While in its state ofunity, the universe is
perfectly
round, delighting in its
joy l immobility.
joy l immobility.
Hadot - The Inner Citadel The Meditations of Marcus Aurelius
.
.
.
Giving one's assent to such a psy chological movement, however, is within the power of the person receiving the representation.
In order to understand what Marcus Aurelius means when he says that things cannot touch the soul and are outside of us, we must bear in mind that the word "soul" could have two meanings r the Stoics. In the rst place, it was a reality made ofair neuma) which animates our body and receives the impressions, or phantasiai, om exterior obj ects. This is o en what Marcus means by "soul. " Here, however, when he speaks about "us" and about the soul, he is thinking ofthat superior or guiding part of the soul which the Stoics called the hegemonikon. It alone is ee, because
The Discipline ofAssent
it alone can give or re se its assent to that inner discourse which enunci ates what the object is which is represented by a given phantasia. This borde ine which objects cannot cross, this inviolable stronghold of ee dom, is the limit ofwhat I shall re r to as the "inner citadel. " Things cannot penetrate into this citadel: that is, they cannot produce the dis course which we develop about things, or the interpretation which we give ofthe world and its events. As Marcus says, the things outside ofus "stay still"; they "do not come to us"; rather, in a way, "it is we who go towardthem" (XI, II).
These assertions must obviously b e understood in a psycholo cal and moral sense. Marcus does not mean that things stay immobile in a physi cal sense, but that they are "in themselves," in the sense in which "in itself" could be opposed to " r itsel£ " Things do not care about us: they do not t to in uence us, penetrate within us, or trouble us. Besides, "they know nothing about themselves and nothing about them selves. " It is rather we who are concerned about things, who try to get to know them, and who are worried about them. It is human beings who, thanks to their eedom, introduce trouble and worry into the world. Taken by themselves, things are neither good nor evil, and should not trouble us. The course of things un lds in a necessary way, without choice, without hesitation, and without passion.
If you are grieving about some exterior thing, then it is not that thing which is troubling you, but your judgment about that thing (VIII, 47).
Here we encounter an echo ofa mous saying by Epictetus:
What troubles people is not things, but their judgments about
things (Manual, §s).
Things cannot trouble us, because they do not touch our ego; in other words, they do not touch the guiding principle within us. They remain on the threshold, outside of our liberty. When Marcus and Epictetus add that "what troubles us is our judgment about things, " they are clearly alluding to the discourse which it is within our power to pronounce within ourselves, in order to de ne r ourselves the meaning ofa given event. It is this latter judgment which may trouble us, but this is where the ndamental dogma ofStoicism comes in: there is no good but moral good, and there is no evil but moral evil. That which is not moral-that
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is to say, that which does not depend on our choice, our liberty, or our judgment-is indi erent, and ought not to bother us. If our judgment about things is troubling us, the reason is that we have rgotten this ndamental dogma. The discipline of assent is thus intimately linked to
the doctrine of good, bad, and indi erent things (XI , 1 6) :
To live one's life in the best way: the power to do this resides within our soul, if we are capable of being indi erent to indi erent things. And we can be indi erent to indi erent things ifwe consider each of these things, in each of its parts and in its totality, remem bering that none of them can produce within us a value-judgment about them, nor can they reach us. Rather, things remain immo bile, whereas it is we who engender judgments about them, and, as it were, write them down within ourselves. But it is possible r us not to write them down; it is also possible, ifwe have not succeeded in this, to erase them instantaneously.
The soul is ee to judge as it pleases
Things, there re, should not have any in uence upon the guiding prin ciple. Both Epictetus and Marcus Aurelius agree that the guiding princi ple alone is responsible, whether it is troubled by things, or whether, on the contrary, it is at peace. It is the guiding principle itselfwhich modi es itsel as it chooses this or that judgment about things, and consequently this or that representation of the world. In the words of Marcus Aurelius (who here uses the word "soul" to designate the superior, guiding part of the soul; V, 19): "the soul modi es itsel " This concept was a part of Stoicism well be re the time ofEpictetus and Marcus, as is shown by the llowing passage in Plutarch:6
It is the same part of the soul, which they call dianoia ( culty of re ection) and hegemonikon (guiding principle), which changes and is totally trans rmed in the passions and trans rmations which it undergoes . . . they a rm that passion itselfis reason, but depraved and vicious reason, which, as a result ofbad and mistakenjudgment, grows strong and vigorous.
Here we encounter another Stoic dogma: there is no opposition, as the Platonists had held, between one part of the soul which is rational
The Discipline ofAssent 109
and good in and of itsel and another part which is irrational and bad. Rather, it is reason-and the ego itself-which becomes either good or bad, as a nction ofthejudgments which it rms about things. "It is the soul which changes itself, according to whether it knows things, or ils to know them. "7 This means that it is by its own judgment and decision that the soul is in the right, or in error.
It must be understood that, r Epictetus and Marcus Aurelius, of the preceding must be situated in the order of the value which is attrib uted to things, and not in the order ofbeing. In order to clari this, we can use an example set rth by Marcus (VIII, 50): the cucumber that I want to eat is bitter. Consequently, there is impressed upon my soul the representation of a bitter cucumber, and the soul's guiding principle should have only one thing to say about this representation: the assertion "This cucumber is bitter. " Here we can recognize an instance ofthe objective and adequate representation hantasia kataleptike). The entire discipline of assent will there re consist in my accepting only this one objective representation. If, however, I were to add the question: "Why are there such things in the world? " or the exclamation "Zeus is wrong to allow such things! " then I am adding, eely and ofmy own accord, a value-judgment which no longer corresponds to the adequate content of my objective representation.
In Arrian's Manual (§5), the saying "It is not things that trouble people, but their judgn1ents about things" is well explained by the llowing commentary: "For instance, there is nothing fearful about death . . . rather, it is because of the judgment which we bring to bear upon death-i. e. , that it is fear l-that is what is arful about death. " Once again, we have here a value-judgment which is added on in a purely subjective way.
It is in the area of value-judgments that the power of the guiding principle, and ofits culty ofassent, comes into play. It is this power that introduces value di erences into a wo d which is indi erent and "in itsel " Nevertheless, the only value-judgments which are authentic and true are those which recognize that the good is moral good, that evil is moral evil, and that that which is neither morally good nor bad is indif rent, and there re valueless. In other words, the Stoic de nition of good and evil has as its consequence the total trans rmation of one's vision ofthe world, as it strips objects and events ofthe false values which people have the habit of attributing to them, and which prevent them om seeing reality in its nudity (VII, 68):
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True judgment says to that which presents itsel " this is what you are in essence, even though you may appear to common opinion to be something else. "
However, although
the guiding principle has the power to bring it about that every event appears to it in the way it wills (VI, 8),
this does not mean that the guiding principle can imagine anything it pleases about reality, but rather that it is ee to attribute what value it wishes to the objects it encounters. In order to suppress the lse value which we attribute to these objects, it is enough to suppress our lse discourse about the value of these objects. If we suppress the inner discourse which says "I have been harmed," then the harm disappears and is suppressed (IV, 7). As Epictetus had said (IV, 1, IIo): "Do not tell yourself that indi erent things are necessary to you, and they will no longer be so. "
Thus, when Epictetus and Marcus Aurelius speak of "judgments" ypolepsis), they are thinking of "value-judgments. " This is why I have usually translated hypolepsis as "value-judgment. "
Critical idealism?
It is thus misleading to compare, as does Victor Goldschmidt,8 the a r mations of Epictetus and Marcus Aurelius to a kind of " Kantian ideal ism," completely di erent om the theory ofthe objective or compre hensive representation proposed by Chrysippus. For Chrysippus, writes Goldschmidt, " comprehension was the natural consequence of assent accorded voluntarily but necessarily-to the comprehensive repre sentation. Now, as in Kantianism, comprehension applies more to ap pearances than to the thing in itself It is we who elaborate upon the appearance brought about by the object, and it is there re this subjectiv ity, de rming reality as it does, which we must study and criticize, much more than reality itself. . . it is as ifthe representation, which is no longer comprehensive immediately and as a result only ofthe object, was now rendered such by the activity of the subj ect. " Goldschmidt, however, iled to see that, r Epictetus and Marcus Aurelius, the activity of the subject does not consist in producing a comprehensive or objective repre sentation, but rather in sticking to that which is objective within the
The Discipline ofAssent III
objective representation, without adding to it any value-judgment which might de rm it. According to Epictetus (III, I2, I5), we must say to each of our representations:
Let's see some identi cation! Do you have the sign om nature which every representation must have, in order to be approved?
This interrogation is not directed toward the objective and adequate representation to which we spontaneously give our consent, but rather to the other representations or judgments: those inner discourses we pronounce not about the reality ofthe event or thing, but about its value. It is the latter which lack the "ID" and the "sign" ofan objective and adequate representation.
The reason Goldschmidt gave this interpretation of Epictetus and of Marcus Aurelius is that he has misunderstood a passage om Epictetus. This passage is, to be sure, highly enigmatic at rst sight (Manual, I, 5):
Every time you are in the presence of an unpleasant representation, practice saying to yoursel "You're only a representation hanta sia), and not quite what you represent (to phainomenon). "
This, at any rate, is the translation proposed by Goldschmidt, but it is incorrect. What is under discussion here is an "unpleasant" repre sentation-that is, one which gives the impression that an object or event is pain l, injurious, or terri ing. What this means is that the value-judg ment "this is unpleasant" has been added on to the objective repre sentation of an object or event. The representation is consequently no longer objective, but subjective. A more accurate translation of Epictetus' Greek would thus be "You are o y a subjective repre sentation, " which is to say, "You are merely a pure representation" (or "a mere product ofmy imagination," as we would put it today), "and you are not at all" ("not at all,"9 and not "not quite," as Goldschmidt trans lated) "what really presents itself " Here, then, to phainomenon designates the object as it is when it presents itselfwithin an objective and adequate representation-in other words, what is truly perceived.
The simultaneous discove of oneself and of the world
In the last analysis, then, the discipline of assent appears as a constant e ort to eliminate all the value-judgments which we bring to bear upon
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those things which do not depend upon us, and which there re have no moral value. The phenomena of nature and the events of the world, once they are stripped ofall the adjectives-"terri ing," " ightening," "dangerous," "hideous," "repulsive"-which humankind, in its blind anthropomorphism, applies to them, appear in their nudity and all their savage beauty. reality is then perceived om the perspective of uni versal Nature, as within the ow ofeternal metamorphoses ofwhich our individual life and death are only the tiniest waves. And yet, in the very act by which we trans rm the way we used to look at things, we also become aware of our ability to trans rm this way of seeing. Hence, we become aware of the inner power which we possess to see things-and by "things," let us always understand the value ofthings-as we want to see them. In other words, thanks to the discipline ofassent, the trans r mation of our consciousness of the world brings about a trans rmation of our consciousness of ourselves. And although Stoic physics makes it seem as ifevents are woven inexorably by Fate, the selfbecomes aware of itself as an island of eedom in the midst of a great sea of necessity. This awareness consists in delimiting our true self, as opposed to what we used to believe was our self, and we shall see that this is the necessary condi tion r peace ofmind. IfI can discover that the selfI thought I was is not the selfI am, then nothing can get to me.
Circumscribing the self
Marcus Aurelius speaks several times of the need r the self and r the guiding part ofthe soul to delimit and circumscribe themselves. On one occasion, he takes the trouble to describe this exercise in detail (XII, 3):
There are three things ofwhich you are composed: your body, your vital breath, and your intellect (nous).
The rst two are yours only inso r as you must take care of them. Only the third is yours in the proper sense of the term.
This is why, ifyou separate yourself om yourse
that is to say, om your thought (dianoia),
-everything that others may say or do;
-or again, everything that you yourself have said and done (in the past) , as well as the things which trouble you because they are still to come;
-and everything that happens to you, independently ofyour will,
The Discipline of Assent 1 1 3
because of the body which surrounds you, or your innate vital breath;
-and everything which stirs the waves of the violent sea which bathes you,
in order that
-raised above the interweavings ofFate, -pure,
- ee r itsel
the living intellectual power
-by doing what is right,
-by willing eve thing that happens,
-by telling the truth,
-if, I say, you separate om this guiding principle egemonikon) the things which have become attached to it, because it has become attached to them,
and if you separate om time that which is beyond the present and that which is past,
and ifyou make yourselflike the Sphairos ofEmpedocles, "a pure orb, proud ofitsjoy l uniqueness,"
and if you strive to live only what you live-that is to say, the present,
-then you will be able to live the time that is le to you, up until your death, untroubled, benevolently and serenely with regard to your inner daimon.
