If, despite Heidegger's prohibition, one wanted to speak anthropologically, one could define humans of the
historical
period as animals, some of whom could read or write.
Sloterdijk - Rules for the Human Zoo
Heidegger knew, as he formulated this letter, that he had to speak with a bellow and write with an angry hand, and that a preestablished harmony between the author and his readers could in no respect still be treated as a given.
At this point in time he did not know if he had friends; and, even if he did, their friendship needed to be established anew, on a different basis from everything that had previously counted as grounds for friendship within the nation and within Europe.
In any case, one thing is clear: what the philosopher in the fall of the year 1946 put to paper was not a lecture on the nation or on any extant Europe: it was a complicated, simultaneously careful and clever, attempt of an author (seldom attempted by a person of Heidegger's provincial inclinations) to introduce his message to a positively inclined recipientöa foreigner, a potential friend at a distance, a young thinker who had taken the liberty of allowing himself to be ensorcelled by a German philosopher during the German occupation of France.
So: a new method of making friends? Another venture towards eliciting the like- minded and similarly inclined through a randomly sent essay? Another method of humanization? Another social agreement among bearers of a less provincial, no longer nationalistic, humanism? Of course, Heidegger's enemies have not hesitated to suggest that the sly little man from Messkirch instinctively seized the first opportunity to rehabilitate his reputation. He cunningly utilized the approach of one of his French admirers to transform his political ambiguity into high mystical insight. This suspicion might seem suggestive and plausible; but it underestimates the conceptual and strategic
Rules for the Human Zoo: a response to the Letter on Humanism 17
event that the Letter on Humanismöfirst sent to Jean Beaufret in Paris, and later translated and published as an essayörepresented. For, in this essay, which he chose to present as a letter, Heidegger analyzed and criticized the characteristics of European humanism; and, in so doing, he opened up a transhumanistic or posthumanistic space for thought, one in which a considerable portion of the philosophical consideration on
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a sense be restored to the word `humanism'? The letter to the young Frenchman gently reproves the questioner, as is seen most clearly in a challenge repeated twice:
This question proceeds from your intention to retain the word `humanism'. I wonder whether that is necessary. Or is the damage caused by all such terms still not sufficiently obvious? '' (1977, page 195).
Your question not only presupposes a desire to retain the word `humanism', but also contains an admission that this word has lost its sense'' (page 224).
This reveals part of Heidegger's strategy: the word `humanism' must be abandoned if the real task of thinking, which has shown itself to have been exhausted in the human- istic or metaphysical tradition, is to be furthered in its original unity and irresistibility. To put the point sharply: Why should humanism and its general philosophical self-representation be seen as the solution for humanity, when the catastrophe of the present clearly shows that it is man himself, along with his systems of metaphysical self-improvement and self-clarification, that is the problem? This turning of the question back on Beaufret is not entirely without pedagogical cruelty, for it reveals to the student the false answer contained within the question. But it is also seriously meant, for the three contemporary remedies for the European maladies of 1945ö Christianity, Marxism, and existentialism, which differed from one another only in their superficial characteristicsöwere characterized as parallel varieties of humanism: or, more explicitly, as three ways and means of evading the last radicalization of the question about the essence of man.
Heidegger offered to prepare the way for an end to the most radical omission of European thoughtönamely, the refusal to pose the question of the Being of Man in the only appropriate (that is, the existential^ontological) way. Or at least the author indicated his readiness to serve in whatever future situations might develop from the asking of the question when properly posed. With this apparently modest twist, Heidegger opened the possibility of cataclysmic consequences: Humanism, in its ancient, in its Christian, as in its Enlightenment form, was revealed as the agent of a 2000-year denial. It was accused of having prevented, through its swiftly provided, apparently self-evident, and irrefutable characterization of the nature of man, the development of a more appropriate way to pose the question about the nature of man. Heidegger explained that his work after Sein und Zeit [1927] was directed against humanism, not because it overvalued humanity, but because it did not value humanity highly enough (1977, page 210). But what would it mean to value the essence of man highly enough? It would require first to renounce a habitual false denigration. The question of the Being of Man will never be posed properly until we can distance ourselves from the oldest, most enduring, and traditional product of European metaphysics: the definition of man as rational animal. According to this definition, man is characterized as an animal enriched by a spiritual supplement. Heidegger's existential^ontological analysis rejects this understanding of man, since for him the
(5) This master stroke is misunderstood by those who see in Heidegger's onto-anthropology some- thing like an antihumanism, a tortured formulation that suggests something like a metaphysical form of misanthropy.
man has taken place ever since.
From the letter of Jean Beaufret, Heidegger took as his focus one phrase: how can
18 P Sloterdijk
nature of man can never be expressed from a zoological or biological perspective, even when a spiritual or transcendental component is consistently added.
On this point Heidegger is completely adamant; indeed, he strides like an angry angel with crossed swords between beast and man, in order to deny any ontological commonality between the two. In his antivitalistic and antibiological passion he allows himself almost hysterical statements, as when he explains that it seems ``as if we are nearer to the nature of the divine than to the alien-ness of the animals'' (1977, page 206). At the heart of this antivitalistic passion lay the recognition that man is differentiated from animals in ontology, not in species or genus, so he cannot under any circumstances be considered an animal with a cultural or metaphysical addition. On the contrary: the form of being of the human itself is different from all vegetable and animal beings, because man has a world and is in the world, while plants and animals inhabit only a transitory environment.
If there is any philosophical reason for an essay on the value of the human, it is because man is called by Being, and, as Heidegger in his pastoral mode liked to say, is constituted so as to be the House of Being. That is why human beings have language; but they possess it, according to Heidegger, not for their own sake, but only so that they can understand each other and through this mutual understanding civilize each other.
Rather, language is the House of Being, in which man ek-sists by dwelling, in that he belongs to the truth of Being, guarding it.
So the point is that in the determination of the humanity of man as ek-sistence what is essential is not man but Beingöas the dimension of the ecstasis of ek-sistence'' (1977, page 213).
If we puzzle over this initially hermetic formulation we begin to understand why Heidegger was so certain that his criticism of humanism would not eventuate in an inhumanism. For insofar as he rejects the claim of humanism to have adequately defined the humanity of man, and opposes to it his own onto-anthropology, he nonetheless indirectly retains the most important function of classical humanismö namely, the befriending of man through the word of the otheröindeed, he radicalizes this drive to befriend, and transfers it from mere pedagogy to the center of ontological consciousness.
That is the meaning of the often cited and much ridiculed description of man as the shepherd of being. By using images of the pastoral and idyllic, Heidegger speaks of the task of man, which is his being, and the nature of man from which his role springs, which is to shepherd being and to speak being. Certainly, man does not look toward being the way the ill man looks toward his bed but, rather as a shepherd looks after his herd in the fields, with the important difference that here, instead of a herd of sheep, it is the world as an open circumstance that is to be looked after. Furthermore, this task of oversight is not represented by Heidegger as one freely chosen in man's own interest; rather, men were set apart by Being itself as its shepherd. The place where this happens is the Clearing, die Lichtung, where Being appears as that which is there.
