But as this want of the reason cannot be satisfied in any separate or
single state of his physical life, he is obliged to leave the physical
entirely and to rise from a limited reality to ideas.
single state of his physical life, he is obliged to leave the physical
entirely and to rise from a limited reality to ideas.
Friedrich Schiller
One perception must spring up in it.
That which, in the
previous state of determinableness, was only an empty potency becomes now
an active force, and receives contents; but, at the same time, as an
active force it receives a limit, after having been, as a simple power,
unlimited. Reality exists now, but the infinite has disappeared. To
describe a figure in space, we are obliged to limit infinite space; to
represent to ourselves a change in time, we are obliged to divide the
totality of time. Thus we only arrive at reality by limitation, at the
positive, at a real position, by negation or exclusion; to determination,
by the suppression of our free determinableness.
But mere exclusion would never beget a reality, nor would a mere sensuous
impression ever give birth to a perception, if there were not something
from which it was excluded, if by an absolute act of the mind the
negation were not referred to something positive, and if opposition did
not issue out of non-position. This act of the mind is styled judging or
thinking, and the result is named thought.
Before we determine a place in space, there is no space for us; but
without absolute space we could never determine a place. The same is the
case with time. Before we have an instant, there is no time to us: but
without infinite time--eternity--we should never have a representation of
the instant. Thus, therefore, we can only arrive at the whole by the
part, to the unlimited through limitation; but reciprocally we only
arrive at the part through the whole, at limitation through the
unlimited.
It follows from this, that when it is affirmed of beauty that it mediates
for man, the transition from feeling to thought, this must not be
understood to mean that beauty can fill up the gap that separates feeling
from thought, the passive from the active. This gap is infinite; and,
without the interposition of a new and independent faculty, it is
impossible for the general to issue from the individual, the necessary
from the contingent. Thought is the immediate act of this absolute
power, which, I admit, can only be manifested in connection with sensuous
impressions, but which in this manifestation depends so little on the
sensuous that it reveals itself specially in an opposition to it. The
spontaneity or autonomy with which it acts excludes every foreign
influence; and it is not in as far as it helps thought--which comprehends
a manifest contradiction but only in as far as it procures for the
intellectual faculties the freedom to manifest themselves in conformity
with their proper laws. It does it only because the beautiful can become
a means of leading man from matter to form, from feeling to laws, from a
limited existence to an absolute existence.
But this assumes that the freedom of the intellectual faculties can be
balked, which appears contradictory to the conception of an autonomous
power. For a power which only receives the matter of its activity from
without can only be hindered in its action by the privation of this
matter, and consequently by way of negation; it is therefore a
misconception of the nature of the mind to attribute to the sensuous
passions the power of oppressing positively the freedom of the mind.
Experience does indeed present numerous examples where the rational
forces appear compressed in proportion to the violence of the sensuous
forces. But instead of deducing this spiritual weakness from the energy
of passion, this passionate energy must rather be explained by the
weakness of the human mind. For the sense can only have a sway such as
this over man when the mind has spontaneously neglected to assert its
power.
Yet in trying by these explanations to move one objection, I appear to
have exposed myself to another, and I have only saved the autonomy of the
mind at the cost of its unity. For how can the mind derive at the same
time from itself the principles of inactivity and of activity, if it is
not itself divided, and if it is not in opposition with itself?
Here we must remember that we have before us, not the infinite mind, but
the finite. The finite mind is that which only becomes active through
the passive, only arrives at the absolute through limitation, and only
acts and fashions in as far as it receives matter. Accordingly, a mind
of this nature must associate with the impulse towards form or the
absolute, an impulse towards matter or limitation, conditions without
which it could not have the former impulse nor satisfy it. How can two
such opposite tendencies exist together in the same being? This is a
problem that can no doubt embarrass the metaphysician, but not the
transcendental philosopher. The latter does not presume to explain the
possibility of things, but he is satisfied with giving a solid basis to
the knowledge that makes us understand the possibility of experience.
And as experience would be equally impossible without this autonomy in
the mind, and without the absolute unity of the mind, it lays down these
two conceptions as two conditions of experience equally necessary without
troubling itself any more to reconcile them. Moreover, this immanence of
two fundamental impulses does not in any degree contradict the absolute
unity of the mind, as soon as the mind itself, its selfhood, is
distinguished from those two motors. No doubt, these two impulses exist
and act in it, but itself is neither matter nor form, nor the sensuous
nor reason, and this is a point that does not seem always to have
occurred to those who only look upon the mind as itself acting when its
acts are in harmony with reason, and who declare it passive when its acts
contradict reason.
Arrived at its development, each of these two fundamental impulsions
tends of necessity and by its nature to satisfy itself; but precisely
because each of them has a necessary tendency, and both nevertheless have
an opposite tendency, this twofold constraint mutually destroys itself,
and the will preserves an entire freedom between them both. It is
therefore the will that conducts itself like a power--as the basis of
reality--with respect to both these impulses; but neither of them can by
itself act as a power with respect to the other. A violent man, by his
positive tendency to justice, which never fails in him, is turned away
from injustice; nor can a temptation of pleasure, however strong, make a
strong character violate its principles. There is in man no other power
than his will; and death alone, which destroys man, or some privation of
self-consciousness, is the only thing that can rob man of his internal
freedom.
An external necessity determines our condition, our existence in time, by
means of the sensuous. The latter is quite involuntary, and directly it
is produced in us we are necessarily passive. In the same manner an
internal necessity awakens our personality in connection with sensations,
and by its antagonism with them; for consciousness cannot depend on the
will, which presupposes it. This primitive manifestation of personality
is no more a merit to us than its privation is a defect in us. Reason
can only be required in a being who is self-conscious, for reason is an
absolute consecutiveness and universality of consciousness; before this
is the case he is not a man, nor can any act of humanity be expected from
him. The metaphysician can no more explain the limitation imposed by
sensation on a free and autonomous mind than the natural philosopher can
understand the infinite, which is revealed in consciousness in connection
with these limits. Neither abstraction nor experience can bring us back
to the source whence issue our ideas of necessity and of universality:
this source is concealed in its origin in time from the observer, and its
super-sensuous origin from the researches of the metaphysician. But, to
sum up in a few words, consciousness is there, and, together with its
immutable unity, the law of all that is for man is established, as well
as of all that is to be by man, for his understanding and his activity.
The ideas of truth and of right present themselves inevitable,
incorruptible, immeasurable, even in the age of sensuousness; and without
our being able to say why or how, we see eternity in time, the necessary
following the contingent. It is thus that, without any share on the part
of the subject, the sensation and self-consciousness arise, and the
origin of both is beyond our volition, as it is out of the sphere of our
knowledge.
But as soon as these two faculties have passed into action, and man has
verified by his experience, through the medium of sensation, a
determinate existence, and through the medium of consciousness its
absolute existence, the two fundamental impulses exert their influence
directly their object is given. The sensuous impulse is awakened with
the experience of life--with the beginning of the individual; the
rational impulsion with the experience of law--with the beginning of his
personality; and it is only when these two inclinations have come into
existence that the human type is realized. Up to that time, everything
takes place in man according to the law of necessity; but now the hand of
nature lets him go, and it is for him to keep upright humanity, which
nature places as a germ in his heart. And thus we see that directly the
two opposite and fundamental impulses exercise their influence in him,
both lose their constraint, and the autonomy of two necessities gives
birth to freedom.
LETTER XX.
That freedom is an active and not a passive principle results from its
very conception; but that liberty itself should be an effect of nature
(taking this word in its widest sense), and not the work of man, and
therefore that it can be favored or thwarted by natural means, is the
necessary consequence of that which precedes. It begins only when man is
complete, and when these two fundamental impulsions have been developed.
It will then be wanting whilst he is incomplete, and while one of these
impulsions is excluded, and it will be re-established by all that gives
back to man his integrity.
Thus it is possible, both with regard to the entire species as to the
individual, to remark the moment when man is yet incomplete, and when one
of the two exclusions acts solely in him. We know that man commences by
life simply, to end by form; that he is more of an individual than a
person, and that he starts from the limited or finite to approach the
infinite. The sensuous impulsion comes into play therefore before the
rational impulsion, because sensation precedes consciousness; and in this
priority of sensuous impulsion we find the key of the history of the
whole of human liberty.
There is a moment, in fact, when the instinct of life, not yet opposed to
the instinct of form, acts as nature and as necessity; when the sensuous
is a power because man has not begun; for even in man there can be no
other power than his will. But when man shall have attained to the power
of thought, reason, on the contrary, will be a power, and moral or
logical necessity will take the place of physical necessity. Sensuous
power must then be annihilated before the law which must govern it can be
established. It is not enough that something shall begin which as yet
was not; previously something must end which had begun. Man cannot pass
immediately from sensuousness to thought. He must step backwards, for it
is only when one determination is suppressed that the contrary
determination can take place. Consequently, in order to exchange passive
against active liberty, a passive determination against an active, he
must be momentarily free from all determination, and must traverse a
state of pure determinability. He has then to return in some degree to
that state of pure negative indetermination in which he was before his
senses were affected by anything. But this state was absolutely empty of
all contents, and now the question is to reconcile an equal determination
and a determinability equally without limit, with the greatest possible
fulness, because from this situation something positive must immediately
follow. The determination which man received by sensation must be
preserved, because he should not lose the reality; but at the same time,
in so far as finite, it should be suppressed, because a determinability
without limit would take place. The problem consists then in
annihilating the determination of the mode of existence, and yet at the
same time in preserving it, which is only possible in one way: in
opposing to it another. The two sides of a balance are in equilibrium
when empty; they are also in equilibrium when their contents are of equal
weight.
Thus, to pass from sensation to thought, the soul traverses a medium
position, in which sensibility and reason are at the same time active,
and thus they mutually destroy their determinant power, and by their
antagonism produce a negation. This medium situation in which the soul
is neither physically nor morally constrained, and yet is in both ways
active, merits essentially the name of a free situation; and if we call
the state of sensuous determination physical, and the state of rational
determination logical or moral, that state of real and active
determination should be called the aesthetic.
LETTER XXI.
I have remarked in the beginning of the foregoing letter that there is a
twofold condition of determinableness and a twofold condition of
determination. And now I can clear up this proposition.
The mind can be determined--is determinable--only in as far as it is not
determined; it is, however, determinable also, in as far as it is not
exclusively determined; that is, if it is not confined in its
determination. The former is only a want of determination--it is without
limits, because it is without reality; but the latter, the aesthetic
determinableness, has no limits, because it unites all reality.
The mind is determined, inasmuch as it is only limited; but it is also
determined because it limits itself of its own absolute capacity. It is
situated in the former position when it feels, in the second when it
thinks. Accordingly the aesthetic constitution is in relation to
determinableness what thought is in relation to determination. The
latter is a negative from internal and infinite completeness, the former
a limitation from internal infinite power. Feeling and thought come into
contact in one single point, the mind is determined in both conditions,
the man becomes something and exists--either as individual or person--by
exclusion; in other cases these two faculties stand infinitely apart.
Just in the same manner the aesthetic determinableness comes in contact
with the mere want of determination in a single point, by both excluding
every distinct determined existence, by thus being in all other points
nothing and all, and hence by being infinitely different. Therefore if
the latter, in the absence of determination from deficiency, is
represented as an empty infiniteness, the aesthetic freedom of
determination, which forms the proper counterpart to the former, can be
considered as a completed infiniteness; a representation which exactly
agrees with the teachings of the previous investigations.
Man is therefore nothing in the aesthetic state, if attention is given to
the single result, and not to the whole faculty, and if we regard only
the absence or want of every special determination. We must therefore do
justice to those who pronounce the beautiful, and the disposition in
which it places the mind, as entirely indifferent and unprofitable, in
relation to knowledge and feeling. They are perfectly right; for it is
certain that beauty gives no separate, single result, either for the
understanding or for the will; it does not carry out a single
intellectual or moral object; it discovers no truth, does not help us to
fulfil a single duty, and, in one word, is equally unfit to found the
character or to clear the head. Accordingly, the personal worth of a
man, or his dignity, as far as this can only depend on himself, remains
entirely undetermined by aesthetic culture, and nothing further is
attained than that, on the part of nature, it is made profitable for him
to make of himself what he will; that the freedom to be what he ought to
be is restored perfectly to him.
But by this something infinite is attained. But as soon as we remember
that freedom is taken from man by the one-sided compulsion of nature in
feeling, and by the exclusive legislation of the reason in thinking, we
must consider the capacity restored to him by the aesthetical
disposition, as the highest of all gifts, as the gift of humanity. I
admit that he possesses this capacity for humanity, before every definite
determination in which he may be placed. But, as a matter of fact, he
loses it with every determined condition into which he may come; and if
he is to pass over to an opposite condition, humanity must be in every
case restored to him by the aesthetic life.
It is therefore not only a poetical license, but also philosophically
correct, when beauty is named our second creator. Nor is this
inconsistent with the fact that she only makes it possible for us to
attain and realize humanity, leaving this to our free will. For in this
she acts in common with our original creator, nature, which has imparted
to us nothing further than this capacity for humanity, but leaves the use
of it to our own determination of will.
LETTER XXII.
Accordingly, if the aesthetic disposition of the mind must be looked upon
in one respect as nothing--that is, when we confine our view to separate
and determined operations--it must be looked upon in another respect as a
state of the highest reality, in as far as we attend to the absence of
all limits and the sum of powers which are commonly active in it.
Accordingly we cannot pronounce them, again, to be wrong who describe the
aesthetic state to be the most productive in relation to knowledge and
morality. They are perfectly right, for a state of mind which comprises
the whole of humanity in itself must of necessity include in itself also
--necessarily and potentially--every separate expression of it. Again, a
disposition of mind that removes all limitation from the totality of
human nature must also remove it from every special expression of the
same. Exactly because its "aesthetic disposition" does not exclusively
shelter any separate function of humanity, it is favorable to all without
distinction; nor does it favor any particular functions, precisely
because it is the foundation of the possibility of all. All other
exercises give to the mind some special aptitude, but for that very
reason give it some definite limits; only the aesthetical leads him to
the unlimited. Every other condition in which we can live refers us to a
previous condition, and requires for its solution a following condition;
only the aesthetic is a complete whole in itself, for it unites in itself
all conditions of its source and of its duration. Here alone we feel
ourselves swept out of time, and our humanity expresses itself with
purity and integrity as if it had not yet received any impression or
interruption from the operation of external powers.
That which flatters our senses in immediate sensation opens our weak and
volatile spirit to every impression, but makes us in the same degree less
apt for exertion. That which stretches our thinking power and invites to
abstract conceptions strengthens our mind for every kind of resistance,
but hardens it also in the same proportion, and deprives us of
susceptibility in the same ratio that it helps us to greater mental
activity. For this very reason, one as well as the other brings us at
length to exhaustion, because matter cannot long do without the shaping,
constructive force, and the force cannot do without the constructible
material. But on the other hand, if we have resigned ourselves to the
enjoyment of genuine beauty, we are at such a moment of our passive and
active powers in the same degree master, and we shall turn with ease from
grave to gay, from rest to movement, from submission to resistance, to
abstract thinking and intuition.
