinguished in man; in like
manner two states of passive and active determination [Bestimmung]. The
explanation of this proposition leads us most readily to our end.
The condition of the state of man before destination or direction is
given him by the impression of the senses is an unlimited capacity of
being determined. The infinite of time and space is given to his
imagination for its free use; and, because nothing is settled in this
kingdom of the possible, and therefore nothing is excluded from it, this
state of absence of determination can be named an empty infiniteness,
which must not by any means be confounded with an infinite void.
Now it is necessary that his sensuous nature should be modified, and that
in the indefinite series of possible determinations one alone should
become real. One perception must spring up in it. That which, in the
previous state of determinableness, was only an empty potency becomes now
an active force, and receives contents; but, at the same time, as an
active force it receives a limit, after having been, as a simple power,
unlimited. Reality exists now, but the infinite has disappeared. To
describe a figure in space, we are obliged to limit infinite space; to
represent to ourselves a change in time, we are obliged to divide the
totality of time. Thus we only arrive at reality by limitation, at the
positive, at a real position, by negation or exclusion; to determination,
by the suppression of our free determinableness.
But mere exclusion would never beget a reality, nor would a mere sensuous
impression ever give birth to a perception, if there were not something
from which it was excluded, if by an absolute act of the mind the
negation were not referred to something positive, and if opposition did
not issue out of non-position. This act of the mind is styled judging or
thinking, and the result is named thought.
Before we determine a place in space, there is no space for us; but
without absolute space we could never determine a place. The same is the
case with time. Before we have an instant, there is no time to us: but
without infinite time--eternity--we should never have a representation of
the instant. Thus, therefore, we can only arrive at the whole by the
part, to the unlimited through limitation; but reciprocally we only
arrive at the part through the whole, at limitation through the
unlimited.
It follows from this, that when it is affirmed of beauty that it mediates
for man, the transition from feeling to thought, this must not be
understood to mean that beauty can fill up the gap that separates feeling
from thought, the passive from the active. This gap is infinite; and,
without the interposition of a new and independent faculty, it is
impossible for the general to issue from the individual, the necessary
from the contingent. Thought is the immediate act of this absolute
power, which, I admit, can only be manifested in connection with sensuous
impressions, but which in this manifestation depends so little on the
sensuous that it reveals itself specially in an opposition to it. The
spontaneity or autonomy with which it acts excludes every foreign
influence; and it is not in as far as it helps thought--which comprehends
a manifest contradiction but only in as far as it procures for the
intellectual faculties the freedom to manifest themselves in conformity
with their proper laws. It does it only because the beautiful can become
a means of leading man from matter to form, from feeling to laws, from a
limited existence to an absolute existence.
But this assumes that the freedom of the intellectual faculties can be
balked, which appears contradictory to the conception of an autonomous
power. For a power which only receives the matter of its activity from
without can only be hindered in its action by the privation of this
matter, and consequently by way of negation; it is therefore a
misconception of the nature of the mind to attribute to the sensuous
passions the power of oppressing positively the freedom of the mind.
Experience does indeed present numerous examples where the rational
forces appear compressed in proportion to the violence of the sensuous
forces. But instead of deducing this spiritual weakness from the energy
of passion, this passionate energy must rather be explained by the
weakness of the human mind. For the sense can only have a sway such as
this over man when the mind has spontaneously neglected to assert its
power.
Yet in trying by these explanations to move one objection, I appear to
have exposed myself to another, and I have only saved the autonomy of the
mind at the cost of its unity. For how can the mind derive at the same
time from itself the principles of inactivity and of activity, if it is
not itself divided, and if it is not in opposition with itself?
Here we must remember that we have before us, not the infinite mind, but
the finite. The finite mind is that which only becomes active through
the passive, only arrives at the absolute through limitation, and only
acts and fashions in as far as it receives matter. Accordingly, a mind
of this nature must associate with the impulse towards form or the
absolute, an impulse towards matter or limitation, conditions without
which it could not have the former impulse nor satisfy it. How can two
such opposite tendencies exist together in the same being? This is a
problem that can no doubt embarrass the metaphysician, but not the
transcendental philosopher. The latter does not presume to explain the
possibility of things, but he is satisfied with giving a solid basis to
the knowledge that makes us understand the possibility of experience.
And as experience would be equally impossible without this autonomy in
the mind, and without the absolute unity of the mind, it lays down these
two conceptions as two conditions of experience equally necessary without
troubling itself any more to reconcile them. Moreover, this immanence of
two fundamental impulses does not in any degree contradict the absolute
unity of the mind, as soon as the mind itself, its selfhood, is
distinguished from those two motors. No doubt, these two impulses exist
and act in it, but itself is neither matter nor form, nor the sensuous
nor reason, and this is a point that does not seem always to have
occurred to those who only look upon the mind as itself acting when its
acts are in harmony with reason, and who declare it passive when its acts
contradict reason.
