Desire can blind us to the
distinction
between needs and wants.
Teaching-the-Daode-Jing
The two primary overarching issues that we deal with in this course are: What is the nature of ultimate reality?
and How may one experience that reality?
With the basic assumption that mysticism and mystical experience encompass those two is- sues, we work on establishing, through the use of numerous sources, what mysticism is and what generally characterizes mystical experiences or states.
Our working definition tends to be fairly inclusive of many different types of mysticism and many different perspectives, including philosophical, anthro- pological, psychological, religious, and scientific.
Although any model or defi- nition has its obvious limitations, we work at developing a fairly comprehensive and flexible model that, while admittedly far-reaching, still has sufficient structure to allow for a workable schema.
At the point in the course where students are dealing with the Daode jing, they usually have a very good understanding of what generally constitutes mystical philosophy and what characterizes mystical experience. A particular piece that is extremely well suited for preparing students to deal with the Daode jing as a mystical text is Erich Neumann's essay ''Mystical Man. ''6 Neumann offers us a mystical anthropology in his basic claim that not only is man capable of mystical experience, but he is mystical by his very nature. In fact, Neumann argues that one does not become fully human, that is, realize one's full po- tential, until the outer self (individual self, ego) becomes fully united with the inner self (numen, numinous, transpersonal self, the creative void), which certainly could be conceived of as the Dao. Like Neumann's creative void, the Dao exists within each of us, whether discovered or not. This creative void and our mystical nature, whether realized or not, can be found in the early psy- chological source of original unity and lives in our psyche as the archetype of paradisal wholeness. For Neumann, one's journey through life is to recapture this lost wholeness (returning to the root, the Dao) in full consciousness and to see, in the transparency of the world, the numinous substratum (Dao) and that the human is an aspect of numinous existence.
With the preparatory background in place, students undertake both exe- getical and hermeneutical analysis. I am fully aware of the limitations of this analysis for students at this level, but I am also convinced that this type of exploration will allow them to come to grips with some of the basic issues of the
68 approaching the daode jing
Daode jing in a valuable way. In promoting a hermeneutical methodology I require students not only to think in these terms in preparation for class dis- cussion but also to keep a journal in which they explore and wrestle with these ideas in some detail. The journal is effective preparation for class discussion because it forces students to go into much greater depth in exploring these ideas through interpretation, reflection, and critical analysis.
The beauty of the Daode jing as a mystical text is that it wastes no time hitting the reader right in the face with the critical epistemological issue, which, of course, becomes a significant pedagogical issue as well: How can you de- scribe or talk about the Dao if it is ineffable? The Dao is quickly identified as the Ultimate, the First Principle, the Root of all existence, the Mother of all things, but also as the Nameless (wuming), the Ineffable, the Indescribable:
As for the Way, the Way that can be spoken of is not the con- stant Way:
As for names, the name that can be named is not the constant name. The nameless is the beginning of the ten thousand things;
The named is the mother of the ten thousand things.
Therefore, those constantly without desires, by this means will per-
ceive its subtlety.
Those constantly with desires, by this will see only that which they
yearn for and seek.
These two together emerge;
They have different names yet they're called the same; That which is even more profound than the profound-- The gateway of all subtleties. 7
So we are initially made aware that there is, in fact, an ultimate reality, but it cannot be described. As students continue to search the text for the Dao, the issue of ineffability, common to mystical experience, becomes clear. In their pursuit of this elusive reality they discover within the text that the Dao is un- differentiated, the One, the source of the phenomenal world, change, every- thing that changes, transcendent, immanent, omnipresent, pervasive, and more (see Daode jing chapters 16, 25, 39, and 42). What they begin to perceive is that these are things about the Dao, that is, hints, suggestions, and allusions, but they are not the Dao. Whatever one can say about the Dao is not the Dao. Again, one is faced with one of the primary insights regarding mystical experience: that there is a certain transcendental truth that lies beyond words.
At this point the frustration and anxiety level among students is usually quite high due to their emotional and intellectual attachment to abstract ideas. They want absolutes! This is actually a very advantageous position for them to
mysticism in the daode jing 69
be in if they are patient enough to appreciate several things. First, when dealing with spiritual states and higher states of consciousness, language and abstract ideas are inherently limited. Second, if there is, in fact, a transcendent reality that incorporates all of existence and is a part of everything, including our- selves, there must be some way of apprehending that reality. Generally, their first conclusion is that there is an ultimate reality called Dao but that this reality can never be captured by words or concepts. This is obviously being claimed by the text itself.
After reading the Daode jing students turn to a number of secondary sources to further explore notions of the Dao. However, through their under- standing of mysticism they know that now the challenge becomes one of dis- covering what the path to this reality is: How does one possibly come to know the Dao? While dismayed by the elusiveness of the Dao and the limitation of words in pursuing it, they do begin to sense, in pondering the Dao, that there is something there, just beyond their grasp--a kind of all-inclusive unity which the text suggests but which they can't quite apprehend. This sense of elusive- ness is captured for them in their reading of the fourth-century c. e. poet T'ao Ch'ien:
I gather chrysanthemums at the eastern hedgerow And silently gaze at the southern mountains.
The mountain air is beautiful in the sunset,
And the birds flocking together return home Among all of these things is a real meaning,
Yet when I try to express it, I become lost in ''no words. ''8
This particular poem usually strikes certain chords, stimulating them to draw analogies from experiences, particularly spiritual experiences, in their own lives, for instance, about love, nature, and the sacred. Reflection on these per- sonal experiences allows them to bring the notion of ineffability more clearly into focus. At the same time they begin to appreciate the poetic structure and power of the Daode jing, that is, the value of symbolic language: metaphor, suggestiveness, images, ambiguity. This is a text that can't just be read and taken literally; it must be listened to, heard, and felt. Though we may not be able to fully apprehend the Dao through words or concepts, words can be used symbolically to suggest what cannot be stated and to engage the reader at a more existential or intuitive level. This experience begins to move them in the direction of intuition as a possible way of knowing or coming closer to the Dao.
After reading the Daode jing and the secondary sources we begin to discuss the Daoist notion of not thinking, in a rational sense, as a way of knowing and the Daoist fondness for paradox. To stimulate consideration and discussion of
70 approaching the daode jing
the value of not thinking I have them read a rather humorous piece, called ''The Professor,'' which alludes to the limitations of thinking as we generally con- ceive it. The following excerpt captures its flavor:
A few years ago I used to tell myself that I wanted to marry a cowboy. Why shouldn't an English professor say this to herself--living alone, fascinated by a brown landscape, spotting a cowboy in a pickup truck sometimes in her rearview mirror as she drives on the broad high- ways of the West Coast? In fact, I realize I would still like to marry a cowboy, though by now I'm living in the East and married already to someone who is not a cowboy . . .
More important than the clothes a cowboy wore, and the way he wore them, was the fact that a cowboy probably wouldn't know much more than he had to. He would think about his work, and about his family, if he had one, and about having a good time, and not much else. I was tired of so much thinking, which was what I did most in those days. I did other things, but I went on thinking while I did them. I might feel something but I would think about what I was feeling at the same time. I even had to think about what I was thinking and wonder why I was thinking it. When I had the idea of marrying a cowboy I imagined that maybe a cowboy would help me stop thinking so much. 9
This piece may not be heavily philosophical, but it does get them to consider how they generally attempt to know something, that is, to think about it, conceptualize it, and define it. When we discuss spiritual states or religious experience, however, they begin to realize the limits of rational and conceptual thinking and that there are additional powerful and profound ways of knowing at our disposal. Albert Einstein confessed, late in his life, that his deepest understanding of the universe did not come from his rational thought process but from his intuitive awareness.
As we continue to wrestle with the notion of the Dao being the One, students further appreciate the limitations of rational thought or thinking about the Dao as a process that is inherently dualistic. The mind objectifies the Dao by thinking about it, and thus the Dao loses its essential wholeness or oneness. Of course, if the Dao is everything, then it is also rational mind and subsequently can be apprehended, at least in part, by our rational thought processes. At this point they generally begin to realize, more fully, that indeed there are things that they have come to know in their lives intuitively as a result of direct experience, where there has been a sense of becoming the other, that is, the knower becoming the known. It is not necessary for them to become
mysticism in the daode jing 71
aware of the fact that they are the Dao, that is, have had a mystical experience, for them to come to the aforementioned realization. In a sense, their wrestling with this notion is like Zen koan practice, where the rational mind begins to sense its limitations. This raises some of the larger epistemological issues of how we come to know and the value of intuition.