This high indifference and freedom of mind, united with power and
elasticity, is the disposition in which a true work of art ought to
dismiss us, and there is no better test of true aesthetic excellence. If
after an enjoyment of this kind we find ourselves specially impelled to a
particular mode of feeling or action, and unfit for other modes, this
serves as an infallible proof that we have not experienced any pure
aesthetic effect, whether this is owing to the object, to our own mode of
feeling--as generally happens--or to both together.
As in reality no purely aesthetical effect can be met with--for man can
never leave his dependence on material forces--the excellence of a work
of art can only consist in its greater approximation to its ideal of
aesthetic purity, and however high we may raise the freedom of this
effect, we shall always leave it with a particular disposition and a
particular bias. Any class of productions or separate work in the world
of art is noble and excellent in proportion to the universality of the
disposition and the unlimited character of the bias thereby presented to
our mind. This truth can be applied to works in various branches of art,
and also to different works in the same branch. We leave a grand musical
performance with our feelings excited, the reading of a noble poem with a
quickened imagination, a beautiful statue or building with an awakened
understanding; but a man would not choose an opportune moment who
attempted to invite us to abstract thinking after a high musical
enjoyment, or to attend to a prosaic affair of common life after a high
poetical enjoyment, or to kindle our imagination and astonish our
feelings directly after inspecting a fine statue or edifice. The reason
of this is, that music, by its matter, even when most spiritual, presents
a greater affinity with the senses than is permitted by aesthetic
liberty; it is because even the most happy poetry, having for its medium
the arbitrary and contingent play of the imagination, always shares in it
more than the intimate necessity of the really beautiful allows; it is
because the best sculpture touches on severe science by what is
determinate in its conception. However, these particular affinities are
lost in proportion as the works of these three kinds of art rise to a
greater elevation, and it is a natural and necessary consequence of their
perfection, that, without confounding their objective limits, the
different arts come to resemble each other more and more, in the action
which they exercise on the mind. At its highest degree of ennobling,
music ought to become a form, and act on us with the calm power of an
antique statue; in its most elevated perfection, the plastic art ought to
become music and move us by the immediate action exercised on the mind by
the senses; in its most complete development, poetry ought both to stir
us powerfully like music and like plastic art to surround us with a
peaceful light. In each art, the perfect style consists exactly in
knowing how to remove specific limits, while sacrificing at the same time
the particular advantages of the art, and to give it by a wise use of
what belongs to it specially a more general character.
Nor is it only the limits inherent in the specific character of each kind
of art that the artist ought to overstep in putting his hand to the work;
he must also triumph over those which are inherent in the particular
subject of which he treats. In a really beautiful work of art, the
substance ought to be inoperative, the form should do everything; for by
the form the whole man is acted on; the substance acts on nothing but
isolated forces. Thus, however vast and sublime it may be, the substance
always exercises a restrictive action on the mind, and true aesthetic
liberty can only be expected from the form. Consequently the true search
of the matter consists in destroying matter by the form; and the triumph
of art is great in proportion as it overcomes matter and maintains its
sway over those who enjoy its work. It is great particularly in
destroying matter when most imposing, ambitious, and attractive, when
therefore matter has most power to produce the effect proper to it, or,
again, when it leads those who consider it more closely to enter directly
into relation with it. The mind of the spectator and of the hearer must
remain perfectly free and intact; it must issue pure and entire from the
magic circle of the artist, as from the hands of the Creator. The most
frivolous subject ought to be treated in such a way that we preserve the
faculty to exchange it immediately for the most serious work. The arts
which have passion for their object, as a tragedy for example, do not
present a difficulty here; for, in the first place, these arts are not
entirely free, because they are in the service of a particular end (the
pathetic), and then no connoisseur will deny that even in this class a
work is perfect in proportion as amidst the most violent storms of
passion it respects the liberty of the soul. There is a fine art of
passion, but an impassioned fine art is a contradiction in terms, for the
infallible effect of the beautiful is emancipation from the passions.
The idea of an instructive fine art (didactic art) or improving (moral)
art is no less contradictory, for nothing agrees less with the idea of
the beautiful than to give a determinate tendency to the mind.
However, from the fact that a work produces effects only by its
substance, it must not always be inferred that there is a want of form in
this work; this conclusion may quite as well testify to a want of form in
the observer. If his mind is too stretched or too relaxed, if it is only
accustomed to receive things either by the senses or the intelligence,
even in the most perfect combination, it will only stop to look at the
parts, and it will only see matter in the most beautiful form. Only
sensible of the coarse elements, he must first destroy the aesthetic
organization of a work to find enjoyment in it, and carefully disinter
the details which genius has caused to vanish, with infinite art, in the
harmony of the whole. The interest he takes in the work is either solely
moral or exclusively physical; the only thing wanting to it is to be
exactly what it ought to be--aesthetical. The readers of this class
enjoy a serious and pathetic poem as they do a sermon: a simple and
playful work, as an inebriating draught; and if on the one hand they have
so little taste as to demand edification from a tragedy or from an epos,
even such as the "Messias," on the other hand they will be infallibly
scandalized by a piece after the fashion of Anacreon and Catullus.
LETTER XXIII.
I take up the thread of my researches, which I broke off only to apply
the principles I laid down to practical art and the appreciation of its
works.
The transition from the passivity of sensuousness to the activity of
thought and of will can be effected only by the intermediary state of
aesthetic liberty; and though in itself this state decides nothing
respecting our opinions and our sentiments, and therefore it leaves our
intellectual and moral value entirely problematical, it is, however, the
necessary condition without which we should never attain to an opinion or
a sentiment. In a word, there is no other way to make a reasonable being
out of a sensuous man than by making him first aesthetic.
But, you might object: Is this mediation absolutely indispensable? Could
not truth and duty, one or the other, in themselves and by themselves,
find access to the sensuous man? To this I reply: Not only is it
possible but it is absolutely necessary that they owe solely to
themselves their determining force, and nothing would be more
contradictory to our preceding affirmations than to appear to defend the
contrary opinion. It has been expressly proved that the beautiful
furnishes no result, either for the comprehension or for the will; that
it mingles with no operations, either of thought or of resolution; and
that it confers this double power without determining anything with
regard to the real exercise of this power. Here all foreign help
disappears, and the pure logical form, the idea, would speak immediately
to the intelligence, as the pure moral form, the law, immediately to the
will.
But that the pure form should be capable of it, and that there is in
general a pure form for sensuous man, is that, I maintain, which should
be rendered possible by the aesthetic disposition of the soul. Truth is
not a thing which can be received from without like reality or the
visible existence of objects. It is the thinking force, in his own
liberty and activity, which produces it, and it is just this liberty
proper to it, this liberty which we seek in vain in sensuous man. The
sensuous man is already determined physically, and thenceforth he has no
longer his free determinability; he must necessarily first enter into
possession of this lost determinability before he can exchange the
passive against an active determination. Therefore, in order to recover
it, he must either lose the passive determination that he had, or he
should enclose already in himself the active determination to which he
should pass. If he confined himself to lose passive determination, he
would at the same time lose with it the possibility of an active
determination, because thought needs a body, and form can only be
realized through matter. He must therefore contain already in himself
the active determination, that he may be at once both actively and
passively determined, that is to say, he becomes necessarily aesthetic.
Consequently, by the aesthetic disposition of the soul the proper
activity of reason is already revealed in the sphere of sensuousness, the
power of sense is already broken within its own boundaries, and the
ennobling of physical man carried far enough, for spiritual man has only
to develop himself according to the laws of liberty. The transition from
an aesthetic state to a logical and moral state (from the beautiful to
truth and duty) is then infinitely more easy than the transition from the
physical state to the aesthetic state (from life pure and blind to form).
This transition man can effectuate alone by his liberty, whilst he has
only to enter into possession of himself not to give it himself; but to
separate the elements of his nature, and not to enlarge it. Having
attained to the aesthetic disposition, man will give to his judgments and
to his actions a universal value as soon as he desires it. This passage
from brute nature to beauty, in which an entirely new faculty would
awaken in him, nature would render easier, and his will has no power over
a disposition which, we know, itself gives birth to the will. To bring
the aesthetic man to profound views, to elevated sentiments, he requires
nothing more than important occasions: to obtain the same thing from the
sensuous man, his nature must at first be changed. To make of the former
a hero, a sage, it is often only necessary to meet with a sublime
situation, which exercises upon the faculty of the will the more
immediate action; for the second, it must first be transplanted under
another sky.
One of the most important tasks of culture, then, is to submit man to
form, even in a purely physical life, and to render it aesthetic as far
as the domain of the beautiful can be extended, for it is alone in the
aesthetic state, and not in the physical state, that the moral state can
be developed. If in each particular case man ought to possess the power
to make his judgment and his will the judgment of the entire species; if
he ought to find in each limited existence the transition to an infinite
existence; if, lastly, he ought from every dependent situation to take
his flight to rise to autonomy and to liberty, it must be observed that
at no moment he is only individual and solely obeys the laws of nature.
To be apt and ready to raise himself from the narrow circle of the ends
of nature, to rational ends, in the sphere of the former he must already
have exercised himself in the second; he must already have realized his
physical destiny with a certain liberty that belongs only to spiritual
nature, that is to say according to the laws of the beautiful.
And that he can effect without thwarting in the least degree his physical
aim. The exigencies of nature with regard to him turn only upon what he
does--upon the substance of his acts; but the ends of nature in no degree
determine the way in which he acts, the form of his actions. On the
contrary, the exigencies of reason have rigorously the form of his
activity for its object. Thus, so much as it is necessary for the moral
destination of man, that he be purely moral, that he shows an absolute
personal activity, so much is he indifferent that his physical
destination be entirely physical, that he acts in a manner entirely
passive. Henceforth with regard to this last destination, it entirely
depends on him to fulfil it solely as a sensuous being and natural force
(as a force which acts only as it diminishes) or, at the same time, as
absolute force, as a rational being. To which of these does his dignity
best respond? Of this there can be no question. It is as disgraceful
and contemptible for him to do under sensuous impulsion that which he
ought to have determined merely by the motive of duty, as it is noble and
honorable for him to incline towards conformity with laws, harmony,
independence; there even where the vulgar man only satisfies a legitimate
want. In a word, in the domain of truth and morality, sensuousness must
have nothing to determine; but in the sphere of happiness, form may find
a place, and the instinct of play prevail.
Thus then, in the indifferent sphere of physical life, man ought to
already commence his moral life; his own proper activity ought already to
make way in passivity, and his rational liberty beyond the limits of
sense; he ought already to impose the law of his will upon his
inclinations; he ought--if you will permit me the expression--to carry
into the domain of matter the war against matter, in order to be
dispensed from combating this redoubtable enemy upon the sacred field of
liberty; he ought to learn to have nobler desires, not to be forced to
have sublime volitions. This is the fruit of aesthetic culture, which
submits to the laws of the beautiful, in which neither the laws of nature
nor those of reason suffer, which does not force the will of man, and
which by the form it gives to exterior life already opens internal life.
LETTER XXIV.
Accordingly three different moments or stages of development can be
distinguished, which the individual man, as well as the whole race, must
of necessity traverse in a determinate order if they are to fulfil the
circle of their determination. No doubt, the separate periods can be
lengthened or shortened, through accidental causes which are inherent
either in the influence of external things or under the free caprice of
men: but neither of them can be overstepped, and the order of their
sequence cannot be inverted either by nature or by the will. Man, in his
physical condition, suffers only the power of nature; he gets rid of this
power in the aesthetical condition, and he rules them in the moral state.
What is man before beauty liberates him from free pleasure, and the
serenity of form tames down the savageness of life? Eternally uniform in
his aims, eternally changing in his judgments, self-seeking without being
himself, unfettered without being free, a slave without serving any rule.
At this period, the world is to him only destiny, not yet an object; all
has existence for him only in as far as it procures existence to him; a
thing that neither seeks from nor gives to him is non-existent. Every
phenomenon stands out before him separate and cut off, as he finds
himself in the series of beings. All that is, is to him through the bias
of the moment; every change is to him an entirely fresh creation, because
with the necessary in him, the necessary out of him is wanting, which
binds together all the changing forms in the universe, and which holds
fast the law on the theatre of his action, while the individual departs.
It is in vain that nature lets the rich variety of her forms pass before
him; he sees in her glorious fulness nothing but his prey, in her power
and greatness nothing but his enemy. Either he encounters objects, and
wishes to draw them to himself in desire, or the objects press in a
destructive manner upon him, and he thrusts them away in dismay and
terror. In both cases his relation to the world of sense is immediate
contact; and perpetually anxious through its pressure, restless and
plagued by imperious wants, he nowhere finds rest except in enervation,
and nowhere limits save in exhausted desire.
"True, his is the powerful breast, and the mighty hand
of the Titans. . . .
A certain inheritance; yet the god welded
Round his forehead a brazen band;
Advice, moderation, wisdom, and patience,--
Hid it from his shy, sinister look.
Every desire is with him a rage,
And his rage prowls around limitless. "--Iphigenia in Tauris.
Ignorant of his own human dignity, he is far removed from honoring it in
others, and conscious of his own savage greed, he fears it in every
creature that he sees like himself. He never sees others in himself,
only himself in others, and human society, instead of enlarging him to
the race, only shuts him up continually closer in his individuality.
Thus limited, he wanders through his sunless life, till favoring nature
rolls away the load of matter from his darkened senses, reflection
separates him from things, and objects show themselves at length in the
afterglow of the consciousness.
It is true we cannot point out this state of rude nature as we have here
portrayed it in any definite people and age. It is only an idea, but an
idea with which experience agrees most closely in special features. It
may be said that man was never in this animal condition, but he has not,
on the other hand, ever entirely escaped from it. Even in the rudest
subjects, unmistakable traces of rational freedom can be found, and even
in the most cultivated, features are not wanting that remind us of that
dismal natural condition. It is possible for man, at one and the same
time, to unite the highest and the lowest in his nature; and if his
dignity depends on a strict separation of one from the other, his
happiness depends on a skilful removal of this separation. The culture
which is to bring his dignity into agreement with his happiness will
therefore have to provide for the greatest purity of these two principles
in their most intimate combination.
Consequently the first appearance of reason in man is not the beginning
of humanity. This is first decided by his freedom, and reason begins
first by making his sensuous dependence boundless; a phenomenon that does
not appear to me to have been sufficiently elucidated, considering its
importance and universality. We know that the reason makes itself known
to man by the demand for the absolute--the self-dependent and necessary.
But as this want of the reason cannot be satisfied in any separate or
single state of his physical life, he is obliged to leave the physical
entirely and to rise from a limited reality to ideas. But although the
true meaning of that demand of the reason is to withdraw him from the
limits of time and to lead him from the world of sense to an ideal world,
yet this same demand of reason, by misapplication--scarcely to be avoided
in this life, prone to sensuousness--can direct him to physical life,
and, instead of making man free, plunge him in the most terrible slavery.