What gave Heidegger the certainty that he had by this turnabout transcended and surpassed humanism is the fact that, by understanding man as a clearing for Being, he involved him in taming and befriending much more deeply than could any humanistic debestializing, or any love for texts that speak of love. By describing man as the shepherd and neighbor of Being and calling language the House of Being, he bound man into a relationship with Being that imposed radical constraints on his behavior. It contained him, the shepherd, within the house or in its neighborhood. Heidegger suggested a self-understanding that demanded of man more inactivity and receptivity than any comprehensive program of education had ever attempted. Man was subjugated
Rules for the Human Zoo: a response to the Letter on Humanism 19
to an ecstatic behavior that reached much further than the civil constraints of the text-pious readers of the classical word. Heideggerian self-contained dwelling in the house of language is characterized as a receptive listening to whatever it is that will be said by Being. It requires a proximate listening, for which man must become more passive, and tamer, than the humanist reading the classics. Heidegger wishes man to be more submissive than a mere good reader would be. He wishes to found a way of making friends in which he himself would no longer be seen only as a classicist or one author among others. It would be best if the public (consisting, naturally, of clueless inferiors) would recognize that Being itself had begun once again to speak, through him, the tutor of the question of Being.
By this move, Heidegger elevated Being to the sole author of all important letters, and placed himself as their current scribe. Whoever speaks from such a position is allowed to call attention to stammers, and to publicize silence. Being thus sends the most important letters. More precisely, it addresses them to spiritually advanced friends, to receptive neighbors, to groups of silent herdsmen. But, so far as we can see, no nations, not even alternative schools, can be derived from this circle of fellow shepherds and friends of Beingönot least because there can be no public canon of manifestations of Being. So, until further notice, Heidegger's collected work stands as the measure and voice of the nameless Ur-author.
This dark communication reveals no way in which a society can be constructed out of neighbors of Being. Until something further develops, we must understand it as an invisible congregation, a church of scattered singletons, each in his own way listening to the unknown and awaiting the word in which will be expressed whatever the Speaker
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The humanistic friends of human authors lack the blessed grace that Being shows to those who have been touched and spoken to by it. For Heidegger there is no path from humanism to this acute ontological exercise in humility. He sees it rather as a contribution to the history of the disarmament of subjectivity. Actually, Heidegger interprets the historical world of Europe as the theater of militant humanism; it is the battlefield on which human subjectivity, with portentous consequences, has acted out its domination over Being. From this perspective, humanism is seen as the natural accomplice of all possible tortures which could be inflicted in the name of human well-being. In the tragic battle of the titans of the mid-century, between bolshevism, fascism, and Americanism, Heidegger saw only three varieties of the same anthro- pocentric power, three candidates for a humanistically camoflagued form of world domination (see Vietta, 1989). Fascism excluded itself from this competition by reveal- ing that it despised the constraining values of peace and education more than its opponents did. Fascism is actually a metaphysics of disinhibitingömaybe also a form of disinhibiting of metaphysics. In Heidegger's view, fascism was a synthesis
(6) Actually, it is equally difficult to imagine what a society composed only of deconstructionists would look like, or one constituted only of Levinas students, who would constantly yield to the suffering Other.
reveals about language itself.
character of the Heideggerian objects of veneration. What is clear is that Heidegger's critique of humanism suggests an attitude which directs men toward an asceticism that goes far deeper than that achievable through any humanistic education. It is only through the power of this asceticism that a society of knowers beyond the humanistic literary society could form. It would be a society of men who no longer placed humans at the center, because they had realized that men exist only as neighbors of Being, and not as independent homeowners or as tenants in landlordless apartments. Humanism cannot contribute anything to this ascetic ideal as long as it remains fixated on the image of strong men.
It is pointless to expand here upon the crypto-catholic
20 P Sloterdijk
of humanism and bestialityöthat is, the paradoxical coincidence of restraint and license.
In the face of such weird criticisms and twists, it was very natural to re-pose the question of the basis for the taming and education of man. If today Heidegger's onto- logical shepherds' gameöwhich even in its own day sounded odd and jarringöseems totally anachronistic, it nonetheless serves to have articulated in all its painfulness and leftist tendencies the question of the age: What can tame man, when the role of human- ism as the school for humanity has collapsed? What can tame men, when their previous attempts at self-taming have led primarily to power struggles? What can tame men, when, after all previous experiments to grow the species up, it remains unclear what it is to be a grown-up? Or is it simply no longer possible to pose the question of the constraint and formation of mankind by theories of civilizing and upbringing?
We shall avoid following Heidegger's instructions that we stand transfixed at the endpoints of conscious thought. We shall try instead to characterize historically more precisely the ecstatic clearing in which man allows himself to be bespoken by Being. It will become clear that the human sojourn in the Clearing of being is not an ontological primitive, which allows no further exploration; there is a history, reso- lutely ignored by Heidegger, of the entrance into the Clearing of beingöa social history of the openness of man to the Seinsfrage, and a historical progression in the clarification of ontological difference.
So, on the one hand, we must examine the natural history of Gelassenheit (letting be, releasement), by virtue of which man becomes capable of worlds; and, on the other hand, recount the social history of taming, through which man became the being who
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could pull himself together in order to speak the totality of Being.
of the Clearing (from which a deeper, humanism-transcending understanding of man must take its beginning) incorporates these two larger stories, which converge in a single common perspective: namely, in the account of how the thinking animal became the thinking man. The first of these two stories gives an account of the adventure of humanization. It tells how, in the long period of prehuman development, a type of creature born immature developed out of the species of live-born mammalian humans. These, to speak paradoxically, entered their world with an ever-increasing excess of animalian unpreparedness. This led to an anthropogenetic revolutionöthe transformation of biological birth into the act of coming into the world. Because of his obstinate suspicion of anthropology, and in his desire to maintain the ontological purity of the beginning of Dasein and being-in-the-world, Heidegger did not take sufficient account of this explosion. For the fact that man is a creature that could become a being in the world is rooted in the characteristics of his species that reveal themselves in the basic ideas of premature-born-ness, neoteny, and the chronic animal-
(8)
ian immaturity of man.
in which being an animal is separate from remaining an animal. Because of his shattered animality, the indeterminate being falls out of the environment and manages to develop a world in an ontological sense. Man was destined from the cradle for this ek-static coming-into-the-world and orientation toward Being, the legacy of his evolutionary history. If man is in the world it is because he belongs to a movement that brought him to the world and set him in it. He is the product of a super-birth that created from a nursling a worldling.
(7) On the motivation of `gathering' see Schneider (1999, pages 44f).
(8) See the chapter ``Domestication of Being. On the Elucidation of the Clearing'', especially section 3, ``The lightening thinking'', pages 167 ^ 211, in Sloterdijk (2001).