Arrived at its development, each of these two fundamental impulsions
tends of necessity and by its nature to satisfy itself; but precisely
because each of them has a necessary tendency, and both nevertheless have
an opposite tendency, this twofold constraint mutually destroys itself,
and the will preserves an entire freedom between them both. It is
therefore the will that conducts itself like a power--as the basis of
reality--with respect to both these impulses; but neither of them can by
itself act as a power with respect to the other. A violent man, by his
positive tendency to justice, which never fails in him, is turned away
from injustice; nor can a temptation of pleasure, however strong, make a
strong character violate its principles. There is in man no other power
than his will; and death alone, which destroys man, or some privation of
self-consciousness, is the only thing that can rob man of his internal
freedom.
An external necessity determines our condition, our existence in time, by
means of the sensuous. The latter is quite involuntary, and directly it
is produced in us we are necessarily passive. In the same manner an
internal necessity awakens our personality in connection with sensations,
and by its antagonism with them; for consciousness cannot depend on the
will, which presupposes it. This primitive manifestation of personality
is no more a merit to us than its privation is a defect in us. Reason
can only be required in a being who is self-conscious, for reason is an
absolute consecutiveness and universality of consciousness; before this
is the case he is not a man, nor can any act of humanity be expected from
him. The metaphysician can no more explain the limitation imposed by
sensation on a free and autonomous mind than the natural philosopher can
understand the infinite, which is revealed in consciousness in connection
with these limits. Neither abstraction nor experience can bring us back
to the source whence issue our ideas of necessity and of universality:
this source is concealed in its origin in time from the observer, and its
super-sensuous origin from the researches of the metaphysician.
But, to
sum up in a few words, consciousness is there, and, together with its
immutable unity, the law of all that is for man is established, as well
as of all that is to be by man, for his understanding and his activity.
The ideas of truth and of right present themselves inevitable,
incorruptible, immeasurable, even in the age of sensuousness; and without
our being able to say why or how, we see eternity in time, the necessary
following the contingent. It is thus that, without any share on the part
of the subject, the sensation and self-consciousness arise, and the
origin of both is beyond our volition, as it is out of the sphere of our
knowledge.
But as soon as these two faculties have passed into action, and man has
verified by his experience, through the medium of sensation, a
determinate existence, and through the medium of consciousness its
absolute existence, the two fundamental impulses exert their influence
directly their object is given. The sensuous impulse is awakened with
the experience of life--with the beginning of the individual; the
rational impulsion with the experience of law--with the beginning of his
personality; and it is only when these two inclinations have come into
existence that the human type is realized. Up to that time, everything
takes place in man according to the law of necessity; but now the hand of
nature lets him go, and it is for him to keep upright humanity, which
nature places as a germ in his heart. And thus we see that directly the
two opposite and fundamental impulses exercise their influence in him,
both lose their constraint, and the autonomy of two necessities gives
birth to freedom.
LETTER XX.
That freedom is an active and not a passive principle results from its
very conception; but that liberty itself should be an effect of nature
(taking this word in its widest sense), and not the work of man, and
therefore that it can be favored or thwarted by natural means, is the
necessary consequence of that which precedes. It begins only when man is
complete, and when these two fundamental impulsions have been developed.
It will then be wanting whilst he is incomplete, and while one of these
impulsions is excluded, and it will be re-established by all that gives
back to man his integrity.
Thus it is possible, both with regard to the entire species as to the
individual, to remark the moment when man is yet incomplete, and when one
of the two exclusions acts solely in him. We know that man commences by
life simply, to end by form; that he is more of an individual than a
person, and that he starts from the limited or finite to approach the
infinite. The sensuous impulsion comes into play therefore before the
rational impulsion, because sensation precedes consciousness; and in this
priority of sensuous impulsion we find the key of the history of the
whole of human liberty.
There is a moment, in fact, when the instinct of life, not yet opposed to
the instinct of form, acts as nature and as necessity; when the sensuous
is a power because man has not begun; for even in man there can be no
other power than his will. But when man shall have attained to the power
of thought, reason, on the contrary, will be a power, and moral or
logical necessity will take the place of physical necessity. Sensuous
power must then be annihilated before the law which must govern it can be
established. It is not enough that something shall begin which as yet
was not; previously something must end which had begun. Man cannot pass
immediately from sensuousness to thought. He must step backwards, for it
is only when one determination is suppressed that the contrary
determination can take place. Consequently, in order to exchange passive
against active liberty, a passive determination against an active, he
must be momentarily free from all determination, and must traverse a
state of pure determinability. He has then to return in some degree to
that state of pure negative indetermination in which he was before his
senses were affected by anything. But this state was absolutely empty of
all contents, and now the question is to reconcile an equal determination
and a determinability equally without limit, with the greatest possible
fulness, because from this situation something positive must immediately
follow. The determination which man received by sensation must be
preserved, because he should not lose the reality; but at the same time,
in so far as finite, it should be suppressed, because a determinability
without limit would take place. The problem consists then in
annihilating the determination of the mode of existence, and yet at the
same time in preserving it, which is only possible in one way: in
opposing to it another. The two sides of a balance are in equilibrium
when empty; they are also in equilibrium when their contents are of equal
weight.