One of the primary issues uncovered at this point, that they are quite familiar with in their study of mysticism and which is an essential part of the Daode jing, is the need to overcome the phenomenal self to acquire com- plete knowledge of the Dao. One needs to attain a state of selflessness and become the Dao. As Chang Chung-yuan suggests, ''The awareness of the identification and inter-penetration of self and non-self is the key that unlocks the mystery of the Dao. ''10 This need to overcome the limitations and restric- tions of the ego is a persistent theme in mysticism universally. It is a theme that forces students to deal directly with notions of self and the relationship of self to some larger, and in this case ultimate, reality. In reading the Daode jing from any perspective, this is an issue that cannot be avoided. Once again, the larger epistemological issue comes to the fore: How does one come to know the Dao? As Livia Kohn points out, the main obstacles to truly knowing the Dao ''are the senses and the intellect, which continuously boost a separate notion of ego through emotions and desires, classifications and conscious knowledge. ''11
At this point in our study students begin to understand that while the Daode jing presents them with a mystical vision of the Cosmos, and their place in it, it remains quite subtle and elusive regarding the path to this vision. In the realization of this mystical vision, one is directed to become the Dao, to be reunited, to return to the root from which one has come: ''The thousands of things all around are active--I give my attention to Turning Back. Things growing wild as weeds, all turn back to the Root. ''12 This idea of returning becomes an additional theme in the Daode jing that generally proves to be a rich and fruitful area of exploration and access for students. We explore this notion of returning to the source by focusing on the persistent universal human psy- chological urge to return to that from which we've come: God, the void, the universe, nature. As they contemplate what it means to return to the Dao this generally gets played out, by analogy, in a nostalgic longing to return to childhood, their hometown, or some spot in nature that they have been at- tracted to. They realize that these attempts to fulfill this urge of returning are ultimately unsatisfying because what they seek to return to is no longer the same--things change. They are not a return to the unchanging, the familiar, the source, the Dao.
Admittedly, the Daode jing, while offering some general guidelines to finding or becoming the Dao, is for the most part devoid of practical instructions.
72 approaching the daode jing
Certainly the mystic path, as it is generally defined, can be found within the threads woven through this elusive text, from the necessity to overcome self and ego and the senses to ultimately attaining a state of union with the One. A further exploration of the later Daoist mystical sects points us toward more specific techniques that were, and continue to be, employed as methods to acquire what the Daode jing is calling for: becoming the Dao.
As part of the course we do have several sessions with a Qi Gong master and Daoist meditation instructor. The intent here is not to experience oneness with the Dao but to give students a sense of how one actually goes beyond intellect and abstract thinking to know the Dao. It is essential that they come to realize that in this pursuit of the Dao one must use one's whole being, that the body is also capable of knowing and experiencing this oneness, and that in the union of mind, body, and spirit is where the Dao lies.
Once again, I want to be clear that the mystic perspective is not the way to understand the Daode jing, but it is one way and, potentially, a very fruitful way. I am also fully aware of the reductionist argument from scholars like Steven Katz. However, being sensitive to the dangers of typologies--mystical vision, path, experience, states, and so on--I would still argue that if used prudently and flexibly they do have value. Does the Daode jing provide a mystical vision of the Cosmos and our place in it? I think so. I tend to agree with the Laozi bianhua jing (Scripture of the Transformations of Laozi) as interpreted by Livia Kohn, which describes
a cosmological scheme . . . where the philosopher is no longer simply a human being; the Dao is no longer only a philosophical concept referring to the organic, inherent order of the world. In the merg- ing of both, philosopher and Dao, the cosmicization of humanity coincides with the humanization of the Universe. This coincidence, then, forms the mythological paradigm for the individual Daoist's aspirations to mystical oneness as well as for the communal practice of the Dao. 13
By working through the text with an understanding of mysticism and what characterizes mystical states, students are able to reach these insights and conclusions by themselves. These qualities of oneness, intuition, selflessness, ineffability, and timelessness, so characteristic of mystical experience and philosophy, provide access into the meaning and power of the Daode jing and an appreciation of some of its claims and insights. These are not always easy concepts to deal with, but, along with an understanding of context, cultural and historical milieux, linguistic analysis, and so on, they can help us with meaning and understanding. I would argue, however, that if the mystical perspective is
mysticism in the daode jing 73
not employed, we are left with a rather lifeless and static philosophical tome representing something about a culture long gone.
It is important that we don't make the Daode jing what we want it to be. From my own experience in China, the Daode jing is still a widely read text that is vibrant, dynamic, and meaningful and continues to impact people's lives in a variety of ways. In part, the vital dynamic quality of the Daode jing can be understood by investigating and discovering the mystical dimension of this text, which provides access to what I've heard Michael LaFargue describe as ''historical meanings for them and contemporary meanings for us. ''
notes
1. Michael LaFargue, ''Recovering the Tao-te-ching's Original Meaning: Some Remarks on Historical Hermeneutics,'' in Lao-tzu and the Tao-te-ching, ed. Livia Kohn and Michael LaFargue (Albany: State University of New York Press, 1998), 255.
2. Foramoredetailedexplicationofmysticism,mysticalexperience,characteristics of mystical states, and the mystic path, consult Robert Elwood, Mysticism and Religion (Englewood Cliffs, N. J. : Prentice-Hall, 1980); F. C. Happold, Mysticism: A Study and an Anthology (Harmondsworth: Penguin, 1980); William James, The Varieties of Religious Experience (Cambridge, Mass. : Harvard University Press, 1985); Richard Woods, Un- derstanding Mysticism (Garden City, N. Y. : Image Books, 1980); Steven Katz, ed. , Mysticism and Philosophical Analysis (New York: Oxford University Press, 1978); Frits Staal, Ex- ploring Mysticism: A Methodological Essay (Berkeley: University of California Press).
3. Ninian Smart, ''Understanding Religious Experience,'' in Katz. Mysticism and Philosophical Analysis, 13.
4. Harold Roth, ''The Laozi in the Context of Early Daoist Mystical Praxis,'' in Religious and Philosophical Aspects of the Laozi, ed. Mark Csikszentmihalyi and Philip J. Ivanhoe (Albany: State University of New York Press, 1999), 59-96; Livia Kohn, Early Chinese Mysticism: Philosophy and Soteriology in the Taoist Tradition. (Princeton: Princeton University Press, 1992).
5. Kohn, Early Chinese Mysticism, 44- 45.
6. Erich Neumann, ''Mystical Man,'' in The Mystic Vision: Papers from the Eranos Yearbooks, vol. 6, Bolingen Series, (Princeton: Princeton University Press, 1968), 375- 415.
7. Robert G. Henricks, Lao-Tzu Te-Tao-Ching: A New Translation Based on the Recently Discovered Ma-wang-tui Texts (New York: Ballantine Books, 1989), 53.
8. Chang Chung-yuan, Creativity and Taoism: A Study of Chinese Philosophy, Art and Poetry (New York: Harper & Row, 1970), 53.
9. Lydia Davis, ''The Professor,'' Harpers', February 1992, 56-59.
10. Chang Chung-yuan, Creativity and Taoism, 20.
11. Kohn, Early Chinese Mysticism, 8.
12. Michael LaFargue, The Tao of the Tao Te Ching (Albany: State University
of New York Press, 1992), 62.
13. Kohn, Early Chinese Mysticism, 44- 45.
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? The Daode Jing in Practice Eva Wong
The goal of this chapter is to present the teachings of the Daode jing from the perspective of practice. To the practitioner of the Daoist arts, the texts of Daoism are not just objects of intellectual inquiry but guidelines for practice. Almost all the texts of the Daoist canon (Daozang) were written by practitioners for practitioners. In the Daoist tradition, study and practice are inseparable: to study is to practice and to practice is to study. Understanding a text can help us practice its teachings; practicing its teachings can help us understand its meanings.
The Daode jing contains a wealth of knowledge and wisdom on subject matters as diverse as statecraft and politics, the nature of reality (the Dao), sagehood, and the arts of cultivating health and longevity. While much has been written about the Daode jing's views on the first three topics, far less attention has been devoted to its approach on cultivating life. In this essay I highlight this aspect of the Daode jing's teachings, discuss how understanding a text can help us practice its teachings, and show how practice can help us decipher meanings in a text.
The Art of Understanding a Text
Daoist texts, like most works from spiritual traditions, can be read and interpreted at multiple levels. The art of interpreting and
76 approaching the daode jing
deciphering hidden meanings in a text is called hermeneutics. It recognizes that a text has many levels of meaning and that the meaning carried in the semantics of the text is only its surface meaning. A deeper level of meaning is expressed in how the text was written, not just what was written. Even deeper levels of meaning are carried in the ''intention'' of a text, whose meaning can be grasped only if we listen to the language of the text and not just read its ''words. '' To listen to a text, one needs to suspend judgment, quiet the critical mind, and become receptive to it. If we are willing to listen to and learn from a text, the text will open to us a world of meaning that is inaccessible to our analytical mind.
Many Daoist texts were written with the intention to encode several levels of meaning. The exoteric levels of meaning are carried in the superficial layers of the text, and the esoteric meanings are encoded in the deeper layers. Exoteric meaning can be grasped by the common or even casual reader, but esoteric meaning is meant for those initiated into the practice.
In the Daoist tradition, ''safety'' more than anything else was the moti- vation behind encoding multiple levels of meaning into a text. Some tech- niques are dangerous if they are practiced unsupervised or if the practitioner does not have the sufficient spiritual foundation. Most of the texts of Daoist internal alchemy written between the third and thirteenth centuries fall into this category.