Facts verify this supposition. Man raised on the wings of imagination
leaves the narrow limits of the present, in which mere animality is
enclosed, in order to strive on to an unlimited future. But while the
limitless is unfolded to his dazed imagination, his heart has not ceased
to live in the separate, and to serve the moment. The impulse towards
the absolute seizes him suddenly in the midst of his animality, and as in
this cloddish condition all his efforts aim only at the material and
temporal, and are limited by his individuality, he is only led by that
demand of the reason to extend his individuality into the infinite,
instead of to abstract from it. He will be led to seek instead of form
an inexhaustible matter, instead of the unchangeable an everlasting
change and an absolute securing of his temporal existence. The same
impulse which, directed to his thought and action, ought to lead to truth
and morality, now directed to his passion and emotional state, produces
nothing but an unlimited desire and an absolute want. The first fruits,
therefore, that he reaps in the world of spirits are cares and fear--both
operations of the reason; not of sensuousness, but of a reason that
mistakes its object and applies its categorical imperative to matter.
All unconditional systems of happiness are fruits of this tree, whether
they have for their object the present day or the whole of life, or what
does not make them any more respectable, the whole of eternity, for their
object. An unlimited duration of existence and of well-being is only an
ideal of the desires; hence a demand which can only be put forth by an
animality striving up to the absolute. Man, therefore, without gaining
anything for his humanity by a rational expression of this sort, loses
the happy limitation of the animal, over which he now only possesses the
unenviable superiority of losing the present for an endeavor after what
is remote, yet without seeking in the limitless future anything but the
present.
But even if the reason does not go astray in its object, or err in the
question, sensuousness will continue to falsify the answer for a long
time. As soon as man has begun to use his understanding and to knit
together phenomena in cause and effect, the reason, according to its
conception, presses on to an absolute knitting together and to an
unconditional basis. In order, merely, to be able to put forward this
demand, man must already have stepped beyond the sensuous, but the
sensuous uses this very demand to bring back the fugitive.
In fact, it is now that he ought to abandon entirely the world of sense
in order to take his flight into the realm of ideas; for the intelligence
remains eternally shut up in the finite and in the contingent, and does
not cease putting questions without reaching the last link of the chain.
But as the man with whom we are engaged is not yet capable of such an
abstraction, and does not find it in the sphere of sensuous knowledge,
and because he does not look for it in pure reason, he will seek for it
below in the region of sentiment, and will appear to find it. No doubt
the sensuous shows him nothing that has its foundation in itself, and
that legislates for itself, but it shows him something that does not care
for foundation or law; therefore, thus not being able to quiet the
intelligence by showing it a final cause, he reduces it to silence by the
conception which desires no cause; and being incapable of understanding
the sublime necessity of reason, he keeps to the blind constraint of
matter. As sensuousness knows no other end than its interest, and is
determined by nothing except blind chance, it makes the former the motive
of its actions, and the latter the master of the world.
Even the divine part in man, the moral law, in its first manifestation in
the sensuous cannot avoid this perversion. As this moral law is only
prohibited, and combats in man the interest of sensuous egotism, it must
appear to him as something strange until he has come to consider this
self-love as the stranger, and the voice of reason as his true self.
Therefore he confines himself to feeling the fetters which the latter
imposes on him, without having the consciousness of the infinite
emancipation which it procures for him. Without suspecting in himself
the dignity of lawgiver, he only experiences the constraint and the
impotent revolt of a subject fretting under the yoke, because in this
experience the sensuous impulsion precedes the moral impulsion, he gives
to the law of necessity a beginning in him, a positive origin, and by the
most unfortunate of all mistakes he converts the immutable and the
eternal in himself into a transitory accident. He makes up his mind to
consider the notions of the just and the unjust as statutes which have
been introduced by a will, and not as having in themselves an eternal
value. Just as in the explanation of certain natural phenomena he goes
beyond nature and seeks out of her what can only be found in her, in her
own laws; so also in the explanation of moral phenomena he goes beyond
reason and makes light of his humanity, seeking a god in this way. It is
not wonderful that a religion which he has purchased at the cost of his
humanity shows itself worthy of this origin, and that he only considers
as absolute and eternally binding laws that have never been binding from
all eternity. He has placed himself in relation with, not a holy being,
but a powerful. Therefore the spirit of his religion, of the homage that
he gives to God, is a fear that abases him, and not a veneration that
elevates him in his own esteem.
Though these different aberrations by which man departs from the ideal of
his destination cannot all take place at the same time, because several
degrees have to be passed over in the transition from the obscure of
thought to error, and from the obscure of will to the corruption of the
will; these degrees are all, without exception, the consequence of his
physical state, because in all the vital impulsion sways the formal
impulsion. Now, two cases may happen: either reason may not yet have
spoken in man, and the physical may reign over him with a blind
necessity, or reason may not be sufficiently purified from sensuous
impressions, and the moral may still be subject to the physical; in both
cases the only principle that has a real power over him is a material
principle, and man, at least as regards his ultimate tendency, is a
sensuous being. The only difference is, that in the former case he is an
animal without reason, and in the second case a rational animal. But he
ought to be neither one nor the other: he ought to be a man. Nature
ought not to rule him exclusively; nor reason conditionally. The two
legislations ought to be completely independent, and yet mutually
complementary.
LETTER XXV.
Whilst man, in his first physical condition, is only passively affected
by the world of sense, he is still entirely identified with it; and for
this reason the external world, as yet, has no objective existence for
him. When he begins in his aesthetic state of mind to regard the world
objectively, then only is his personality severed from it, and the world
appears to him an objective reality, for the simple reason that he has
ceased to form an identical portion of it.
That which first connects man with the surrounding universe is the power
of reflective contemplation. Whereas desire seizes at once its object,
reflection removes it to a distance and renders it inalienably her own by
saving it from the greed of passion. The necessity of sense which he
obeyed during the period of mere sensations, lessens during the period of
reflection; the senses are for the time in abeyance; even ever-fleeting
time stands still whilst the scattered rays of consciousness are
gathering and shape themselves; an image of the infinite is reflected
upon the perishable ground. As soon as light dawns in man, there is no,
longer night outside of him; as soon as there is peace within him the
storm lulls throughout the universe, and the contending forces of nature
find rest within prescribed limits. Hence we cannot wonder if ancient
traditions allude to these great changes in the inner man as to a
revolution in surrounding nature, and symbolize thought triumphing over
the laws of time, by the figure of Zeus, which terminates the reign of
Saturn.
As long as man derives sensations from a contact with nature, he is her
slave; but as soon as he begins to reflect upon her objects and laws he
becomes her lawgiver. Nature, which previously ruled him as a power, now
expands before him as an object. What is objective to him can have no
power over him, for in order to become objective it has to experience his
own power. As far and as long as he impresses a form upon matter, he
cannot be injured by its effect; for a spirit can only be injured by that
which deprives it of its freedom. Whereas he proves his own freedom by
giving a form to the formless; where the mass rules heavily and without
shape, and its undefined outlines are for ever fluctuating between
uncertain boundaries, fear takes up its abode; but man rises above any
natural terror as soon as he knows how to mould it, and transform it into
an object of his art. As soon as he upholds his independence towards
phenomenal natures he maintains his dignity toward her as a thing of
power, and with a noble freedom he rises against his gods. They throw
aside the mask with which they had kept him in awe during his infancy,
and to his surprise his mind perceives the reflection of his own image.
The divine monster of the Oriental, which roams about changing the world
with the blind force of a beast of prey, dwindles to the charming outline
of humanity in Greek fable; the empire of the Titans is crushed, and
boundless force is tamed by infinite form.
But whilst I have been merely searching for an issue from the material
world, and a passage into the world of mind, the bold flight of my
imagination has already taken me into the very midst of the latter world.
The beauty of which we are in search we have left behind by passing from
the life of mere sensations to the pure form and to the pure object.
Such a leap exceeds the condition of human nature; in order to keep pace
with the latter we must return to the world of sense.
Beauty is indeed the sphere of unfettered contemplation and reflection;
beauty conducts us into the world of ideas, without however taking us
from the world of sense, as occurs when a truth is perceived and
acknowledged. This is the pure product of a process of abstraction from
everything material and accidental, a pure object free from every
subjective barrier, a pure state of self-activity without any admixture
of passive sensations. There is indeed a way back to sensation from the
highest abstraction; for thought teaches the inner sensation, and the
idea of logical or moral unity passes into a sensation of sensual accord.
But if we delight in knowledge we separate very accurately our own
conceptions from our sensations; we look upon the latter as something
accidental, which might have been omitted without the knowledge being
impaired thereby, without truth being less true. It would, however, be a
vain attempt to suppress this connection of the faculty of feeling with
the idea of beauty, consequently, we shall not succeed in representing to
ourselves one as the effect of the other, but we must look upon them both
together and reciprocally as cause and effect. In the pleasure which we
derive from knowledge we readily distinguish the passage from the active
to the passive state, and we clearly perceive that the first ends when
the second begins. On the contrary, from the pleasure which we take in
beauty, this transition from the active to the passive is not
perceivable, and reflection is so intimately blended with feeling that we
believe we feel the form immediately. Beauty is then an object to us, it
is true, because reflection is the condition of the feeling which we have
of it; but it is also a state of our personality (our Ego) because the
feeling is the condition of the idea we conceive of it: beauty is
therefore doubtless form, because we contemplate it, but it is equally
life because we feel it. In a word, it is at once our state and our act.
And precisely because it is at the same time both a state and an act, it
triumphantly proves to us that the passive does not exclude the active,
neither matter nor form, neither the finite nor the infinite; and that
consequently the physical dependence to which man is necessarily devoted
does not in any way destroy his moral liberty. This is the proof of
beauty, and I ought to add that this alone can prove it. In fact, as in
the possession of truth or of logical unity, feeling is not necessarily
one with the thought, but follows it accidentally; it is a fact which
only proves that a sensitive nature can succeed a rational nature, and
vice versa; not that they co-exist, that they exercise a reciprocal
action one over the other; and, lastly, that they ought to be united in
an absolute and necessary manner. From this exclusion of feeling as long
as there is thought, and of thought so long as there is feeling, we
should on the contrary conclude that the two natures are incompatible, so
that in order to demonstrate that pure reason is to be realized in
humanity, the best proof given by the analysis is that this realization
is demanded. But, as in the realization of beauty or of aesthetic unity,
there is a real union, mutual substitution of matter and of form, of
passive and of active, by this alone is proved the compatibility of the
two natures, the possible realization of the infinite in the finite, and
consequently also the possibility of the most sublime humanity.
Henceforth we need no longer be embarrassed to find a transition from
dependent feeling to moral liberty, because beauty reveals to us the fact
that they can perfectly coexist, and that to show himself a spirit, man
need not escape from matter. But if on one side he is free, even in his
relation with a visible world, as the fact of beauty teaches, and if on
the other side freedom is something absolute and supersensuous, as its
idea necessarily implies, the question is no longer how man succeeds in
raising himself from the finite to the absolute, and opposing himself in
his thought and will to sensuality, as this has already been produced in
the fact of beauty. In a word, we have no longer to ask how he passes
from virtue to truth which is already included in the former, but how he
opens a way for himself from vulgar reality to aesthetic reality, and
from the ordinary feelings of life to the perception of the beautiful.
LETTER XXVI.
I have shown in the previous letters that it is only the aesthetic
disposition of the soul that gives birth to liberty, it cannot therefore
be derived from liberty nor have a moral origin. It must be a gift of
nature; the favor of chance alone can break the bonds of the physical
state and bring the savage to duty. The germ of the beautiful will find
an equal difficulty in developing itself in countries where a severe
nature forbids man to enjoy himself, and in those where a prodigal nature
dispenses him from all effort; where the blunted senses experience no
want, and where violent desire can never be satisfied. The delightful
flower of the beautiful will never unfold itself in the case of the
Troglodyte hid in his cavern always alone, and never finding humanity
outside himself; nor among nomads, who, travelling in great troops, only
consist of a multitude, and have no individual humanity. It will only
flourish in places where man converses peacefully with himself in his
cottage, and with the whole race when he issues from it. In those
climates where a limpid ether opens the senses to the lightest
impression, whilst a life-giving warmth develops a luxuriant nature,
where even in the inanimate creation the sway of inert matter is
overthrown, and the victorious form ennobles even the most abject
natures; in this joyful state and fortunate zone, where activity alone
leads to enjoyment, and enjoyment to activity, from life itself issues a
holy harmony, and the laws of order develop life, a different result
takes place. When imagination incessantly escapes from reality, and does
not abandon the simplicity of nature in its wanderings: then and there
only the mind and the senses, the receptive force and the plastic force,
are developed in that happy equilibrium which is the soul of the
beautiful and the condition of humanity.
What phenomenon accompanies the initiation of the savage into humanity?
However far we look back into history the phenomenon is identical among
all people who have shaken off the slavery of the animal state: the love
of appearance, the inclination for dress and for games.
Extreme stupidity and extreme intelligence have a certain affinity in
only seeking the real and being completely insensible to mere appearance.
The former is only drawn forth by the immediate presence of an object in
the senses, and the second is reduced to a quiescent state only by
referring conceptions to the facts of experience. In short, stupidity
cannot rise above reality, nor the intelligence descend below truth.
Thus, in as far as the want of reality and attachment to the real are
only the consequence of a want and a defect, indifference to the real and
an interest taken in appearances are a real enlargement of humanity and a
decisive step towards culture. In the first place it is the proof of an
exterior liberty, for as long as necessity commands and want solicits,
the fancy is strictly chained down to the real: it is only when want is
satisfied that it develops without hinderance. But it is also the proof
of an internal liberty, because it reveals to us a force which,
independent of an external substratum, sets itself in motion, and has
sufficient energy to remove from itself the solicitations of nature. The
reality of things is effected by things, the appearance of things is the
work of man, and a soul that takes pleasure in appearance does not take
pleasure in what it receives but in what it makes.
It is self-evident that I am speaking of aesthetical evidence different
from reality and truth, and not of logical appearance identical with
them. Therefore if it is liked it is because it is an appearance, and
not because it is held to be something better than it is: the first
principle alone is a play, whilst the second is a deception. To give a
value to the appearance of the first kind can never injure truth, because
it is never to be feared that it will supplant it--the only way in which
truth can be injured. To despise this appearance is to despise in
general all the fine arts of which it is the essence. Nevertheless, it
happens sometimes that the understanding carries its zeal for reality as
far as this intolerance, and strikes with a sentence of ostracism all the
arts relating to beauty in appearance, because it is only an appearance.
However, the intelligence only shows this vigorous spirit when it calls
to mind the affinity pointed out further back. I shall find some day the
occasion to treat specially of the limits of beauty in its appearance.
It is nature herself which raises man from reality to appearance by
endowing him with two senses which only lead him to the knowledge of the
real through appearance. In the eye and the ear the organs of the senses
are already freed from the persecutions of nature, and the object with
which we are immediately in contact through the animal senses is remoter
from us. What we see by the eye differs from what we feel; for the
understanding to reach objects overleaps the light which separates us
from them. In truth, we are passive to an object: in sight and hearing
the object is a form we create. While still a savage, man only enjoys
through touch merely aided by sight and sound. He either does not rise
to perception through sight, or does not rest there. As soon as he
begins to enjoy through sight, vision has an independent value, he is
aesthetically free, and the instinct of play is developed.