Thus, to pass from sensation to thought, the soul traverses a medium
position, in which sensibility and reason are at the same time active,
and thus they mutually destroy their determinant power, and by their
antagonism produce a negation. This medium situation in which the soul
is neither physically nor morally constrained, and yet is in both ways
active, merits essentially the name of a free situation; and if we call
the state of sensuous determination physical, and the state of rational
determination logical or moral, that state of real and active
determination should be called the aesthetic.
LETTER XXI.
I have remarked in the beginning of the foregoing letter that there is a
twofold condition of determinableness and a twofold condition of
determination. And now I can clear up this proposition.
The mind can be determined--is determinable--only in as far as it is not
determined; it is, however, determinable also, in as far as it is not
exclusively determined; that is, if it is not confined in its
determination. The former is only a want of determination--it is without
limits, because it is without reality; but the latter, the aesthetic
determinableness, has no limits, because it unites all reality.
The mind is determined, inasmuch as it is only limited; but it is also
determined because it limits itself of its own absolute capacity. It is
situated in the former position when it feels, in the second when it
thinks. Accordingly the aesthetic constitution is in relation to
determinableness what thought is in relation to determination. The
latter is a negative from internal and infinite completeness, the former
a limitation from internal infinite power. Feeling and thought come into
contact in one single point, the mind is determined in both conditions,
the man becomes something and exists--either as individual or person--by
exclusion; in other cases these two faculties stand infinitely apart.
Just in the same manner the aesthetic determinableness comes in contact
with the mere want of determination in a single point, by both excluding
every distinct determined existence, by thus being in all other points
nothing and all, and hence by being infinitely different. Therefore if
the latter, in the absence of determination from deficiency, is
represented as an empty infiniteness, the aesthetic freedom of
determination, which forms the proper counterpart to the former, can be
considered as a completed infiniteness; a representation which exactly
agrees with the teachings of the previous investigations.
Man is therefore nothing in the aesthetic state, if attention is given to
the single result, and not to the whole faculty, and if we regard only
the absence or want of every special determination. We must therefore do
justice to those who pronounce the beautiful, and the disposition in
which it places the mind, as entirely indifferent and unprofitable, in
relation to knowledge and feeling. They are perfectly right; for it is
certain that beauty gives no separate, single result, either for the
understanding or for the will; it does not carry out a single
intellectual or moral object; it discovers no truth, does not help us to
fulfil a single duty, and, in one word, is equally unfit to found the
character or to clear the head. Accordingly, the personal worth of a
man, or his dignity, as far as this can only depend on himself, remains
entirely undetermined by aesthetic culture, and nothing further is
attained than that, on the part of nature, it is made profitable for him
to make of himself what he will; that the freedom to be what he ought to
be is restored perfectly to him.
But by this something infinite is attained. But as soon as we remember
that freedom is taken from man by the one-sided compulsion of nature in
feeling, and by the exclusive legislation of the reason in thinking, we
must consider the capacity restored to him by the aesthetical
disposition, as the highest of all gifts, as the gift of humanity. I
admit that he possesses this capacity for humanity, before every definite
determination in which he may be placed. But, as a matter of fact, he
loses it with every determined condition into which he may come; and if
he is to pass over to an opposite condition, humanity must be in every
case restored to him by the aesthetic life.
It is therefore not only a poetical license, but also philosophically
correct, when beauty is named our second creator. Nor is this
inconsistent with the fact that she only makes it possible for us to
attain and realize humanity, leaving this to our free will. For in this
she acts in common with our original creator, nature, which has imparted
to us nothing further than this capacity for humanity, but leaves the use
of it to our own determination of will.
LETTER XXII.
Accordingly, if the aesthetic disposition of the mind must be looked upon
in one respect as nothing--that is, when we confine our view to separate
and determined operations--it must be looked upon in another respect as a
state of the highest reality, in as far as we attend to the absence of
all limits and the sum of powers which are commonly active in it.