We could even go so far as to suggest that man is the being
The true story
Rules for the Human Zoo: a response to the Letter on Humanism 21
Such an exodus would create only psychotic animals were it not that concurrent with the entrance into the World there is also an entrance from that world into what Heidegger terms the `House of Being'. The traditional languages of man made the ecstasy of Being-in-the-World endurable in that they showed man how his being in the world could also be experienced as being-alongside-oneself. Insofar as the Lichtung is an event on the border between natural and cultural histories, human coming to the
(9)
into the houses of language. For, as soon as speaking men gather into larger groups and not only connect themselves to linguistic houses but also build physical houses, they enter the arena of domestication. They are now not only sheltered by their language, but also tamed by their accommodations. In the Clearing, as its most obvious marks, appear the houses of men (as well as the temples of their gods and the palaces of their masters). Historians of culture have made it clear that with domesticity the relationship between men and animals changed. With the taming of men by their houses the age of pets began as well. Their attachment to houses is not only a question of civilizing, but also a matter of direction and upbringing.
Men and petsöthe history of this weird cohabitation has not yet been properly told, and philosophers up to the present day have not properly recognized what they need to find in this history [one of the few exceptions is de Fontenay (1998) as well as Macho (1997a; 1997b)]. Only in a few places is the veil of philosophical silence about man, the house, and animals as a biopolitical unity lifted. What one would hear on the other side of that veil would be a whirlwind of references to problems that are so far too difficult for men. Among them, not the least difficult, is the close connection between domesticity and theory building, for one could go so far as to consider theory building as one variety of home work, or even better as a type of home leisure; for according to the ancient understanding of theory, it was like looking out of the window: essentially a form of contemplation. It is only in recent times, since knowledge began to be understood as a form of power, that it became more clearly a form of work. In this sense, the windows of the Clearing were walls, behind which men became beings capable of theory. Taking strolls, in which movement and contemplation unite, derives as well from domesticity. Even Heidegger's contemplative wandering through fields and woods is a typical form of movement for someone who has a house to fall back on.
But these forays into the Clearing out of the safety of the house are only the harmless face of man's householding. The Clearing is at the same time a battleground and a place of decision and choice. And in these respects it is not possible to see only the philosophical pastoral. Where there are houses, there are also decisions about who shall live in them. In fact, and through this fact, it is determined what type of com- munity dwellers will be dominant. In the Clearing, it is revealed which enterprises are worth fighting for, as soon as men emerge as beings who form societies and erect social hierarchies. That master of dangerous thinking, Nietzsche, told us what it was really all about when in the third part of Thus Spoke Zarathustra (2006), in the section titled ``On the virtue that makes small'', he wrote:
For he [Zarathustra] wanted to learn what had transpired in the meantime among human beings; whether they had become bigger or smaller. And once he saw a row of new houses, and he was truly amazed, and he said:
`What do these houses mean? Truly, no great soul has placed them here, as a parable of itself! . . .
And these parlors and chambers, can men go in and out here? . . . '
(9) I have somewhere else presented to what an extent and how much the ``Ins-Bild-Kommen'' (To come into a representation/image) can be dealt with (see Sloterdijk, 1998; 1999).
world takes the form of a coming to language.
But the history of the Clearing cannot be developed only as a tale of man moving
22
P Sloterdijk
And Zarathustra stood still and reflected. At last he said sadly, `Everything has become smaller!
Everywhere I see lower gateways; whoever is like me can still pass through, butö he has to stoop! . . .
I walk among these people and keep my eyes open; they have become smaller and are becoming even smaller: but this is because of their teaching on happiness and virtue. . . . A few of them will, but most of them are merely willed. . . .
Round, righteous and kind they are to one another, like grains of sand are round, righteous and kind to one another.
To modestly embrace a small happinessöthat they call `resignation'. . . .
At bottom these simple ones want one simple thing: that no one harm them. . . .
To them virtue is whatever makes modest and tame; this is how they made the wolf into the dog and mankind himself into mankind's favorite pet' '' (pages 133 ^ 135).
Without doubt, buried in this rhapsodic poetry is a theoretical discourse about man as a taming and nurturing power. From Zarathustra's perspective, modern men are primarily profitable breeders who have made out of wild men the Last Men. It is clear that this could not be done with humanistic education alone. With the thesis of men as breeders of men, the humanistic horizons have been pried apart, so that the humanist can no longer only think, but can move on to questions of taming and nurture. The humanist directs himself to the human, and applies to him his taming, training, educational tools, convinced, as he is, of the necessary connection between reading, sitting, and taming.
Nietzsche, who read Darwin and Saint Paul equally carefully, thought to see behind the horizon of scholarly man-taming a second, darker horizon. He perceived a space in which the unavoidable battle over the direction of man-breeding would beginöand this is the space of the other, the veiled, face of the Clearing. As Zarathustra wandered through the city in which everyone had grown smaller, he saw the results of a so-far profitable and uncontested breeding-politics. People had succeeded in diminishing themselves through a collaboration of ethics and genetics. They have domesticated themselves and have committed themselves to a breeding program aimed at a pet-like accommodation. From this insight springs Zarathustra's specific criticism of humanism as a denial of the false harmlessness with which the modern good man surrounds himself. Actually, it would not be a good thing if men bred themselves or other men for harmlessness. Nietzsche's suspicion of humanistic culture is intended to bring to light the secret of the domestication of humanity. He wants to reveal, by name and function, the people who until now have had a monopoly on the control of breedingöthe priests and teachers who pretend to be friends of manöand to initiate a modern, momentous public battle between different breeders and breeding programs.
This is the root of the basic conflict Nietzsche postulates for the future: the battle
between those who wish to breed for minimization and those who wish to breed for
maximization of human function, or, as we might say, a battle between humanists and
superhumanists. The image of the superman that is emblematic of Nietzsche's thought
is not that of a release of repressions or a swerve into bestialization, as was imagined
by the booted evil Nietzsche readers of the 1930s. Nor does it stand for a regression of
humanity back to what it was before the current status of house pet and church pet.
When Nietzsche speaks of the u« bermensch he is imagining an era of the world far
(10)
in the future.
He takes into consideration the previous millennia-long processes,
(10) Fascist readers stubbornly misrepresented him, pretending that his distinction referred to them and the present day, describing the difference between themselves and ordinary men.
Rules for the Human Zoo: a response to the Letter on Humanism 23
the application of intimate constraints of breeding, taming, and raising, through which until now human beings have been producedöa production, admittedly, that knew how to make itself virtually invisible and that succeeded in the project of domestication under the disguise of schooling.