The instinct of play likes appearance, and directly it is awakened it is
followed by the formal imitative instinct which treats appearance as an
independent thing. Directly man has come to distinguish the appearance
from the reality, the form from the body, he can separate, in fact he has
already done so. Thus the faculty of the art of imitation is given with
the faculty of form in general. The inclination that draws us to it
reposes on another tendency I have not to notice here. The exact period
when the aesthetic instinct, or that of art, develops, depends entirely
on the attraction that mere appearance has for men.
As every real existence proceeds from nature as a foreign power, whilst
every appearance comes in the first place from man as a percipient
subject, he only uses his absolute sight in separating semblance from
essence, and arranging according to subjective law. With an unbridled
liberty he can unite what nature has severed, provided he can imagine his
union, and he can separate what nature has united, provided this
separation can take place in his intelligence. Here nothing can be
sacred to him but his own law: the only condition imposed upon him is to
respect the border which separates his own sphere from the existence of
things or from the realm of nature.
This human right of ruling is exercised by man in the art of appearance;
and his success in extending the empire of the beautiful, and guarding
the frontiers of truth, will be in proportion with the strictness with
which he separates form from substance: for if he frees appearance from
reality, he must also do the converse.
But man possesses sovereign power only in the world of appearance, in the
unsubstantial realm of imagination, only by abstaining from giving being
to appearance in theory, and by giving it being in practice. It follows
that the poet transgresses his proper limits when he attributes being to
his ideal, and when he gives this ideal aim as a determined existence.
For he can only reach this result by exceeding his right as a poet, that
of encroaching by the ideal on the field of experience, and by pretending
to determine real existence in virtue of a simple possibility, or else he
renounces his right as a poet by letting experience encroach on the
sphere of the ideal, and by restricting possibility to the conditions of
reality.
It is only by being frank or disclaiming all reality, and by being
independent or doing without reality, that the appearance is aesthetical.
Directly it apes reality or needs reality for effect, it is nothing more
than a vile instrument for material ends, and can prove nothing for the
freedom of the mind. Moreover, the object in which we find beauty need
not be unreal if our judgment disregards this reality; for if it regards
this the judgment is no longer aesthetical. A beautiful woman, if
living, would no doubt please us as much and rather more than an equally
beautiful woman seen in painting; but what makes the former please men is
not her being an independent appearance; she no longer pleases the pure
aesthetic feeling. In the painting, life must only attract as an
appearance, and reality as an idea. But it is certain that to feel in a
living object only the pure appearance requires a greatly higher
aesthetic culture than to do without life in the appearance.
When the frank and independent appearance is found in man separately, or
in a whole people, it may be inferred they have mind, taste, and all
prerogatives connected with them. In this case the ideal will be seen to
govern real life, honor triumphing over fortune, thought over enjoyment,
the dream of immortality over a transitory existence.
In this case public opinion will no longer be feared, and an olive crown
will be more valued than a purple mantle. Impotence and perversity alone
have recourse to false and paltry semblance, and individuals as well as
nations who lend to reality the support of appearance, or to the
aesthetic appearance the support of reality, show their moral
unworthiness and their aesthetical impotence. Therefore, a short and
conclusive answer can be given to this question--how far will appearance
be permitted in the moral world? It will run thus in proportion as this
appearance will be aesthetical, that is, an appearance that does not try
to make up for reality, nor requires to be made up for by it. The
aesthetical appearance can never endanger the truth of morals: wherever
it seems to do so the appearance is not aesthetical. Only a stranger to
the fashionable world can take the polite assurances, which are only a
form, for proofs of affection, and say he has been deceived; but only a
clumsy fellow in good society calls in the aid of duplicity and flatters
to become amiable. The former lacks the pure sense for independent
appearance; therefore he can only give a value to appearance by truth.
The second lacks reality, and wishes to replace it by appearance.
Nothing is more common than to hear depreciators of the times utter these
paltry complaints--that all solidity has disappeared from the world, and
that essence is neglected for semblance. Though I feel by no means
called upon to defend this age against these reproaches, I must say that
the wide application of these criticisms shows that they attach blame to
the age, not only on the score of the false, but also of the frank
appearance. And even the exceptions they admit in favor of the beautiful
have for their object less the independent appearance than the needy
appearance. Not only do they attack the artificial coloring that hides
truth and replaces reality, but also the beneficent appearance that fills
a vacuum and clothes poverty; and they even attack the ideal appearance
that ennobles a vulgar reality. Their strict sense of truth is rightly
offended by the falsity of manners; unfortunately, they class politeness
in this category. It displeases them that the noisy and showy so often
eclipse true merit, but they are no less shocked that appearance is also
demanded from merit, and that a real substance does not dispense with an
agreeable form. They regret the cordiality, the energy, and solidity of
ancient times; they would restore with them ancient coarseness,
heaviness, and the old Gothic profusion. By judgments of this kind they
show an esteem for the matter itself unworthy of humanity, which ought
only to value the matter inasmuch as it can receive a form and enlarge
the empire of ideas. Accordingly, the taste of the age need not much
fear these criticisms if it can clear itself before better judges. Our
defect is not to grant a value to aesthetic appearance (we do not do this
enough): a severe judge of the beautiful might rather reproach us with
not having arrived at pure appearance, with not having separated clearly
enough existence from the phenomenon, and thus established their limits.
We shall deserve this reproach so long as we cannot enjoy the beautiful
in living nature without desiring it; as long as we cannot admire the
beautiful in the imitative arts without having an end in view; as long as
we do not grant to imagination an absolute legislation of its own; and as
long as we do not inspire it with care for its dignity by the esteem we
testify for its works.
LETTER XXVII.
Do not fear for reality and truth. Even if the elevated idea of
aesthetic appearance become general, it would not become so, as long as
man remains so little cultivated as to abuse it; and if it became
general, this would result from a culture that would prevent all abuse of
it. The pursuit of independent appearance requires more power of
abstraction, freedom of heart, and energy of will than man requires to
shut himself up in reality; and he must have left the latter behind him
if he wishes to attain to aesthetic appearance. Therefore, a man would
calculate very badly who took the road of the ideal to save himself that
of reality. Thus, reality would not have much to fear from appearance,
as we understand it; but, on the other hand, appearance would have more
to fear from reality. Chained to matter, man uses appearance for his
purposes before he allows it a proper personality in the art of the
ideal: to come to that point a complete revolution must take place in his
mode of feeling, otherwise, he would not be even on the way to the ideal.
Consequently, when we find in man the signs of a pure and disinterested
esteem, we can infer that this revolution has taken place in his nature,
and that humanity has really begun in him. Signs of this kind are found
even in the first and rude attempts that he makes to embellish his
existence, even at the risk of making it worse in its material
conditions. As soon as he begins to prefer form to substance and to risk
reality for appearance (known by him to be such), the barriers of animal
life fall, and he finds himself on a track that has no end.
Not satisfied with the needs of nature, he demands the superfluous.
First, only the superfluous of matter, to secure his enjoyment beyond the
present necessity; but afterward; he wishes a superabundance in matter,
an aesthetical supplement to satisfy the impulse for the formal, to
extend enjoyment beyond necessity. By piling up provisions simply for a
future use, and anticipating their enjoyment in the imagination, he
outsteps the limits of the present moment, but not those of time in
general. He enjoys more; he does not enjoy differently. But as soon as
he makes form enter into his enjoyment, and he keeps in view the forms of
the objects which satisfy his desires, he has not only increased his
pleasure in extent and intensity, but he has also ennobled it in mode and
species.
No doubt nature has given more than is necessary to unreasoning beings;
she has caused a gleam of freedom to shine even in the darkness of animal
life. When the lion is not tormented by hunger, and when no wild beast
challenges him to fight, his unemployed energy creates an object for
himself; full of ardor, he fills the re-echoing desert with his terrible
roars, and his exuberant force rejoices in itself, showing itself without
an object. The insect flits about rejoicing in life in the sunlight, and
it is certainly not the cry of want that makes itself heard in the
melodious song of the bird; there is undeniably freedom in these
movements, though it is not emancipation from want in general, but from a
determinate external necessity.
The animal works, when a privation is the motor of its activity, and it
plays when the plenitude of force is this motor, when an exuberant life
is excited to action. Even in inanimate nature a luxury of strength and
a latitude of determination are shown, which in this material sense might
be styled play. The tree produces numberless germs that are abortive
without developing, and it sends forth more roots, branches, and leaves,
organs of nutrition, than are used for the preservation of the species.
Whatever this tree restores to the elements of its exuberant life,
without using it or enjoying it, may be expended by life in free and
joyful movements. It is thus that nature offers in her material sphere a
sort of prelude to the limitless, and that even there she suppresses
partially the chains from which she will be completely emancipated in the
realm of form. The constraint of superabundance or physical play answers
as a transition from the constraint of necessity, or of physical
seriousness, to aesthetical play; and before shaking off, in the supreme
freedom of the beautiful, the yoke of any special aim, nature already
approaches, at least remotely, this independence, by the free movement
which is itself its own end and means.
The imagination, like the bodily organs, has in man its free movement and
its material play, a play in which, without any reference to form, it
simply takes pleasure in its arbitrary power and in the absence of all
hinderance. These plays of fancy, inasmuch as form is not mixed up with
them, and because a free succession of images makes all their charm,
though confined to man, belong exclusively to animal life, and only prove
one thing--that he is delivered from all external sensuous constraint
without our being entitled to infer that there is in it an independent
plastic force.
From this play of free association of ideas, which is still quite
material in nature and is explained by simple natural laws, the
imagination, by making the attempt of creating a free form, passes at
length at a jump to the aesthetic play: I say at one leap, for quite a
new force enters into action here; for here, for the first time, the
legislative mind is mixed with the acts of a blind instinct, subjects the
arbitrary march of the imagination to its eternal and immutable unity,
causes its independent permanence to enter in that which is transitory,
and its infinity in the sensuous. Nevertheless, as long as rude nature,
which knows of no other law than running incessantly from change to
change, will yet retain too much strength, it will oppose itself by its
different caprices to this necessity; by its agitation to this
permanence; by its manifold needs to this independence, and by its
insatiability to this sublime simplicity. It will be also troublesome to
recognize the instinct of play in its first trials, seeing that the
sensuous impulsion, with its capricious humor and its violent appetites,
constantly crosses. It is on that account that we see the taste, still
coarse, seize that which is new and startling, the disordered, the
adventurous and the strange, the violent and the savage, and fly from
nothing so much as from calm and simplicity. It invents grotesque
figures, it likes rapid transitions, luxurious forms, sharply-marked
changes, acute tones, a pathetic song. That which man calls beautiful at
this time is that which excites him, that which gives him matter; but
that which excites him to give his personality to the object, that which
gives matter to a possible plastic operation, for otherwise it would not
be the beautiful for him. A remarkable change has therefore taken place
in the form of his judgments; he searches for these objects, not because
they affect him, but because they furnish him with the occasion of
acting; they please him, not because they answer to a want, but because
they satisfy a law which speaks in his breast, although quite low as yet.
Soon it will not be sufficient for things to please him; he will wish to
please: in the first place, it is true, only by that which belongs to
him; afterwards by that which he is. That which he possesses, that which
he produces, ought not merely to bear any more the traces of servitude,
nor to mark out the end, simply and scrupulously, by the form.
Independently of the use to which it is destined, the object ought also
to reflect the enlightened intelligence which imagines it, the hand which
shaped it with affection, the mind free and serene which chose it and
exposed it to view. Now, the ancient German searches for more
magnificent furs, for more splendid antlers of the stag, for more elegant
drinking-horns; and the Caledonian chooses the prettiest shells for his
festivals. The arms themselves ought to be no longer only objects of
terror, but also of pleasure; and the skilfully-worked scabbard will not
attract less attention than the homicidal edge of the sword. The
instinct of play, not satisfied with bringing into the sphere of the
necessary an aesthetic superabundance for the future more free, is at
last completely emancipated from the bonds of duty, and the beautiful
becomes of itself an object of man's exertions. He adorns himself. The
free pleasure comes to take a place among his wants, and the useless soon
becomes the best part of his joys. Form, which from the outside
gradually approaches him, in his dwelling, his furniture, his clothing,
begins at last to take possession of the man himself, to transform him,
at first exteriorly, and afterwards in the interior. The disordered
leaps of joy become the dance, the formless gesture is changed into an
amiable and harmonious pantomime, the confused accents of feeling are
developed, and begin to obey measures and adapt themselves to song.
When, like the flight of cranes, the Trojan army rushes on to the field
of battle with thrilling cries, the Greek army approaches in silence and
with a noble and measured step. On the one side we see but the
exuberance of a blind force, on the other the triumph of form, and the
simple majesty of law.
Now, a nobler necessity binds the two sexes mutually, and the interests
of the heart contribute in rendering durable an alliance which was at
first capricious and changing like the desire that knits it. Delivered
from the heavy fetters of desire, the eye, now calmer, attends to the
form, the soul contemplates the soul, and the interested exchange of
pleasure becomes a generous exchange of mutual inclination. Desire
enlarges and rises to love, in proportion as it sees humanity dawn in its
object; and, despising the vile triumphs gained by the senses, man tries
to win a nobler victory over the will. The necessity of pleasing
subjects the powerful nature to the gentle laws of taste; pleasure may be
stolen, but love must be a gift. To obtain this higher recompense, it is
only through the form and not through matter that it can carry on the
contest. It must cease to act on feeling as a force, to appear in the
intelligence as a simple phenomenon; it must respect liberty, as it is
liberty it wishes to please. The beautiful reconciles the contrast of
different natures in its simplest and purest expression. It also
reconciles the eternal contrast of the two sexes in the whole complex
framework of society, or at all events it seeks to do so; and, taking as
its model the free alliance it has knit between manly strength and
womanly gentleness, it strives to place in harmony, in the moral world,
all the elements of gentleness and of violence. Now, at length, weakness
becomes sacred, and an unbridled strength disgraces; the injustice of
nature is corrected by the generosity of chivalrous manners. The being
whom no power can make tremble, is disarmed by the amiable blush of
modesty, and tears extinguish a vengeance that blood could not have
quenched. Hatred itself hears the delicate voice of honor, the
conqueror's sword spares the disarmed enemy, and a hospitable hearth
smokes for the stranger on the dreaded hillside where murder alone
awaited him before.
In the midst of the formidable realm of forces, and of the sacred empire
of laws, the aesthetic impulse of form creates by degrees a third and a
joyous realm, that of play and of the appearance, where she emancipates
man from fetters, in all his relations, and from all that is named
constraint, whether physical or moral.
If in the dynamic state of rights men mutually move and come into
collision as forces, in the moral (ethical) state of duties, man opposes
to man the majesty of the laws, and chains down his will. In this realm
of the beautiful or the aesthetic state, man ought to appear to man only
as a form, and an object of free play. To give freedom through freedom
is the fundamental law of this realm.