The exercise designed to circumscribe and delimit the sel then, be gins with the analysis ofthe components ofhuman beings: the body; the vital breath, or soul which animates the body; and the intellect. This last is equivalent to our culty ofjudgment and assent, our power ofre ec tion (dianoia) or guiding principle �iegemonikon). We encounter this de scription ofthe human being several times in Marcus (II, 2, l-3; II, 17, l-4; III, 16, l; V, 33, 6; VII, 16, 3; VIII, 56, l; XI, 20; XII, 14, 5; XII, 26, 2) . At other times, the only things mentioned are the soul and the body, with the soul being identi ed with the hegemonikon, as is clear om a passage like VI, 32, in which soul and dianoia-and there re hegemonikon-are synonyms.
Traditional Stoic doctrine made a distinction between the body and the soul, and rther, within the soul, it distinguished a superior part: the guiding part of the soul, in which the various psychic nctions were
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situated. Such a schema was purely dichotomous, in that it opposed soul and body. It is easy to understand, however, how the Stoic doctrine of the soul was able to evolve in the direction of the position we nd taken by Marcus Aurelius. The meaning ofthis evolution is well explained by a passage om the Skeptic Sextus Empiricus:10
Some Stoics say that the word "soul" is used in two ways: on the one hand, to designate that which holds together the entire mixture of the body [this is what Marcus calls the pneuma, or vital breath] , and on the other, in a more proper sense, the guiding principle. . . . In the division of good things, when we say that some things are goods ofthe soul, others ofthe body, and others are exterior, we are not re rring to the soul in its entire , but to that part of the soul which is the guiding principle.
Although we encounter this splitting up ofthe soul into vital principle and thinking principle in Marcus Aurelius, it does not seem that there is any trace of the trichotomy proposed by Marcus in the sayings of Epictetus as recorded by Arrian. It is, however, perhaps worth noting that Epictetus (II, 1, 17) does use terminology analogous to that of Marcus when he contrasts the body (designated by the diminutive term somation) with the vital breath (designated by the diminutive pneumation) .
The general principle which presides over the exercise ofthe delimita tion ofthe sel which I am now describing, was rmulated by Epictetus, and placed by Arrian at the beginning of his Manual: the di erence between the things that depend on us and the things that do not depend on us. In other words, it is the di erence between inner causality, or our culty of choice-our inner eedom-and external causality, that is to say, Destiny and the universal course ofNature.
The rst step in the delimitation of the ego consists in recognizing that, of the being which I am, neither the body, nor the vital breath which animates it, is mine in the proper sense of the term. I must, of course, take care of them: this is part of the doctrine of "duties" or "actions appropriate" to nature. It is both natural and in con rmity with my instinct r self-preservation that I care r my body and the pneuma which makes it live; but it is precisely this decision which I make con cerning these things which belong to me that belongs to a principle of choice, and this principle of choice does belong to me in the proper sense. The body and the vital pneuma are not completely mine, because they are imposed upon me by Destiny, independently of my will. It might be
The Discipline of Assent 1 1 5
obj ected that the hegemonikon is also " given, " but it is given as a source of my initiative, or an " I " who decides.
In the passage quoted above, Marcus describes in a quite remarkable way the di erent circles which surround the ego or the " I , " as well as the exercise which consists in rejecting them one by one, as something reign to my sel(
The rst circle, and the most exterior, is the others. As Marcus says elsewhere (III, 4, r):
Don't waste the part oflife that remains to you in representations hantasiai) concerning other people, unless you relate them to something which bene ts the common good. Why do you deprive yourself of the opportunity of accomplishing another task . . . imag ining what so-and-so is doing, why he is doing it, what he thinks, what he is plotting and all those other questions which make you dizzy inside and turn you away om the attention which you should be paying toward your own guiding principle egemonikon)?
The second circle is that of the past and the ture. If we want to become aware ofour true selves, we must concentrate upon the present. As Marcus puts it, we must "circumscribe the present," and separate ourselves om that which no longer belongs to us: our past words and actions, and our ture words and actions. Seneca had already expressed this idea:1 1
These two things must be cut away: fear of the ture, and the memory of past su erings. The latter no longer concern me, and the ture does not concern me yet.
Thus, neither the past nor the ture depend upon me, and only the present is within my power.
The third circle is constituted by the domain ofinvoluntary emotions; these are caused by impressions received by the body, and by the soul considered as the principle of the body's animation, or "inborn vital breath. " In order to understand these involuntary emotions, let us recall the passage alluded to earlier om the lost fth book of Epictetus' Dis courses, as recorded by Arrian. In his Attic Nights, Aulus Gellius reports that, during a sea voyage, he had seen a Stoic philosopher grow pale during a storm, and when they arrived in port he had asked the philoso pher why he had experienced such a moment ofweakness. At this, the
II6 THE INNER CITADEL
philosopher had pulled Arrian's book out of his traveling bag, and pointed to the passage in which Epictetus explained that if the sage experienced a particula y strong and violent sensation, then he, too, despite his wisdom, would experience an involuntary emotion which would echo throughout the body and the rest of the soul. That, he explained, was why the color of the sage's ce might change, but, as Epictetus had put it, "The sage does not give his assent to this emotion. "
What this means is that when our rational consciousness or guiding principle translates such an emotion into its inner discourse, and an nounces that " This is terrible and appalling, " then the guiding principle immediately re ses to give its assent to this value-judgment. Let us note in passing that this testimony is the more interesting in that it lets us glimpse how Epictetus, in those books written by Arrian which have since become lost, spoke of themes very di erent om those which are dealt with in the rst ur books. In the Discourses which have come down to us, there does not seem to be any allusion to the sage's involun tary movements.
In any case, Marcus Aurelius returns in another passage to the relation between the guiding principle and involuntary movements (V, 26, 1 ) :
Let the sovereign and directing part ofyour soul remain unaltered in the presence ofmovements, whether gentle or violent, which are produced in the esh. Let it not be mixed with them, but let it delimit itself and circumscribe these a ections within the parts of the body.
The guiding principle draws a border, as it were, between sensitive emotions and its eedom ofjudgment, by re sing to consent or give its assent to judgments which would attribute a positive or negative value to the pleasures or pains that occur within the body. This border does not prevent the guiding principle om perceiving everything that goes on within the body, and thereby it ensures the unity of consciousness of the entire living being, just as, within the cosmic living being, everything goes back to the single consciousness of the guiding principle of the universe (IV, 40). From this new perspective, Marcus continues, we cannot prevent sensations om penetrating within the guiding principle, since they are natural phenomena; nevertheless, the guiding principle must not add its own value-judgments concerning them.
On one hand, the guiding principle ensures the unity ofliving beings, so that the sensations and emotions which I perceive are mine, since I perceive them om within. On the other hand, however, the guiding
The Discipline of Assent 1 1 7
principle considers these sensations and emotions as somehow alien to itself, inso r as it re ses to acquiesce and participate in the disturbances which they introduce into the body. And yet, shouldn't the sage be completely impassive, and the complete master of his body and of his soul? This is how the Stoic sage is usually conceived. In ct, however, the Stoic sage, as Seneca points out, 12 is r om being insensitive:
There are mis rtunes which strike the sag ithout incapacitat ing him, of course-such as physical pain, in rmity, the loss of iends or children, or the catastrophes of his country when it is devastated by war. I grant that he is sensitive to these things, r we do not impute to him the hardness ofa rock or ofiron. There is no virtue in putting up with that which one does not feel.
This initial shock of emotion is the same movement, independent of our will, ofwhich Marcus Aurelius speaks. Seneca is quite miliar with it, too:13
This is how passions are born, develop, and become excessive. First of all, there is an initial involuntary movement; a kind of prepara tion r and threat ofpassion. Then there is a second one, accompa nied by a desire which we are still able to reject: to wit, the idea that "I have to get even because someone has done me wrong. . . . " Finally, there is a third movement which can no longer be mastered . . . we must have revenge at costs. The rst shock to the soul cannot be avoided with the help of reason, any more than other re ex movements which happen to the body, such as yawning . . . reason cannot vanquish them, but perhaps habit and constant atten tion may attenuate them. The second movement, which arises om ajudgment, can be suppressed by ajudgment.
According to the Stoics, then, even the sage himself cannot escape these rst involuntary movements. As Seneca puts it,14 he always els appear ances or "shadows ofpassions. "
The urth circle, a "rushing tide which bathes you with its waves," is that of the course of events; in other words, it is the course of Destiny and ofthe time in which Destiny unveils itself(IV, 43):
A river of events, a violent current: that is what eternity is. No sooner has each thing appeared than it has already passed; another comes along, and it too will be swept away.
II8 THE INNER CITADEL Elsewhere, Marcus writes (V, 23):
Think o en ofhow quickly beings and events pass and disappear; r substance is like a river in perpetual ux.
I Marcus adds, we can recognize that this ux of things and events is alien to us, then we will be "raised above the tangled web ofDestiny. " To be sure, our body and our vital breath are swept along by this ux, and both our representations ofthings which are received into the body and our vital breath belong to this ux, because they are produced by causes outside ofus. Yet the selfbecomes aware ofthe ct that, thanks to its eedom ofjudgment-which also implies eedom of desire and of the will-it stands apart om this ux. The sel then, identical with the guiding principle, is raised above the web ofdestiny.
When the self thus becomes aware of its eedom, it acts only by making its reason coincide with the Reason ofuniversal Nature. It wants that which happens; in other words, it wants what universal Nature wants. The self now tells the truth, both inwardly and outwardly: in
other words, whenever a representation presents itself to the guiding principle in order to obtain its assent, the self restricts itself to what is. It holds st to the objective representation, without adding value-judg ments to things which have no moral value. Finally, the self now does what is right: that is, it acts in accordance with Reason, in the service of the human community. Here (XIII, 3, 3) we recognize Epictetus' three exercise themes (topoi), which, as we have seen, were taken up again by Marcus Aurelius. To circumscribe and delimit one's self thus means to practice the llowing exercises:
(r) in the area ofassent, it means not approving those value-judgments which may be in uenced by the body and the vital breath, which are something other than mysel
(2) in the area ofdesire, it means recognizing that everything that does not depend upon my moral choice is indi erent; and
(3) in the area ofaction, it means going beyond the egoistic concern r my body and my vital breath, in order to rise up to the viewpoint of Reason, which is common to all human beings; thus, it means willing that which is bene cial to the common good.
A er he has arrived at this culminating point, Marcus returns to the theme ofthe delimitation ofthe sel in order to clari certain aspects of the process. The e ort of concentration must make us aware of the ct that things have become attached to us, and are no longer distinguishable
The Discipline of Assent 1 1 9
om us. Our self has become con sed with such things, because we have attached ourselves to them. Epictetus is nd of this theme of our alienation toward things to which we attach ourselves (IV, 1 , 1 1 2) :
Puri your judgments, so that nothing that is not "yours" may become attached to you or become connatural with you, so that you do not feel any su ering ifit is snatched away om you.
Such objects are not "ours," Epictetus reminds us, not only because they are di erent om us, but above all because they belong to Destiny and to God, who are ee to take them back a er they have given them to us (III, 24, 84):
When you become attached to something, do not do so as to an object that cannot be taken away om you, but as ifit were some thing like a pot or a glass cup, so that, if it is broken, when you remember what it was, you will not be disturbed . . . Remember that what you love is mortal, and that nothing of what you love belongs to you in the proper sense of the term. It has been given to you r the time being, not rever or in such a way that it cannot be taken away om you, but, like a g or a bunch of grapes, at a particular season of the year. If you get a craving r them during the winter, then you're stupid.