Some Daoist texts, however, were not written with the ''intention'' of hiding secret meanings. But as Daoism became more a discipline of study than a practice, the number of practitioners dwindled, and meanings that were once known among a large community of practitioners became ''hidden'' or lost. I think this is why certain sections of the Daode jing (especially the parts concerned with the arts of health and longevity) have become esoteric. I do not believe that these sections of the text contain dangerous knowledge; it is more likely that they contain lost knowledge.
It is known that the Daode jing was written by more than one person. Its contents clearly fall into four separate categories: statecraft and politics, the nature of reality (the Dao), sagehood, and the arts of health and longevity. The parts of the text concerned with statecraft and politics are relatively easy to understand. The sections on the nature of the Dao contain more cryptic references. This is probably because anything that we can say about the Dao can only be indirect: ''The way that can be spoken of is not the unchanging Way'' (chapter 1). The parts of the text concerned with sagehood are easily decipherable if we listen to them with a receptive mind; most of them offer practical advice on daily living. The portions of the text that deal with the arts of health and longevity are considered to be the most esoteric and the most
difficult to understand. Later in the chapter, I show that these esoteric pas- sages of the Daode jing can easily be deciphered by ''practice''.
Deciphering the Meaning of a Text with Practice
From the hermeneutical point of view, the subsurface semantics (and prag- matics) of a text can be uncovered by deconstruction, but hidden meanings can be revealed only by listening to the language of a text. To these two methods of deciphering a text I would like to add the use of ''practice''. ''Practice'' can be a powerful tool for recovering meanings that cannot be accessed by semantics or pragmatics or by listening to the language. Listening to the Daode jing can help us understand its teachings, but practice can help us to recover its lost meanings.
Understanding the Daode Jing from the Perspective of Practice
The goal of Daoist practice is to maintain a healthy body and a clear mind, to be free from stress and anxiety, and to live a contented and long life. To this end, Daoists advocate cultivating the mind by emptying it of desire, cultivating the body by filling it with life energy, and adopting a lifestyle of simplicity and quietude. We shall consider the Daode jing's teachings on each of these topics in turn.
The Daode jing on Cultivating the Mind
First we shall examine the Daode jing's teachings on cultivating the mind by listening to the language of the text.
According to the Daode jing, desire is the cause of poor health, anxiety, mental anguish, and the inability to live a happy and contented life. Desire is attachment. The desire for material things comes from attachment to objects or things in the world; the desire to be important, to be recognized, to achieve, and to be in control comes from attachment to the self.
Anxiety arises as a result of attachment to material things. We are anxious to get what we don't have and anxious about losing what we have.
Desire can blind us to the distinction between needs and wants. Consequently, many people end up spending more time and effort accumulating possessions than enjoying them. And the more possessions they have, the more afraid they are of losing them. The Daode jing (chapter 44) says, ''If you have a lot of
the daode jing in practice 77
78 approaching the daode jing
desire, you will probably be extravagant. The more you hoard, the more you will lose. ''
Attachment to material things can also affect the functioning of the senses. Instead of simply being things in the world, objects become attractive or unattractive (to the eyes), pleasant or unpleasant (to the ears), and pleasing or unpleasing (to the palate). When the senses become overstimulated, they become dull. When they become dull, they cease to function properly, and when they stop functioning, we become confused and disoriented. Moreover, if the senses are too preoccupied with objects of desire, they can no longer warn us of impending dangers. The Daode jing (chapter 12) says:
The five colors can confuse your sight.
The five sounds can dull your hearing.
The five flavors can injure your sense of taste.
Racing and hunting can drive you mad.
Material goods that are hard to get will hinder your movement.
Excessive excitement can be detrimental to health. Activities that pump up the adrenaline (such as racing and hunting) may give us a temporary ''high'', but since excitement cannot last forever, a ''high'' is always followed by a ''low''. This cyclical swing between excitement and the return to normal levels of stimulation is harmful to both physical and mental health because it does not give the mind and the body sufficient time to adjust to two extreme states of functioning.
Desire is not just directed toward material things. We can also desire immaterial things, such as knowledge, fame, achievement, and power. Ac- cording to the Daode jing, desire for knowledge can make thinking rigid and one-sided. This is because the pursuit of knowledge requires the mind to be oriented toward objects in the world, whether things, people, or ideas. If we place too much emphasis on knowing about the object-world, we will not be able to look inward and learn about ourselves. Chapter 33 of the Daode jing says:
To understand others is to be clever.
To understand yourself is to be enlightened. You can use force to conquer others.
But you will need strength to conquer yourself.
Let us listen to the language in this passage more closely. First, the text con- trasts ''clever'' (zhi) with ''enlightened'' (ming) to distinguish object-knowledge, which is associated with cleverness, from self-knowledge, which is associated with enlightenment. In Chinese, the word for cleverness, ''zhi,'' has connota- tions of ''know-how'' and ''knowledge gained by trickery. '' In fact, zhi is used
often with ''qu,'' as in zhiqu to mean using trickery and underhandedness to win. On the other hand, enlightenment is ''ming,'' which has the connotation of brightness. Thus, while cleverness can give us small gains and temporary knowledge, it is enlightenment (or self-knowledge) that can illuminate and guide us in our daily lives.
Second, the text contrasts ''force'' (li) with ''strength'' (qiang). ''Li'' has the connotation of brute force. Li has no intelligence and is incapable of admitting failure; it is like a bulldozer crashing against a wall. If the wall is weak, brute force will break it, but if the wall is strong, brute force will be ineffective. On the other hand, qiang has the connotation of inner strength. Qiang is intelli- gent; it recognizes its limits and is capable of accepting its own weakness. Thus, while force can give us temporary control of a situation, it is strength that allows us to evaluate the external situation, understand ourselves, and act accordingly.
A more subtle form of desire is the desire for self-importance. The desire for self-importance is associated with the desire to achieve and to be recog- nized. According to the Daode jing, the notion of ''achievement'' is created by us so that we can give importance to our actions. When insects procreate, flowers bloom, and water nourishes the soil, they do not consider their ac- tions as ''achievements''. In contrast, humanity has transformed ''action'' into ''achievement'', and in doing so, we have given ourselves a false sense of self- respect as well as distanced ourselves from the natural way of things. Of self- importance, the Daode jing (chapter 24) says:
Those who boast are not rooted.
Those who inflate themselves will get nowhere.
Those who display themselves do not shine.
Those who publicize their actions accomplish nothing. Those who praise themselves do not last long.
The words ''boast,'' ''inflate,'' ''display,'' ''publicize,'' and ''praise'' describe dif- ferent ways of distorting reality. To boast is to distort by adding personal opin- ions: the choice to emphasize particular actions is also the choice to omit others. To inflate is to distort by making something appear more important than it really is. To display is to distort by making one thing more prominent than others. To publicize is to distort by making one thing more obvious than others: the choice to make one thing known is also the choice to render certain things unknown. Finally, to praise is to distort by giving a favorable opinion: to praise oneself is to boast behind a veil of modesty.
The desire to achieve often leads people to do heroic and stupid things that can hurt or kill them. The Daode jing (chapter 73) says, ''If you are brave
the daode jing in practice 79
80 approaching the daode jing
and daring, you'll be killed. However, if you are brave and not daring, you'll survive. ''
Here the words ''brave'' (yong) and ''daring'' (gan) are used jointly to define the meaning of courage. The contrast is not between ''brave'' and ''daring,'' but between ''brave and daring'' and ''brave and not daring. '' ''Yong'' is a state of mind, and ''gan'' is a display of courage. Thus, to be ''brave and daring'' is to act like a hero with reckless disregard for consequences. We can think of gan as dumb courage. To be ''brave and not daring'' is to take the appropriate and necessary action after assessing the situation.
People who are brave and daring will usually find it hard to yield, because for them, to yield is to be cowardly. Thus, they would rather forfeit their lives than retreat. However, people who are brave and not daring will know when to yield, and in yielding, they will survive.
The desire to be in control makes people want to interfere, believing that they can make things happen or not happen. However, since we cannot control everything, to believe that we are in control only gives us a false sense of security, a security that is shattered when things do not turn out the way we expect them to. Thus, if we believe that we are in control, we will likely be sad, frustrated, irritated, and disappointed if things go wrong. However, if we accept that there are certain things that we cannot control, we will be better prepared when situations turn aversive.
Sometimes we can actually make things worse by trying to interfere and make them happen. Chapter 64 of the Daode jing says:
Those who act on it will ruin it. Those who hold on to it will lose it. The sage does not act upon things, Therefore he does not ruin them. He does not hold on to things, Therefore he does not lose them.
In this passage we find the famous contrast between ''action'' (wei) and ''non- action'' (wuwei). ''Wei'' is the act of interfering. By acting upon something, we modify and transform it. On the other hand, wuwei is the act of not-interfering. By not-acting on something, we let it run its natural course and do not interfere with its natural tendencies. Wuwei does not mean ''doing nothing''; rather, it means acting appropriately according to the natural way of things. If wuwei had meant doing nothing, then the text would have said ''those who act,'' not ''those who act on it. '' The Daode jing does not teach us to do nothing. Rather, it tells us to abstain from actions whose ends are to manipulate and to control.