The dynamic state can only make society simple possibly by subduing
nature through nature; the moral (ethical) state can only make it morally
necessary by submitting the will of the individual to the general will.
previous state of determinableness, was only an empty potency becomes now
an active force, and receives contents; but, at the same time, as an
active force it receives a limit, after having been, as a simple power,
unlimited. Reality exists now, but the infinite has disappeared. To
describe a figure in space, we are obliged to limit infinite space; to
represent to ourselves a change in time, we are obliged to divide the
totality of time. Thus we only arrive at reality by limitation, at the
positive, at a real position, by negation or exclusion; to determination,
by the suppression of our free determinableness.
But mere exclusion would never beget a reality, nor would a mere sensuous
impression ever give birth to a perception, if there were not something
from which it was excluded, if by an absolute act of the mind the
negation were not referred to something positive, and if opposition did
not issue out of non-position. This act of the mind is styled judging or
thinking, and the result is named thought.
Before we determine a place in space, there is no space for us; but
without absolute space we could never determine a place. The same is the
case with time. Before we have an instant, there is no time to us: but
without infinite time--eternity--we should never have a representation of
the instant. Thus, therefore, we can only arrive at the whole by the
part, to the unlimited through limitation; but reciprocally we only
arrive at the part through the whole, at limitation through the
unlimited.
It follows from this, that when it is affirmed of beauty that it mediates
for man, the transition from feeling to thought, this must not be
understood to mean that beauty can fill up the gap that separates feeling
from thought, the passive from the active. This gap is infinite; and,
without the interposition of a new and independent faculty, it is
impossible for the general to issue from the individual, the necessary
from the contingent. Thought is the immediate act of this absolute
power, which, I admit, can only be manifested in connection with sensuous
impressions, but which in this manifestation depends so little on the
sensuous that it reveals itself specially in an opposition to it. The
spontaneity or autonomy with which it acts excludes every foreign
influence; and it is not in as far as it helps thought--which comprehends
a manifest contradiction but only in as far as it procures for the
intellectual faculties the freedom to manifest themselves in conformity
with their proper laws. It does it only because the beautiful can become
a means of leading man from matter to form, from feeling to laws, from a
limited existence to an absolute existence.
But this assumes that the freedom of the intellectual faculties can be
balked, which appears contradictory to the conception of an autonomous
power. For a power which only receives the matter of its activity from
without can only be hindered in its action by the privation of this
matter, and consequently by way of negation; it is therefore a
misconception of the nature of the mind to attribute to the sensuous
passions the power of oppressing positively the freedom of the mind.
Experience does indeed present numerous examples where the rational
forces appear compressed in proportion to the violence of the sensuous
forces. But instead of deducing this spiritual weakness from the energy
of passion, this passionate energy must rather be explained by the
weakness of the human mind. For the sense can only have a sway such as
this over man when the mind has spontaneously neglected to assert its
power.
Yet in trying by these explanations to move one objection, I appear to
have exposed myself to another, and I have only saved the autonomy of the
mind at the cost of its unity. For how can the mind derive at the same
time from itself the principles of inactivity and of activity, if it is
not itself divided, and if it is not in opposition with itself?
Here we must remember that we have before us, not the infinite mind, but
the finite. The finite mind is that which only becomes active through
the passive, only arrives at the absolute through limitation, and only
acts and fashions in as far as it receives matter. Accordingly, a mind
of this nature must associate with the impulse towards form or the
absolute, an impulse towards matter or limitation, conditions without
which it could not have the former impulse nor satisfy it. How can two
such opposite tendencies exist together in the same being? This is a
problem that can no doubt embarrass the metaphysician, but not the
transcendental philosopher. The latter does not presume to explain the
possibility of things, but he is satisfied with giving a solid basis to
the knowledge that makes us understand the possibility of experience.
And as experience would be equally impossible without this autonomy in
the mind, and without the absolute unity of the mind, it lays down these
two conceptions as two conditions of experience equally necessary without
troubling itself any more to reconcile them. Moreover, this immanence of
two fundamental impulses does not in any degree contradict the absolute
unity of the mind, as soon as the mind itself, its selfhood, is
distinguished from those two motors. No doubt, these two impulses exist
and act in it, but itself is neither matter nor form, nor the sensuous
nor reason, and this is a point that does not seem always to have
occurred to those who only look upon the mind as itself acting when its
acts are in harmony with reason, and who declare it passive when its acts
contradict reason.
Arrived at its development, each of these two fundamental impulsions
tends of necessity and by its nature to satisfy itself; but precisely
because each of them has a necessary tendency, and both nevertheless have
an opposite tendency, this twofold constraint mutually destroys itself,
and the will preserves an entire freedom between them both. It is
therefore the will that conducts itself like a power--as the basis of
reality--with respect to both these impulses; but neither of them can by
itself act as a power with respect to the other. A violent man, by his
positive tendency to justice, which never fails in him, is turned away
from injustice; nor can a temptation of pleasure, however strong, make a
strong character violate its principles. There is in man no other power
than his will; and death alone, which destroys man, or some privation of
self-consciousness, is the only thing that can rob man of his internal
freedom.
An external necessity determines our condition, our existence in time, by
means of the sensuous. The latter is quite involuntary, and directly it
is produced in us we are necessarily passive. In the same manner an
internal necessity awakens our personality in connection with sensations,
and by its antagonism with them; for consciousness cannot depend on the
will, which presupposes it. This primitive manifestation of personality
is no more a merit to us than its privation is a defect in us. Reason
can only be required in a being who is self-conscious, for reason is an
absolute consecutiveness and universality of consciousness; before this
is the case he is not a man, nor can any act of humanity be expected from
him. The metaphysician can no more explain the limitation imposed by
sensation on a free and autonomous mind than the natural philosopher can
understand the infinite, which is revealed in consciousness in connection
with these limits. Neither abstraction nor experience can bring us back
to the source whence issue our ideas of necessity and of universality:
this source is concealed in its origin in time from the observer, and its
super-sensuous origin from the researches of the metaphysician. But, to
sum up in a few words, consciousness is there, and, together with its
immutable unity, the law of all that is for man is established, as well
as of all that is to be by man, for his understanding and his activity.
The ideas of truth and of right present themselves inevitable,
incorruptible, immeasurable, even in the age of sensuousness; and without
our being able to say why or how, we see eternity in time, the necessary
following the contingent. It is thus that, without any share on the part
of the subject, the sensation and self-consciousness arise, and the
origin of both is beyond our volition, as it is out of the sphere of our
knowledge.
But as soon as these two faculties have passed into action, and man has
verified by his experience, through the medium of sensation, a
determinate existence, and through the medium of consciousness its
absolute existence, the two fundamental impulses exert their influence
directly their object is given. The sensuous impulse is awakened with
the experience of life--with the beginning of the individual; the
rational impulsion with the experience of law--with the beginning of his
personality; and it is only when these two inclinations have come into
existence that the human type is realized. Up to that time, everything
takes place in man according to the law of necessity; but now the hand of
nature lets him go, and it is for him to keep upright humanity, which
nature places as a germ in his heart. And thus we see that directly the
two opposite and fundamental impulses exercise their influence in him,
both lose their constraint, and the autonomy of two necessities gives
birth to freedom.
LETTER XX.
That freedom is an active and not a passive principle results from its
very conception; but that liberty itself should be an effect of nature
(taking this word in its widest sense), and not the work of man, and
therefore that it can be favored or thwarted by natural means, is the
necessary consequence of that which precedes. It begins only when man is
complete, and when these two fundamental impulsions have been developed.
It will then be wanting whilst he is incomplete, and while one of these
impulsions is excluded, and it will be re-established by all that gives
back to man his integrity.
Thus it is possible, both with regard to the entire species as to the
individual, to remark the moment when man is yet incomplete, and when one
of the two exclusions acts solely in him. We know that man commences by
life simply, to end by form; that he is more of an individual than a
person, and that he starts from the limited or finite to approach the
infinite. The sensuous impulsion comes into play therefore before the
rational impulsion, because sensation precedes consciousness; and in this
priority of sensuous impulsion we find the key of the history of the
whole of human liberty.
There is a moment, in fact, when the instinct of life, not yet opposed to
the instinct of form, acts as nature and as necessity; when the sensuous
is a power because man has not begun; for even in man there can be no
other power than his will. But when man shall have attained to the power
of thought, reason, on the contrary, will be a power, and moral or
logical necessity will take the place of physical necessity. Sensuous
power must then be annihilated before the law which must govern it can be
established. It is not enough that something shall begin which as yet
was not; previously something must end which had begun. Man cannot pass
immediately from sensuousness to thought. He must step backwards, for it
is only when one determination is suppressed that the contrary
determination can take place. Consequently, in order to exchange passive
against active liberty, a passive determination against an active, he
must be momentarily free from all determination, and must traverse a
state of pure determinability. He has then to return in some degree to
that state of pure negative indetermination in which he was before his
senses were affected by anything. But this state was absolutely empty of
all contents, and now the question is to reconcile an equal determination
and a determinability equally without limit, with the greatest possible
fulness, because from this situation something positive must immediately
follow. The determination which man received by sensation must be
preserved, because he should not lose the reality; but at the same time,
in so far as finite, it should be suppressed, because a determinability
without limit would take place. The problem consists then in
annihilating the determination of the mode of existence, and yet at the
same time in preserving it, which is only possible in one way: in
opposing to it another. The two sides of a balance are in equilibrium
when empty; they are also in equilibrium when their contents are of equal
weight.
Thus, to pass from sensation to thought, the soul traverses a medium
position, in which sensibility and reason are at the same time active,
and thus they mutually destroy their determinant power, and by their
antagonism produce a negation. This medium situation in which the soul
is neither physically nor morally constrained, and yet is in both ways
active, merits essentially the name of a free situation; and if we call
the state of sensuous determination physical, and the state of rational
determination logical or moral, that state of real and active
determination should be called the aesthetic.
LETTER XXI.
I have remarked in the beginning of the foregoing letter that there is a
twofold condition of determinableness and a twofold condition of
determination. And now I can clear up this proposition.
The mind can be determined--is determinable--only in as far as it is not
determined; it is, however, determinable also, in as far as it is not
exclusively determined; that is, if it is not confined in its
determination. The former is only a want of determination--it is without
limits, because it is without reality; but the latter, the aesthetic
determinableness, has no limits, because it unites all reality.
The mind is determined, inasmuch as it is only limited; but it is also
determined because it limits itself of its own absolute capacity. It is
situated in the former position when it feels, in the second when it
thinks. Accordingly the aesthetic constitution is in relation to
determinableness what thought is in relation to determination. The
latter is a negative from internal and infinite completeness, the former
a limitation from internal infinite power. Feeling and thought come into
contact in one single point, the mind is determined in both conditions,
the man becomes something and exists--either as individual or person--by
exclusion; in other cases these two faculties stand infinitely apart.
Just in the same manner the aesthetic determinableness comes in contact
with the mere want of determination in a single point, by both excluding
every distinct determined existence, by thus being in all other points
nothing and all, and hence by being infinitely different. Therefore if
the latter, in the absence of determination from deficiency, is
represented as an empty infiniteness, the aesthetic freedom of
determination, which forms the proper counterpart to the former, can be
considered as a completed infiniteness; a representation which exactly
agrees with the teachings of the previous investigations.
Man is therefore nothing in the aesthetic state, if attention is given to
the single result, and not to the whole faculty, and if we regard only
the absence or want of every special determination. We must therefore do
justice to those who pronounce the beautiful, and the disposition in
which it places the mind, as entirely indifferent and unprofitable, in
relation to knowledge and feeling. They are perfectly right; for it is
certain that beauty gives no separate, single result, either for the
understanding or for the will; it does not carry out a single
intellectual or moral object; it discovers no truth, does not help us to
fulfil a single duty, and, in one word, is equally unfit to found the
character or to clear the head. Accordingly, the personal worth of a
man, or his dignity, as far as this can only depend on himself, remains
entirely undetermined by aesthetic culture, and nothing further is
attained than that, on the part of nature, it is made profitable for him
to make of himself what he will; that the freedom to be what he ought to
be is restored perfectly to him.
But by this something infinite is attained. But as soon as we remember
that freedom is taken from man by the one-sided compulsion of nature in
feeling, and by the exclusive legislation of the reason in thinking, we
must consider the capacity restored to him by the aesthetical
disposition, as the highest of all gifts, as the gift of humanity. I
admit that he possesses this capacity for humanity, before every definite
determination in which he may be placed. But, as a matter of fact, he
loses it with every determined condition into which he may come; and if
he is to pass over to an opposite condition, humanity must be in every
case restored to him by the aesthetic life.
It is therefore not only a poetical license, but also philosophically
correct, when beauty is named our second creator. Nor is this
inconsistent with the fact that she only makes it possible for us to
attain and realize humanity, leaving this to our free will. For in this
she acts in common with our original creator, nature, which has imparted
to us nothing further than this capacity for humanity, but leaves the use
of it to our own determination of will.
LETTER XXII.
Accordingly, if the aesthetic disposition of the mind must be looked upon
in one respect as nothing--that is, when we confine our view to separate
and determined operations--it must be looked upon in another respect as a
state of the highest reality, in as far as we attend to the absence of
all limits and the sum of powers which are commonly active in it.
Accordingly we cannot pronounce them, again, to be wrong who describe the
aesthetic state to be the most productive in relation to knowledge and
morality. They are perfectly right, for a state of mind which comprises
the whole of humanity in itself must of necessity include in itself also
--necessarily and potentially--every separate expression of it. Again, a
disposition of mind that removes all limitation from the totality of
human nature must also remove it from every special expression of the
same. Exactly because its "aesthetic disposition" does not exclusively
shelter any separate function of humanity, it is favorable to all without
distinction; nor does it favor any particular functions, precisely
because it is the foundation of the possibility of all. All other
exercises give to the mind some special aptitude, but for that very
reason give it some definite limits; only the aesthetical leads him to
the unlimited. Every other condition in which we can live refers us to a
previous condition, and requires for its solution a following condition;
only the aesthetic is a complete whole in itself, for it unites in itself
all conditions of its source and of its duration. Here alone we feel
ourselves swept out of time, and our humanity expresses itself with
purity and integrity as if it had not yet received any impression or
interruption from the operation of external powers.
That which flatters our senses in immediate sensation opens our weak and
volatile spirit to every impression, but makes us in the same degree less
apt for exertion. That which stretches our thinking power and invites to
abstract conceptions strengthens our mind for every kind of resistance,
but hardens it also in the same proportion, and deprives us of
susceptibility in the same ratio that it helps us to greater mental
activity. For this very reason, one as well as the other brings us at
length to exhaustion, because matter cannot long do without the shaping,
constructive force, and the force cannot do without the constructible
material. But on the other hand, if we have resigned ourselves to the
enjoyment of genuine beauty, we are at such a moment of our passive and
active powers in the same degree master, and we shall turn with ease from
grave to gay, from rest to movement, from submission to resistance, to
abstract thinking and intuition.