With this suggestionöand it is neither possible nor desirable to see it as more than a suggestionöNietzsche opened a spacious arena within which the specification of the man of the future must be played out, whether or not we return to the concept of the u« bermensch. It may well be that Zarathustra was the spokesman of a philosophical hysteria whose infectious effect is today, and perhaps forever, banished. But the dis- course about difference and the control of taming and breedingöindeed, just the suggestion about the decline of awareness of how human beings are produced, and intimations of anthropotechnologyöthese are prospects from which we may not, in the present day, avert our eyes, lest they once again be presented as harmless. Nietzsche probably went too far when he suggested that the defanging of men was the premeditated project of a group of pastoral breedersöthat is, a project of clerical or Pauline insight that foresaw everything that men might be capable of if they were free and left to themselves, and so instituted compensatory and preventative measures against it. That would certainly be a hybrid thought, because for one thing he imagined a potential breeding project being carried out in much too short a periodöas if only a few generations of priest craft were required to turn wolves into dogs or ordinary men into professors in Basel (cf Dufour, 1999). It is implausible as well because it presup- poses a conscious agent, where actually a breeding without breeder, an agentless biocultural drift, is more likely. Still, even after we bracket the exaggeration and fierce anticlericalism, there remains of Nietzsche's idea a solid kernel, sufficient to encourage reflection on the humanistic defanging of humanity.
The domestication of man is the great unthinkable, from which humanism from antiquity to the present has averted its eyes. Recognizing this suffices to plunge us into deep waters. And in those deep waters we are flooded with the realization that at no time was it, or will it be, possible to accomplish the taming and befriending of men with letters alone. Certainly, reading was a great power for the upbringing and improvement of men. It still is today, to some extent. But, nonetheless, breeding, whatever form it may have taken, was always present as the power behind the mirror. Reading and breeding have more to do with each other than cultural historians are able or willing to admit. Even if it is impossible to adduce evidence for this suspicion, or to pin down the relation between the two, the connection is nonetheless more than a random suggestion.
Literacy itself, at least until the very recent accomplishment of universal literacy, has had a sharply selective sorting effect. It sharply divided our culture and created a yawning gulf between the literate and the illiterate, a gulf that in its insuperability amounted almost to a species differentiation.
If, despite Heidegger's prohibition, one wanted to speak anthropologically, one could define humans of the historical period as animals, some of whom could read or write. By taking a single step further, one could define them as animals that reproduce or breed themselves, while other animals are bredöan idea that has been current as part of Europe's pastoral folklore since Plato. This is similar to Nietzsche's claim in Zarathustra that few of the people in small houses will to live there. Most are willed into them. They are objects, not agents, of selection.
It is characteristic of our technological and anthropotechnological age that people willingly fall more and more into the active, or agent, side of selection, without having to be forced into the role of selectors. As evidence, it can be noted that there is something suspicious in the power of the vote, and it will soon become one way of
24 P Sloterdijk
avoiding guilt for people to explicitly refuse to exercise the power of selection that they actually have available to them [Sloterdijk (1989), remarks on the ethics of acts of omission and `retarding' as a progressive function]. But, as soon as an area of knowl- edge has developed, people begin to look bad if they still, as in their earlier period of innocence, allow a higher power, whether it is the gods, chance, or other people, to act in their stead, as they might have in earlier periods when they had no alternative. Because abstaining or omitting will eventually be insufficient, it will become necessary in the future to formulate a codex of anthropotechnology and to confront this fact actively. Such a codex will retroactively alter the meaning of the old humanism, for it will be made explicit, and codified, that humanity is not just the friendship of man with man, but that man has become the higher power for man.
Nietzsche was conscious of something like this when he dared to consider himself,
in respect of his influence, a force majeure. One can understand the anger that is
aroused in the world by such a claim when it precedes its justification by several
centuries, if not several thousand years. Who has the nerve to imagine a period when
Nietzsche will be as far in our past as Plato was from Nietzsche? It suffices for now to
make clear that for the next period of time species politics will be decisive. That is,
when it will be learned whether humanity (or at least its culturally decisive faction) will
be able to achieve effective means of self-taming. A titanic battle is being waged in our
contemporary culture between the civilizing and the bestializing impulses and their
associated media. Certainly, any great success in taming would be surprising in the
face of an unparalleled wave of social developments that seems to be irresistibly
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It is characteristic of being human that human beings are presented with tasks that are too difficult for them, without having the option of avoiding them because of their difficulty. This unavoidable provocation of the human by the unattainable left an unmistakable trace on the earliest stage of Western philosophy. Perhaps philosophy itself, in the widest sense, is that trace. After what has been said it will not be a surprise that this earliest trace took the form of a discourse over shepherding and breeding man. In his dialogue Politikos [which we choose to translate as The Statesman (1995)], Plato gave us the Magna Charta of European pastoral philosophy. This text is significant for several reasons. First, it shows more clearly than anywhere else what antiquity meant by `thinking' (the achievement of truth through careful division or separation of ideas and things). Its preeminent status in the history of thought about human beings lies in its simultaneously being presented as a specialists' discussion among shepherds, and also as being about the selection of a statesman of a sort not found in Athens, and the creation of citizens of a sort not found in any state. It is no accident, perhaps, that the dialogue progresses with the participation of what were for Plato some unusual participantsöa Stranger and the young Socrates, as though
(11) I refer here to the upsurge of violence that is currently erupting in schools in the entire West, particularly in the USA, where teachers are beginning to construct systems of protection against students. As in antiquity, the book lost the struggle with the theater, so today the school could lose the struggle with the indirect forces of education, such as television, violent movies, and other media of disinhibition, if no new acculturation structure for the suppression of violence arises.
(12) In more general terms, whether they can transform them through the manipulation of biological risk (an enlarged formulation).
eroding inhibitions.
of the characteristics of the species; whether the present anthropotechnology portends an explicit future determination of traits; whether human beings as a species can transform birth fatalities into optimal births and prenatal selection(12)öthese are questions with which the evolutionary horizon, as always vague and risky, begins to glimmer.
But whether this process will also eventuate in a genetic reform
Rules for the Human Zoo: a response to the Letter on Humanism 25
ordinary Athenians were not to be allowed to participate in such discussions. So this Stranger and his interlocutor, Socrates Junior, set themselves the task of imposing transparently rational rules on the politics (or city-shepherding) of their day.
With this project, Plato prompted an intellectual discomfort in the human zoo that could never again be completely quieted. Since The Statesman (1995) and The Republic, there have been discourses which speak of human society as if it were a zoo which is at the same time a theme park: the keeping of men in parks or stadiums seems from now on a zoo-political task. What are presented as reflections on politics are actually foundational reflections on rules for the maintenance of the human zoo. If there is one virtue of human beings which deserves to be spoken about in a philosophical way, it is above all this: that people are not forced into political theme parks but, rather, put themselves there. Humans are self-fencing, self-shepherding creatures. Wherever they live, they create parks around themselves. In city parks, national parks, provincial or state parks, eco-parksöeverywhere people must create for themselves rules according to which their comportment is to be governed.
What is required of the Platonic zoo and its newer instantiations above all is to determine whether there is a difference between the populace and its leadership, and whether that difference is a graduated one or a specific one. According to the first assumption, the difference, the distance, between the herders and their charges is only accidental and pragmatic. One could accord to such a herd the capacity to choose its own shepherds. But, if there is a sharp difference between the people who run the zoo and the people who live in it, then they are so basically different that it would not be advisable for them to elect leaders. They should, rather, have governance by insight. Only a deceptive zoo director, a pseudo-statesmen or political sophist, would promote himself as one of the people. The true shepherd acknowledges difference and discretely allows it to be known that he, because he leads through insight, stands closer to the gods than the confused populace he governs.