To hold on to something is to be attached to it. In Chinese, the word for ''hold'' (zhi) also means to grasp, and to grasp means not to let go. If we cannot let go of things, ideas, and even relationships, we will always be anxious about gains and losses. There is a Chinese phrase that describes the meaning of ''letting go'' most aptly: ''to be able to pick it up and to be able to put it down. ''
The Daode jing not only describes the causes of ill health, anxiety, and the inability to live a happy and contented life. It also teaches us how to overcome desire by cultivating a mind that is free of attachments. One way to cultivate the mind is to change our attitude toward ourselves and toward things in the world. In Daoist practice, decreasing self-importance, knowing our limits, learning to yield, practicing noninterference, and living a simple life are all part of the discipline called ''taming the mind. '' Another way to cultivate the mind is to change it from being centered on itself to being centered on nothing. The practice of emptying the mind of thoughts through silence is part of the dis- cipline called ''stilling the mind. '' While the practice of ''taming the mind'' is typically integrated into everyday living and does not require formal supervi- sion, the practice of ''stilling the mind'' requires rigorous training and formal instruction. Today, the techniques of ''stilling the mind'' are collectively known as ''meditation. ''
In taming the mind, we must first dissolve the desire for material things. However, Daoism does not promote deprivation or even asceticism. Rather, it teaches us to live in moderation and understand the difference between wants and needs. The Daode jing (chapter 29) says, ''The sage rejects the extreme, the extravagant, and the excessive. '' To be moderate is not to live in extremes; to live simply is not to be extravagant; and to live contently is not to indulge in excessiveness. If the Daode jing had favored asceticism, it would have en- dorsed hardship and told us to abandon all comforts in life.
Second, we need to minimize self-importance. This means doing things out of necessity and not for praise and recognition. In fact, we need to un- derstand that ''achievement'' and ''accomplishment'' are the creations of a self- centered mind, and that in this world there are only appropriate and inap- propriate actions. Pulling someone out of a burning house is not a heroic act or an achievement; it is the natural and appropriate thing to do given the situation. Of decreasing self-importance and self-centeredness, chapter 30 of the Daode jing says:
The sage produces results and does not brag about it. He produces results and does not praise himself for it. He produces results and does not boast about it.
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82 approaching the daode jing
He produces results because that's what he would do. And he gets things done without using any force.
It is interesting to note that in the text, the word ''guo,'' which I have translated as ''produces results,'' is used to describe the actions of the sage. Guo's original and literal meaning is ''fruit. '' Therefore, guo means actions that yield fruits, results, or effects. The sage ''produces results'' with his actions and understands that it is the fruit of the action, not the actor, that is important.
Third, in taming the mind, we need to know our limits and not indulge in excesses. The Daode jing (chapter 44) says, ''Know when to stop, and you will be around for a long time. '' All things have their limits. The key to health and longevity is in knowing when something is excessive, be it eating, drinking, walking, sitting, sleeping, or thinking. Excessive eating and drinking damage the bowels; excessive walking damages the tendons; excessive sitting and sleeping damage the bones; and excessive thinking tires the mind. If the ac- tivities in our daily life are balanced, then mind and body will be balanced and healthy.
Fourth, we need to let go of the desire to interfere and to be in control. Chapter 2 of the Daode jing says:
The sage attends to the affairs of non-action and practices wordless teachings.
The ten thousand things are set in motion but he is not their agent. He gives birth to them but does not hold on to them.
He finishes his tasks but is not attached to them.
He retires when the work is done.
If we understand that we are not the prime mover of events, and that many things are better off when they are left to run their natural course, we will be less prone to interfere or try to take control. The less we see ourselves as the center of things, the less we will be entangled in the affairs of others, and the less we will bring trouble and unnecessary worries into our lives.
Apart from changing attitudes and incorporating the changes into their daily lives, Daoist practitioners also use meditation to empty the mind of thoughts and desire. The passages that describe the techniques of ''stilling the mind'' (or meditation) are found in chapters 10 and 36. The meanings in these passages, I think, are best deciphered by ''practice. '' There are three lines in chapter 10 that allude to three different forms of Daoist meditation. The first line reads, ''In nourishing the soul--can you embrace the One and not let it leave? ''
There is a form of Daoist meditation known as ''Holding or Embracing the One. '' Holding or Embracing the One means keeping the undifferentiated
energy of the Dao within. We are born with the primordial energy of the Dao, and this energy is kept within us by our spirit. However, desire and attach- ment to things in the world can lead the spirit away by drawing it toward the objects of desire. When the spirit departs, we can no longer keep the pri- mordial energy within, and when the primordial energy leaves, we will be- come ill. A commentary on the Daode jing by Heshang Gong, believed to have been written in the Han dynasty (third century b. c. e. to third century c. e. ), states, ''If people can hold onto the spirit and unite it with the One, they will not die. ''
To keep the spirit within so that it can hold on to the primordial energy of the Dao, the practitioner first slows the thoughts and stills the mind until no mental activity is present. Physical stillness is recommended but not neces- sary; the mind can be still when one is walking. Once stillness is attained, the undifferentiated energy of the Dao can be held and gathered to nourish the body and clear the mind.
The second line reads, ''In circulating the breath and making it soft--can you do it like that of an infant? '' There is a form of Daoist meditation that uses techniques of circulating and regulating breath to cultivate physical health and mental clarity. Daoists believe that breath sustains life by circulating energy in the body. Thus, proper breathing can enhance health and longevity.
This passage refers to a form of breathing in Daoist practice that is known as ''infant breathing. '' Infant breathing involves synchronizing abdominal movement with inhalation and exhalation. It is soft and slow and is never forced or controlled by conscious thoughts. The Daode jing (chapter 55) states, ''If the mind were to control the breath, this would be forcing things. '' When we can breathe like an infant, energy in the body will be replenished and we will be rejuvenated.
Abdominal breathing itself is deep breathing. In this form of breath- ing, the air is allowed to sink into the belly before it is exhaled. Abdominal breathing requires much diaphragmatic action and the internal organs must be pliable enough to move out of the way when the diaphragm presses down during inhalation. Modern practitioners of the Daoist arts incorporate the techniques of circulating and regulating breath into a discipline called qigong (which literally means ''the work of breath and energy''). Fetal or infant breathing is the most advanced stage of qigong, and it can be practiced only after many years of training.
The third line reads, ''In cleaning the subtle mirror--can you make it spotless? ''
There is a form of Daoist meditation that is designed to empty the mind of desire by stopping thoughts. The subtle mirror is the mind, which when
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84 approaching the daode jing
cleaned (that is, emptied), can see through the illusions of desire. The image of the mind as a mirror and the metaphor of cleaning it are used also by the Chan (Zen) Buddhists (who were influenced by Daoism) to describe the process of stopping the thought processes and recovering the original empty mind.
Today, this form of Daoist meditation is practiced widely by members of the Complete Reality (quanzhen) School of Daoism, who believe that the mind must be emptied of thoughts and desire before the techniques of rejuvenating the body can be practiced.
Another form of meditation practiced by Daoists is ''Internal Observa- tion'' (dingguan or neiguan). The principles behind this form of meditation are described in chapter 36 of the Daode jing:
If you want to get rid of it, you must cooperate with it.
If you wish to take something away from it, you must contribute to it.
Internal observation requires the practitioner to use the mind to subdue the mind. In this form of meditation, one observes the rise and fall of sensations, emotions, thoughts, and desires, becoming mindful that such phenomena are products of an active mind that is attached to desire. Internal observation encourages the use of ''productive'' mental activity (mindfulness) to conquer ''wayward'' mental activity. Productive mental activity is the mindful activity that analyzes the rise and fall of thoughts and sensations and eventually understands the futility of attachment. On the other hand, wayward mental activity is thinking that is directed toward objects of desire. To use productive mental activity to defeat wayward mental activity is what is meant by ''getting rid of it by cooperating with it'' and ''taking it away by contributing to it. ''
The Daode jing on Cultivating the Body
Daoists believe that health and longevity are intimately linked to the level of energy in the body. When we were in our mother's womb, we were nourished by the primordial energy of the Dao. After we are born, the contact with that primordial energy is lost. From then on, any energy spent can no longer be replenished by this inexhaustible source. With growth, puberty, and maturity, energy continues to be spent as we think, desire, and have sex. The more we indulge in these activities, the faster the energy will dissipate. The faster the energy dissipates, the faster we will age. When the body does not have enough energy to heal its injuries or protect itself from diseases, we will become weak and ill. When the energy is completely spent, we will die.
Chapter 13 of the Daode jing says:
The reason why I have a problem
Is because I have a body.
If I had no body, then all my problems would go away.
Although Daoists believe that the body is the root of the problem of ill health, they do not believe that it is ''evil'' or ''extraneous. '' The body is the source of the problem only because it is where desire originates. Daoists do not deny the body. If they had believed in the denial of the body, they would not have developed techniques to nourish it.
Desire damages health, because when energy is spent on satisfying wants, it cannot be used to nourish the body. The Daode jing (chapter 44) puts this choice between health and desire very bluntly:
Fame or your body, which do you want more?