Accordingly we cannot pronounce them, again, to be wrong who describe the
aesthetic state to be the most productive in relation to knowledge and
morality. They are perfectly right, for a state of mind which comprises
the whole of humanity in itself must of necessity include in itself also
--necessarily and potentially--every separate expression of it. Again, a
disposition of mind that removes all limitation from the totality of
human nature must also remove it from every special expression of the
same. Exactly because its "aesthetic disposition" does not exclusively
shelter any separate function of humanity, it is favorable to all without
distinction; nor does it favor any particular functions, precisely
because it is the foundation of the possibility of all. All other
exercises give to the mind some special aptitude, but for that very
reason give it some definite limits; only the aesthetical leads him to
the unlimited. Every other condition in which we can live refers us to a
previous condition, and requires for its solution a following condition;
only the aesthetic is a complete whole in itself, for it unites in itself
all conditions of its source and of its duration. Here alone we feel
ourselves swept out of time, and our humanity expresses itself with
purity and integrity as if it had not yet received any impression or
interruption from the operation of external powers.
That which flatters our senses in immediate sensation opens our weak and
volatile spirit to every impression, but makes us in the same degree less
apt for exertion. That which stretches our thinking power and invites to
abstract conceptions strengthens our mind for every kind of resistance,
but hardens it also in the same proportion, and deprives us of
susceptibility in the same ratio that it helps us to greater mental
activity. For this very reason, one as well as the other brings us at
length to exhaustion, because matter cannot long do without the shaping,
constructive force, and the force cannot do without the constructible
material. But on the other hand, if we have resigned ourselves to the
enjoyment of genuine beauty, we are at such a moment of our passive and
active powers in the same degree master, and we shall turn with ease from
grave to gay, from rest to movement, from submission to resistance, to
abstract thinking and intuition.
This high indifference and freedom of mind, united with power and
elasticity, is the disposition in which a true work of art ought to
dismiss us, and there is no better test of true aesthetic excellence. If
after an enjoyment of this kind we find ourselves specially impelled to a
particular mode of feeling or action, and unfit for other modes, this
serves as an infallible proof that we have not experienced any pure
aesthetic effect, whether this is owing to the object, to our own mode of
feeling--as generally happens--or to both together.
As in reality no purely aesthetical effect can be met with--for man can
never leave his dependence on material forces--the excellence of a work
of art can only consist in its greater approximation to its ideal of
aesthetic purity, and however high we may raise the freedom of this
effect, we shall always leave it with a particular disposition and a
particular bias. Any class of productions or separate work in the world
of art is noble and excellent in proportion to the universality of the
disposition and the unlimited character of the bias thereby presented to
our mind. This truth can be applied to works in various branches of art,
and also to different works in the same branch. We leave a grand musical
performance with our feelings excited, the reading of a noble poem with a
quickened imagination, a beautiful statue or building with an awakened
understanding; but a man would not choose an opportune moment who
attempted to invite us to abstract thinking after a high musical
enjoyment, or to attend to a prosaic affair of common life after a high
poetical enjoyment, or to kindle our imagination and astonish our
feelings directly after inspecting a fine statue or edifice. The reason
of this is, that music, by its matter, even when most spiritual, presents
a greater affinity with the senses than is permitted by aesthetic
liberty; it is because even the most happy poetry, having for its medium
the arbitrary and contingent play of the imagination, always shares in it
more than the intimate necessity of the really beautiful allows; it is
because the best sculpture touches on severe science by what is
determinate in its conception. However, these particular affinities are
lost in proportion as the works of these three kinds of art rise to a
greater elevation, and it is a natural and necessary consequence of their
perfection, that, without confounding their objective limits, the
different arts come to resemble each other more and more, in the action
which they exercise on the mind. At its highest degree of ennobling,
music ought to become a form, and act on us with the calm power of an
antique statue; in its most elevated perfection, the plastic art ought to
become music and move us by the immediate action exercised on the mind by
the senses; in its most complete development, poetry ought both to stir
us powerfully like music and like plastic art to surround us with a
peaceful light. In each art, the perfect style consists exactly in
knowing how to remove specific limits, while sacrificing at the same time
the particular advantages of the art, and to give it by a wise use of
what belongs to it specially a more general character.