This high indifference and freedom of mind, united with power and
elasticity, is the disposition in which a true work of art ought to
dismiss us, and there is no better test of true aesthetic excellence. If
after an enjoyment of this kind we find ourselves specially impelled to a
particular mode of feeling or action, and unfit for other modes, this
serves as an infallible proof that we have not experienced any pure
aesthetic effect, whether this is owing to the object, to our own mode of
feeling--as generally happens--or to both together.
As in reality no purely aesthetical effect can be met with--for man can
never leave his dependence on material forces--the excellence of a work
of art can only consist in its greater approximation to its ideal of
aesthetic purity, and however high we may raise the freedom of this
effect, we shall always leave it with a particular disposition and a
particular bias. Any class of productions or separate work in the world
of art is noble and excellent in proportion to the universality of the
disposition and the unlimited character of the bias thereby presented to
our mind. This truth can be applied to works in various branches of art,
and also to different works in the same branch. We leave a grand musical
performance with our feelings excited, the reading of a noble poem with a
quickened imagination, a beautiful statue or building with an awakened
understanding; but a man would not choose an opportune moment who
attempted to invite us to abstract thinking after a high musical
enjoyment, or to attend to a prosaic affair of common life after a high
poetical enjoyment, or to kindle our imagination and astonish our
feelings directly after inspecting a fine statue or edifice. The reason
of this is, that music, by its matter, even when most spiritual, presents
a greater affinity with the senses than is permitted by aesthetic
liberty; it is because even the most happy poetry, having for its medium
the arbitrary and contingent play of the imagination, always shares in it
more than the intimate necessity of the really beautiful allows; it is
because the best sculpture touches on severe science by what is
determinate in its conception. However, these particular affinities are
lost in proportion as the works of these three kinds of art rise to a
greater elevation, and it is a natural and necessary consequence of their
perfection, that, without confounding their objective limits, the
different arts come to resemble each other more and more, in the action
which they exercise on the mind. At its highest degree of ennobling,
music ought to become a form, and act on us with the calm power of an
antique statue; in its most elevated perfection, the plastic art ought to
become music and move us by the immediate action exercised on the mind by
the senses; in its most complete development, poetry ought both to stir
us powerfully like music and like plastic art to surround us with a
peaceful light. In each art, the perfect style consists exactly in
knowing how to remove specific limits, while sacrificing at the same time
the particular advantages of the art, and to give it by a wise use of
what belongs to it specially a more general character.
Nor is it only the limits inherent in the specific character of each kind
of art that the artist ought to overstep in putting his hand to the work;
he must also triumph over those which are inherent in the particular
subject of which he treats. In a really beautiful work of art, the
substance ought to be inoperative, the form should do everything; for by
the form the whole man is acted on; the substance acts on nothing but
isolated forces. Thus, however vast and sublime it may be, the substance
always exercises a restrictive action on the mind, and true aesthetic
liberty can only be expected from the form. Consequently the true search
of the matter consists in destroying matter by the form; and the triumph
of art is great in proportion as it overcomes matter and maintains its
sway over those who enjoy its work. It is great particularly in
destroying matter when most imposing, ambitious, and attractive, when
therefore matter has most power to produce the effect proper to it, or,
again, when it leads those who consider it more closely to enter directly
into relation with it. The mind of the spectator and of the hearer must
remain perfectly free and intact; it must issue pure and entire from the
magic circle of the artist, as from the hands of the Creator. The most
frivolous subject ought to be treated in such a way that we preserve the
faculty to exchange it immediately for the most serious work. The arts
which have passion for their object, as a tragedy for example, do not
present a difficulty here; for, in the first place, these arts are not
entirely free, because they are in the service of a particular end (the
pathetic), and then no connoisseur will deny that even in this class a
work is perfect in proportion as amidst the most violent storms of
passion it respects the liberty of the soul. There is a fine art of
passion, but an impassioned fine art is a contradiction in terms, for the
infallible effect of the beautiful is emancipation from the passions.
The idea of an instructive fine art (didactic art) or improving (moral)
art is no less contradictory, for nothing agrees less with the idea of
the beautiful than to give a determinate tendency to the mind.
However, from the fact that a work produces effects only by its
substance, it must not always be inferred that there is a want of form in
this work; this conclusion may quite as well testify to a want of form in
the observer. If his mind is too stretched or too relaxed, if it is only
accustomed to receive things either by the senses or the intelligence,
even in the most perfect combination, it will only stop to look at the
parts, and it will only see matter in the most beautiful form. Only
sensible of the coarse elements, he must first destroy the aesthetic
organization of a work to find enjoyment in it, and carefully disinter
the details which genius has caused to vanish, with infinite art, in the
harmony of the whole. The interest he takes in the work is either solely
moral or exclusively physical; the only thing wanting to it is to be
exactly what it ought to be--aesthetical. The readers of this class
enjoy a serious and pathetic poem as they do a sermon: a simple and
playful work, as an inebriating draught; and if on the one hand they have
so little taste as to demand edification from a tragedy or from an epos,
even such as the "Messias," on the other hand they will be infallibly
scandalized by a piece after the fashion of Anacreon and Catullus.
LETTER XXIII.
I take up the thread of my researches, which I broke off only to apply
the principles I laid down to practical art and the appreciation of its
works.
The transition from the passivity of sensuousness to the activity of
thought and of will can be effected only by the intermediary state of
aesthetic liberty; and though in itself this state decides nothing
respecting our opinions and our sentiments, and therefore it leaves our
intellectual and moral value entirely problematical, it is, however, the
necessary condition without which we should never attain to an opinion or
a sentiment. In a word, there is no other way to make a reasonable being
out of a sensuous man than by making him first aesthetic.
But, you might object: Is this mediation absolutely indispensable? Could
not truth and duty, one or the other, in themselves and by themselves,
find access to the sensuous man? To this I reply: Not only is it
possible but it is absolutely necessary that they owe solely to
themselves their determining force, and nothing would be more
contradictory to our preceding affirmations than to appear to defend the
contrary opinion. It has been expressly proved that the beautiful
furnishes no result, either for the comprehension or for the will; that
it mingles with no operations, either of thought or of resolution; and
that it confers this double power without determining anything with
regard to the real exercise of this power. Here all foreign help
disappears, and the pure logical form, the idea, would speak immediately
to the intelligence, as the pure moral form, the law, immediately to the
will.
But that the pure form should be capable of it, and that there is in
general a pure form for sensuous man, is that, I maintain, which should
be rendered possible by the aesthetic disposition of the soul. Truth is
not a thing which can be received from without like reality or the
visible existence of objects. It is the thinking force, in his own
liberty and activity, which produces it, and it is just this liberty
proper to it, this liberty which we seek in vain in sensuous man. The
sensuous man is already determined physically, and thenceforth he has no
longer his free determinability; he must necessarily first enter into
possession of this lost determinability before he can exchange the
passive against an active determination. Therefore, in order to recover
it, he must either lose the passive determination that he had, or he
should enclose already in himself the active determination to which he
should pass. If he confined himself to lose passive determination, he
would at the same time lose with it the possibility of an active
determination, because thought needs a body, and form can only be
realized through matter. He must therefore contain already in himself
the active determination, that he may be at once both actively and
passively determined, that is to say, he becomes necessarily aesthetic.
Consequently, by the aesthetic disposition of the soul the proper
activity of reason is already revealed in the sphere of sensuousness, the
power of sense is already broken within its own boundaries, and the
ennobling of physical man carried far enough, for spiritual man has only
to develop himself according to the laws of liberty. The transition from
an aesthetic state to a logical and moral state (from the beautiful to
truth and duty) is then infinitely more easy than the transition from the
physical state to the aesthetic state (from life pure and blind to form).
This transition man can effectuate alone by his liberty, whilst he has
only to enter into possession of himself not to give it himself; but to
separate the elements of his nature, and not to enlarge it. Having
attained to the aesthetic disposition, man will give to his judgments and
to his actions a universal value as soon as he desires it. This passage
from brute nature to beauty, in which an entirely new faculty would
awaken in him, nature would render easier, and his will has no power over
a disposition which, we know, itself gives birth to the will. To bring
the aesthetic man to profound views, to elevated sentiments, he requires
nothing more than important occasions: to obtain the same thing from the
sensuous man, his nature must at first be changed. To make of the former
a hero, a sage, it is often only necessary to meet with a sublime
situation, which exercises upon the faculty of the will the more
immediate action; for the second, it must first be transplanted under
another sky.
One of the most important tasks of culture, then, is to submit man to
form, even in a purely physical life, and to render it aesthetic as far
as the domain of the beautiful can be extended, for it is alone in the
aesthetic state, and not in the physical state, that the moral state can
be developed. If in each particular case man ought to possess the power
to make his judgment and his will the judgment of the entire species; if
he ought to find in each limited existence the transition to an infinite
existence; if, lastly, he ought from every dependent situation to take
his flight to rise to autonomy and to liberty, it must be observed that
at no moment he is only individual and solely obeys the laws of nature.
To be apt and ready to raise himself from the narrow circle of the ends
of nature, to rational ends, in the sphere of the former he must already
have exercised himself in the second; he must already have realized his
physical destiny with a certain liberty that belongs only to spiritual
nature, that is to say according to the laws of the beautiful.
And that he can effect without thwarting in the least degree his physical
aim. The exigencies of nature with regard to him turn only upon what he
does--upon the substance of his acts; but the ends of nature in no degree
determine the way in which he acts, the form of his actions. On the
contrary, the exigencies of reason have rigorously the form of his
activity for its object. Thus, so much as it is necessary for the moral
destination of man, that he be purely moral, that he shows an absolute
personal activity, so much is he indifferent that his physical
destination be entirely physical, that he acts in a manner entirely
passive. Henceforth with regard to this last destination, it entirely
depends on him to fulfil it solely as a sensuous being and natural force
(as a force which acts only as it diminishes) or, at the same time, as
absolute force, as a rational being. To which of these does his dignity
best respond? Of this there can be no question. It is as disgraceful
and contemptible for him to do under sensuous impulsion that which he
ought to have determined merely by the motive of duty, as it is noble and
honorable for him to incline towards conformity with laws, harmony,
independence; there even where the vulgar man only satisfies a legitimate
want. In a word, in the domain of truth and morality, sensuousness must
have nothing to determine; but in the sphere of happiness, form may find
a place, and the instinct of play prevail.
Thus then, in the indifferent sphere of physical life, man ought to
already commence his moral life; his own proper activity ought already to
make way in passivity, and his rational liberty beyond the limits of
sense; he ought already to impose the law of his will upon his
inclinations; he ought--if you will permit me the expression--to carry
into the domain of matter the war against matter, in order to be
dispensed from combating this redoubtable enemy upon the sacred field of
liberty; he ought to learn to have nobler desires, not to be forced to
have sublime volitions. This is the fruit of aesthetic culture, which
submits to the laws of the beautiful, in which neither the laws of nature
nor those of reason suffer, which does not force the will of man, and
which by the form it gives to exterior life already opens internal life.
LETTER XXIV.
Accordingly three different moments or stages of development can be
distinguished, which the individual man, as well as the whole race, must
of necessity traverse in a determinate order if they are to fulfil the
circle of their determination. No doubt, the separate periods can be
lengthened or shortened, through accidental causes which are inherent
either in the influence of external things or under the free caprice of
men: but neither of them can be overstepped, and the order of their
sequence cannot be inverted either by nature or by the will. Man, in his
physical condition, suffers only the power of nature; he gets rid of this
power in the aesthetical condition, and he rules them in the moral state.
What is man before beauty liberates him from free pleasure, and the
serenity of form tames down the savageness of life? Eternally uniform in
his aims, eternally changing in his judgments, self-seeking without being
himself, unfettered without being free, a slave without serving any rule.
At this period, the world is to him only destiny, not yet an object; all
has existence for him only in as far as it procures existence to him; a
thing that neither seeks from nor gives to him is non-existent. Every
phenomenon stands out before him separate and cut off, as he finds
himself in the series of beings. All that is, is to him through the bias
of the moment; every change is to him an entirely fresh creation, because
with the necessary in him, the necessary out of him is wanting, which
binds together all the changing forms in the universe, and which holds
fast the law on the theatre of his action, while the individual departs.
It is in vain that nature lets the rich variety of her forms pass before
him; he sees in her glorious fulness nothing but his prey, in her power
and greatness nothing but his enemy. Either he encounters objects, and
wishes to draw them to himself in desire, or the objects press in a
destructive manner upon him, and he thrusts them away in dismay and
terror. In both cases his relation to the world of sense is immediate
contact; and perpetually anxious through its pressure, restless and
plagued by imperious wants, he nowhere finds rest except in enervation,
and nowhere limits save in exhausted desire.
"True, his is the powerful breast, and the mighty hand
of the Titans. . . .
A certain inheritance; yet the god welded
Round his forehead a brazen band;
Advice, moderation, wisdom, and patience,--
Hid it from his shy, sinister look.
Every desire is with him a rage,
And his rage prowls around limitless. "--Iphigenia in Tauris.
Ignorant of his own human dignity, he is far removed from honoring it in
others, and conscious of his own savage greed, he fears it in every
creature that he sees like himself. He never sees others in himself,
only himself in others, and human society, instead of enlarging him to
the race, only shuts him up continually closer in his individuality.
Thus limited, he wanders through his sunless life, till favoring nature
rolls away the load of matter from his darkened senses, reflection
separates him from things, and objects show themselves at length in the
afterglow of the consciousness.
It is true we cannot point out this state of rude nature as we have here
portrayed it in any definite people and age. It is only an idea, but an
idea with which experience agrees most closely in special features. It
may be said that man was never in this animal condition, but he has not,
on the other hand, ever entirely escaped from it. Even in the rudest
subjects, unmistakable traces of rational freedom can be found, and even
in the most cultivated, features are not wanting that remind us of that
dismal natural condition. It is possible for man, at one and the same
time, to unite the highest and the lowest in his nature; and if his
dignity depends on a strict separation of one from the other, his
happiness depends on a skilful removal of this separation. The culture
which is to bring his dignity into agreement with his happiness will
therefore have to provide for the greatest purity of these two principles
in their most intimate combination.
Consequently the first appearance of reason in man is not the beginning
of humanity. This is first decided by his freedom, and reason begins
first by making his sensuous dependence boundless; a phenomenon that does
not appear to me to have been sufficiently elucidated, considering its
importance and universality. We know that the reason makes itself known
to man by the demand for the absolute--the self-dependent and necessary.
But as this want of the reason cannot be satisfied in any separate or
single state of his physical life, he is obliged to leave the physical
entirely and to rise from a limited reality to ideas. But although the
true meaning of that demand of the reason is to withdraw him from the
limits of time and to lead him from the world of sense to an ideal world,
yet this same demand of reason, by misapplication--scarcely to be avoided
in this life, prone to sensuousness--can direct him to physical life,
and, instead of making man free, plunge him in the most terrible slavery.