Your Body or your wealth, which do you value more?
Energy can also dissipate through openings in the body. The mouth, for example, is an area of the body where energy can leak out. This is why the Daode jing (chapter 5) says, ''Talk too much and you'll be exhausted. '' Speaking is an activity that can cause energy to escape from the body. This is because two major channels of energy in the body (the du and ren meridians) connect at the palate of the mouth.
At the point in the course where students are dealing with the Daode jing, they usually have a very good understanding of what generally constitutes mystical philosophy and what characterizes mystical experience. A particular piece that is extremely well suited for preparing students to deal with the Daode jing as a mystical text is Erich Neumann's essay ''Mystical Man. ''6 Neumann offers us a mystical anthropology in his basic claim that not only is man capable of mystical experience, but he is mystical by his very nature. In fact, Neumann argues that one does not become fully human, that is, realize one's full po- tential, until the outer self (individual self, ego) becomes fully united with the inner self (numen, numinous, transpersonal self, the creative void), which certainly could be conceived of as the Dao. Like Neumann's creative void, the Dao exists within each of us, whether discovered or not. This creative void and our mystical nature, whether realized or not, can be found in the early psy- chological source of original unity and lives in our psyche as the archetype of paradisal wholeness. For Neumann, one's journey through life is to recapture this lost wholeness (returning to the root, the Dao) in full consciousness and to see, in the transparency of the world, the numinous substratum (Dao) and that the human is an aspect of numinous existence.
With the preparatory background in place, students undertake both exe- getical and hermeneutical analysis. I am fully aware of the limitations of this analysis for students at this level, but I am also convinced that this type of exploration will allow them to come to grips with some of the basic issues of the
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Daode jing in a valuable way. In promoting a hermeneutical methodology I require students not only to think in these terms in preparation for class dis- cussion but also to keep a journal in which they explore and wrestle with these ideas in some detail. The journal is effective preparation for class discussion because it forces students to go into much greater depth in exploring these ideas through interpretation, reflection, and critical analysis.
The beauty of the Daode jing as a mystical text is that it wastes no time hitting the reader right in the face with the critical epistemological issue, which, of course, becomes a significant pedagogical issue as well: How can you de- scribe or talk about the Dao if it is ineffable? The Dao is quickly identified as the Ultimate, the First Principle, the Root of all existence, the Mother of all things, but also as the Nameless (wuming), the Ineffable, the Indescribable:
As for the Way, the Way that can be spoken of is not the con- stant Way:
As for names, the name that can be named is not the constant name. The nameless is the beginning of the ten thousand things;
The named is the mother of the ten thousand things.
Therefore, those constantly without desires, by this means will per-
ceive its subtlety.
Those constantly with desires, by this will see only that which they
yearn for and seek.
These two together emerge;
They have different names yet they're called the same; That which is even more profound than the profound-- The gateway of all subtleties. 7
So we are initially made aware that there is, in fact, an ultimate reality, but it cannot be described. As students continue to search the text for the Dao, the issue of ineffability, common to mystical experience, becomes clear. In their pursuit of this elusive reality they discover within the text that the Dao is un- differentiated, the One, the source of the phenomenal world, change, every- thing that changes, transcendent, immanent, omnipresent, pervasive, and more (see Daode jing chapters 16, 25, 39, and 42). What they begin to perceive is that these are things about the Dao, that is, hints, suggestions, and allusions, but they are not the Dao. Whatever one can say about the Dao is not the Dao. Again, one is faced with one of the primary insights regarding mystical experience: that there is a certain transcendental truth that lies beyond words.
At this point the frustration and anxiety level among students is usually quite high due to their emotional and intellectual attachment to abstract ideas. They want absolutes! This is actually a very advantageous position for them to
mysticism in the daode jing 69
be in if they are patient enough to appreciate several things. First, when dealing with spiritual states and higher states of consciousness, language and abstract ideas are inherently limited. Second, if there is, in fact, a transcendent reality that incorporates all of existence and is a part of everything, including our- selves, there must be some way of apprehending that reality. Generally, their first conclusion is that there is an ultimate reality called Dao but that this reality can never be captured by words or concepts. This is obviously being claimed by the text itself.
After reading the Daode jing students turn to a number of secondary sources to further explore notions of the Dao. However, through their under- standing of mysticism they know that now the challenge becomes one of dis- covering what the path to this reality is: How does one possibly come to know the Dao? While dismayed by the elusiveness of the Dao and the limitation of words in pursuing it, they do begin to sense, in pondering the Dao, that there is something there, just beyond their grasp--a kind of all-inclusive unity which the text suggests but which they can't quite apprehend. This sense of elusive- ness is captured for them in their reading of the fourth-century c. e. poet T'ao Ch'ien:
I gather chrysanthemums at the eastern hedgerow And silently gaze at the southern mountains.
The mountain air is beautiful in the sunset,
And the birds flocking together return home Among all of these things is a real meaning,
Yet when I try to express it, I become lost in ''no words. ''8
This particular poem usually strikes certain chords, stimulating them to draw analogies from experiences, particularly spiritual experiences, in their own lives, for instance, about love, nature, and the sacred. Reflection on these per- sonal experiences allows them to bring the notion of ineffability more clearly into focus. At the same time they begin to appreciate the poetic structure and power of the Daode jing, that is, the value of symbolic language: metaphor, suggestiveness, images, ambiguity. This is a text that can't just be read and taken literally; it must be listened to, heard, and felt. Though we may not be able to fully apprehend the Dao through words or concepts, words can be used symbolically to suggest what cannot be stated and to engage the reader at a more existential or intuitive level. This experience begins to move them in the direction of intuition as a possible way of knowing or coming closer to the Dao.
After reading the Daode jing and the secondary sources we begin to discuss the Daoist notion of not thinking, in a rational sense, as a way of knowing and the Daoist fondness for paradox. To stimulate consideration and discussion of
70 approaching the daode jing
the value of not thinking I have them read a rather humorous piece, called ''The Professor,'' which alludes to the limitations of thinking as we generally con- ceive it. The following excerpt captures its flavor:
A few years ago I used to tell myself that I wanted to marry a cowboy. Why shouldn't an English professor say this to herself--living alone, fascinated by a brown landscape, spotting a cowboy in a pickup truck sometimes in her rearview mirror as she drives on the broad high- ways of the West Coast? In fact, I realize I would still like to marry a cowboy, though by now I'm living in the East and married already to someone who is not a cowboy . . .
More important than the clothes a cowboy wore, and the way he wore them, was the fact that a cowboy probably wouldn't know much more than he had to. He would think about his work, and about his family, if he had one, and about having a good time, and not much else. I was tired of so much thinking, which was what I did most in those days. I did other things, but I went on thinking while I did them. I might feel something but I would think about what I was feeling at the same time. I even had to think about what I was thinking and wonder why I was thinking it. When I had the idea of marrying a cowboy I imagined that maybe a cowboy would help me stop thinking so much. 9
This piece may not be heavily philosophical, but it does get them to consider how they generally attempt to know something, that is, to think about it, conceptualize it, and define it. When we discuss spiritual states or religious experience, however, they begin to realize the limits of rational and conceptual thinking and that there are additional powerful and profound ways of knowing at our disposal. Albert Einstein confessed, late in his life, that his deepest understanding of the universe did not come from his rational thought process but from his intuitive awareness.
As we continue to wrestle with the notion of the Dao being the One, students further appreciate the limitations of rational thought or thinking about the Dao as a process that is inherently dualistic. The mind objectifies the Dao by thinking about it, and thus the Dao loses its essential wholeness or oneness. Of course, if the Dao is everything, then it is also rational mind and subsequently can be apprehended, at least in part, by our rational thought processes. At this point they generally begin to realize, more fully, that indeed there are things that they have come to know in their lives intuitively as a result of direct experience, where there has been a sense of becoming the other, that is, the knower becoming the known. It is not necessary for them to become
mysticism in the daode jing 71
aware of the fact that they are the Dao, that is, have had a mystical experience, for them to come to the aforementioned realization. In a sense, their wrestling with this notion is like Zen koan practice, where the rational mind begins to sense its limitations. This raises some of the larger epistemological issues of how we come to know and the value of intuition.