Marcus Aurelius then returns to the importance ofconcentrating upon the present moment. This indissoluble link between the delimitation of the self and the delimitation of the present moment is extremely sig ni cant. It is only when I am active, either within myself or upon the outside world, that I am truly myself and at liberty; and it is only in the present moment that I can be active. Only the present is mine, and the present is all that I live.
When the selfhas thus isolated and returned into itself, says Marcus, it can be compared to the Sphai s of Empedocles. For Empedocles, this term denoted that uni ed state of the universe when it is dominated by Love, as opposed to the state ofdivision it is in when dominated by Hate.
While in its state ofunity, the universe is perfectly round, delighting in its
joy l immobility. In the philosophical tradition, Empedocles' Sphairos had become the symbol of the sage, "completely within itsel well rounded and spherical, so that nothing extraneous can adhere to it, because of its smooth and polished surface, " in the words of Horace. 15
120 THE INNER CITADEL
Such an image corresponds to the ideal of the inner citadel, invincible and impenetrable (VIII, 48, 3), which represents the selfthat has delim ited itsel
At the end ofthis passage, Marcus alludes to our inner daimon, which, r him, is identical with the sel the guiding principle, or the culty of re ection. I shall return below to this notion ofthe daimon.
As we can see, this delimitation of the self is, in the last analysis, the ndamental exercise ofStoicism. It implies a complete trans rmation of our self-consciousness, of our relation toward our body and toward external goods, and of our attitude toward the past and the present. It calls r concentration on the present moment, an asceticism of detach ment, the recognition ofthe universal causation ofDestiny, in the midst ofwhich we are plunged, and the discovery ofthe power we possess to
judge eely, that is, to give things whatever value we wish to give them. Thus, the process ofthe delimitation ofthe selfbrings about a distinc tion between two elements. On the one hand, there is what we believe to be our true self our body, but also our soul-the vital principle together with the emotions that it feels. On the other hand, there is our power to choose. That which we think is our true selfis imposed upon us by Destiny, but in ct our genuine selfis situated high above Destiny. This opposition between our two " selves " appears quite clearly in a passage where Marcus Aurelius confesses that he is slow-minded. This trait, he writes, is inborn in him; it belongs to his character and his physical constitution, and there re does not depend upon him, any more than do his size or the color ofhis eyes. What does depend on him,
by contrast, is his eedom to act in a moral way (V, 5):
So it's not likely that they're going to admire your quick-witted ness. So be it! But there are many other matters about which you cannot say that you are not gi ed; these are the things that you must display, because they are completely within your control: avoiding duplicity; being serious; putting up with su ering; having contempt r pleasure; not complaining about Destiny; having few needs; being ee, benevolent, and simple; avoiding idle chatter; possessing greatness of soul. Can't you el how many things there are which you are capable of displaying, and r which the absence of talent and natural capacities can no longer serve you as an excuse?
Two things are opposed in this passage: the awareness by means of which one discovers one's psychological sel with its qualities and its defects, and such as it is determined by Destiny. Over and against this, we
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see the awareness ofone's selfqua guiding principle, and there re capa ble of acceding to the sphere of morality. We thus have to do with two aspects of the culty of reasoning and thinking. Although reason is inherent in every human being, it is only equally present in all human beings in its role as a culty ofjudgment and ofmoral decision-making. This, however, does not prevent the existence ofqualitative di erences in speculation and in expression, according to one's individual particu larities .
Let us be clear: the sel whether envisaged as a principle of eedom capable ofacceding to morality, or as a guiding principle, is not, by itself, either good or evil. It is indi erent. To be able to choose means being able to choose between good and evil; consequently, it means being able to be either good or evil. For Marcus, rationality is not good in and of itsel as it was r Plato. Reason can be utterly depraved (X, 1 3 ) :
Men commit [these evil actions] not with their hands or et, but with the noblest part of themselves. If it so wishes, however, this same part may become ith, modesty, truth, law, or a good daimon.
This delimitation of the sel as a potential r liberty which transcends Destiny, is equivalent to the delimitation ofthe culty I possess tojudge, and either to give or to withhold my assent om my value-judgments. I may be constrained by Destiny to have a body; to be sick or poor; to be hungry; or to die on such-and-such a day; but I can think whatever I please about such situations. I can re se to consider them as mis rtunes, and no one can tear this eedom ofviewpoint away om me.
In the name of what, however, or in virtue of what shall I judge that the only good is moral good, and the o y evil moral evil? This is where the mystery of eedom comes in. As Marcus says, the sel in its capacity as the power ofjudging and choosing, can also become " ith, modesty, truth, law, or a good daimon, " as well as the contrary of any of these . Thus the self, ifit so desires, can identi itselfwith universal Reason, or the transcendent Norm which posits the absolute value ofmorality. This is precisely the level at which Marcus was situating himself when he wrote his spiritual exercises; in other words, he was identi ing himself with this universal Reason or transcendent Norm. This is what Epictetus used to call "the Other" (I, 30, l):
When you go to see some important personage, remember that there is an Other, watching what happens om above, and that it is better to please this Other than that man.
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Like an inner voice, this Other has a dialogue with the guiding principle in the discussion which Epictetus imagines llowing this passage. It is, moreover, this same transcendent Other with whom Marcus Aurelius carries on a dialogue in the Meditations.
It can thus be said-although Marcus does not make the distinction explicitly-that there is a di erence between two kinds of eedom. On the one hand, there is freedom of choice, by virtue of which the guiding principle has the possibility ofrendering itself either good or evil. On the other, there is realfreedom, thanks to which the guiding principle chooses moral good and universal Reason, and thereby ensures that its judgments are true, its desires l lled, and its acts of will e cacious. Only real eedom is eedom in the ll sense ofthe term.
Thus, the guiding principle is an "inner citadel," already impregnable in its guise as eedom of choice, which cannot be rced if it re ses. This citadel is still more impregnable, however, in its guise as real ee dom-that is, if it manages, thanks to its identi cation with universal Reason, to liberate itself om all that could possibly subjugate its judg ments, desires, and its will (VIII, 48):
Remember that the guiding principle becomes invincible when it turns itself toward itsel and is content with not doing that which it does not wish to do, even ifits resistance is unreasonable.
What shall happen, then, if it surrounds itself with circumspec tion and reason when it emits a judgment? This is why the intellect, when eed om the passions, is a citadel; r mankind has no stronger rtress than this. Ifwe take re ge within it, we will be in an impregnable position om now on.
When the guiding principle thus discovers that it is ee in its judg ments, that it can give whatever value it pleases to the events which happen to it, and that nothing can rce it to commit moral evil, then it experiences a eling ofabsolute security. From now on, it feels, nothing can invade it or disturb it. It is like a cli against which the crashing surf breaks constantly, while it remains standing unmoveably as the waves come, bubbling, to die at its feet (IV, 49, l).
In the passage om Marcus which I have discussed at length above, one can observe a complete equivalence between ve terms:
r. thesel
2. intellect (nous);
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3. the power ofre ection (dianoia);
4. the guiding principle egemonikon); and 5 . the inner daimon.
this is in complete con rmity with Stoic tradition, including the idea ofthe daimon, which seems clearly to turn up in the writings ofCh sip pus. 16 The de nition ofthe happy li , according to Chrysippus, is that in which everything is done "in accordance with the harmony between the daimon within each one of us and the will of the governor of the uni verse. "
It is not di cult r modern readers to understand this identi cation of the selfwith the intellect, the power ofre ection, or the guiding princi ple; but the idea of the daimon may seem more obscure. It is a very old notion: in the Homeric poems, daimon o en evokes the idea ofindivid ual destiny, or more generally, a di use divine power. Everyone is mil iar with Socrates' daimon, which Plato presents as an inner voice; but we ought not to rget that Plato himsel when he speaks near the end of the Timaeus (9oa) ofthe rational soul "which is the sovereign soul within us," asserts that "the god has given it to each one ofus as a present, as ifit were a daimon. " A few lines later (9oc), Plato adds that whoever has succeeded in touching true reality "renders ceaseless worship to the divinity, and keeps the daimon which lives within him in good state. " For Aristotle, the intellect within us is something divine. 17
Might not this daimon within us be a power which transcends the self, and which cannot there re be identi ed with the self? And yet, even though r Plato we are the rational soul, he nevertheless tells us that we must keep this daimon "in good state. " This is probably a re rence to the statue ofa god, to which worship must be o ered.
We nd the same ambiguity in Marcus Aurelius. Sometimes he tells us that we must conserve this inner divinity and preserve it om all con tamination, as ifit could be stained (II, 13, l; II, 17, 4; III, 12, l; III, 16, 3). Elsewhere, however, Marcus asserts that we must carry out the will of the daimon which God has given to us, as though we had to do with a reality which transcends us (III, 5, 2; V, 27).
In ct, however, such assertions do not mean that Marcus thinks of the daimon as something di erent om the intellect or the power of re ection. For instance, he says ofthe power ofre ection (III, 7, 4)-just as he says ofthe daimon-that we must take care all our lives "to preserve it om a de rmation which would not be tting r a being which thinks and lives in community with other human beings . "
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Everything becomes clear ifwe replace the word daimon by "reason. " On the one hand, reason r the Stoics is a part of universal divine Reason; it was given to us by the latter, and we must do what reason wishes. On the other hand, however, our reason may become corrupted, and we must there re take care to preserve it against every attack. This celestial gi is a agile one.
What, however, is the precise relationship between this daimon and the self? To be sure, it corresponds to the transcendent Norm, which, as we have seen, was equivalent to Reason. It also corresponds to the "Other" mentioned by Epictetus: a kind of inner voice which imposes itself upon us. Here, however, we come ce to ce with the paradox ofmoral li , r the self identi es itself with a transcendent Reason which is simulta neously above it and identical with it; it is a case of"Someone within me, more myself than mysel£ "18 As Plotinus19 said of the Intellect, by virtue ofwhich we lead a spiritual life: "It is a part ofourselves, and we ascend toward it. "
Although the selfmay thus raise itselfto a transcendent level, it is ve di cult r it to keep itselfthere. The gure ofthe daimon allows Marcus Aurelius to express, in religious terms, the absolute value ofmoral intent and the love ofmoral good. No value is superior to virtue and the inner daimon (III, 6, r-2), and everything else, compared to the mysteries which honor the eminent dignity ofthe inner daimon, is worthless petty mindedness (III, 6, 3).
There is something quite remarkable in this Stoic a rmation of the transcendence ofthe realm ofmoral intent, compared to all other reality. It could be compared to the distinction between the three orders which we nd in Pascal: the order ofthe " esh"; that ofthe "spirit"; and that of the "will. "20 Above all, it can be compared to Pascal's distinction be tween the triad of "bodies," "spirits," and "charity. " Each order tran scends the others to an in nite degree:21
One little thought could not be made to arise om all bodies taken together, r this is impossible and they are ofdi erent orders. One single movement of true charity could not be derived om all bodies and spirits; r that is impossible. It is of another order, and is supernatural.
In Pascal, this idea is intended to allow us to understand that Jesus Christ has neither the splendor of physical grandeur, nor that of intellectual genius. There is nothing more simple than He, and yet more hidden. His
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grandeur is of another order. Similarly, r the Stoics, the order of good will and moral intent in nitely transcends the order of thought and of theoretical discourse, as well as that ofphysical magnitude. What makes humankind equal to God is reason, when it chooses moral good.
"Eve thing is a matter ofjudgment"
The discipline of assent, then, orders us to consent only to comprehen sive representations, and it represents logic as the latter is lived and put into practice. It might there re appear that this discipline is exercised only in a limited and determinate area-the rectitude of our inner dis course-and that it does not interfere with the other areas of exercise, namely those of desire and of action.