Nor is it only the limits inherent in the specific character of each kind
of art that the artist ought to overstep in putting his hand to the work;
he must also triumph over those which are inherent in the particular
subject of which he treats. In a really beautiful work of art, the
substance ought to be inoperative, the form should do everything; for by
the form the whole man is acted on; the substance acts on nothing but
isolated forces. Thus, however vast and sublime it may be, the substance
always exercises a restrictive action on the mind, and true aesthetic
liberty can only be expected from the form. Consequently the true search
of the matter consists in destroying matter by the form; and the triumph
of art is great in proportion as it overcomes matter and maintains its
sway over those who enjoy its work. It is great particularly in
destroying matter when most imposing, ambitious, and attractive, when
therefore matter has most power to produce the effect proper to it, or,
again, when it leads those who consider it more closely to enter directly
into relation with it. The mind of the spectator and of the hearer must
remain perfectly free and intact; it must issue pure and entire from the
magic circle of the artist, as from the hands of the Creator. The most
frivolous subject ought to be treated in such a way that we preserve the
faculty to exchange it immediately for the most serious work. The arts
which have passion for their object, as a tragedy for example, do not
present a difficulty here; for, in the first place, these arts are not
entirely free, because they are in the service of a particular end (the
pathetic), and then no connoisseur will deny that even in this class a
work is perfect in proportion as amidst the most violent storms of
passion it respects the liberty of the soul. There is a fine art of
passion, but an impassioned fine art is a contradiction in terms, for the
infallible effect of the beautiful is emancipation from the passions.
The idea of an instructive fine art (didactic art) or improving (moral)
art is no less contradictory, for nothing agrees less with the idea of
the beautiful than to give a determinate tendency to the mind.
However, from the fact that a work produces effects only by its
substance, it must not always be inferred that there is a want of form in
this work; this conclusion may quite as well testify to a want of form in
the observer. If his mind is too stretched or too relaxed, if it is only
accustomed to receive things either by the senses or the intelligence,
even in the most perfect combination, it will only stop to look at the
parts, and it will only see matter in the most beautiful form. Only
sensible of the coarse elements, he must first destroy the aesthetic
organization of a work to find enjoyment in it, and carefully disinter
the details which genius has caused to vanish, with infinite art, in the
harmony of the whole. The interest he takes in the work is either solely
moral or exclusively physical; the only thing wanting to it is to be
exactly what it ought to be--aesthetical. The readers of this class
enjoy a serious and pathetic poem as they do a sermon: a simple and
playful work, as an inebriating draught; and if on the one hand they have
so little taste as to demand edification from a tragedy or from an epos,
even such as the "Messias," on the other hand they will be infallibly
scandalized by a piece after the fashion of Anacreon and Catullus.
LETTER XXIII.
I take up the thread of my researches, which I broke off only to apply
the principles I laid down to practical art and the appreciation of its
works.
The transition from the passivity of sensuousness to the activity of
thought and of will can be effected only by the intermediary state of
aesthetic liberty; and though in itself this state decides nothing
respecting our opinions and our sentiments, and therefore it leaves our
intellectual and moral value entirely problematical, it is, however, the
necessary condition without which we should never attain to an opinion or
a sentiment. In a word, there is no other way to make a reasonable being
out of a sensuous man than by making him first aesthetic.
But, you might object: Is this mediation absolutely indispensable? Could
not truth and duty, one or the other, in themselves and by themselves,
find access to the sensuous man? To this I reply: Not only is it
possible but it is absolutely necessary that they owe solely to
themselves their determining force, and nothing would be more
contradictory to our preceding affirmations than to appear to defend the
contrary opinion. It has been expressly proved that the beautiful
furnishes no result, either for the comprehension or for the will; that
it mingles with no operations, either of thought or of resolution; and
that it confers this double power without determining anything with
regard to the real exercise of this power. Here all foreign help
disappears, and the pure logical form, the idea, would speak immediately
to the intelligence, as the pure moral form, the law, immediately to the
will.
But that the pure form should be capable of it, and that there is in
general a pure form for sensuous man, is that, I maintain, which should
be rendered possible by the aesthetic disposition of the soul. Truth is
not a thing which can be received from without like reality or the
visible existence of objects. It is the thinking force, in his own
liberty and activity, which produces it, and it is just this liberty
proper to it, this liberty which we seek in vain in sensuous man. The
sensuous man is already determined physically, and thenceforth he has no
longer his free determinability; he must necessarily first enter into
possession of this lost determinability before he can exchange the
passive against an active determination. Therefore, in order to recover
it, he must either lose the passive determination that he had, or he
should enclose already in himself the active determination to which he
should pass. If he confined himself to lose passive determination, he
would at the same time lose with it the possibility of an active
determination, because thought needs a body, and form can only be
realized through matter. He must therefore contain already in himself
the active determination, that he may be at once both actively and
passively determined, that is to say, he becomes necessarily aesthetic.
Consequently, by the aesthetic disposition of the soul the proper
activity of reason is already revealed in the sphere of sensuousness, the
power of sense is already broken within its own boundaries, and the
ennobling of physical man carried far enough, for spiritual man has only
to develop himself according to the laws of liberty. The transition from
an aesthetic state to a logical and moral state (from the beautiful to
truth and duty) is then infinitely more easy than the transition from the
physical state to the aesthetic state (from life pure and blind to form).