One of the primary issues uncovered at this point, that they are quite familiar with in their study of mysticism and which is an essential part of the Daode jing, is the need to overcome the phenomenal self to acquire com- plete knowledge of the Dao. One needs to attain a state of selflessness and become the Dao. As Chang Chung-yuan suggests, ''The awareness of the identification and inter-penetration of self and non-self is the key that unlocks the mystery of the Dao. ''10 This need to overcome the limitations and restric- tions of the ego is a persistent theme in mysticism universally. It is a theme that forces students to deal directly with notions of self and the relationship of self to some larger, and in this case ultimate, reality. In reading the Daode jing from any perspective, this is an issue that cannot be avoided. Once again, the larger epistemological issue comes to the fore: How does one come to know the Dao? As Livia Kohn points out, the main obstacles to truly knowing the Dao ''are the senses and the intellect, which continuously boost a separate notion of ego through emotions and desires, classifications and conscious knowledge. ''11
At this point in our study students begin to understand that while the Daode jing presents them with a mystical vision of the Cosmos, and their place in it, it remains quite subtle and elusive regarding the path to this vision. In the realization of this mystical vision, one is directed to become the Dao, to be reunited, to return to the root from which one has come: ''The thousands of things all around are active--I give my attention to Turning Back. Things growing wild as weeds, all turn back to the Root. ''12 This idea of returning becomes an additional theme in the Daode jing that generally proves to be a rich and fruitful area of exploration and access for students. We explore this notion of returning to the source by focusing on the persistent universal human psy- chological urge to return to that from which we've come: God, the void, the universe, nature. As they contemplate what it means to return to the Dao this generally gets played out, by analogy, in a nostalgic longing to return to childhood, their hometown, or some spot in nature that they have been at- tracted to. They realize that these attempts to fulfill this urge of returning are ultimately unsatisfying because what they seek to return to is no longer the same--things change. They are not a return to the unchanging, the familiar, the source, the Dao.
Admittedly, the Daode jing, while offering some general guidelines to finding or becoming the Dao, is for the most part devoid of practical instructions.
72 approaching the daode jing
Certainly the mystic path, as it is generally defined, can be found within the threads woven through this elusive text, from the necessity to overcome self and ego and the senses to ultimately attaining a state of union with the One. A further exploration of the later Daoist mystical sects points us toward more specific techniques that were, and continue to be, employed as methods to acquire what the Daode jing is calling for: becoming the Dao.
As part of the course we do have several sessions with a Qi Gong master and Daoist meditation instructor. The intent here is not to experience oneness with the Dao but to give students a sense of how one actually goes beyond intellect and abstract thinking to know the Dao. It is essential that they come to realize that in this pursuit of the Dao one must use one's whole being, that the body is also capable of knowing and experiencing this oneness, and that in the union of mind, body, and spirit is where the Dao lies.
Once again, I want to be clear that the mystic perspective is not the way to understand the Daode jing, but it is one way and, potentially, a very fruitful way. I am also fully aware of the reductionist argument from scholars like Steven Katz. However, being sensitive to the dangers of typologies--mystical vision, path, experience, states, and so on--I would still argue that if used prudently and flexibly they do have value. Does the Daode jing provide a mystical vision of the Cosmos and our place in it? I think so. I tend to agree with the Laozi bianhua jing (Scripture of the Transformations of Laozi) as interpreted by Livia Kohn, which describes
a cosmological scheme . . . where the philosopher is no longer simply a human being; the Dao is no longer only a philosophical concept referring to the organic, inherent order of the world. In the merg- ing of both, philosopher and Dao, the cosmicization of humanity coincides with the humanization of the Universe. This coincidence, then, forms the mythological paradigm for the individual Daoist's aspirations to mystical oneness as well as for the communal practice of the Dao. 13
By working through the text with an understanding of mysticism and what characterizes mystical states, students are able to reach these insights and conclusions by themselves. These qualities of oneness, intuition, selflessness, ineffability, and timelessness, so characteristic of mystical experience and philosophy, provide access into the meaning and power of the Daode jing and an appreciation of some of its claims and insights. These are not always easy concepts to deal with, but, along with an understanding of context, cultural and historical milieux, linguistic analysis, and so on, they can help us with meaning and understanding. I would argue, however, that if the mystical perspective is
mysticism in the daode jing 73
not employed, we are left with a rather lifeless and static philosophical tome representing something about a culture long gone.
It is important that we don't make the Daode jing what we want it to be. From my own experience in China, the Daode jing is still a widely read text that is vibrant, dynamic, and meaningful and continues to impact people's lives in a variety of ways. In part, the vital dynamic quality of the Daode jing can be understood by investigating and discovering the mystical dimension of this text, which provides access to what I've heard Michael LaFargue describe as ''historical meanings for them and contemporary meanings for us. ''
notes
1. Michael LaFargue, ''Recovering the Tao-te-ching's Original Meaning: Some Remarks on Historical Hermeneutics,'' in Lao-tzu and the Tao-te-ching, ed. Livia Kohn and Michael LaFargue (Albany: State University of New York Press, 1998), 255.
2. Foramoredetailedexplicationofmysticism,mysticalexperience,characteristics of mystical states, and the mystic path, consult Robert Elwood, Mysticism and Religion (Englewood Cliffs, N. J. : Prentice-Hall, 1980); F. C. Happold, Mysticism: A Study and an Anthology (Harmondsworth: Penguin, 1980); William James, The Varieties of Religious Experience (Cambridge, Mass. : Harvard University Press, 1985); Richard Woods, Un- derstanding Mysticism (Garden City, N. Y. : Image Books, 1980); Steven Katz, ed. , Mysticism and Philosophical Analysis (New York: Oxford University Press, 1978); Frits Staal, Ex- ploring Mysticism: A Methodological Essay (Berkeley: University of California Press).
3. Ninian Smart, ''Understanding Religious Experience,'' in Katz. Mysticism and Philosophical Analysis, 13.
4. Harold Roth, ''The Laozi in the Context of Early Daoist Mystical Praxis,'' in Religious and Philosophical Aspects of the Laozi, ed. Mark Csikszentmihalyi and Philip J. Ivanhoe (Albany: State University of New York Press, 1999), 59-96; Livia Kohn, Early Chinese Mysticism: Philosophy and Soteriology in the Taoist Tradition. (Princeton: Princeton University Press, 1992).
5. Kohn, Early Chinese Mysticism, 44- 45.
6. Erich Neumann, ''Mystical Man,'' in The Mystic Vision: Papers from the Eranos Yearbooks, vol. 6, Bolingen Series, (Princeton: Princeton University Press, 1968), 375- 415.
7. Robert G. Henricks, Lao-Tzu Te-Tao-Ching: A New Translation Based on the Recently Discovered Ma-wang-tui Texts (New York: Ballantine Books, 1989), 53.
8. Chang Chung-yuan, Creativity and Taoism: A Study of Chinese Philosophy, Art and Poetry (New York: Harper & Row, 1970), 53.
9. Lydia Davis, ''The Professor,'' Harpers', February 1992, 56-59.
10. Chang Chung-yuan, Creativity and Taoism, 20.
11. Kohn, Early Chinese Mysticism, 8.
12. Michael LaFargue, The Tao of the Tao Te Ching (Albany: State University
of New York Press, 1992), 62.
13. Kohn, Early Chinese Mysticism, 44- 45.
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? The Daode Jing in Practice Eva Wong
The goal of this chapter is to present the teachings of the Daode jing from the perspective of practice. To the practitioner of the Daoist arts, the texts of Daoism are not just objects of intellectual inquiry but guidelines for practice. Almost all the texts of the Daoist canon (Daozang) were written by practitioners for practitioners. In the Daoist tradition, study and practice are inseparable: to study is to practice and to practice is to study. Understanding a text can help us practice its teachings; practicing its teachings can help us understand its meanings.
The Daode jing contains a wealth of knowledge and wisdom on subject matters as diverse as statecraft and politics, the nature of reality (the Dao), sagehood, and the arts of cultivating health and longevity. While much has been written about the Daode jing's views on the first three topics, far less attention has been devoted to its approach on cultivating life. In this essay I highlight this aspect of the Daode jing's teachings, discuss how understanding a text can help us practice its teachings, and show how practice can help us decipher meanings in a text.
The Art of Understanding a Text
Daoist texts, like most works from spiritual traditions, can be read and interpreted at multiple levels. The art of interpreting and
76 approaching the daode jing
deciphering hidden meanings in a text is called hermeneutics. It recognizes that a text has many levels of meaning and that the meaning carried in the semantics of the text is only its surface meaning. A deeper level of meaning is expressed in how the text was written, not just what was written. Even deeper levels of meaning are carried in the ''intention'' of a text, whose meaning can be grasped only if we listen to the language of the text and not just read its ''words. '' To listen to a text, one needs to suspend judgment, quiet the critical mind, and become receptive to it. If we are willing to listen to and learn from a text, the text will open to us a world of meaning that is inaccessible to our analytical mind.
Many Daoist texts were written with the intention to encode several levels of meaning. The exoteric levels of meaning are carried in the superficial layers of the text, and the esoteric meanings are encoded in the deeper layers. Exoteric meaning can be grasped by the common or even casual reader, but esoteric meaning is meant for those initiated into the practice.
In the Daoist tradition, ''safety'' more than anything else was the moti- vation behind encoding multiple levels of meaning into a text. Some tech- niques are dangerous if they are practiced unsupervised or if the practitioner does not have the sufficient spiritual foundation. Most of the texts of Daoist internal alchemy written between the third and thirteenth centuries fall into this category.
Some Daoist texts, however, were not written with the ''intention'' of hiding secret meanings. But as Daoism became more a discipline of study than a practice, the number of practitioners dwindled, and meanings that were once known among a large community of practitioners became ''hidden'' or lost. I think this is why certain sections of the Daode jing (especially the parts concerned with the arts of health and longevity) have become esoteric. I do not believe that these sections of the text contain dangerous knowledge; it is more likely that they contain lost knowledge.