Plato's dangerous sense for dangerous ideas lies within the blind spot of all high- culture pedagogues and politicosöin particular, his admission of the actual inequality of people before the knowledge that power gives. In the logical form of a grotesque search for definitions the dialogue develops the preamble of a political anthropotech- nology. It is not just a matter of pacifically directing the herd which has already tamed itself; it is a question of systematically generating new, idealized, exemplary individuals. The exercise begins so humorously that the not-quite-so-funny ending could easily be submerged in laughter. What could be more grotesque than the definition of politics as the discipline that concerns itself with the herd animals who travel by foot? öfor leaders of men, the gods know, exercise their skill not on animals that swim, but on land animals. Among land animals, one must distinguish between herding the feath- ered and the unfeathered, since man does not have wings and feathers. The Stranger in Plato's dialogue adds that even among these there are two clearly distinguishable sorts, the horned and hornless animals. Of course, a knowledgeable interlocutor does not need to hear that twice. The two groups correspond to two arts of shepherding, herding the horned and herding the hornless; and obviously one will find the true shepherd of men only by excluding the shepherds of horned animals. For, if herders of horned animals are allowed to govern men, nothing could be expected but overreactions from inappropriate or only apparently appropriate shepherds. The good king, the basileus, the Stranger claims, governs a herd of hornless animals (1995, 265d). And that is not all; since, after all, he has the task of herding animals all of one breeding speciesöthat is, animals that do not copulate outside of their species, as horses and asses canöthen he must look to their breeding as well, trying to minimize endogamy, bastardization, or hybridization. So we list the differentia: wingless, hornless, pairing only with
26 P Sloterdijk
their likeöand, finally, bipedality, or, as we moderns might say, erect posture. So the art of shepherding appropriate to wingless hornless species-specific-breeding bipeds is isolated as the true art and distinguished from all false contenders. But this custodial shepherding must itself be bifurcated into the voluntary or the tyrannically imposed. Should the tyrannical form in its turn be revealed as a false and deceptive illusion, only the true political art remains: the voluntary shepherding of voluntarily
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entirely in pictures of shepherds and herds. He has chosen among dozens of misleading representations of this art the one true picture, the valid concept of the thing in question. But now that we have an adequate definition the dialogue switches to another metaphorönot in order to undermine the previous accomplishment, but in order to force into the light the most difficult piece of human herding, the management of reproduction. The famous image of the statesman as weaver comes into play. The true, the real, basis for the art of the king lies not in the vote of the public, which gives or withholds trust from their rulers as it will. Nor does it lie in inherited privilege or recent accumulation of power. The Platonic master finds the reason for his mastery only in the expertise he has in the odd and peculiar art of breeding. Here we see the reemergence of the expert-king, whose justification is the insight about how, without doing damage to their free will, human beings can best sort themselves out and make connections. Royal anthropotechnology, in short, demands of the statesman that he understand how to bring together free but suggestible people in order to bring out the characteristics that are most advantageous to the whole, so that under his direction the human zoo can achieve the optimum homeostasis. This comes about when the two relative optima of human characteröwarlike courage and philosophical^humanistic contemplationöare woven together in the tapestry of the species.
But because in their extremes both virtues can lead to distortionsöthe one, militaristic warmongering with its bad consequences, the other, quietism and privatization which can so stupefy the land that it falls into servitude without ever noticing itöthe statesman has to exclude the inappropriate natures before he begins to weave the chosen ones into the fabric of the state. Only with the remaining noble and free natures will the good state be created. The courageous provide the heavier fibers, the moderates the softer ones. As Schleiermacher might have put it in somewhat anachronistic terms, the level-headed are designated as cultural workers.
What we're saying, then, is that the work of a weaver-statesman is complete when he has woven these two types of human characteröthe courageous and the restrainedöinto a tight fabric. It is complete when a king with his knowledge makes sure that consensus and loyalty are the materials out of which he constructs their communal life, and so creates the most magnificent and excellent fabric there can beöa seamless cloth in which he enfolds all his subjects, whether slave or free . . . '' (Plato, 1995, 311b ^ c).
For the modern reader, who looks back on the humanistic gymnasia of the bourgeois state and at the fascist eugenics already foreshadowing the biotechnological era, the explosiveness of these considerations is unavoidable. What Plato puts in the mouth of the Stranger is the program of a humanistic society that is embodied in a single full- humanist, the lord of royal shepherding. The task of this u« ber-humanist would be no less than arranging that an elite is reared with certain characteristics, each of which must be present for the good of the whole.
(13) Plato exegetes such as Karl Popper gladly overlook this doubled instance of `voluntarily'.
submitting living beings (276e).
Up to this point Plato has presented his doctrine of the art of statesmanship
Rules for the Human Zoo: a response to the Letter on Humanism 27
There is a complication. The Platonic shepherd is a true shepherd only because he embodies the earthly copy of the unique and original True Shepherd, God, who in the preexistence, under the lordship of Chronos, protected man directly. One cannot forget that, even for Plato, God is the only possible protector and breeder of men. Now, though, after the great turnabout, when under the leadership of Zeus the gods retreated and handed over to humans the task of governing themselves, the wise have been left as the only worthy shepherds and breeders, for they have the best recollection of the divine shadows. Without the model presented by the wise, the care of man by man would be hopeless.
Two thousand years after Plato wrote it seems as if not only the gods but the wise have abandoned us, and left us alone with our partial knowledge and our ignorance. What is left to us in the place of the wise is their writings, in their glinting brilliance and their increasing obscurity. They still lay in more or less accessible editions; they can still be read, if only one knew why one should bother. It is their fateöto stand in silent bookshelves, like posted letters no longer collected, sent to us by authors, of whom we no longer know whether or not they could be our friends.
Letters that are not mailed cease to be missives for possible friends; they turn into archived things. Thus thisöthat the important books of the past have more and more ceased to be letters to friends, and that they do not lie any longer on the tables and nightstands of their readersöthis has deprived the humanistic movement of its pre- vious power. Less and less often do archivists climb up to the ancient texts in order to reference earlier statements of modern commonplaces. Perhaps it occasionally happens that in such researches in the dead cellars of culture the long-ignored texts begin to glimmer, as if a distant light flickers over them. Can the archives also come into the Clearing? Everything suggests that archivists have become the successors of the humanists. For the few who still peer around in those archives, the realization is dawning that our lives are the confused answer to questions which were asked in places we have forgotten.