This transition man can effectuate alone by his liberty, whilst he has
only to enter into possession of himself not to give it himself; but to
separate the elements of his nature, and not to enlarge it. Having
attained to the aesthetic disposition, man will give to his judgments and
to his actions a universal value as soon as he desires it. This passage
from brute nature to beauty, in which an entirely new faculty would
awaken in him, nature would render easier, and his will has no power over
a disposition which, we know, itself gives birth to the will. To bring
the aesthetic man to profound views, to elevated sentiments, he requires
nothing more than important occasions: to obtain the same thing from the
sensuous man, his nature must at first be changed. To make of the former
a hero, a sage, it is often only necessary to meet with a sublime
situation, which exercises upon the faculty of the will the more
immediate action; for the second, it must first be transplanted under
another sky.
One of the most important tasks of culture, then, is to submit man to
form, even in a purely physical life, and to render it aesthetic as far
as the domain of the beautiful can be extended, for it is alone in the
aesthetic state, and not in the physical state, that the moral state can
be developed. If in each particular case man ought to possess the power
to make his judgment and his will the judgment of the entire species; if
he ought to find in each limited existence the transition to an infinite
existence; if, lastly, he ought from every dependent situation to take
his flight to rise to autonomy and to liberty, it must be observed that
at no moment he is only individual and solely obeys the laws of nature.
To be apt and ready to raise himself from the narrow circle of the ends
of nature, to rational ends, in the sphere of the former he must already
have exercised himself in the second; he must already have realized his
physical destiny with a certain liberty that belongs only to spiritual
nature, that is to say according to the laws of the beautiful.
And that he can effect without thwarting in the least degree his physical
aim. The exigencies of nature with regard to him turn only upon what he
does--upon the substance of his acts; but the ends of nature in no degree
determine the way in which he acts, the form of his actions. On the
contrary, the exigencies of reason have rigorously the form of his
activity for its object. Thus, so much as it is necessary for the moral
destination of man, that he be purely moral, that he shows an absolute
personal activity, so much is he indifferent that his physical
destination be entirely physical, that he acts in a manner entirely
passive. Henceforth with regard to this last destination, it entirely
depends on him to fulfil it solely as a sensuous being and natural force
(as a force which acts only as it diminishes) or, at the same time, as
absolute force, as a rational being. To which of these does his dignity
best respond? Of this there can be no question. It is as disgraceful
and contemptible for him to do under sensuous impulsion that which he
ought to have determined merely by the motive of duty, as it is noble and
honorable for him to incline towards conformity with laws, harmony,
independence; there even where the vulgar man only satisfies a legitimate
want. In a word, in the domain of truth and morality, sensuousness must
have nothing to determine; but in the sphere of happiness, form may find
a place, and the instinct of play prevail.
Thus then, in the indifferent sphere of physical life, man ought to
already commence his moral life; his own proper activity ought already to
make way in passivity, and his rational liberty beyond the limits of
sense; he ought already to impose the law of his will upon his
inclinations; he ought--if you will permit me the expression--to carry
into the domain of matter the war against matter, in order to be
dispensed from combating this redoubtable enemy upon the sacred field of
liberty; he ought to learn to have nobler desires, not to be forced to
have sublime volitions. This is the fruit of aesthetic culture, which
submits to the laws of the beautiful, in which neither the laws of nature
nor those of reason suffer, which does not force the will of man, and
which by the form it gives to exterior life already opens internal life.
LETTER XXIV.
Accordingly three different moments or stages of development can be
distinguished, which the individual man, as well as the whole race, must
of necessity traverse in a determinate order if they are to fulfil the
circle of their determination. No doubt, the separate periods can be
lengthened or shortened, through accidental causes which are inherent
either in the influence of external things or under the free caprice of
men: but neither of them can be overstepped, and the order of their
sequence cannot be inverted either by nature or by the will. Man, in his
physical condition, suffers only the power of nature; he gets rid of this
power in the aesthetical condition, and he rules them in the moral state.
What is man before beauty liberates him from free pleasure, and the
serenity of form tames down the savageness of life? Eternally uniform in
his aims, eternally changing in his judgments, self-seeking without being
himself, unfettered without being free, a slave without serving any rule.
At this period, the world is to him only destiny, not yet an object; all
has existence for him only in as far as it procures existence to him; a
thing that neither seeks from nor gives to him is non-existent. Every
phenomenon stands out before him separate and cut off, as he finds
himself in the series of beings. All that is, is to him through the bias
of the moment; every change is to him an entirely fresh creation, because
with the necessary in him, the necessary out of him is wanting, which
binds together all the changing forms in the universe, and which holds
fast the law on the theatre of his action, while the individual departs.