Facts verify this supposition. Man raised on the wings of imagination
leaves the narrow limits of the present, in which mere animality is
enclosed, in order to strive on to an unlimited future. But while the
limitless is unfolded to his dazed imagination, his heart has not ceased
to live in the separate, and to serve the moment. The impulse towards
the absolute seizes him suddenly in the midst of his animality, and as in
this cloddish condition all his efforts aim only at the material and
temporal, and are limited by his individuality, he is only led by that
demand of the reason to extend his individuality into the infinite,
instead of to abstract from it. He will be led to seek instead of form
an inexhaustible matter, instead of the unchangeable an everlasting
change and an absolute securing of his temporal existence. The same
impulse which, directed to his thought and action, ought to lead to truth
and morality, now directed to his passion and emotional state, produces
nothing but an unlimited desire and an absolute want. The first fruits,
therefore, that he reaps in the world of spirits are cares and fear--both
operations of the reason; not of sensuousness, but of a reason that
mistakes its object and applies its categorical imperative to matter.
All unconditional systems of happiness are fruits of this tree, whether
they have for their object the present day or the whole of life, or what
does not make them any more respectable, the whole of eternity, for their
object. An unlimited duration of existence and of well-being is only an
ideal of the desires; hence a demand which can only be put forth by an
animality striving up to the absolute. Man, therefore, without gaining
anything for his humanity by a rational expression of this sort, loses
the happy limitation of the animal, over which he now only possesses the
unenviable superiority of losing the present for an endeavor after what
is remote, yet without seeking in the limitless future anything but the
present.
But even if the reason does not go astray in its object, or err in the
question, sensuousness will continue to falsify the answer for a long
time. As soon as man has begun to use his understanding and to knit
together phenomena in cause and effect, the reason, according to its
conception, presses on to an absolute knitting together and to an
unconditional basis. In order, merely, to be able to put forward this
demand, man must already have stepped beyond the sensuous, but the
sensuous uses this very demand to bring back the fugitive.
In fact, it is now that he ought to abandon entirely the world of sense
in order to take his flight into the realm of ideas; for the intelligence
remains eternally shut up in the finite and in the contingent, and does
not cease putting questions without reaching the last link of the chain.
But as the man with whom we are engaged is not yet capable of such an
abstraction, and does not find it in the sphere of sensuous knowledge,
and because he does not look for it in pure reason, he will seek for it
below in the region of sentiment, and will appear to find it. No doubt
the sensuous shows him nothing that has its foundation in itself, and
that legislates for itself, but it shows him something that does not care
for foundation or law; therefore, thus not being able to quiet the
intelligence by showing it a final cause, he reduces it to silence by the
conception which desires no cause; and being incapable of understanding
the sublime necessity of reason, he keeps to the blind constraint of
matter. As sensuousness knows no other end than its interest, and is
determined by nothing except blind chance, it makes the former the motive
of its actions, and the latter the master of the world.
Even the divine part in man, the moral law, in its first manifestation in
the sensuous cannot avoid this perversion. As this moral law is only
prohibited, and combats in man the interest of sensuous egotism, it must
appear to him as something strange until he has come to consider this
self-love as the stranger, and the voice of reason as his true self.
Therefore he confines himself to feeling the fetters which the latter
imposes on him, without having the consciousness of the infinite
emancipation which it procures for him. Without suspecting in himself
the dignity of lawgiver, he only experiences the constraint and the
impotent revolt of a subject fretting under the yoke, because in this
experience the sensuous impulsion precedes the moral impulsion, he gives
to the law of necessity a beginning in him, a positive origin, and by the
most unfortunate of all mistakes he converts the immutable and the
eternal in himself into a transitory accident. He makes up his mind to
consider the notions of the just and the unjust as statutes which have
been introduced by a will, and not as having in themselves an eternal
value. Just as in the explanation of certain natural phenomena he goes
beyond nature and seeks out of her what can only be found in her, in her
own laws; so also in the explanation of moral phenomena he goes beyond
reason and makes light of his humanity, seeking a god in this way. It is
not wonderful that a religion which he has purchased at the cost of his
humanity shows itself worthy of this origin, and that he only considers
as absolute and eternally binding laws that have never been binding from
all eternity. He has placed himself in relation with, not a holy being,
but a powerful. Therefore the spirit of his religion, of the homage that
he gives to God, is a fear that abases him, and not a veneration that
elevates him in his own esteem.
Though these different aberrations by which man departs from the ideal of
his destination cannot all take place at the same time, because several
degrees have to be passed over in the transition from the obscure of
thought to error, and from the obscure of will to the corruption of the
will; these degrees are all, without exception, the consequence of his
physical state, because in all the vital impulsion sways the formal
impulsion. Now, two cases may happen: either reason may not yet have
spoken in man, and the physical may reign over him with a blind
necessity, or reason may not be sufficiently purified from sensuous
impressions, and the moral may still be subject to the physical; in both
cases the only principle that has a real power over him is a material
principle, and man, at least as regards his ultimate tendency, is a
sensuous being. The only difference is, that in the former case he is an
animal without reason, and in the second case a rational animal. But he
ought to be neither one nor the other: he ought to be a man. Nature
ought not to rule him exclusively; nor reason conditionally. The two
legislations ought to be completely independent, and yet mutually
complementary.
LETTER XXV.
Whilst man, in his first physical condition, is only passively affected
by the world of sense, he is still entirely identified with it; and for
this reason the external world, as yet, has no objective existence for
him. When he begins in his aesthetic state of mind to regard the world
objectively, then only is his personality severed from it, and the world
appears to him an objective reality, for the simple reason that he has
ceased to form an identical portion of it.
That which first connects man with the surrounding universe is the power
of reflective contemplation. Whereas desire seizes at once its object,
reflection removes it to a distance and renders it inalienably her own by
saving it from the greed of passion. The necessity of sense which he
obeyed during the period of mere sensations, lessens during the period of
reflection; the senses are for the time in abeyance; even ever-fleeting
time stands still whilst the scattered rays of consciousness are
gathering and shape themselves; an image of the infinite is reflected
upon the perishable ground. As soon as light dawns in man, there is no,
longer night outside of him; as soon as there is peace within him the
storm lulls throughout the universe, and the contending forces of nature
find rest within prescribed limits. Hence we cannot wonder if ancient
traditions allude to these great changes in the inner man as to a
revolution in surrounding nature, and symbolize thought triumphing over
the laws of time, by the figure of Zeus, which terminates the reign of
Saturn.
As long as man derives sensations from a contact with nature, he is her
slave; but as soon as he begins to reflect upon her objects and laws he
becomes her lawgiver. Nature, which previously ruled him as a power, now
expands before him as an object. What is objective to him can have no
power over him, for in order to become objective it has to experience his
own power. As far and as long as he impresses a form upon matter, he
cannot be injured by its effect; for a spirit can only be injured by that
which deprives it of its freedom. Whereas he proves his own freedom by
giving a form to the formless; where the mass rules heavily and without
shape, and its undefined outlines are for ever fluctuating between
uncertain boundaries, fear takes up its abode; but man rises above any
natural terror as soon as he knows how to mould it, and transform it into
an object of his art. As soon as he upholds his independence towards
phenomenal natures he maintains his dignity toward her as a thing of
power, and with a noble freedom he rises against his gods. They throw
aside the mask with which they had kept him in awe during his infancy,
and to his surprise his mind perceives the reflection of his own image.
The divine monster of the Oriental, which roams about changing the world
with the blind force of a beast of prey, dwindles to the charming outline
of humanity in Greek fable; the empire of the Titans is crushed, and
boundless force is tamed by infinite form.
But whilst I have been merely searching for an issue from the material
world, and a passage into the world of mind, the bold flight of my
imagination has already taken me into the very midst of the latter world.
The beauty of which we are in search we have left behind by passing from
the life of mere sensations to the pure form and to the pure object.
Such a leap exceeds the condition of human nature; in order to keep pace
with the latter we must return to the world of sense.
Beauty is indeed the sphere of unfettered contemplation and reflection;
beauty conducts us into the world of ideas, without however taking us
from the world of sense, as occurs when a truth is perceived and
acknowledged. This is the pure product of a process of abstraction from
everything material and accidental, a pure object free from every
subjective barrier, a pure state of self-activity without any admixture
of passive sensations. There is indeed a way back to sensation from the
highest abstraction; for thought teaches the inner sensation, and the
idea of logical or moral unity passes into a sensation of sensual accord.
But if we delight in knowledge we separate very accurately our own
conceptions from our sensations; we look upon the latter as something
accidental, which might have been omitted without the knowledge being
impaired thereby, without truth being less true. It would, however, be a
vain attempt to suppress this connection of the faculty of feeling with
the idea of beauty, consequently, we shall not succeed in representing to
ourselves one as the effect of the other, but we must look upon them both
together and reciprocally as cause and effect. In the pleasure which we
derive from knowledge we readily distinguish the passage from the active
to the passive state, and we clearly perceive that the first ends when
the second begins. On the contrary, from the pleasure which we take in
beauty, this transition from the active to the passive is not
perceivable, and reflection is so intimately blended with feeling that we
believe we feel the form immediately. Beauty is then an object to us, it
is true, because reflection is the condition of the feeling which we have
of it; but it is also a state of our personality (our Ego) because the
feeling is the condition of the idea we conceive of it: beauty is
therefore doubtless form, because we contemplate it, but it is equally
life because we feel it. In a word, it is at once our state and our act.
And precisely because it is at the same time both a state and an act, it
triumphantly proves to us that the passive does not exclude the active,
neither matter nor form, neither the finite nor the infinite; and that
consequently the physical dependence to which man is necessarily devoted
does not in any way destroy his moral liberty. This is the proof of
beauty, and I ought to add that this alone can prove it. In fact, as in
the possession of truth or of logical unity, feeling is not necessarily
one with the thought, but follows it accidentally; it is a fact which
only proves that a sensitive nature can succeed a rational nature, and
vice versa; not that they co-exist, that they exercise a reciprocal
action one over the other; and, lastly, that they ought to be united in
an absolute and necessary manner. From this exclusion of feeling as long
as there is thought, and of thought so long as there is feeling, we
should on the contrary conclude that the two natures are incompatible, so
that in order to demonstrate that pure reason is to be realized in
humanity, the best proof given by the analysis is that this realization
is demanded. But, as in the realization of beauty or of aesthetic unity,
there is a real union, mutual substitution of matter and of form, of
passive and of active, by this alone is proved the compatibility of the
two natures, the possible realization of the infinite in the finite, and
consequently also the possibility of the most sublime humanity.
Henceforth we need no longer be embarrassed to find a transition from
dependent feeling to moral liberty, because beauty reveals to us the fact
that they can perfectly coexist, and that to show himself a spirit, man
need not escape from matter. But if on one side he is free, even in his
relation with a visible world, as the fact of beauty teaches, and if on
the other side freedom is something absolute and supersensuous, as its
idea necessarily implies, the question is no longer how man succeeds in
raising himself from the finite to the absolute, and opposing himself in
his thought and will to sensuality, as this has already been produced in
the fact of beauty. In a word, we have no longer to ask how he passes
from virtue to truth which is already included in the former, but how he
opens a way for himself from vulgar reality to aesthetic reality, and
from the ordinary feelings of life to the perception of the beautiful.
LETTER XXVI.
I have shown in the previous letters that it is only the aesthetic
disposition of the soul that gives birth to liberty, it cannot therefore
be derived from liberty nor have a moral origin. It must be a gift of
nature; the favor of chance alone can break the bonds of the physical
state and bring the savage to duty. The germ of the beautiful will find
an equal difficulty in developing itself in countries where a severe
nature forbids man to enjoy himself, and in those where a prodigal nature
dispenses him from all effort; where the blunted senses experience no
want, and where violent desire can never be satisfied. The delightful
flower of the beautiful will never unfold itself in the case of the
Troglodyte hid in his cavern always alone, and never finding humanity
outside himself; nor among nomads, who, travelling in great troops, only
consist of a multitude, and have no individual humanity. It will only
flourish in places where man converses peacefully with himself in his
cottage, and with the whole race when he issues from it. In those
climates where a limpid ether opens the senses to the lightest
impression, whilst a life-giving warmth develops a luxuriant nature,
where even in the inanimate creation the sway of inert matter is
overthrown, and the victorious form ennobles even the most abject
natures; in this joyful state and fortunate zone, where activity alone
leads to enjoyment, and enjoyment to activity, from life itself issues a
holy harmony, and the laws of order develop life, a different result
takes place. When imagination incessantly escapes from reality, and does
not abandon the simplicity of nature in its wanderings: then and there
only the mind and the senses, the receptive force and the plastic force,
are developed in that happy equilibrium which is the soul of the
beautiful and the condition of humanity.
What phenomenon accompanies the initiation of the savage into humanity?
However far we look back into history the phenomenon is identical among
all people who have shaken off the slavery of the animal state: the love
of appearance, the inclination for dress and for games.
Extreme stupidity and extreme intelligence have a certain affinity in
only seeking the real and being completely insensible to mere appearance.
The former is only drawn forth by the immediate presence of an object in
the senses, and the second is reduced to a quiescent state only by
referring conceptions to the facts of experience. In short, stupidity
cannot rise above reality, nor the intelligence descend below truth.
Thus, in as far as the want of reality and attachment to the real are
only the consequence of a want and a defect, indifference to the real and
an interest taken in appearances are a real enlargement of humanity and a
decisive step towards culture. In the first place it is the proof of an
exterior liberty, for as long as necessity commands and want solicits,
the fancy is strictly chained down to the real: it is only when want is
satisfied that it develops without hinderance. But it is also the proof
of an internal liberty, because it reveals to us a force which,
independent of an external substratum, sets itself in motion, and has
sufficient energy to remove from itself the solicitations of nature. The
reality of things is effected by things, the appearance of things is the
work of man, and a soul that takes pleasure in appearance does not take
pleasure in what it receives but in what it makes.
It is self-evident that I am speaking of aesthetical evidence different
from reality and truth, and not of logical appearance identical with
them. Therefore if it is liked it is because it is an appearance, and
not because it is held to be something better than it is: the first
principle alone is a play, whilst the second is a deception. To give a
value to the appearance of the first kind can never injure truth, because
it is never to be feared that it will supplant it--the only way in which
truth can be injured. To despise this appearance is to despise in
general all the fine arts of which it is the essence. Nevertheless, it
happens sometimes that the understanding carries its zeal for reality as
far as this intolerance, and strikes with a sentence of ostracism all the
arts relating to beauty in appearance, because it is only an appearance.
However, the intelligence only shows this vigorous spirit when it calls
to mind the affinity pointed out further back. I shall find some day the
occasion to treat specially of the limits of beauty in its appearance.
It is nature herself which raises man from reality to appearance by
endowing him with two senses which only lead him to the knowledge of the
real through appearance. In the eye and the ear the organs of the senses
are already freed from the persecutions of nature, and the object with
which we are immediately in contact through the animal senses is remoter
from us. What we see by the eye differs from what we feel; for the
understanding to reach objects overleaps the light which separates us
from them. In truth, we are passive to an object: in sight and hearing
the object is a form we create. While still a savage, man only enjoys
through touch merely aided by sight and sound. He either does not rise
to perception through sight, or does not rest there. As soon as he
begins to enjoy through sight, vision has an independent value, he is
aesthetically free, and the instinct of play is developed.