In ct, however, this is by no means the case. In the rst place, the discipline of assent is not exercised only with regard to inner discourse, but also with regard to outer discourse. In other words, part ofit consists in not lying, either to oneselfor to others. It is r this reason that Marcus calls the virtue which corresponds to this discipline "truth" (IX, I, 2). Above all, however, as we have seen throughout this chapter, there is a sense in which the discipline ofassent embraces all the other disciplines, which can only be practiced through the perpetual recti cation of our inner discourse-that is, what we say to ourselves about things. On the one hand, the discipline of assent is the same thing as the criticism of our value-judgments, and to practice it presupposes that we accept a nda mental Stoic principle of action: that the only good is moral good, and the only evil is moral evil. On the other hand, practicing the disciplines of desire and of action consists essentially in recti ing the judgments which we bring to bear upon things. Leaving aside doctrinal re nements and quarrels within the school, we can say that r the Stoics in general, desire and impulses to action are essentially acts ofassent. 22 It is no doubt true that their notion implies that of "movement-toward," but this movement is inseparable om our inner adherence to a speci c judg ment or discourse which is uttered about things.
Thus, we can say that, r Marcus, "everything is a matter ofvalue judgments. " This does not imply any kind ofsubjectivism or skepticism, but is the simple application ofwhat we could call Stoic "intellectual ism. " Inherited om Socratism, this doctrine proclaims that all virtue is a kind ofknowledge,23 and that all vice is ignorance. Whatever the precise meaning ofthis Socratic doctrine may have been, it is clear that it is not a question of theoretical or abstract knowledge and ignorance, but of a
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knowledge and a non-knowing which engage the individual. The kind of knowledge at issue does not have to do with judgments of existence, but with value-judgments, which bring into question one's entire way of living. This nuance is conveyed well by the term "realize. " A person who commits a ult does not "realize" that his action is bad. He thinks it is good, by means of a lse value-judgment. A good man, by contrast, "realizes" that moral good is the only good, which is the same as to say that he understands the kind of li to which his value-judgment com mits him. There is implied within this doctrine the idea that every person has a natural desire r the good, and that he can only il to achieve it by being mistaken about the nature of the good. As Rene Schaerer24 has correctly observed, this is the postulate upon which Socratic and Platonic dialectics are based: "No discussion is possible ifone's adversary re ses to admit that good-in one rm or another-is better than evil. "
It is om the viewpoint of this "intellectualism" that we can say that "no one is evil voluntarily"; r the apparently evil person, although he naturally desires the good, is simply mistaken by the value-judgment he brings to bear upon the nature of the good. As Epictetus and Marcus Aurelius both say, llowing Plato: "each soul is deprived of the truth involuntarily. "
Epictetus elsewhere gives rce l expression to this doctrine (II, 26):
All errors imply a contradiction, r since he who errs does not wish to err, but to succeed, it is obvious that he is not doing what he wishes. What does the thiefwant to do? That which is pro table to him. If there re, the is a harm l thing r him, then he is not doing what he wishes. Now contradiction is, r every rational soul, naturally abhorrent. So long as the soul is not aware that it is in volved in a contradiction, nothing prevents it om doing contra dictory things. Once it has become aware, however, it is absolutely necessary that it desist om contradiction and ee, just as in the case of error. He who notices his error is obliged by harsh necessity to renounce it; but as long as the error does not appear, he adheres to it as if it were the truth. He who is able to show each person the contradiction which is the cause of his error, and to make clear to him in what sense he is not doing what he wants, and is doing what he does not want, is there re a skilled talker, and knows how to re te and persuade at the same time. Indeed, if a person can be shown this, then he will retreat of his own accord. As long as you do not show this, however, do not be surprised if he persists in his
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error, r he does what he does because he believes it is a good action. Socrates was ll of con dence in his ability to do this, and that is why he used to say: " I don't usually quote authorities to back up what I say, but am always satis ed with my interlocutor. It is he whose vote I take, and him I call rth as a witness, and he alone replaces all the others r me. " For he knew that once the rational soul is set in motion, like a scale, it is going to tip whether people want it to or not. Point out a contradiction to the guiding principle, and it will give it up. Ifyou do not, then it is yourselfyou should accuse, rather than the person you cannot persuade.
"Everything is a matter ofvalue-judgment," says Marcus (II, I 5; XII, 26, 2), whether the subject is the discipline ofassent, the discipline of desire, or that of action. Can the last two, then, be reduced to the rst? The descriptions given by Marcus Aurelius and Epictetus incline us to think that they apply to di erent domains, in accordance with the vari ous relationships with reality into which we enter. My relationship to universal Nature and the cosmos is the subject ofthe discipline ofdesire; my relationship to human nature is that of the discipline of action; and my relationship with myself-inso r as I am a power of assent-is the domain of the discipline of assent. Nevertheless, it is the same method which is used in the three disciplines. It is always a matter of examining and criticizing the judgments which I bring to bear, either on the events which happen to me, or on the actions which I want to undertake. From this point ofview, as Emile Brehier has said, "logic penetrates the whole of our conduct. "25
7
THE DISCIPLINE OF DESIRE, OR AMOR FATI
Discipline ofdesire and discipline ofthe impulses
The ancient Stoics distinguished two main nctions ofthe guiding prin ciple: assent, which is concerned with the areas of representation and knowledge, and active impulse orme) or the will, which is concerned with the area ofthe motor nctions, or ofthe movement toward objects which is caused by our representations. 1 After them, Epictetus and Mar cus Aurelius are the only Stoic thinkers who distinguish not two, but three nctions: assent, desire, and active impulse, to which the three disciplines of assent, desire, and impulse correspond. It is interesting to note that we nd in Marcus Aurelius a systematic description of reality, which justi es this opposition between desire and impulse in a way that is much more precise than anything to be und in the sayings of Epictetus as reported by Arrian.
Desire and active impulse represent a reduplication of the notion of the will. Desire is, as it were, an ine ective will, whereas active impulse or tendency is will which produces an action. Desire is related to a ectiv ity, while tendency is related to the motor nctions. Desire is situated in the area of what we feel-pleasure and pain-and of what we wish to feel: it is the domain of passion, in the double sense of a state of the soul and of passivity with regard to an external rce which imposes itself upon us. Tendency, by contrast, is situated in the domain of what we want or do not want to do. It is the domain of action and initiative, and implies the idea ofa rce within us which wants to exercise itself
For Marcus, desire and aversion presuppose passivity. They are pro voked by external events, which are themselves the product of a cause which is exte al to us; the tendency to act or not to act, by contrast, is the e ect of that cause which is within us (IX, 3 r ) . For Marcus, these two causes correspond respectively to common and universal Nature, on the one hand, and to our nature, on the other (XII, 32, 3):
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Don't imagine that anything is important except that you act as your own nature leads you, and that you su er as common Nature ordains.
Elsewhere, Marcus writes (y, 25):
At this moment, I have what common Nature wants me to have in this moment, and I'm doing what my own nature wants me to be doing at this moment.
And again (yl, 58):
No one is going to stop you om living according to the reason of your own nature, and nothing will happen to you contrary to the reason of common Nature.
By opposing external and internal causes, common Nature and one's own nature, Marcus provides an ontological undation r the disci plines of desire and of impulse. The rmer's object is my relationship with the immense, inexorable, and imperturbable course ofNature, with its ceaseless ux ofevents. At every instant, I encounter the event which has been reserved r me by Destiny; that is, in the last analysis, the unique, universal, and common Cause of all things. The discipline of desire will there re consist in re sing to desire anything other than what is willed by the Nature ofthe All.
The obj ect of the second discipline-that of active impulses and the will-is the way in which my own minuscule causality inserts itself within the causality of the world. In other words, this discipline consists in wanting to do that which my own nature wants me to do.
We saw earlier that the discipline of assent constitutes, as it were, the ndamental method of the other two disciplines, since both desire and impulse depend on the assent which we either give to, or withhold om, our representations.
If this is the case, and the discipline of assent is somehow implied by the two others, then one can say that the practice ofthe philosophical li can be summed up in the two disciplines of desire and the active will (Marcus Aurelius, XI, 13, 4):
What evil can there be r you, ifyou do that which, in this present moment, is appropriate to your nature;
and if you accept that which, in this present moment, comes at the moment which is opportune r the Nature efthe All?
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What precisely is meant by these two natures? "My" nature is not my particular individual character, but my nature as a human being and my reason, which I have in common with all human beings. Thus, it corre sponds to that transcendent selfwhich we have seen in the context ofthe discipline of assent: that divine principle or daimon which is within us 0/, IO, 6):
Nothing will happen to me which is not in accordance with the Nature of the Whole, and it is possible r me to do nothing which is contrary to mygod and my daimon.
"My" nature and the common Nature are not opposed, nor external to each other, r "my" nature and "my" reason are nothing other than an emanation om universal Reason and universal Nature, which are immanent in all things. Thus, these two natures are identical (VII, 55, 1):
Keep looking straight ahead, in order to see where nature is leading you; both the nature ofthe All, by means ofthe events which happen to you, and your own nature, by means ofthat which you must do.
These ideas go back to the Old Stoa, and can be traced at least as r back as Chrysippus. 2 While de ning the moral goal as life in con rmity with nature, Chrysippus speci ed that he understood by this term both universal Nature and that nature which is peculiar to humankind. The identity between "nature" hysis) and "reason" �ogos) is, moreover, attested throughout the Stoic tradition. 3 The ct that these two terms are identical means that the wo d, together with all beings, is produced by a process of growth (in a sense, this is the meaning of the word physis), which has within itself its own method, rational law of cause and e ect, and organization (this is the meaning of the word logos) . Human beings, as rational animals, live according to nature when they live according to that inner law which is reason.
We constantly return to the ndamental intuition of Stoicism: self coherence, which is at the same time the law which generates reality and that which regulates human thought and conduct. The two disciplines of desire and impulse thus consist, in the last analysis, in remaining coherent with oneself; and this is the same thing as remaining coherent with the Whole of which we are only a part (IV, 29, 2) :
He who ees the reason ofthe human community is a gitive. . . . He who separates and distances himself om the Reason of com-
The Discipline ofDesire 13I
man Nature, and complains about what happens to him, is an abscess upon the world . . . He who splits o his own particular soul om the soul of other rational beings is like an amputated limb of the city, r the soul is one.
By means ofthe discipline ofdesire, we are to desire only that which is use l to the constituted by the world, because that is what universal Reason wants. By means of the disciplines of the will and of our im pulses, we must want only that which serves the Whole constituted by the human city, because that is what is wanted by right reason, which is common to humankind.
Circumscribing the present
As the reader has perhaps already noticed, what characterizes the presen tation ofthe three exercise-themes in Marcus Aurelius, and di erentiates it considerably om the analogous expositions und in the sayings of Epictetus as written down by Arrian, is the insistence with which Marcus emphasizes that these exercises are concerned with the present. In the case of the discipline of assent, they are concerned with our present representations. In the discipline of desire, these exercises are directed toward the present event; and in the discipline of active impulse what counts are our present actions. We have already seen that the exercise intended to delimit and circumscribe the self was, simultaneously and indissolubly, an e ort to concentrate upon the present.
This process of delimiting the present is entirely analogous to the process by means ofwhich we hold st to the cts and to reality in our objective and adequate representations, and re se to add value-judg ments to them. There is, a er all, a sense in which the value-judgments which trouble us are always related either to the past or to the ture. We become agitated about the consequences which a present event-or even something that happened long ago-may have r us in the ture; or else we are a aid ofsome ture event. In any case, instead ofsticking exclusively to what is happening right here and now, our representations constantly over ow toward the past and the ture-in other words, toward something which does not depend on us, and is there re indif rent (VI, 32, 2):
Everything other than its own activity is indi erent to the culty of re ection (dianoia). Everything that is its own activity, however, is within its power. Moreover, even among these latter activities, the
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re ective culty concerns itself only about the present; r even its past or ture activities are now indi erent to it.
Only the present is within our power, simply because the only thing that we live is the present moment (II, 14; III, ro, r ; XII, 26, 2). Becom ing aware of the present means becoming aware of our eedom.
For the present is real and has value only ifwe become aware ofit; that is to say, if we delimit it by distinguishing the present action or event om the past and om the ture. We must there re recognize that our real lives are limited to a minuscule point which, by the intermediary of the present event or action, places us in constant contact-whether ac tively or passively-with the overall movement of the universe. "To circumscribe that which is lived in the present" means simultaneously to isolate oneselfwith regard to the past and to the ture, and to recognize our pumness.
The delimitation of the present has two principal aspects. On the one hand, its goal is to make di culties and hardships bearable, by reducing them to a succession of brief instants. On the other, it is a matter of increasing the attention we bring to bear upon our actions, as well as the consent which we grant to the events that happen to us.