It is in vain that nature lets the rich variety of her forms pass before
him; he sees in her glorious fulness nothing but his prey, in her power
and greatness nothing but his enemy. Either he encounters objects, and
wishes to draw them to himself in desire, or the objects press in a
destructive manner upon him, and he thrusts them away in dismay and
terror. In both cases his relation to the world of sense is immediate
contact; and perpetually anxious through its pressure, restless and
plagued by imperious wants, he nowhere finds rest except in enervation,
and nowhere limits save in exhausted desire.
"True, his is the powerful breast, and the mighty hand
of the Titans. . . .
A certain inheritance; yet the god welded
Round his forehead a brazen band;
Advice, moderation, wisdom, and patience,--
Hid it from his shy, sinister look.
Every desire is with him a rage,
And his rage prowls around limitless. "--Iphigenia in Tauris.
Ignorant of his own human dignity, he is far removed from honoring it in
others, and conscious of his own savage greed, he fears it in every
creature that he sees like himself. He never sees others in himself,
only himself in others, and human society, instead of enlarging him to
the race, only shuts him up continually closer in his individuality.
Thus limited, he wanders through his sunless life, till favoring nature
rolls away the load of matter from his darkened senses, reflection
separates him from things, and objects show themselves at length in the
afterglow of the consciousness.
It is true we cannot point out this state of rude nature as we have here
portrayed it in any definite people and age. It is only an idea, but an
idea with which experience agrees most closely in special features. It
may be said that man was never in this animal condition, but he has not,
on the other hand, ever entirely escaped from it. Even in the rudest
subjects, unmistakable traces of rational freedom can be found, and even
in the most cultivated, features are not wanting that remind us of that
dismal natural condition. It is possible for man, at one and the same
time, to unite the highest and the lowest in his nature; and if his
dignity depends on a strict separation of one from the other, his
happiness depends on a skilful removal of this separation. The culture
which is to bring his dignity into agreement with his happiness will
therefore have to provide for the greatest purity of these two principles
in their most intimate combination.
Consequently the first appearance of reason in man is not the beginning
of humanity. This is first decided by his freedom, and reason begins
first by making his sensuous dependence boundless; a phenomenon that does
not appear to me to have been sufficiently elucidated, considering its
importance and universality. We know that the reason makes itself known
to man by the demand for the absolute--the self-dependent and necessary.
But as this want of the reason cannot be satisfied in any separate or
single state of his physical life, he is obliged to leave the physical
entirely and to rise from a limited reality to ideas. But although the
true meaning of that demand of the reason is to withdraw him from the
limits of time and to lead him from the world of sense to an ideal world,
yet this same demand of reason, by misapplication--scarcely to be avoided
in this life, prone to sensuousness--can direct him to physical life,
and, instead of making man free, plunge him in the most terrible slavery.
Facts verify this supposition. Man raised on the wings of imagination
leaves the narrow limits of the present, in which mere animality is
enclosed, in order to strive on to an unlimited future. But while the
limitless is unfolded to his dazed imagination, his heart has not ceased
to live in the separate, and to serve the moment. The impulse towards
the absolute seizes him suddenly in the midst of his animality, and as in
this cloddish condition all his efforts aim only at the material and
temporal, and are limited by his individuality, he is only led by that
demand of the reason to extend his individuality into the infinite,
instead of to abstract from it. He will be led to seek instead of form
an inexhaustible matter, instead of the unchangeable an everlasting
change and an absolute securing of his temporal existence. The same
impulse which, directed to his thought and action, ought to lead to truth
and morality, now directed to his passion and emotional state, produces
nothing but an unlimited desire and an absolute want. The first fruits,
therefore, that he reaps in the world of spirits are cares and fear--both
operations of the reason; not of sensuousness, but of a reason that
mistakes its object and applies its categorical imperative to matter.
All unconditional systems of happiness are fruits of this tree, whether
they have for their object the present day or the whole of life, or what
does not make them any more respectable, the whole of eternity, for their
object. An unlimited duration of existence and of well-being is only an
ideal of the desires; hence a demand which can only be put forth by an
animality striving up to the absolute. Man, therefore, without gaining
anything for his humanity by a rational expression of this sort, loses
the happy limitation of the animal, over which he now only possesses the
unenviable superiority of losing the present for an endeavor after what
is remote, yet without seeking in the limitless future anything but the
present.
But even if the reason does not go astray in its object, or err in the
question, sensuousness will continue to falsify the answer for a long
time. As soon as man has begun to use his understanding and to knit
together phenomena in cause and effect, the reason, according to its
conception, presses on to an absolute knitting together and to an
unconditional basis. In order, merely, to be able to put forward this
demand, man must already have stepped beyond the sensuous, but the
sensuous uses this very demand to bring back the fugitive.