The instinct of play likes appearance, and directly it is awakened it is
followed by the formal imitative instinct which treats appearance as an
independent thing. Directly man has come to distinguish the appearance
from the reality, the form from the body, he can separate, in fact he has
already done so. Thus the faculty of the art of imitation is given with
the faculty of form in general. The inclination that draws us to it
reposes on another tendency I have not to notice here. The exact period
when the aesthetic instinct, or that of art, develops, depends entirely
on the attraction that mere appearance has for men.
As every real existence proceeds from nature as a foreign power, whilst
every appearance comes in the first place from man as a percipient
subject, he only uses his absolute sight in separating semblance from
essence, and arranging according to subjective law. With an unbridled
liberty he can unite what nature has severed, provided he can imagine his
union, and he can separate what nature has united, provided this
separation can take place in his intelligence. Here nothing can be
sacred to him but his own law: the only condition imposed upon him is to
respect the border which separates his own sphere from the existence of
things or from the realm of nature.
This human right of ruling is exercised by man in the art of appearance;
and his success in extending the empire of the beautiful, and guarding
the frontiers of truth, will be in proportion with the strictness with
which he separates form from substance: for if he frees appearance from
reality, he must also do the converse.
But man possesses sovereign power only in the world of appearance, in the
unsubstantial realm of imagination, only by abstaining from giving being
to appearance in theory, and by giving it being in practice. It follows
that the poet transgresses his proper limits when he attributes being to
his ideal, and when he gives this ideal aim as a determined existence.
For he can only reach this result by exceeding his right as a poet, that
of encroaching by the ideal on the field of experience, and by pretending
to determine real existence in virtue of a simple possibility, or else he
renounces his right as a poet by letting experience encroach on the
sphere of the ideal, and by restricting possibility to the conditions of
reality.
It is only by being frank or disclaiming all reality, and by being
independent or doing without reality, that the appearance is aesthetical.
Directly it apes reality or needs reality for effect, it is nothing more
than a vile instrument for material ends, and can prove nothing for the
freedom of the mind. Moreover, the object in which we find beauty need
not be unreal if our judgment disregards this reality; for if it regards
this the judgment is no longer aesthetical. A beautiful woman, if
living, would no doubt please us as much and rather more than an equally
beautiful woman seen in painting; but what makes the former please men is
not her being an independent appearance; she no longer pleases the pure
aesthetic feeling. In the painting, life must only attract as an
appearance, and reality as an idea. But it is certain that to feel in a
living object only the pure appearance requires a greatly higher
aesthetic culture than to do without life in the appearance.
When the frank and independent appearance is found in man separately, or
in a whole people, it may be inferred they have mind, taste, and all
prerogatives connected with them. In this case the ideal will be seen to
govern real life, honor triumphing over fortune, thought over enjoyment,
the dream of immortality over a transitory existence.
In this case public opinion will no longer be feared, and an olive crown
will be more valued than a purple mantle. Impotence and perversity alone
have recourse to false and paltry semblance, and individuals as well as
nations who lend to reality the support of appearance, or to the
aesthetic appearance the support of reality, show their moral
unworthiness and their aesthetical impotence. Therefore, a short and
conclusive answer can be given to this question--how far will appearance
be permitted in the moral world? It will run thus in proportion as this
appearance will be aesthetical, that is, an appearance that does not try
to make up for reality, nor requires to be made up for by it. The
aesthetical appearance can never endanger the truth of morals: wherever
it seems to do so the appearance is not aesthetical. Only a stranger to
the fashionable world can take the polite assurances, which are only a
form, for proofs of affection, and say he has been deceived; but only a
clumsy fellow in good society calls in the aid of duplicity and flatters
to become amiable. The former lacks the pure sense for independent
appearance; therefore he can only give a value to appearance by truth.
The second lacks reality, and wishes to replace it by appearance.
Nothing is more common than to hear depreciators of the times utter these
paltry complaints--that all solidity has disappeared from the world, and
that essence is neglected for semblance. Though I feel by no means
called upon to defend this age against these reproaches, I must say that
the wide application of these criticisms shows that they attach blame to
the age, not only on the score of the false, but also of the frank
appearance. And even the exceptions they admit in favor of the beautiful
have for their object less the independent appearance than the needy
appearance. Not only do they attack the artificial coloring that hides
truth and replaces reality, but also the beneficent appearance that fills
a vacuum and clothes poverty; and they even attack the ideal appearance
that ennobles a vulgar reality. Their strict sense of truth is rightly
offended by the falsity of manners; unfortunately, they class politeness
in this category. It displeases them that the noisy and showy so often
eclipse true merit, but they are no less shocked that appearance is also
demanded from merit, and that a real substance does not dispense with an
agreeable form. They regret the cordiality, the energy, and solidity of
ancient times; they would restore with them ancient coarseness,
heaviness, and the old Gothic profusion. By judgments of this kind they
show an esteem for the matter itself unworthy of humanity, which ought
only to value the matter inasmuch as it can receive a form and enlarge
the empire of ideas. Accordingly, the taste of the age need not much
fear these criticisms if it can clear itself before better judges. Our
defect is not to grant a value to aesthetic appearance (we do not do this
enough): a severe judge of the beautiful might rather reproach us with
not having arrived at pure appearance, with not having separated clearly
enough existence from the phenomenon, and thus established their limits.
We shall deserve this reproach so long as we cannot enjoy the beautiful
in living nature without desiring it; as long as we cannot admire the
beautiful in the imitative arts without having an end in view; as long as
we do not grant to imagination an absolute legislation of its own; and as
long as we do not inspire it with care for its dignity by the esteem we
testify for its works.
LETTER XXVII.
Do not fear for reality and truth. Even if the elevated idea of
aesthetic appearance become general, it would not become so, as long as
man remains so little cultivated as to abuse it; and if it became
general, this would result from a culture that would prevent all abuse of
it. The pursuit of independent appearance requires more power of
abstraction, freedom of heart, and energy of will than man requires to
shut himself up in reality; and he must have left the latter behind him
if he wishes to attain to aesthetic appearance. Therefore, a man would
calculate very badly who took the road of the ideal to save himself that
of reality. Thus, reality would not have much to fear from appearance,
as we understand it; but, on the other hand, appearance would have more
to fear from reality. Chained to matter, man uses appearance for his
purposes before he allows it a proper personality in the art of the
ideal: to come to that point a complete revolution must take place in his
mode of feeling, otherwise, he would not be even on the way to the ideal.
Consequently, when we find in man the signs of a pure and disinterested
esteem, we can infer that this revolution has taken place in his nature,
and that humanity has really begun in him. Signs of this kind are found
even in the first and rude attempts that he makes to embellish his
existence, even at the risk of making it worse in its material
conditions. As soon as he begins to prefer form to substance and to risk
reality for appearance (known by him to be such), the barriers of animal
life fall, and he finds himself on a track that has no end.
Not satisfied with the needs of nature, he demands the superfluous.
First, only the superfluous of matter, to secure his enjoyment beyond the
present necessity; but afterward; he wishes a superabundance in matter,
an aesthetical supplement to satisfy the impulse for the formal, to
extend enjoyment beyond necessity. By piling up provisions simply for a
future use, and anticipating their enjoyment in the imagination, he
outsteps the limits of the present moment, but not those of time in
general. He enjoys more; he does not enjoy differently. But as soon as
he makes form enter into his enjoyment, and he keeps in view the forms of
the objects which satisfy his desires, he has not only increased his
pleasure in extent and intensity, but he has also ennobled it in mode and
species.
No doubt nature has given more than is necessary to unreasoning beings;
she has caused a gleam of freedom to shine even in the darkness of animal
life. When the lion is not tormented by hunger, and when no wild beast
challenges him to fight, his unemployed energy creates an object for
himself; full of ardor, he fills the re-echoing desert with his terrible
roars, and his exuberant force rejoices in itself, showing itself without
an object. The insect flits about rejoicing in life in the sunlight, and
it is certainly not the cry of want that makes itself heard in the
melodious song of the bird; there is undeniably freedom in these
movements, though it is not emancipation from want in general, but from a
determinate external necessity.
The animal works, when a privation is the motor of its activity, and it
plays when the plenitude of force is this motor, when an exuberant life
is excited to action. Even in inanimate nature a luxury of strength and
a latitude of determination are shown, which in this material sense might
be styled play. The tree produces numberless germs that are abortive
without developing, and it sends forth more roots, branches, and leaves,
organs of nutrition, than are used for the preservation of the species.
Whatever this tree restores to the elements of its exuberant life,
without using it or enjoying it, may be expended by life in free and
joyful movements. It is thus that nature offers in her material sphere a
sort of prelude to the limitless, and that even there she suppresses
partially the chains from which she will be completely emancipated in the
realm of form. The constraint of superabundance or physical play answers
as a transition from the constraint of necessity, or of physical
seriousness, to aesthetical play; and before shaking off, in the supreme
freedom of the beautiful, the yoke of any special aim, nature already
approaches, at least remotely, this independence, by the free movement
which is itself its own end and means.
The imagination, like the bodily organs, has in man its free movement and
its material play, a play in which, without any reference to form, it
simply takes pleasure in its arbitrary power and in the absence of all
hinderance. These plays of fancy, inasmuch as form is not mixed up with
them, and because a free succession of images makes all their charm,
though confined to man, belong exclusively to animal life, and only prove
one thing--that he is delivered from all external sensuous constraint
without our being entitled to infer that there is in it an independent
plastic force.
From this play of free association of ideas, which is still quite
material in nature and is explained by simple natural laws, the
imagination, by making the attempt of creating a free form, passes at
length at a jump to the aesthetic play: I say at one leap, for quite a
new force enters into action here; for here, for the first time, the
legislative mind is mixed with the acts of a blind instinct, subjects the
arbitrary march of the imagination to its eternal and immutable unity,
causes its independent permanence to enter in that which is transitory,
and its infinity in the sensuous. Nevertheless, as long as rude nature,
which knows of no other law than running incessantly from change to
change, will yet retain too much strength, it will oppose itself by its
different caprices to this necessity; by its agitation to this
permanence; by its manifold needs to this independence, and by its
insatiability to this sublime simplicity. It will be also troublesome to
recognize the instinct of play in its first trials, seeing that the
sensuous impulsion, with its capricious humor and its violent appetites,
constantly crosses. It is on that account that we see the taste, still
coarse, seize that which is new and startling, the disordered, the
adventurous and the strange, the violent and the savage, and fly from
nothing so much as from calm and simplicity. It invents grotesque
figures, it likes rapid transitions, luxurious forms, sharply-marked
changes, acute tones, a pathetic song. That which man calls beautiful at
this time is that which excites him, that which gives him matter; but
that which excites him to give his personality to the object, that which
gives matter to a possible plastic operation, for otherwise it would not
be the beautiful for him. A remarkable change has therefore taken place
in the form of his judgments; he searches for these objects, not because
they affect him, but because they furnish him with the occasion of
acting; they please him, not because they answer to a want, but because
they satisfy a law which speaks in his breast, although quite low as yet.
Soon it will not be sufficient for things to please him; he will wish to
please: in the first place, it is true, only by that which belongs to
him; afterwards by that which he is. That which he possesses, that which
he produces, ought not merely to bear any more the traces of servitude,
nor to mark out the end, simply and scrupulously, by the form.
Independently of the use to which it is destined, the object ought also
to reflect the enlightened intelligence which imagines it, the hand which
shaped it with affection, the mind free and serene which chose it and
exposed it to view. Now, the ancient German searches for more
magnificent furs, for more splendid antlers of the stag, for more elegant
drinking-horns; and the Caledonian chooses the prettiest shells for his
festivals. The arms themselves ought to be no longer only objects of
terror, but also of pleasure; and the skilfully-worked scabbard will not
attract less attention than the homicidal edge of the sword. The
instinct of play, not satisfied with bringing into the sphere of the
necessary an aesthetic superabundance for the future more free, is at
last completely emancipated from the bonds of duty, and the beautiful
becomes of itself an object of man's exertions. He adorns himself. The
free pleasure comes to take a place among his wants, and the useless soon
becomes the best part of his joys. Form, which from the outside
gradually approaches him, in his dwelling, his furniture, his clothing,
begins at last to take possession of the man himself, to transform him,
at first exteriorly, and afterwards in the interior. The disordered
leaps of joy become the dance, the formless gesture is changed into an
amiable and harmonious pantomime, the confused accents of feeling are
developed, and begin to obey measures and adapt themselves to song.
When, like the flight of cranes, the Trojan army rushes on to the field
of battle with thrilling cries, the Greek army approaches in silence and
with a noble and measured step. On the one side we see but the
exuberance of a blind force, on the other the triumph of form, and the
simple majesty of law.
Now, a nobler necessity binds the two sexes mutually, and the interests
of the heart contribute in rendering durable an alliance which was at
first capricious and changing like the desire that knits it. Delivered
from the heavy fetters of desire, the eye, now calmer, attends to the
form, the soul contemplates the soul, and the interested exchange of
pleasure becomes a generous exchange of mutual inclination. Desire
enlarges and rises to love, in proportion as it sees humanity dawn in its
object; and, despising the vile triumphs gained by the senses, man tries
to win a nobler victory over the will. The necessity of pleasing
subjects the powerful nature to the gentle laws of taste; pleasure may be
stolen, but love must be a gift. To obtain this higher recompense, it is
only through the form and not through matter that it can carry on the
contest. It must cease to act on feeling as a force, to appear in the
intelligence as a simple phenomenon; it must respect liberty, as it is
liberty it wishes to please. The beautiful reconciles the contrast of
different natures in its simplest and purest expression. It also
reconciles the eternal contrast of the two sexes in the whole complex
framework of society, or at all events it seeks to do so; and, taking as
its model the free alliance it has knit between manly strength and
womanly gentleness, it strives to place in harmony, in the moral world,
all the elements of gentleness and of violence. Now, at length, weakness
becomes sacred, and an unbridled strength disgraces; the injustice of
nature is corrected by the generosity of chivalrous manners. The being
whom no power can make tremble, is disarmed by the amiable blush of
modesty, and tears extinguish a vengeance that blood could not have
quenched. Hatred itself hears the delicate voice of honor, the
conqueror's sword spares the disarmed enemy, and a hospitable hearth
smokes for the stranger on the dreaded hillside where murder alone
awaited him before.
In the midst of the formidable realm of forces, and of the sacred empire
of laws, the aesthetic impulse of form creates by degrees a third and a
joyous realm, that of play and of the appearance, where she emancipates
man from fetters, in all his relations, and from all that is named
constraint, whether physical or moral.
If in the dynamic state of rights men mutually move and come into
collision as forces, in the moral (ethical) state of duties, man opposes
to man the majesty of the laws, and chains down his will. In this realm
of the beautiful or the aesthetic state, man ought to appear to man only
as a form, and an object of free play. To give freedom through freedom
is the fundamental law of this realm.
The dynamic state can only make society simple possibly by subduing
nature through nature; the moral (ethical) state can only make it morally
necessary by submitting the will of the individual to the general will.