References
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American Gothic (Harvard University Press, Cambridge, MA)
Heidegger M, 1927 Sein und Zeit Jahrbuch fu« r Philosophie und Pha« nomenologische Forschung,
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translated by F A Capuzzi, J G Gray (Harper and Row, New York)
Idel M, 1990 Golem: Jewish Magical and Mystical Traditions on the Artificial Anthropoid (State
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von Natur Eds M Fischer-Kowalsk, H Haberl, W Hu« ttler, H Payer, H Schandl, V Winiwarter,
H Zangerl-Weisz (Gordon and Breach, Amsterdam) pp 177 ^ 200
Nietzsche F, 2006 Thus Spoke Zarathustra translated by A del Caro, R Pippin (Cambridge
University Press, Cambridge)
Plato, 1995 The Statesman Eds J Annas, R Waterfield (Cambridge University Press, Cambridge) Schneider M, 1999, ``Kollekten des Geistes: Die Zerstreuung im Visier der Kulturkritik'' Neue
Rundschau number 2, 44 ^ 55
Sloterdijk P, 1989 Eurotaoismus: Zur Kritik der politischen Kinetik (Suhrkamp, Frankfurt) Sloterdijk P, 1998 Spha« ren I. Blasen (Suhrkamp, Frankfurt)
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So: a new method of making friends? Another venture towards eliciting the like- minded and similarly inclined through a randomly sent essay? Another method of humanization? Another social agreement among bearers of a less provincial, no longer nationalistic, humanism? Of course, Heidegger's enemies have not hesitated to suggest that the sly little man from Messkirch instinctively seized the first opportunity to rehabilitate his reputation. He cunningly utilized the approach of one of his French admirers to transform his political ambiguity into high mystical insight. This suspicion might seem suggestive and plausible; but it underestimates the conceptual and strategic
Rules for the Human Zoo: a response to the Letter on Humanism 17
event that the Letter on Humanismöfirst sent to Jean Beaufret in Paris, and later translated and published as an essayörepresented. For, in this essay, which he chose to present as a letter, Heidegger analyzed and criticized the characteristics of European humanism; and, in so doing, he opened up a transhumanistic or posthumanistic space for thought, one in which a considerable portion of the philosophical consideration on
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a sense be restored to the word `humanism'? The letter to the young Frenchman gently reproves the questioner, as is seen most clearly in a challenge repeated twice:
This question proceeds from your intention to retain the word `humanism'. I wonder whether that is necessary. Or is the damage caused by all such terms still not sufficiently obvious? '' (1977, page 195).
Your question not only presupposes a desire to retain the word `humanism', but also contains an admission that this word has lost its sense'' (page 224).
This reveals part of Heidegger's strategy: the word `humanism' must be abandoned if the real task of thinking, which has shown itself to have been exhausted in the human- istic or metaphysical tradition, is to be furthered in its original unity and irresistibility. To put the point sharply: Why should humanism and its general philosophical self-representation be seen as the solution for humanity, when the catastrophe of the present clearly shows that it is man himself, along with his systems of metaphysical self-improvement and self-clarification, that is the problem? This turning of the question back on Beaufret is not entirely without pedagogical cruelty, for it reveals to the student the false answer contained within the question. But it is also seriously meant, for the three contemporary remedies for the European maladies of 1945ö Christianity, Marxism, and existentialism, which differed from one another only in their superficial characteristicsöwere characterized as parallel varieties of humanism: or, more explicitly, as three ways and means of evading the last radicalization of the question about the essence of man.
Heidegger offered to prepare the way for an end to the most radical omission of European thoughtönamely, the refusal to pose the question of the Being of Man in the only appropriate (that is, the existential^ontological) way. Or at least the author indicated his readiness to serve in whatever future situations might develop from the asking of the question when properly posed. With this apparently modest twist, Heidegger opened the possibility of cataclysmic consequences: Humanism, in its ancient, in its Christian, as in its Enlightenment form, was revealed as the agent of a 2000-year denial. It was accused of having prevented, through its swiftly provided, apparently self-evident, and irrefutable characterization of the nature of man, the development of a more appropriate way to pose the question about the nature of man. Heidegger explained that his work after Sein und Zeit [1927] was directed against humanism, not because it overvalued humanity, but because it did not value humanity highly enough (1977, page 210). But what would it mean to value the essence of man highly enough? It would require first to renounce a habitual false denigration. The question of the Being of Man will never be posed properly until we can distance ourselves from the oldest, most enduring, and traditional product of European metaphysics: the definition of man as rational animal. According to this definition, man is characterized as an animal enriched by a spiritual supplement. Heidegger's existential^ontological analysis rejects this understanding of man, since for him the
(5) This master stroke is misunderstood by those who see in Heidegger's onto-anthropology some- thing like an antihumanism, a tortured formulation that suggests something like a metaphysical form of misanthropy.
man has taken place ever since.
From the letter of Jean Beaufret, Heidegger took as his focus one phrase: how can
18 P Sloterdijk
nature of man can never be expressed from a zoological or biological perspective, even when a spiritual or transcendental component is consistently added.
On this point Heidegger is completely adamant; indeed, he strides like an angry angel with crossed swords between beast and man, in order to deny any ontological commonality between the two. In his antivitalistic and antibiological passion he allows himself almost hysterical statements, as when he explains that it seems ``as if we are nearer to the nature of the divine than to the alien-ness of the animals'' (1977, page 206). At the heart of this antivitalistic passion lay the recognition that man is differentiated from animals in ontology, not in species or genus, so he cannot under any circumstances be considered an animal with a cultural or metaphysical addition. On the contrary: the form of being of the human itself is different from all vegetable and animal beings, because man has a world and is in the world, while plants and animals inhabit only a transitory environment.
If there is any philosophical reason for an essay on the value of the human, it is because man is called by Being, and, as Heidegger in his pastoral mode liked to say, is constituted so as to be the House of Being. That is why human beings have language; but they possess it, according to Heidegger, not for their own sake, but only so that they can understand each other and through this mutual understanding civilize each other.
Rather, language is the House of Being, in which man ek-sists by dwelling, in that he belongs to the truth of Being, guarding it.
So the point is that in the determination of the humanity of man as ek-sistence what is essential is not man but Beingöas the dimension of the ecstasis of ek-sistence'' (1977, page 213).
If we puzzle over this initially hermetic formulation we begin to understand why Heidegger was so certain that his criticism of humanism would not eventuate in an inhumanism. For insofar as he rejects the claim of humanism to have adequately defined the humanity of man, and opposes to it his own onto-anthropology, he nonetheless indirectly retains the most important function of classical humanismö namely, the befriending of man through the word of the otheröindeed, he radicalizes this drive to befriend, and transfers it from mere pedagogy to the center of ontological consciousness.
That is the meaning of the often cited and much ridiculed description of man as the shepherd of being. By using images of the pastoral and idyllic, Heidegger speaks of the task of man, which is his being, and the nature of man from which his role springs, which is to shepherd being and to speak being. Certainly, man does not look toward being the way the ill man looks toward his bed but, rather as a shepherd looks after his herd in the fields, with the important difference that here, instead of a herd of sheep, it is the world as an open circumstance that is to be looked after. Furthermore, this task of oversight is not represented by Heidegger as one freely chosen in man's own interest; rather, men were set apart by Being itself as its shepherd. The place where this happens is the Clearing, die Lichtung, where Being appears as that which is there.