It is known that the Daode jing was written by more than one person. Its contents clearly fall into four separate categories: statecraft and politics, the nature of reality (the Dao), sagehood, and the arts of health and longevity. The parts of the text concerned with statecraft and politics are relatively easy to understand. The sections on the nature of the Dao contain more cryptic references. This is probably because anything that we can say about the Dao can only be indirect: ''The way that can be spoken of is not the unchanging Way'' (chapter 1). The parts of the text concerned with sagehood are easily decipherable if we listen to them with a receptive mind; most of them offer practical advice on daily living. The portions of the text that deal with the arts of health and longevity are considered to be the most esoteric and the most
difficult to understand. Later in the chapter, I show that these esoteric pas- sages of the Daode jing can easily be deciphered by ''practice''.
Deciphering the Meaning of a Text with Practice
From the hermeneutical point of view, the subsurface semantics (and prag- matics) of a text can be uncovered by deconstruction, but hidden meanings can be revealed only by listening to the language of a text. To these two methods of deciphering a text I would like to add the use of ''practice''. ''Practice'' can be a powerful tool for recovering meanings that cannot be accessed by semantics or pragmatics or by listening to the language. Listening to the Daode jing can help us understand its teachings, but practice can help us to recover its lost meanings.
Understanding the Daode Jing from the Perspective of Practice
The goal of Daoist practice is to maintain a healthy body and a clear mind, to be free from stress and anxiety, and to live a contented and long life. To this end, Daoists advocate cultivating the mind by emptying it of desire, cultivating the body by filling it with life energy, and adopting a lifestyle of simplicity and quietude. We shall consider the Daode jing's teachings on each of these topics in turn.
The Daode jing on Cultivating the Mind
First we shall examine the Daode jing's teachings on cultivating the mind by listening to the language of the text.
According to the Daode jing, desire is the cause of poor health, anxiety, mental anguish, and the inability to live a happy and contented life. Desire is attachment. The desire for material things comes from attachment to objects or things in the world; the desire to be important, to be recognized, to achieve, and to be in control comes from attachment to the self.
Anxiety arises as a result of attachment to material things. We are anxious to get what we don't have and anxious about losing what we have.
Desire can blind us to the distinction between needs and wants. Consequently, many people end up spending more time and effort accumulating possessions than enjoying them. And the more possessions they have, the more afraid they are of losing them. The Daode jing (chapter 44) says, ''If you have a lot of
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desire, you will probably be extravagant. The more you hoard, the more you will lose. ''
Attachment to material things can also affect the functioning of the senses. Instead of simply being things in the world, objects become attractive or unattractive (to the eyes), pleasant or unpleasant (to the ears), and pleasing or unpleasing (to the palate). When the senses become overstimulated, they become dull. When they become dull, they cease to function properly, and when they stop functioning, we become confused and disoriented. Moreover, if the senses are too preoccupied with objects of desire, they can no longer warn us of impending dangers. The Daode jing (chapter 12) says:
The five colors can confuse your sight.
The five sounds can dull your hearing.
The five flavors can injure your sense of taste.
Racing and hunting can drive you mad.
Material goods that are hard to get will hinder your movement.
Excessive excitement can be detrimental to health. Activities that pump up the adrenaline (such as racing and hunting) may give us a temporary ''high'', but since excitement cannot last forever, a ''high'' is always followed by a ''low''. This cyclical swing between excitement and the return to normal levels of stimulation is harmful to both physical and mental health because it does not give the mind and the body sufficient time to adjust to two extreme states of functioning.
Desire is not just directed toward material things. We can also desire immaterial things, such as knowledge, fame, achievement, and power. Ac- cording to the Daode jing, desire for knowledge can make thinking rigid and one-sided. This is because the pursuit of knowledge requires the mind to be oriented toward objects in the world, whether things, people, or ideas. If we place too much emphasis on knowing about the object-world, we will not be able to look inward and learn about ourselves. Chapter 33 of the Daode jing says:
To understand others is to be clever.
To understand yourself is to be enlightened. You can use force to conquer others.
But you will need strength to conquer yourself.
Let us listen to the language in this passage more closely. First, the text con- trasts ''clever'' (zhi) with ''enlightened'' (ming) to distinguish object-knowledge, which is associated with cleverness, from self-knowledge, which is associated with enlightenment. In Chinese, the word for cleverness, ''zhi,'' has connota- tions of ''know-how'' and ''knowledge gained by trickery. '' In fact, zhi is used
often with ''qu,'' as in zhiqu to mean using trickery and underhandedness to win. On the other hand, enlightenment is ''ming,'' which has the connotation of brightness. Thus, while cleverness can give us small gains and temporary knowledge, it is enlightenment (or self-knowledge) that can illuminate and guide us in our daily lives.
Second, the text contrasts ''force'' (li) with ''strength'' (qiang). ''Li'' has the connotation of brute force. Li has no intelligence and is incapable of admitting failure; it is like a bulldozer crashing against a wall. If the wall is weak, brute force will break it, but if the wall is strong, brute force will be ineffective. On the other hand, qiang has the connotation of inner strength. Qiang is intelli- gent; it recognizes its limits and is capable of accepting its own weakness. Thus, while force can give us temporary control of a situation, it is strength that allows us to evaluate the external situation, understand ourselves, and act accordingly.
A more subtle form of desire is the desire for self-importance. The desire for self-importance is associated with the desire to achieve and to be recog- nized. According to the Daode jing, the notion of ''achievement'' is created by us so that we can give importance to our actions. When insects procreate, flowers bloom, and water nourishes the soil, they do not consider their ac- tions as ''achievements''. In contrast, humanity has transformed ''action'' into ''achievement'', and in doing so, we have given ourselves a false sense of self- respect as well as distanced ourselves from the natural way of things. Of self- importance, the Daode jing (chapter 24) says:
Those who boast are not rooted.
Those who inflate themselves will get nowhere.
Those who display themselves do not shine.
Those who publicize their actions accomplish nothing. Those who praise themselves do not last long.
The words ''boast,'' ''inflate,'' ''display,'' ''publicize,'' and ''praise'' describe dif- ferent ways of distorting reality. To boast is to distort by adding personal opin- ions: the choice to emphasize particular actions is also the choice to omit others. To inflate is to distort by making something appear more important than it really is. To display is to distort by making one thing more prominent than others. To publicize is to distort by making one thing more obvious than others: the choice to make one thing known is also the choice to render certain things unknown. Finally, to praise is to distort by giving a favorable opinion: to praise oneself is to boast behind a veil of modesty.
The desire to achieve often leads people to do heroic and stupid things that can hurt or kill them. The Daode jing (chapter 73) says, ''If you are brave
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and daring, you'll be killed. However, if you are brave and not daring, you'll survive. ''
Here the words ''brave'' (yong) and ''daring'' (gan) are used jointly to define the meaning of courage. The contrast is not between ''brave'' and ''daring,'' but between ''brave and daring'' and ''brave and not daring. '' ''Yong'' is a state of mind, and ''gan'' is a display of courage. Thus, to be ''brave and daring'' is to act like a hero with reckless disregard for consequences. We can think of gan as dumb courage. To be ''brave and not daring'' is to take the appropriate and necessary action after assessing the situation.
People who are brave and daring will usually find it hard to yield, because for them, to yield is to be cowardly. Thus, they would rather forfeit their lives than retreat. However, people who are brave and not daring will know when to yield, and in yielding, they will survive.
The desire to be in control makes people want to interfere, believing that they can make things happen or not happen. However, since we cannot control everything, to believe that we are in control only gives us a false sense of security, a security that is shattered when things do not turn out the way we expect them to. Thus, if we believe that we are in control, we will likely be sad, frustrated, irritated, and disappointed if things go wrong. However, if we accept that there are certain things that we cannot control, we will be better prepared when situations turn aversive.
Sometimes we can actually make things worse by trying to interfere and make them happen. Chapter 64 of the Daode jing says:
Those who act on it will ruin it. Those who hold on to it will lose it. The sage does not act upon things, Therefore he does not ruin them. He does not hold on to things, Therefore he does not lose them.
In this passage we find the famous contrast between ''action'' (wei) and ''non- action'' (wuwei). ''Wei'' is the act of interfering. By acting upon something, we modify and transform it. On the other hand, wuwei is the act of not-interfering. By not-acting on something, we let it run its natural course and do not interfere with its natural tendencies. Wuwei does not mean ''doing nothing''; rather, it means acting appropriately according to the natural way of things. If wuwei had meant doing nothing, then the text would have said ''those who act,'' not ''those who act on it. '' The Daode jing does not teach us to do nothing. Rather, it tells us to abstain from actions whose ends are to manipulate and to control.