In order to understand what Marcus Aurelius means when he says that things cannot touch the soul and are outside of us, we must bear in mind that the word "soul" could have two meanings r the Stoics. In the rst place, it was a reality made ofair neuma) which animates our body and receives the impressions, or phantasiai, om exterior obj ects. This is o en what Marcus means by "soul. " Here, however, when he speaks about "us" and about the soul, he is thinking ofthat superior or guiding part of the soul which the Stoics called the hegemonikon. It alone is ee, because
The Discipline ofAssent
it alone can give or re se its assent to that inner discourse which enunci ates what the object is which is represented by a given phantasia. This borde ine which objects cannot cross, this inviolable stronghold of ee dom, is the limit ofwhat I shall re r to as the "inner citadel. " Things cannot penetrate into this citadel: that is, they cannot produce the dis course which we develop about things, or the interpretation which we give ofthe world and its events. As Marcus says, the things outside ofus "stay still"; they "do not come to us"; rather, in a way, "it is we who go towardthem" (XI, II).
These assertions must obviously b e understood in a psycholo cal and moral sense. Marcus does not mean that things stay immobile in a physi cal sense, but that they are "in themselves," in the sense in which "in itself" could be opposed to " r itsel£ " Things do not care about us: they do not t to in uence us, penetrate within us, or trouble us. Besides, "they know nothing about themselves and nothing about them selves. " It is rather we who are concerned about things, who try to get to know them, and who are worried about them. It is human beings who, thanks to their eedom, introduce trouble and worry into the world. Taken by themselves, things are neither good nor evil, and should not trouble us. The course of things un lds in a necessary way, without choice, without hesitation, and without passion.
If you are grieving about some exterior thing, then it is not that thing which is troubling you, but your judgment about that thing (VIII, 47).
Here we encounter an echo ofa mous saying by Epictetus:
What troubles people is not things, but their judgments about
things (Manual, §s).
Things cannot trouble us, because they do not touch our ego; in other words, they do not touch the guiding principle within us. They remain on the threshold, outside of our liberty. When Marcus and Epictetus add that "what troubles us is our judgment about things, " they are clearly alluding to the discourse which it is within our power to pronounce within ourselves, in order to de ne r ourselves the meaning ofa given event. It is this latter judgment which may trouble us, but this is where the ndamental dogma ofStoicism comes in: there is no good but moral good, and there is no evil but moral evil. That which is not moral-that
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is to say, that which does not depend on our choice, our liberty, or our judgment-is indi erent, and ought not to bother us. If our judgment about things is troubling us, the reason is that we have rgotten this ndamental dogma. The discipline of assent is thus intimately linked to
the doctrine of good, bad, and indi erent things (XI , 1 6) :
To live one's life in the best way: the power to do this resides within our soul, if we are capable of being indi erent to indi erent things. And we can be indi erent to indi erent things ifwe consider each of these things, in each of its parts and in its totality, remem bering that none of them can produce within us a value-judgment about them, nor can they reach us. Rather, things remain immo bile, whereas it is we who engender judgments about them, and, as it were, write them down within ourselves. But it is possible r us not to write them down; it is also possible, ifwe have not succeeded in this, to erase them instantaneously.
The soul is ee to judge as it pleases
Things, there re, should not have any in uence upon the guiding prin ciple. Both Epictetus and Marcus Aurelius agree that the guiding princi ple alone is responsible, whether it is troubled by things, or whether, on the contrary, it is at peace. It is the guiding principle itselfwhich modi es itsel as it chooses this or that judgment about things, and consequently this or that representation of the world. In the words of Marcus Aurelius (who here uses the word "soul" to designate the superior, guiding part of the soul; V, 19): "the soul modi es itsel " This concept was a part of Stoicism well be re the time ofEpictetus and Marcus, as is shown by the llowing passage in Plutarch:6
It is the same part of the soul, which they call dianoia ( culty of re ection) and hegemonikon (guiding principle), which changes and is totally trans rmed in the passions and trans rmations which it undergoes . . . they a rm that passion itselfis reason, but depraved and vicious reason, which, as a result ofbad and mistakenjudgment, grows strong and vigorous.
Here we encounter another Stoic dogma: there is no opposition, as the Platonists had held, between one part of the soul which is rational
The Discipline ofAssent 109
and good in and of itsel and another part which is irrational and bad. Rather, it is reason-and the ego itself-which becomes either good or bad, as a nction ofthejudgments which it rms about things. "It is the soul which changes itself, according to whether it knows things, or ils to know them. "7 This means that it is by its own judgment and decision that the soul is in the right, or in error.
It must be understood that, r Epictetus and Marcus Aurelius, of the preceding must be situated in the order of the value which is attrib uted to things, and not in the order ofbeing. In order to clari this, we can use an example set rth by Marcus (VIII, 50): the cucumber that I want to eat is bitter. Consequently, there is impressed upon my soul the representation of a bitter cucumber, and the soul's guiding principle should have only one thing to say about this representation: the assertion "This cucumber is bitter. " Here we can recognize an instance ofthe objective and adequate representation hantasia kataleptike). The entire discipline of assent will there re consist in my accepting only this one objective representation. If, however, I were to add the question: "Why are there such things in the world? " or the exclamation "Zeus is wrong to allow such things! " then I am adding, eely and ofmy own accord, a value-judgment which no longer corresponds to the adequate content of my objective representation.
In Arrian's Manual (§5), the saying "It is not things that trouble people, but their judgn1ents about things" is well explained by the llowing commentary: "For instance, there is nothing fearful about death . . . rather, it is because of the judgment which we bring to bear upon death-i. e. , that it is fear l-that is what is arful about death. " Once again, we have here a value-judgment which is added on in a purely subjective way.
It is in the area of value-judgments that the power of the guiding principle, and ofits culty ofassent, comes into play. It is this power that introduces value di erences into a wo d which is indi erent and "in itsel " Nevertheless, the only value-judgments which are authentic and true are those which recognize that the good is moral good, that evil is moral evil, and that that which is neither morally good nor bad is indif rent, and there re valueless. In other words, the Stoic de nition of good and evil has as its consequence the total trans rmation of one's vision ofthe world, as it strips objects and events ofthe false values which people have the habit of attributing to them, and which prevent them om seeing reality in its nudity (VII, 68):
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True judgment says to that which presents itsel " this is what you are in essence, even though you may appear to common opinion to be something else. "
However, although
the guiding principle has the power to bring it about that every event appears to it in the way it wills (VI, 8),
this does not mean that the guiding principle can imagine anything it pleases about reality, but rather that it is ee to attribute what value it wishes to the objects it encounters. In order to suppress the lse value which we attribute to these objects, it is enough to suppress our lse discourse about the value of these objects. If we suppress the inner discourse which says "I have been harmed," then the harm disappears and is suppressed (IV, 7). As Epictetus had said (IV, 1, IIo): "Do not tell yourself that indi erent things are necessary to you, and they will no longer be so. "
Thus, when Epictetus and Marcus Aurelius speak of "judgments" ypolepsis), they are thinking of "value-judgments. " This is why I have usually translated hypolepsis as "value-judgment. "
Critical idealism?
It is thus misleading to compare, as does Victor Goldschmidt,8 the a r mations of Epictetus and Marcus Aurelius to a kind of " Kantian ideal ism," completely di erent om the theory ofthe objective or compre hensive representation proposed by Chrysippus. For Chrysippus, writes Goldschmidt, " comprehension was the natural consequence of assent accorded voluntarily but necessarily-to the comprehensive repre sentation. Now, as in Kantianism, comprehension applies more to ap pearances than to the thing in itself It is we who elaborate upon the appearance brought about by the object, and it is there re this subjectiv ity, de rming reality as it does, which we must study and criticize, much more than reality itself. . . it is as ifthe representation, which is no longer comprehensive immediately and as a result only ofthe object, was now rendered such by the activity of the subj ect. " Goldschmidt, however, iled to see that, r Epictetus and Marcus Aurelius, the activity of the subject does not consist in producing a comprehensive or objective repre sentation, but rather in sticking to that which is objective within the
The Discipline ofAssent III
objective representation, without adding to it any value-judgment which might de rm it. According to Epictetus (III, I2, I5), we must say to each of our representations:
Let's see some identi cation! Do you have the sign om nature which every representation must have, in order to be approved?
This interrogation is not directed toward the objective and adequate representation to which we spontaneously give our consent, but rather to the other representations or judgments: those inner discourses we pronounce not about the reality ofthe event or thing, but about its value. It is the latter which lack the "ID" and the "sign" ofan objective and adequate representation.
The reason Goldschmidt gave this interpretation of Epictetus and of Marcus Aurelius is that he has misunderstood a passage om Epictetus. This passage is, to be sure, highly enigmatic at rst sight (Manual, I, 5):
Every time you are in the presence of an unpleasant representation, practice saying to yoursel "You're only a representation hanta sia), and not quite what you represent (to phainomenon). "
This, at any rate, is the translation proposed by Goldschmidt, but it is incorrect. What is under discussion here is an "unpleasant" repre sentation-that is, one which gives the impression that an object or event is pain l, injurious, or terri ing. What this means is that the value-judg ment "this is unpleasant" has been added on to the objective repre sentation of an object or event. The representation is consequently no longer objective, but subjective. A more accurate translation of Epictetus' Greek would thus be "You are o y a subjective repre sentation, " which is to say, "You are merely a pure representation" (or "a mere product ofmy imagination," as we would put it today), "and you are not at all" ("not at all,"9 and not "not quite," as Goldschmidt trans lated) "what really presents itself " Here, then, to phainomenon designates the object as it is when it presents itselfwithin an objective and adequate representation-in other words, what is truly perceived.
The simultaneous discove of oneself and of the world
In the last analysis, then, the discipline of assent appears as a constant e ort to eliminate all the value-judgments which we bring to bear upon
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those things which do not depend upon us, and which there re have no moral value. The phenomena of nature and the events of the world, once they are stripped ofall the adjectives-"terri ing," " ightening," "dangerous," "hideous," "repulsive"-which humankind, in its blind anthropomorphism, applies to them, appear in their nudity and all their savage beauty. reality is then perceived om the perspective of uni versal Nature, as within the ow ofeternal metamorphoses ofwhich our individual life and death are only the tiniest waves. And yet, in the very act by which we trans rm the way we used to look at things, we also become aware of our ability to trans rm this way of seeing. Hence, we become aware of the inner power which we possess to see things-and by "things," let us always understand the value ofthings-as we want to see them. In other words, thanks to the discipline ofassent, the trans r mation of our consciousness of the world brings about a trans rmation of our consciousness of ourselves. And although Stoic physics makes it seem as ifevents are woven inexorably by Fate, the selfbecomes aware of itself as an island of eedom in the midst of a great sea of necessity. This awareness consists in delimiting our true self, as opposed to what we used to believe was our self, and we shall see that this is the necessary condi tion r peace ofmind. IfI can discover that the selfI thought I was is not the selfI am, then nothing can get to me.
Circumscribing the self
Marcus Aurelius speaks several times of the need r the self and r the guiding part ofthe soul to delimit and circumscribe themselves. On one occasion, he takes the trouble to describe this exercise in detail (XII, 3):
There are three things ofwhich you are composed: your body, your vital breath, and your intellect (nous).
The rst two are yours only inso r as you must take care of them. Only the third is yours in the proper sense of the term.
This is why, ifyou separate yourself om yourse
that is to say, om your thought (dianoia),
-everything that others may say or do;
-or again, everything that you yourself have said and done (in the past) , as well as the things which trouble you because they are still to come;
-and everything that happens to you, independently ofyour will,
The Discipline of Assent 1 1 3
because of the body which surrounds you, or your innate vital breath;
-and everything which stirs the waves of the violent sea which bathes you,
in order that
-raised above the interweavings ofFate, -pure,
- ee r itsel
the living intellectual power
-by doing what is right,
-by willing eve thing that happens,
-by telling the truth,
-if, I say, you separate om this guiding principle egemonikon) the things which have become attached to it, because it has become attached to them,
and if you separate om time that which is beyond the present and that which is past,
and ifyou make yourselflike the Sphairos ofEmpedocles, "a pure orb, proud ofitsjoy l uniqueness,"
and if you strive to live only what you live-that is to say, the present,
-then you will be able to live the time that is le to you, up until your death, untroubled, benevolently and serenely with regard to your inner daimon.