What gave Heidegger the certainty that he had by this turnabout transcended and surpassed humanism is the fact that, by understanding man as a clearing for Being, he involved him in taming and befriending much more deeply than could any humanistic debestializing, or any love for texts that speak of love. By describing man as the shepherd and neighbor of Being and calling language the House of Being, he bound man into a relationship with Being that imposed radical constraints on his behavior. It contained him, the shepherd, within the house or in its neighborhood. Heidegger suggested a self-understanding that demanded of man more inactivity and receptivity than any comprehensive program of education had ever attempted. Man was subjugated
Rules for the Human Zoo: a response to the Letter on Humanism 19
to an ecstatic behavior that reached much further than the civil constraints of the text-pious readers of the classical word. Heideggerian self-contained dwelling in the house of language is characterized as a receptive listening to whatever it is that will be said by Being. It requires a proximate listening, for which man must become more passive, and tamer, than the humanist reading the classics. Heidegger wishes man to be more submissive than a mere good reader would be. He wishes to found a way of making friends in which he himself would no longer be seen only as a classicist or one author among others. It would be best if the public (consisting, naturally, of clueless inferiors) would recognize that Being itself had begun once again to speak, through him, the tutor of the question of Being.
By this move, Heidegger elevated Being to the sole author of all important letters, and placed himself as their current scribe. Whoever speaks from such a position is allowed to call attention to stammers, and to publicize silence. Being thus sends the most important letters. More precisely, it addresses them to spiritually advanced friends, to receptive neighbors, to groups of silent herdsmen. But, so far as we can see, no nations, not even alternative schools, can be derived from this circle of fellow shepherds and friends of Beingönot least because there can be no public canon of manifestations of Being. So, until further notice, Heidegger's collected work stands as the measure and voice of the nameless Ur-author.
This dark communication reveals no way in which a society can be constructed out of neighbors of Being. Until something further develops, we must understand it as an invisible congregation, a church of scattered singletons, each in his own way listening to the unknown and awaiting the word in which will be expressed whatever the Speaker
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The humanistic friends of human authors lack the blessed grace that Being shows to those who have been touched and spoken to by it. For Heidegger there is no path from humanism to this acute ontological exercise in humility. He sees it rather as a contribution to the history of the disarmament of subjectivity. Actually, Heidegger interprets the historical world of Europe as the theater of militant humanism; it is the battlefield on which human subjectivity, with portentous consequences, has acted out its domination over Being. From this perspective, humanism is seen as the natural accomplice of all possible tortures which could be inflicted in the name of human well-being. In the tragic battle of the titans of the mid-century, between bolshevism, fascism, and Americanism, Heidegger saw only three varieties of the same anthro- pocentric power, three candidates for a humanistically camoflagued form of world domination (see Vietta, 1989). Fascism excluded itself from this competition by reveal- ing that it despised the constraining values of peace and education more than its opponents did. Fascism is actually a metaphysics of disinhibitingömaybe also a form of disinhibiting of metaphysics. In Heidegger's view, fascism was a synthesis
(6) Actually, it is equally difficult to imagine what a society composed only of deconstructionists would look like, or one constituted only of Levinas students, who would constantly yield to the suffering Other.
reveals about language itself.
character of the Heideggerian objects of veneration. What is clear is that Heidegger's critique of humanism suggests an attitude which directs men toward an asceticism that goes far deeper than that achievable through any humanistic education. It is only through the power of this asceticism that a society of knowers beyond the humanistic literary society could form. It would be a society of men who no longer placed humans at the center, because they had realized that men exist only as neighbors of Being, and not as independent homeowners or as tenants in landlordless apartments. Humanism cannot contribute anything to this ascetic ideal as long as it remains fixated on the image of strong men.
It is pointless to expand here upon the crypto-catholic
20 P Sloterdijk
of humanism and bestialityöthat is, the paradoxical coincidence of restraint and license.
In the face of such weird criticisms and twists, it was very natural to re-pose the question of the basis for the taming and education of man. If today Heidegger's onto- logical shepherds' gameöwhich even in its own day sounded odd and jarringöseems totally anachronistic, it nonetheless serves to have articulated in all its painfulness and leftist tendencies the question of the age: What can tame man, when the role of human- ism as the school for humanity has collapsed? What can tame men, when their previous attempts at self-taming have led primarily to power struggles? What can tame men, when, after all previous experiments to grow the species up, it remains unclear what it is to be a grown-up? Or is it simply no longer possible to pose the question of the constraint and formation of mankind by theories of civilizing and upbringing?
We shall avoid following Heidegger's instructions that we stand transfixed at the endpoints of conscious thought. We shall try instead to characterize historically more precisely the ecstatic clearing in which man allows himself to be bespoken by Being. It will become clear that the human sojourn in the Clearing of being is not an ontological primitive, which allows no further exploration; there is a history, reso- lutely ignored by Heidegger, of the entrance into the Clearing of beingöa social history of the openness of man to the Seinsfrage, and a historical progression in the clarification of ontological difference.
So, on the one hand, we must examine the natural history of Gelassenheit (letting be, releasement), by virtue of which man becomes capable of worlds; and, on the other hand, recount the social history of taming, through which man became the being who
(7)
could pull himself together in order to speak the totality of Being.
of the Clearing (from which a deeper, humanism-transcending understanding of man must take its beginning) incorporates these two larger stories, which converge in a single common perspective: namely, in the account of how the thinking animal became the thinking man. The first of these two stories gives an account of the adventure of humanization. It tells how, in the long period of prehuman development, a type of creature born immature developed out of the species of live-born mammalian humans. These, to speak paradoxically, entered their world with an ever-increasing excess of animalian unpreparedness. This led to an anthropogenetic revolutionöthe transformation of biological birth into the act of coming into the world. Because of his obstinate suspicion of anthropology, and in his desire to maintain the ontological purity of the beginning of Dasein and being-in-the-world, Heidegger did not take sufficient account of this explosion. For the fact that man is a creature that could become a being in the world is rooted in the characteristics of his species that reveal themselves in the basic ideas of premature-born-ness, neoteny, and the chronic animal-
(8)
ian immaturity of man.
in which being an animal is separate from remaining an animal. Because of his shattered animality, the indeterminate being falls out of the environment and manages to develop a world in an ontological sense. Man was destined from the cradle for this ek-static coming-into-the-world and orientation toward Being, the legacy of his evolutionary history. If man is in the world it is because he belongs to a movement that brought him to the world and set him in it. He is the product of a super-birth that created from a nursling a worldling.
(7) On the motivation of `gathering' see Schneider (1999, pages 44f).
(8) See the chapter ``Domestication of Being. On the Elucidation of the Clearing'', especially section 3, ``The lightening thinking'', pages 167 ^ 211, in Sloterdijk (2001).