To hold on to something is to be attached to it. In Chinese, the word for ''hold'' (zhi) also means to grasp, and to grasp means not to let go. If we cannot let go of things, ideas, and even relationships, we will always be anxious about gains and losses. There is a Chinese phrase that describes the meaning of ''letting go'' most aptly: ''to be able to pick it up and to be able to put it down. ''
The Daode jing not only describes the causes of ill health, anxiety, and the inability to live a happy and contented life. It also teaches us how to overcome desire by cultivating a mind that is free of attachments. One way to cultivate the mind is to change our attitude toward ourselves and toward things in the world. In Daoist practice, decreasing self-importance, knowing our limits, learning to yield, practicing noninterference, and living a simple life are all part of the discipline called ''taming the mind. '' Another way to cultivate the mind is to change it from being centered on itself to being centered on nothing. The practice of emptying the mind of thoughts through silence is part of the dis- cipline called ''stilling the mind. '' While the practice of ''taming the mind'' is typically integrated into everyday living and does not require formal supervi- sion, the practice of ''stilling the mind'' requires rigorous training and formal instruction. Today, the techniques of ''stilling the mind'' are collectively known as ''meditation. ''
In taming the mind, we must first dissolve the desire for material things. However, Daoism does not promote deprivation or even asceticism. Rather, it teaches us to live in moderation and understand the difference between wants and needs. The Daode jing (chapter 29) says, ''The sage rejects the extreme, the extravagant, and the excessive. '' To be moderate is not to live in extremes; to live simply is not to be extravagant; and to live contently is not to indulge in excessiveness. If the Daode jing had favored asceticism, it would have en- dorsed hardship and told us to abandon all comforts in life.
Second, we need to minimize self-importance. This means doing things out of necessity and not for praise and recognition. In fact, we need to un- derstand that ''achievement'' and ''accomplishment'' are the creations of a self- centered mind, and that in this world there are only appropriate and inap- propriate actions. Pulling someone out of a burning house is not a heroic act or an achievement; it is the natural and appropriate thing to do given the situation. Of decreasing self-importance and self-centeredness, chapter 30 of the Daode jing says:
The sage produces results and does not brag about it. He produces results and does not praise himself for it. He produces results and does not boast about it.
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He produces results because that's what he would do. And he gets things done without using any force.
It is interesting to note that in the text, the word ''guo,'' which I have translated as ''produces results,'' is used to describe the actions of the sage. Guo's original and literal meaning is ''fruit. '' Therefore, guo means actions that yield fruits, results, or effects. The sage ''produces results'' with his actions and understands that it is the fruit of the action, not the actor, that is important.
Third, in taming the mind, we need to know our limits and not indulge in excesses. The Daode jing (chapter 44) says, ''Know when to stop, and you will be around for a long time. '' All things have their limits. The key to health and longevity is in knowing when something is excessive, be it eating, drinking, walking, sitting, sleeping, or thinking. Excessive eating and drinking damage the bowels; excessive walking damages the tendons; excessive sitting and sleeping damage the bones; and excessive thinking tires the mind. If the ac- tivities in our daily life are balanced, then mind and body will be balanced and healthy.
Fourth, we need to let go of the desire to interfere and to be in control. Chapter 2 of the Daode jing says:
The sage attends to the affairs of non-action and practices wordless teachings.
The ten thousand things are set in motion but he is not their agent. He gives birth to them but does not hold on to them.
He finishes his tasks but is not attached to them.
He retires when the work is done.
If we understand that we are not the prime mover of events, and that many things are better off when they are left to run their natural course, we will be less prone to interfere or try to take control. The less we see ourselves as the center of things, the less we will be entangled in the affairs of others, and the less we will bring trouble and unnecessary worries into our lives.
Apart from changing attitudes and incorporating the changes into their daily lives, Daoist practitioners also use meditation to empty the mind of thoughts and desire. The passages that describe the techniques of ''stilling the mind'' (or meditation) are found in chapters 10 and 36. The meanings in these passages, I think, are best deciphered by ''practice. '' There are three lines in chapter 10 that allude to three different forms of Daoist meditation. The first line reads, ''In nourishing the soul--can you embrace the One and not let it leave? ''
There is a form of Daoist meditation known as ''Holding or Embracing the One. '' Holding or Embracing the One means keeping the undifferentiated
energy of the Dao within. We are born with the primordial energy of the Dao, and this energy is kept within us by our spirit. However, desire and attach- ment to things in the world can lead the spirit away by drawing it toward the objects of desire. When the spirit departs, we can no longer keep the pri- mordial energy within, and when the primordial energy leaves, we will be- come ill. A commentary on the Daode jing by Heshang Gong, believed to have been written in the Han dynasty (third century b. c. e. to third century c. e. ), states, ''If people can hold onto the spirit and unite it with the One, they will not die. ''
To keep the spirit within so that it can hold on to the primordial energy of the Dao, the practitioner first slows the thoughts and stills the mind until no mental activity is present. Physical stillness is recommended but not neces- sary; the mind can be still when one is walking. Once stillness is attained, the undifferentiated energy of the Dao can be held and gathered to nourish the body and clear the mind.
The second line reads, ''In circulating the breath and making it soft--can you do it like that of an infant? '' There is a form of Daoist meditation that uses techniques of circulating and regulating breath to cultivate physical health and mental clarity. Daoists believe that breath sustains life by circulating energy in the body. Thus, proper breathing can enhance health and longevity.
This passage refers to a form of breathing in Daoist practice that is known as ''infant breathing. '' Infant breathing involves synchronizing abdominal movement with inhalation and exhalation. It is soft and slow and is never forced or controlled by conscious thoughts. The Daode jing (chapter 55) states, ''If the mind were to control the breath, this would be forcing things. '' When we can breathe like an infant, energy in the body will be replenished and we will be rejuvenated.
Abdominal breathing itself is deep breathing. In this form of breath- ing, the air is allowed to sink into the belly before it is exhaled. Abdominal breathing requires much diaphragmatic action and the internal organs must be pliable enough to move out of the way when the diaphragm presses down during inhalation. Modern practitioners of the Daoist arts incorporate the techniques of circulating and regulating breath into a discipline called qigong (which literally means ''the work of breath and energy''). Fetal or infant breathing is the most advanced stage of qigong, and it can be practiced only after many years of training.
The third line reads, ''In cleaning the subtle mirror--can you make it spotless? ''
There is a form of Daoist meditation that is designed to empty the mind of desire by stopping thoughts. The subtle mirror is the mind, which when
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cleaned (that is, emptied), can see through the illusions of desire. The image of the mind as a mirror and the metaphor of cleaning it are used also by the Chan (Zen) Buddhists (who were influenced by Daoism) to describe the process of stopping the thought processes and recovering the original empty mind.
Today, this form of Daoist meditation is practiced widely by members of the Complete Reality (quanzhen) School of Daoism, who believe that the mind must be emptied of thoughts and desire before the techniques of rejuvenating the body can be practiced.
Another form of meditation practiced by Daoists is ''Internal Observa- tion'' (dingguan or neiguan). The principles behind this form of meditation are described in chapter 36 of the Daode jing:
If you want to get rid of it, you must cooperate with it.
If you wish to take something away from it, you must contribute to it.
Internal observation requires the practitioner to use the mind to subdue the mind. In this form of meditation, one observes the rise and fall of sensations, emotions, thoughts, and desires, becoming mindful that such phenomena are products of an active mind that is attached to desire. Internal observation encourages the use of ''productive'' mental activity (mindfulness) to conquer ''wayward'' mental activity. Productive mental activity is the mindful activity that analyzes the rise and fall of thoughts and sensations and eventually understands the futility of attachment. On the other hand, wayward mental activity is thinking that is directed toward objects of desire. To use productive mental activity to defeat wayward mental activity is what is meant by ''getting rid of it by cooperating with it'' and ''taking it away by contributing to it. ''
The Daode jing on Cultivating the Body
Daoists believe that health and longevity are intimately linked to the level of energy in the body. When we were in our mother's womb, we were nourished by the primordial energy of the Dao. After we are born, the contact with that primordial energy is lost. From then on, any energy spent can no longer be replenished by this inexhaustible source. With growth, puberty, and maturity, energy continues to be spent as we think, desire, and have sex. The more we indulge in these activities, the faster the energy will dissipate. The faster the energy dissipates, the faster we will age. When the body does not have enough energy to heal its injuries or protect itself from diseases, we will become weak and ill. When the energy is completely spent, we will die.
Chapter 13 of the Daode jing says:
The reason why I have a problem
Is because I have a body.
If I had no body, then all my problems would go away.
Although Daoists believe that the body is the root of the problem of ill health, they do not believe that it is ''evil'' or ''extraneous. '' The body is the source of the problem only because it is where desire originates. Daoists do not deny the body. If they had believed in the denial of the body, they would not have developed techniques to nourish it.
Desire damages health, because when energy is spent on satisfying wants, it cannot be used to nourish the body. The Daode jing (chapter 44) puts this choice between health and desire very bluntly:
Fame or your body, which do you want more?
Your Body or your wealth, which do you value more?
Energy can also dissipate through openings in the body. The mouth, for example, is an area of the body where energy can leak out. This is why the Daode jing (chapter 5) says, ''Talk too much and you'll be exhausted. '' Speaking is an activity that can cause energy to escape from the body. This is because two major channels of energy in the body (the du and ren meridians) connect at the palate of the mouth.