The exercise designed to circumscribe and delimit the sel then, be gins with the analysis ofthe components ofhuman beings: the body; the vital breath, or soul which animates the body; and the intellect. This last is equivalent to our culty ofjudgment and assent, our power ofre ec tion (dianoia) or guiding principle �iegemonikon). We encounter this de scription ofthe human being several times in Marcus (II, 2, l-3; II, 17, l-4; III, 16, l; V, 33, 6; VII, 16, 3; VIII, 56, l; XI, 20; XII, 14, 5; XII, 26, 2) . At other times, the only things mentioned are the soul and the body, with the soul being identi ed with the hegemonikon, as is clear om a passage like VI, 32, in which soul and dianoia-and there re hegemonikon-are synonyms.
Traditional Stoic doctrine made a distinction between the body and the soul, and rther, within the soul, it distinguished a superior part: the guiding part of the soul, in which the various psychic nctions were
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situated. Such a schema was purely dichotomous, in that it opposed soul and body. It is easy to understand, however, how the Stoic doctrine of the soul was able to evolve in the direction of the position we nd taken by Marcus Aurelius. The meaning ofthis evolution is well explained by a passage om the Skeptic Sextus Empiricus:10
Some Stoics say that the word "soul" is used in two ways: on the one hand, to designate that which holds together the entire mixture of the body [this is what Marcus calls the pneuma, or vital breath] , and on the other, in a more proper sense, the guiding principle. . . . In the division of good things, when we say that some things are goods ofthe soul, others ofthe body, and others are exterior, we are not re rring to the soul in its entire , but to that part of the soul which is the guiding principle.
Although we encounter this splitting up ofthe soul into vital principle and thinking principle in Marcus Aurelius, it does not seem that there is any trace of the trichotomy proposed by Marcus in the sayings of Epictetus as recorded by Arrian. It is, however, perhaps worth noting that Epictetus (II, 1, 17) does use terminology analogous to that of Marcus when he contrasts the body (designated by the diminutive term somation) with the vital breath (designated by the diminutive pneumation) .
The general principle which presides over the exercise ofthe delimita tion ofthe sel which I am now describing, was rmulated by Epictetus, and placed by Arrian at the beginning of his Manual: the di erence between the things that depend on us and the things that do not depend on us. In other words, it is the di erence between inner causality, or our culty of choice-our inner eedom-and external causality, that is to say, Destiny and the universal course ofNature.
The rst step in the delimitation of the ego consists in recognizing that, of the being which I am, neither the body, nor the vital breath which animates it, is mine in the proper sense of the term. I must, of course, take care of them: this is part of the doctrine of "duties" or "actions appropriate" to nature. It is both natural and in con rmity with my instinct r self-preservation that I care r my body and the pneuma which makes it live; but it is precisely this decision which I make con cerning these things which belong to me that belongs to a principle of choice, and this principle of choice does belong to me in the proper sense. The body and the vital pneuma are not completely mine, because they are imposed upon me by Destiny, independently of my will. It might be
The Discipline of Assent 1 1 5
obj ected that the hegemonikon is also " given, " but it is given as a source of my initiative, or an " I " who decides.
In the passage quoted above, Marcus describes in a quite remarkable way the di erent circles which surround the ego or the " I , " as well as the exercise which consists in rejecting them one by one, as something reign to my sel(
The rst circle, and the most exterior, is the others. As Marcus says elsewhere (III, 4, r):
Don't waste the part oflife that remains to you in representations hantasiai) concerning other people, unless you relate them to something which bene ts the common good. Why do you deprive yourself of the opportunity of accomplishing another task . . . imag ining what so-and-so is doing, why he is doing it, what he thinks, what he is plotting and all those other questions which make you dizzy inside and turn you away om the attention which you should be paying toward your own guiding principle egemonikon)?
The second circle is that of the past and the ture. If we want to become aware ofour true selves, we must concentrate upon the present. As Marcus puts it, we must "circumscribe the present," and separate ourselves om that which no longer belongs to us: our past words and actions, and our ture words and actions. Seneca had already expressed this idea:1 1
These two things must be cut away: fear of the ture, and the memory of past su erings. The latter no longer concern me, and the ture does not concern me yet.
Thus, neither the past nor the ture depend upon me, and only the present is within my power.
The third circle is constituted by the domain ofinvoluntary emotions; these are caused by impressions received by the body, and by the soul considered as the principle of the body's animation, or "inborn vital breath. " In order to understand these involuntary emotions, let us recall the passage alluded to earlier om the lost fth book of Epictetus' Dis courses, as recorded by Arrian. In his Attic Nights, Aulus Gellius reports that, during a sea voyage, he had seen a Stoic philosopher grow pale during a storm, and when they arrived in port he had asked the philoso pher why he had experienced such a moment ofweakness. At this, the
II6 THE INNER CITADEL
philosopher had pulled Arrian's book out of his traveling bag, and pointed to the passage in which Epictetus explained that if the sage experienced a particula y strong and violent sensation, then he, too, despite his wisdom, would experience an involuntary emotion which would echo throughout the body and the rest of the soul. That, he explained, was why the color of the sage's ce might change, but, as Epictetus had put it, "The sage does not give his assent to this emotion. "
What this means is that when our rational consciousness or guiding principle translates such an emotion into its inner discourse, and an nounces that " This is terrible and appalling, " then the guiding principle immediately re ses to give its assent to this value-judgment. Let us note in passing that this testimony is the more interesting in that it lets us glimpse how Epictetus, in those books written by Arrian which have since become lost, spoke of themes very di erent om those which are dealt with in the rst ur books. In the Discourses which have come down to us, there does not seem to be any allusion to the sage's involun tary movements.
In any case, Marcus Aurelius returns in another passage to the relation between the guiding principle and involuntary movements (V, 26, 1 ) :
Let the sovereign and directing part ofyour soul remain unaltered in the presence ofmovements, whether gentle or violent, which are produced in the esh. Let it not be mixed with them, but let it delimit itself and circumscribe these a ections within the parts of the body.
The guiding principle draws a border, as it were, between sensitive emotions and its eedom ofjudgment, by re sing to consent or give its assent to judgments which would attribute a positive or negative value to the pleasures or pains that occur within the body. This border does not prevent the guiding principle om perceiving everything that goes on within the body, and thereby it ensures the unity of consciousness of the entire living being, just as, within the cosmic living being, everything goes back to the single consciousness of the guiding principle of the universe (IV, 40). From this new perspective, Marcus continues, we cannot prevent sensations om penetrating within the guiding principle, since they are natural phenomena; nevertheless, the guiding principle must not add its own value-judgments concerning them.
On one hand, the guiding principle ensures the unity ofliving beings, so that the sensations and emotions which I perceive are mine, since I perceive them om within. On the other hand, however, the guiding
The Discipline of Assent 1 1 7
principle considers these sensations and emotions as somehow alien to itself, inso r as it re ses to acquiesce and participate in the disturbances which they introduce into the body. And yet, shouldn't the sage be completely impassive, and the complete master of his body and of his soul? This is how the Stoic sage is usually conceived. In ct, however, the Stoic sage, as Seneca points out, 12 is r om being insensitive:
There are mis rtunes which strike the sag ithout incapacitat ing him, of course-such as physical pain, in rmity, the loss of iends or children, or the catastrophes of his country when it is devastated by war. I grant that he is sensitive to these things, r we do not impute to him the hardness ofa rock or ofiron. There is no virtue in putting up with that which one does not feel.
This initial shock of emotion is the same movement, independent of our will, ofwhich Marcus Aurelius speaks. Seneca is quite miliar with it, too:13
This is how passions are born, develop, and become excessive. First of all, there is an initial involuntary movement; a kind of prepara tion r and threat ofpassion. Then there is a second one, accompa nied by a desire which we are still able to reject: to wit, the idea that "I have to get even because someone has done me wrong. . . . " Finally, there is a third movement which can no longer be mastered . . . we must have revenge at costs. The rst shock to the soul cannot be avoided with the help of reason, any more than other re ex movements which happen to the body, such as yawning . . . reason cannot vanquish them, but perhaps habit and constant atten tion may attenuate them. The second movement, which arises om ajudgment, can be suppressed by ajudgment.
According to the Stoics, then, even the sage himself cannot escape these rst involuntary movements. As Seneca puts it,14 he always els appear ances or "shadows ofpassions. "
The urth circle, a "rushing tide which bathes you with its waves," is that of the course of events; in other words, it is the course of Destiny and ofthe time in which Destiny unveils itself(IV, 43):
A river of events, a violent current: that is what eternity is. No sooner has each thing appeared than it has already passed; another comes along, and it too will be swept away.
II8 THE INNER CITADEL Elsewhere, Marcus writes (V, 23):
Think o en ofhow quickly beings and events pass and disappear; r substance is like a river in perpetual ux.
I Marcus adds, we can recognize that this ux of things and events is alien to us, then we will be "raised above the tangled web ofDestiny. " To be sure, our body and our vital breath are swept along by this ux, and both our representations ofthings which are received into the body and our vital breath belong to this ux, because they are produced by causes outside ofus. Yet the selfbecomes aware ofthe ct that, thanks to its eedom ofjudgment-which also implies eedom of desire and of the will-it stands apart om this ux. The sel then, identical with the guiding principle, is raised above the web ofdestiny.
When the self thus becomes aware of its eedom, it acts only by making its reason coincide with the Reason ofuniversal Nature. It wants that which happens; in other words, it wants what universal Nature wants. The self now tells the truth, both inwardly and outwardly: in
other words, whenever a representation presents itself to the guiding principle in order to obtain its assent, the self restricts itself to what is. It holds st to the objective representation, without adding value-judg ments to things which have no moral value. Finally, the self now does what is right: that is, it acts in accordance with Reason, in the service of the human community. Here (XIII, 3, 3) we recognize Epictetus' three exercise themes (topoi), which, as we have seen, were taken up again by Marcus Aurelius. To circumscribe and delimit one's self thus means to practice the llowing exercises:
(r) in the area ofassent, it means not approving those value-judgments which may be in uenced by the body and the vital breath, which are something other than mysel
(2) in the area ofdesire, it means recognizing that everything that does not depend upon my moral choice is indi erent; and
(3) in the area ofaction, it means going beyond the egoistic concern r my body and my vital breath, in order to rise up to the viewpoint of Reason, which is common to all human beings; thus, it means willing that which is bene cial to the common good.
A er he has arrived at this culminating point, Marcus returns to the theme ofthe delimitation ofthe sel in order to clari certain aspects of the process. The e ort of concentration must make us aware of the ct that things have become attached to us, and are no longer distinguishable
The Discipline of Assent 1 1 9
om us. Our self has become con sed with such things, because we have attached ourselves to them. Epictetus is nd of this theme of our alienation toward things to which we attach ourselves (IV, 1 , 1 1 2) :
Puri your judgments, so that nothing that is not "yours" may become attached to you or become connatural with you, so that you do not feel any su ering ifit is snatched away om you.
Such objects are not "ours," Epictetus reminds us, not only because they are di erent om us, but above all because they belong to Destiny and to God, who are ee to take them back a er they have given them to us (III, 24, 84):
When you become attached to something, do not do so as to an object that cannot be taken away om you, but as ifit were some thing like a pot or a glass cup, so that, if it is broken, when you remember what it was, you will not be disturbed . . . Remember that what you love is mortal, and that nothing of what you love belongs to you in the proper sense of the term. It has been given to you r the time being, not rever or in such a way that it cannot be taken away om you, but, like a g or a bunch of grapes, at a particular season of the year. If you get a craving r them during the winter, then you're stupid.
Marcus Aurelius then returns to the importance ofconcentrating upon the present moment. This indissoluble link between the delimitation of the self and the delimitation of the present moment is extremely sig ni cant. It is only when I am active, either within myself or upon the outside world, that I am truly myself and at liberty; and it is only in the present moment that I can be active. Only the present is mine, and the present is all that I live.