In fact, it is now that he ought to abandon entirely the world of sense
in order to take his flight into the realm of ideas; for the intelligence
remains eternally shut up in the finite and in the contingent, and does
not cease putting questions without reaching the last link of the chain.
But as the man with whom we are engaged is not yet capable of such an
abstraction, and does not find it in the sphere of sensuous knowledge,
and because he does not look for it in pure reason, he will seek for it
below in the region of sentiment, and will appear to find it. No doubt
the sensuous shows him nothing that has its foundation in itself, and
that legislates for itself, but it shows him something that does not care
for foundation or law; therefore, thus not being able to quiet the
intelligence by showing it a final cause, he reduces it to silence by the
conception which desires no cause; and being incapable of understanding
the sublime necessity of reason, he keeps to the blind constraint of
matter. As sensuousness knows no other end than its interest, and is
determined by nothing except blind chance, it makes the former the motive
of its actions, and the latter the master of the world.
Even the divine part in man, the moral law, in its first manifestation in
the sensuous cannot avoid this perversion. As this moral law is only
prohibited, and combats in man the interest of sensuous egotism, it must
appear to him as something strange until he has come to consider this
self-love as the stranger, and the voice of reason as his true self.
Therefore he confines himself to feeling the fetters which the latter
imposes on him, without having the consciousness of the infinite
emancipation which it procures for him. Without suspecting in himself
the dignity of lawgiver, he only experiences the constraint and the
impotent revolt of a subject fretting under the yoke, because in this
experience the sensuous impulsion precedes the moral impulsion, he gives
to the law of necessity a beginning in him, a positive origin, and by the
most unfortunate of all mistakes he converts the immutable and the
eternal in himself into a transitory accident. He makes up his mind to
consider the notions of the just and the unjust as statutes which have
been introduced by a will, and not as having in themselves an eternal
value. Just as in the explanation of certain natural phenomena he goes
beyond nature and seeks out of her what can only be found in her, in her
own laws; so also in the explanation of moral phenomena he goes beyond
reason and makes light of his humanity, seeking a god in this way. It is
not wonderful that a religion which he has purchased at the cost of his
humanity shows itself worthy of this origin, and that he only considers
as absolute and eternally binding laws that have never been binding from
all eternity. He has placed himself in relation with, not a holy being,
but a powerful. Therefore the spirit of his religion, of the homage that
he gives to God, is a fear that abases him, and not a veneration that
elevates him in his own esteem.
Though these different aberrations by which man departs from the ideal of
his destination cannot all take place at the same time, because several
degrees have to be passed over in the transition from the obscure of
thought to error, and from the obscure of will to the corruption of the
will; these degrees are all, without exception, the consequence of his
physical state, because in all the vital impulsion sways the formal
impulsion. Now, two cases may happen: either reason may not yet have
spoken in man, and the physical may reign over him with a blind
necessity, or reason may not be sufficiently purified from sensuous
impressions, and the moral may still be subject to the physical; in both
cases the only principle that has a real power over him is a material
principle, and man, at least as regards his ultimate tendency, is a
sensuous being. The only difference is, that in the former case he is an
animal without reason, and in the second case a rational animal. But he
ought to be neither one nor the other: he ought to be a man. Nature
ought not to rule him exclusively; nor reason conditionally. The two
legislations ought to be completely independent, and yet mutually
complementary.
LETTER XXV.
Whilst man, in his first physical condition, is only passively affected
by the world of sense, he is still entirely identified with it; and for
this reason the external world, as yet, has no objective existence for
him. When he begins in his aesthetic state of mind to regard the world
objectively, then only is his personality severed from it, and the world
appears to him an objective reality, for the simple reason that he has
ceased to form an identical portion of it.
That which first connects man with the surrounding universe is the power
of reflective contemplation. Whereas desire seizes at once its object,
reflection removes it to a distance and renders it inalienably her own by
saving it from the greed of passion. The necessity of sense which he
obeyed during the period of mere sensations, lessens during the period of
reflection; the senses are for the time in abeyance; even ever-fleeting
time stands still whilst the scattered rays of consciousness are
gathering and shape themselves; an image of the infinite is reflected
upon the perishable ground. As soon as light dawns in man, there is no,
longer night outside of him; as soon as there is peace within him the
storm lulls throughout the universe, and the contending forces of nature
find rest within prescribed limits. Hence we cannot wonder if ancient
traditions allude to these great changes in the inner man as to a
revolution in surrounding nature, and symbolize thought triumphing over
the laws of time, by the figure of Zeus, which terminates the reign of
Saturn.
As long as man derives sensations from a contact with nature, he is her
slave; but as soon as he begins to reflect upon her objects and laws he
becomes her lawgiver. Nature, which previously ruled him as a power, now
expands before him as an object.