When the selfhas thus isolated and returned into itself, says Marcus, it can be compared to the Sphai s of Empedocles. For Empedocles, this term denoted that uni ed state of the universe when it is dominated by Love, as opposed to the state ofdivision it is in when dominated by Hate.
While in its state ofunity, the universe is perfectly round, delighting in its
joy l immobility. In the philosophical tradition, Empedocles' Sphairos had become the symbol of the sage, "completely within itsel well rounded and spherical, so that nothing extraneous can adhere to it, because of its smooth and polished surface, " in the words of Horace. 15
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Such an image corresponds to the ideal of the inner citadel, invincible and impenetrable (VIII, 48, 3), which represents the selfthat has delim ited itsel
At the end ofthis passage, Marcus alludes to our inner daimon, which, r him, is identical with the sel the guiding principle, or the culty of re ection. I shall return below to this notion ofthe daimon.
As we can see, this delimitation of the self is, in the last analysis, the ndamental exercise ofStoicism. It implies a complete trans rmation of our self-consciousness, of our relation toward our body and toward external goods, and of our attitude toward the past and the present. It calls r concentration on the present moment, an asceticism of detach ment, the recognition ofthe universal causation ofDestiny, in the midst ofwhich we are plunged, and the discovery ofthe power we possess to
judge eely, that is, to give things whatever value we wish to give them. Thus, the process ofthe delimitation ofthe selfbrings about a distinc tion between two elements. On the one hand, there is what we believe to be our true self our body, but also our soul-the vital principle together with the emotions that it feels. On the other hand, there is our power to choose. That which we think is our true selfis imposed upon us by Destiny, but in ct our genuine selfis situated high above Destiny. This opposition between our two " selves " appears quite clearly in a passage where Marcus Aurelius confesses that he is slow-minded. This trait, he writes, is inborn in him; it belongs to his character and his physical constitution, and there re does not depend upon him, any more than do his size or the color ofhis eyes. What does depend on him,
by contrast, is his eedom to act in a moral way (V, 5):
So it's not likely that they're going to admire your quick-witted ness. So be it! But there are many other matters about which you cannot say that you are not gi ed; these are the things that you must display, because they are completely within your control: avoiding duplicity; being serious; putting up with su ering; having contempt r pleasure; not complaining about Destiny; having few needs; being ee, benevolent, and simple; avoiding idle chatter; possessing greatness of soul. Can't you el how many things there are which you are capable of displaying, and r which the absence of talent and natural capacities can no longer serve you as an excuse?
Two things are opposed in this passage: the awareness by means of which one discovers one's psychological sel with its qualities and its defects, and such as it is determined by Destiny. Over and against this, we
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see the awareness ofone's selfqua guiding principle, and there re capa ble of acceding to the sphere of morality. We thus have to do with two aspects of the culty of reasoning and thinking. Although reason is inherent in every human being, it is only equally present in all human beings in its role as a culty ofjudgment and ofmoral decision-making. This, however, does not prevent the existence ofqualitative di erences in speculation and in expression, according to one's individual particu larities .
Let us be clear: the sel whether envisaged as a principle of eedom capable ofacceding to morality, or as a guiding principle, is not, by itself, either good or evil. It is indi erent. To be able to choose means being able to choose between good and evil; consequently, it means being able to be either good or evil. For Marcus, rationality is not good in and of itsel as it was r Plato. Reason can be utterly depraved (X, 1 3 ) :
Men commit [these evil actions] not with their hands or et, but with the noblest part of themselves. If it so wishes, however, this same part may become ith, modesty, truth, law, or a good daimon.
This delimitation of the sel as a potential r liberty which transcends Destiny, is equivalent to the delimitation ofthe culty I possess tojudge, and either to give or to withhold my assent om my value-judgments. I may be constrained by Destiny to have a body; to be sick or poor; to be hungry; or to die on such-and-such a day; but I can think whatever I please about such situations. I can re se to consider them as mis rtunes, and no one can tear this eedom ofviewpoint away om me.
In the name of what, however, or in virtue of what shall I judge that the only good is moral good, and the o y evil moral evil? This is where the mystery of eedom comes in. As Marcus says, the sel in its capacity as the power ofjudging and choosing, can also become " ith, modesty, truth, law, or a good daimon, " as well as the contrary of any of these . Thus the self, ifit so desires, can identi itselfwith universal Reason, or the transcendent Norm which posits the absolute value ofmorality. This is precisely the level at which Marcus was situating himself when he wrote his spiritual exercises; in other words, he was identi ing himself with this universal Reason or transcendent Norm. This is what Epictetus used to call "the Other" (I, 30, l):
When you go to see some important personage, remember that there is an Other, watching what happens om above, and that it is better to please this Other than that man.
122 THE INNER CITADEL
Like an inner voice, this Other has a dialogue with the guiding principle in the discussion which Epictetus imagines llowing this passage. It is, moreover, this same transcendent Other with whom Marcus Aurelius carries on a dialogue in the Meditations.
It can thus be said-although Marcus does not make the distinction explicitly-that there is a di erence between two kinds of eedom. On the one hand, there is freedom of choice, by virtue of which the guiding principle has the possibility ofrendering itself either good or evil. On the other, there is realfreedom, thanks to which the guiding principle chooses moral good and universal Reason, and thereby ensures that its judgments are true, its desires l lled, and its acts of will e cacious. Only real eedom is eedom in the ll sense ofthe term.
Thus, the guiding principle is an "inner citadel," already impregnable in its guise as eedom of choice, which cannot be rced if it re ses. This citadel is still more impregnable, however, in its guise as real ee dom-that is, if it manages, thanks to its identi cation with universal Reason, to liberate itself om all that could possibly subjugate its judg ments, desires, and its will (VIII, 48):
Remember that the guiding principle becomes invincible when it turns itself toward itsel and is content with not doing that which it does not wish to do, even ifits resistance is unreasonable.
What shall happen, then, if it surrounds itself with circumspec tion and reason when it emits a judgment? This is why the intellect, when eed om the passions, is a citadel; r mankind has no stronger rtress than this. Ifwe take re ge within it, we will be in an impregnable position om now on.
When the guiding principle thus discovers that it is ee in its judg ments, that it can give whatever value it pleases to the events which happen to it, and that nothing can rce it to commit moral evil, then it experiences a eling ofabsolute security. From now on, it feels, nothing can invade it or disturb it. It is like a cli against which the crashing surf breaks constantly, while it remains standing unmoveably as the waves come, bubbling, to die at its feet (IV, 49, l).
In the passage om Marcus which I have discussed at length above, one can observe a complete equivalence between ve terms:
r. thesel
2. intellect (nous);
The Discipline ofAssent 123
3. the power ofre ection (dianoia);
4. the guiding principle egemonikon); and 5 . the inner daimon.
this is in complete con rmity with Stoic tradition, including the idea ofthe daimon, which seems clearly to turn up in the writings ofCh sip pus. 16 The de nition ofthe happy li , according to Chrysippus, is that in which everything is done "in accordance with the harmony between the daimon within each one of us and the will of the governor of the uni verse. "
It is not di cult r modern readers to understand this identi cation of the selfwith the intellect, the power ofre ection, or the guiding princi ple; but the idea of the daimon may seem more obscure. It is a very old notion: in the Homeric poems, daimon o en evokes the idea ofindivid ual destiny, or more generally, a di use divine power. Everyone is mil iar with Socrates' daimon, which Plato presents as an inner voice; but we ought not to rget that Plato himsel when he speaks near the end of the Timaeus (9oa) ofthe rational soul "which is the sovereign soul within us," asserts that "the god has given it to each one ofus as a present, as ifit were a daimon. " A few lines later (9oc), Plato adds that whoever has succeeded in touching true reality "renders ceaseless worship to the divinity, and keeps the daimon which lives within him in good state. " For Aristotle, the intellect within us is something divine. 17
Might not this daimon within us be a power which transcends the self, and which cannot there re be identi ed with the self? And yet, even though r Plato we are the rational soul, he nevertheless tells us that we must keep this daimon "in good state. " This is probably a re rence to the statue ofa god, to which worship must be o ered.
We nd the same ambiguity in Marcus Aurelius. Sometimes he tells us that we must conserve this inner divinity and preserve it om all con tamination, as ifit could be stained (II, 13, l; II, 17, 4; III, 12, l; III, 16, 3). Elsewhere, however, Marcus asserts that we must carry out the will of the daimon which God has given to us, as though we had to do with a reality which transcends us (III, 5, 2; V, 27).
In ct, however, such assertions do not mean that Marcus thinks of the daimon as something di erent om the intellect or the power of re ection. For instance, he says ofthe power ofre ection (III, 7, 4)-just as he says ofthe daimon-that we must take care all our lives "to preserve it om a de rmation which would not be tting r a being which thinks and lives in community with other human beings . "
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Everything becomes clear ifwe replace the word daimon by "reason. " On the one hand, reason r the Stoics is a part of universal divine Reason; it was given to us by the latter, and we must do what reason wishes. On the other hand, however, our reason may become corrupted, and we must there re take care to preserve it against every attack. This celestial gi is a agile one.
What, however, is the precise relationship between this daimon and the self? To be sure, it corresponds to the transcendent Norm, which, as we have seen, was equivalent to Reason. It also corresponds to the "Other" mentioned by Epictetus: a kind of inner voice which imposes itself upon us. Here, however, we come ce to ce with the paradox ofmoral li , r the self identi es itself with a transcendent Reason which is simulta neously above it and identical with it; it is a case of"Someone within me, more myself than mysel£ "18 As Plotinus19 said of the Intellect, by virtue ofwhich we lead a spiritual life: "It is a part ofourselves, and we ascend toward it. "
Although the selfmay thus raise itselfto a transcendent level, it is ve di cult r it to keep itselfthere. The gure ofthe daimon allows Marcus Aurelius to express, in religious terms, the absolute value ofmoral intent and the love ofmoral good. No value is superior to virtue and the inner daimon (III, 6, r-2), and everything else, compared to the mysteries which honor the eminent dignity ofthe inner daimon, is worthless petty mindedness (III, 6, 3).
There is something quite remarkable in this Stoic a rmation of the transcendence ofthe realm ofmoral intent, compared to all other reality. It could be compared to the distinction between the three orders which we nd in Pascal: the order ofthe " esh"; that ofthe "spirit"; and that of the "will. "20 Above all, it can be compared to Pascal's distinction be tween the triad of "bodies," "spirits," and "charity. " Each order tran scends the others to an in nite degree:21
One little thought could not be made to arise om all bodies taken together, r this is impossible and they are ofdi erent orders. One single movement of true charity could not be derived om all bodies and spirits; r that is impossible. It is of another order, and is supernatural.
In Pascal, this idea is intended to allow us to understand that Jesus Christ has neither the splendor of physical grandeur, nor that of intellectual genius. There is nothing more simple than He, and yet more hidden. His
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grandeur is of another order. Similarly, r the Stoics, the order of good will and moral intent in nitely transcends the order of thought and of theoretical discourse, as well as that ofphysical magnitude. What makes humankind equal to God is reason, when it chooses moral good.
"Eve thing is a matter ofjudgment"
The discipline of assent, then, orders us to consent only to comprehen sive representations, and it represents logic as the latter is lived and put into practice. It might there re appear that this discipline is exercised only in a limited and determinate area-the rectitude of our inner dis course-and that it does not interfere with the other areas of exercise, namely those of desire and of action.
In ct, however, this is by no means the case. In the rst place, the discipline of assent is not exercised only with regard to inner discourse, but also with regard to outer discourse. In other words, part ofit consists in not lying, either to oneselfor to others. It is r this reason that Marcus calls the virtue which corresponds to this discipline "truth" (IX, I, 2). Above all, however, as we have seen throughout this chapter, there is a sense in which the discipline ofassent embraces all the other disciplines, which can only be practiced through the perpetual recti cation of our inner discourse-that is, what we say to ourselves about things. On the one hand, the discipline of assent is the same thing as the criticism of our value-judgments, and to practice it presupposes that we accept a nda mental Stoic principle of action: that the only good is moral good, and the only evil is moral evil. On the other hand, practicing the disciplines of desire and of action consists essentially in recti ing the judgments which we bring to bear upon things. Leaving aside doctrinal re nements and quarrels within the school, we can say that r the Stoics in general, desire and impulses to action are essentially acts ofassent. 22 It is no doubt true that their notion implies that of "movement-toward," but this movement is inseparable om our inner adherence to a speci c judg ment or discourse which is uttered about things.
Thus, we can say that, r Marcus, "everything is a matter ofvalue judgments. " This does not imply any kind ofsubjectivism or skepticism, but is the simple application ofwhat we could call Stoic "intellectual ism. " Inherited om Socratism, this doctrine proclaims that all virtue is a kind ofknowledge,23 and that all vice is ignorance. Whatever the precise meaning ofthis Socratic doctrine may have been, it is clear that it is not a question of theoretical or abstract knowledge and ignorance, but of a
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knowledge and a non-knowing which engage the individual. The kind of knowledge at issue does not have to do with judgments of existence, but with value-judgments, which bring into question one's entire way of living. This nuance is conveyed well by the term "realize. " A person who commits a ult does not "realize" that his action is bad. He thinks it is good, by means of a lse value-judgment. A good man, by contrast, "realizes" that moral good is the only good, which is the same as to say that he understands the kind of li to which his value-judgment com mits him. There is implied within this doctrine the idea that every person has a natural desire r the good, and that he can only il to achieve it by being mistaken about the nature of the good. As Rene Schaerer24 has correctly observed, this is the postulate upon which Socratic and Platonic dialectics are based: "No discussion is possible ifone's adversary re ses to admit that good-in one rm or another-is better than evil. "
It is om the viewpoint of this "intellectualism" that we can say that "no one is evil voluntarily"; r the apparently evil person, although he naturally desires the good, is simply mistaken by the value-judgment he brings to bear upon the nature of the good. As Epictetus and Marcus Aurelius both say, llowing Plato: "each soul is deprived of the truth involuntarily. "
Epictetus elsewhere gives rce l expression to this doctrine (II, 26):
All errors imply a contradiction, r since he who errs does not wish to err, but to succeed, it is obvious that he is not doing what he wishes. What does the thiefwant to do? That which is pro table to him. If there re, the is a harm l thing r him, then he is not doing what he wishes. Now contradiction is, r every rational soul, naturally abhorrent. So long as the soul is not aware that it is in volved in a contradiction, nothing prevents it om doing contra dictory things. Once it has become aware, however, it is absolutely necessary that it desist om contradiction and ee, just as in the case of error. He who notices his error is obliged by harsh necessity to renounce it; but as long as the error does not appear, he adheres to it as if it were the truth. He who is able to show each person the contradiction which is the cause of his error, and to make clear to him in what sense he is not doing what he wants, and is doing what he does not want, is there re a skilled talker, and knows how to re te and persuade at the same time. Indeed, if a person can be shown this, then he will retreat of his own accord. As long as you do not show this, however, do not be surprised if he persists in his
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error, r he does what he does because he believes it is a good action. Socrates was ll of con dence in his ability to do this, and that is why he used to say: " I don't usually quote authorities to back up what I say, but am always satis ed with my interlocutor. It is he whose vote I take, and him I call rth as a witness, and he alone replaces all the others r me. " For he knew that once the rational soul is set in motion, like a scale, it is going to tip whether people want it to or not. Point out a contradiction to the guiding principle, and it will give it up. Ifyou do not, then it is yourselfyou should accuse, rather than the person you cannot persuade.
"Everything is a matter ofvalue-judgment," says Marcus (II, I 5; XII, 26, 2), whether the subject is the discipline ofassent, the discipline of desire, or that of action. Can the last two, then, be reduced to the rst? The descriptions given by Marcus Aurelius and Epictetus incline us to think that they apply to di erent domains, in accordance with the vari ous relationships with reality into which we enter. My relationship to universal Nature and the cosmos is the subject ofthe discipline ofdesire; my relationship to human nature is that of the discipline of action; and my relationship with myself-inso r as I am a power of assent-is the domain of the discipline of assent. Nevertheless, it is the same method which is used in the three disciplines. It is always a matter of examining and criticizing the judgments which I bring to bear, either on the events which happen to me, or on the actions which I want to undertake. From this point ofview, as Emile Brehier has said, "logic penetrates the whole of our conduct. "25
7
THE DISCIPLINE OF DESIRE, OR AMOR FATI
Discipline ofdesire and discipline ofthe impulses
The ancient Stoics distinguished two main nctions ofthe guiding prin ciple: assent, which is concerned with the areas of representation and knowledge, and active impulse orme) or the will, which is concerned with the area ofthe motor nctions, or ofthe movement toward objects which is caused by our representations. 1 After them, Epictetus and Mar cus Aurelius are the only Stoic thinkers who distinguish not two, but three nctions: assent, desire, and active impulse, to which the three disciplines of assent, desire, and impulse correspond. It is interesting to note that we nd in Marcus Aurelius a systematic description of reality, which justi es this opposition between desire and impulse in a way that is much more precise than anything to be und in the sayings of Epictetus as reported by Arrian.
Desire and active impulse represent a reduplication of the notion of the will. Desire is, as it were, an ine ective will, whereas active impulse or tendency is will which produces an action. Desire is related to a ectiv ity, while tendency is related to the motor nctions. Desire is situated in the area of what we feel-pleasure and pain-and of what we wish to feel: it is the domain of passion, in the double sense of a state of the soul and of passivity with regard to an external rce which imposes itself upon us. Tendency, by contrast, is situated in the domain of what we want or do not want to do. It is the domain of action and initiative, and implies the idea ofa rce within us which wants to exercise itself
For Marcus, desire and aversion presuppose passivity. They are pro voked by external events, which are themselves the product of a cause which is exte al to us; the tendency to act or not to act, by contrast, is the e ect of that cause which is within us (IX, 3 r ) . For Marcus, these two causes correspond respectively to common and universal Nature, on the one hand, and to our nature, on the other (XII, 32, 3):
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Don't imagine that anything is important except that you act as your own nature leads you, and that you su er as common Nature ordains.
Elsewhere, Marcus writes (y, 25):
At this moment, I have what common Nature wants me to have in this moment, and I'm doing what my own nature wants me to be doing at this moment.
And again (yl, 58):
No one is going to stop you om living according to the reason of your own nature, and nothing will happen to you contrary to the reason of common Nature.
By opposing external and internal causes, common Nature and one's own nature, Marcus provides an ontological undation r the disci plines of desire and of impulse. The rmer's object is my relationship with the immense, inexorable, and imperturbable course ofNature, with its ceaseless ux ofevents. At every instant, I encounter the event which has been reserved r me by Destiny; that is, in the last analysis, the unique, universal, and common Cause of all things. The discipline of desire will there re consist in re sing to desire anything other than what is willed by the Nature ofthe All.
The obj ect of the second discipline-that of active impulses and the will-is the way in which my own minuscule causality inserts itself within the causality of the world. In other words, this discipline consists in wanting to do that which my own nature wants me to do.
We saw earlier that the discipline of assent constitutes, as it were, the ndamental method of the other two disciplines, since both desire and impulse depend on the assent which we either give to, or withhold om, our representations.
If this is the case, and the discipline of assent is somehow implied by the two others, then one can say that the practice ofthe philosophical li can be summed up in the two disciplines of desire and the active will (Marcus Aurelius, XI, 13, 4):
What evil can there be r you, ifyou do that which, in this present moment, is appropriate to your nature;
and if you accept that which, in this present moment, comes at the moment which is opportune r the Nature efthe All?
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What precisely is meant by these two natures? "My" nature is not my particular individual character, but my nature as a human being and my reason, which I have in common with all human beings. Thus, it corre sponds to that transcendent selfwhich we have seen in the context ofthe discipline of assent: that divine principle or daimon which is within us 0/, IO, 6):
Nothing will happen to me which is not in accordance with the Nature of the Whole, and it is possible r me to do nothing which is contrary to mygod and my daimon.
"My" nature and the common Nature are not opposed, nor external to each other, r "my" nature and "my" reason are nothing other than an emanation om universal Reason and universal Nature, which are immanent in all things. Thus, these two natures are identical (VII, 55, 1):
Keep looking straight ahead, in order to see where nature is leading you; both the nature ofthe All, by means ofthe events which happen to you, and your own nature, by means ofthat which you must do.
These ideas go back to the Old Stoa, and can be traced at least as r back as Chrysippus. 2 While de ning the moral goal as life in con rmity with nature, Chrysippus speci ed that he understood by this term both universal Nature and that nature which is peculiar to humankind. The identity between "nature" hysis) and "reason" �ogos) is, moreover, attested throughout the Stoic tradition. 3 The ct that these two terms are identical means that the wo d, together with all beings, is produced by a process of growth (in a sense, this is the meaning of the word physis), which has within itself its own method, rational law of cause and e ect, and organization (this is the meaning of the word logos) . Human beings, as rational animals, live according to nature when they live according to that inner law which is reason.
We constantly return to the ndamental intuition of Stoicism: self coherence, which is at the same time the law which generates reality and that which regulates human thought and conduct. The two disciplines of desire and impulse thus consist, in the last analysis, in remaining coherent with oneself; and this is the same thing as remaining coherent with the Whole of which we are only a part (IV, 29, 2) :
He who ees the reason ofthe human community is a gitive. . . . He who separates and distances himself om the Reason of com-
The Discipline ofDesire 13I
man Nature, and complains about what happens to him, is an abscess upon the world . . . He who splits o his own particular soul om the soul of other rational beings is like an amputated limb of the city, r the soul is one.
By means ofthe discipline ofdesire, we are to desire only that which is use l to the constituted by the world, because that is what universal Reason wants. By means of the disciplines of the will and of our im pulses, we must want only that which serves the Whole constituted by the human city, because that is what is wanted by right reason, which is common to humankind.
Circumscribing the present
As the reader has perhaps already noticed, what characterizes the presen tation ofthe three exercise-themes in Marcus Aurelius, and di erentiates it considerably om the analogous expositions und in the sayings of Epictetus as written down by Arrian, is the insistence with which Marcus emphasizes that these exercises are concerned with the present. In the case of the discipline of assent, they are concerned with our present representations. In the discipline of desire, these exercises are directed toward the present event; and in the discipline of active impulse what counts are our present actions. We have already seen that the exercise intended to delimit and circumscribe the self was, simultaneously and indissolubly, an e ort to concentrate upon the present.
This process of delimiting the present is entirely analogous to the process by means ofwhich we hold st to the cts and to reality in our objective and adequate representations, and re se to add value-judg ments to them. There is, a er all, a sense in which the value-judgments which trouble us are always related either to the past or to the ture. We become agitated about the consequences which a present event-or even something that happened long ago-may have r us in the ture; or else we are a aid ofsome ture event. In any case, instead ofsticking exclusively to what is happening right here and now, our representations constantly over ow toward the past and the ture-in other words, toward something which does not depend on us, and is there re indif rent (VI, 32, 2):
Everything other than its own activity is indi erent to the culty of re ection (dianoia). Everything that is its own activity, however, is within its power. Moreover, even among these latter activities, the
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re ective culty concerns itself only about the present; r even its past or ture activities are now indi erent to it.
Only the present is within our power, simply because the only thing that we live is the present moment (II, 14; III, ro, r ; XII, 26, 2). Becom ing aware of the present means becoming aware of our eedom.
For the present is real and has value only ifwe become aware ofit; that is to say, if we delimit it by distinguishing the present action or event om the past and om the ture. We must there re recognize that our real lives are limited to a minuscule point which, by the intermediary of the present event or action, places us in constant contact-whether ac tively or passively-with the overall movement of the universe. "To circumscribe that which is lived in the present" means simultaneously to isolate oneselfwith regard to the past and to the ture, and to recognize our pumness.
The delimitation of the present has two principal aspects. On the one hand, its goal is to make di culties and hardships bearable, by reducing them to a succession of brief instants. On the other, it is a matter of increasing the attention we bring to bear upon our actions, as well as the consent which we grant to the events that happen to us.