We could even go so far as to suggest that man is the being
The true story
Rules for the Human Zoo: a response to the Letter on Humanism 21
Such an exodus would create only psychotic animals were it not that concurrent with the entrance into the World there is also an entrance from that world into what Heidegger terms the `House of Being'. The traditional languages of man made the ecstasy of Being-in-the-World endurable in that they showed man how his being in the world could also be experienced as being-alongside-oneself. Insofar as the Lichtung is an event on the border between natural and cultural histories, human coming to the
(9)
into the houses of language. For, as soon as speaking men gather into larger groups and not only connect themselves to linguistic houses but also build physical houses, they enter the arena of domestication. They are now not only sheltered by their language, but also tamed by their accommodations. In the Clearing, as its most obvious marks, appear the houses of men (as well as the temples of their gods and the palaces of their masters). Historians of culture have made it clear that with domesticity the relationship between men and animals changed. With the taming of men by their houses the age of pets began as well. Their attachment to houses is not only a question of civilizing, but also a matter of direction and upbringing.
Men and petsöthe history of this weird cohabitation has not yet been properly told, and philosophers up to the present day have not properly recognized what they need to find in this history [one of the few exceptions is de Fontenay (1998) as well as Macho (1997a; 1997b)]. Only in a few places is the veil of philosophical silence about man, the house, and animals as a biopolitical unity lifted. What one would hear on the other side of that veil would be a whirlwind of references to problems that are so far too difficult for men. Among them, not the least difficult, is the close connection between domesticity and theory building, for one could go so far as to consider theory building as one variety of home work, or even better as a type of home leisure; for according to the ancient understanding of theory, it was like looking out of the window: essentially a form of contemplation. It is only in recent times, since knowledge began to be understood as a form of power, that it became more clearly a form of work. In this sense, the windows of the Clearing were walls, behind which men became beings capable of theory. Taking strolls, in which movement and contemplation unite, derives as well from domesticity. Even Heidegger's contemplative wandering through fields and woods is a typical form of movement for someone who has a house to fall back on.
But these forays into the Clearing out of the safety of the house are only the harmless face of man's householding. The Clearing is at the same time a battleground and a place of decision and choice. And in these respects it is not possible to see only the philosophical pastoral. Where there are houses, there are also decisions about who shall live in them. In fact, and through this fact, it is determined what type of com- munity dwellers will be dominant. In the Clearing, it is revealed which enterprises are worth fighting for, as soon as men emerge as beings who form societies and erect social hierarchies. That master of dangerous thinking, Nietzsche, told us what it was really all about when in the third part of Thus Spoke Zarathustra (2006), in the section titled ``On the virtue that makes small'', he wrote:
For he [Zarathustra] wanted to learn what had transpired in the meantime among human beings; whether they had become bigger or smaller. And once he saw a row of new houses, and he was truly amazed, and he said:
`What do these houses mean? Truly, no great soul has placed them here, as a parable of itself! . . .
And these parlors and chambers, can men go in and out here? . . . '
(9) I have somewhere else presented to what an extent and how much the ``Ins-Bild-Kommen'' (To come into a representation/image) can be dealt with (see Sloterdijk, 1998; 1999).
world takes the form of a coming to language.
But the history of the Clearing cannot be developed only as a tale of man moving
22
P Sloterdijk
And Zarathustra stood still and reflected. At last he said sadly, `Everything has become smaller!
Everywhere I see lower gateways; whoever is like me can still pass through, butö he has to stoop! . . .
I walk among these people and keep my eyes open; they have become smaller and are becoming even smaller: but this is because of their teaching on happiness and virtue. . . . A few of them will, but most of them are merely willed. . . .
Round, righteous and kind they are to one another, like grains of sand are round, righteous and kind to one another.
To modestly embrace a small happinessöthat they call `resignation'. . . .
At bottom these simple ones want one simple thing: that no one harm them. . . .
To them virtue is whatever makes modest and tame; this is how they made the wolf into the dog and mankind himself into mankind's favorite pet' '' (pages 133 ^ 135).
Without doubt, buried in this rhapsodic poetry is a theoretical discourse about man as a taming and nurturing power. From Zarathustra's perspective, modern men are primarily profitable breeders who have made out of wild men the Last Men. It is clear that this could not be done with humanistic education alone. With the thesis of men as breeders of men, the humanistic horizons have been pried apart, so that the humanist can no longer only think, but can move on to questions of taming and nurture. The humanist directs himself to the human, and applies to him his taming, training, educational tools, convinced, as he is, of the necessary connection between reading, sitting, and taming.
Nietzsche, who read Darwin and Saint Paul equally carefully, thought to see behind the horizon of scholarly man-taming a second, darker horizon. He perceived a space in which the unavoidable battle over the direction of man-breeding would beginöand this is the space of the other, the veiled, face of the Clearing. As Zarathustra wandered through the city in which everyone had grown smaller, he saw the results of a so-far profitable and uncontested breeding-politics. People had succeeded in diminishing themselves through a collaboration of ethics and genetics. They have domesticated themselves and have committed themselves to a breeding program aimed at a pet-like accommodation. From this insight springs Zarathustra's specific criticism of humanism as a denial of the false harmlessness with which the modern good man surrounds himself. Actually, it would not be a good thing if men bred themselves or other men for harmlessness. Nietzsche's suspicion of humanistic culture is intended to bring to light the secret of the domestication of humanity. He wants to reveal, by name and function, the people who until now have had a monopoly on the control of breedingöthe priests and teachers who pretend to be friends of manöand to initiate a modern, momentous public battle between different breeders and breeding programs.
This is the root of the basic conflict Nietzsche postulates for the future: the battle
between those who wish to breed for minimization and those who wish to breed for
maximization of human function, or, as we might say, a battle between humanists and
superhumanists. The image of the superman that is emblematic of Nietzsche's thought
is not that of a release of repressions or a swerve into bestialization, as was imagined
by the booted evil Nietzsche readers of the 1930s. Nor does it stand for a regression of
humanity back to what it was before the current status of house pet and church pet.
When Nietzsche speaks of the u« bermensch he is imagining an era of the world far
(10)
in the future.
He takes into consideration the previous millennia-long processes,
(10) Fascist readers stubbornly misrepresented him, pretending that his distinction referred to them and the present day, describing the difference between themselves and ordinary men.
Rules for the Human Zoo: a response to the Letter on Humanism 23
the application of intimate constraints of breeding, taming, and raising, through which until now human beings have been producedöa production, admittedly, that knew how to make itself virtually invisible and that succeeded in the project of domestication under the disguise of schooling.
With this suggestionöand it is neither possible nor desirable to see it as more than a suggestionöNietzsche opened a spacious arena within which the specification of the man of the future must be played out, whether or not we return to the concept of the u« bermensch. It may well be that Zarathustra was the spokesman of a philosophical hysteria whose infectious effect is today, and perhaps forever, banished. But the dis- course about difference and the control of taming and breedingöindeed, just the suggestion about the decline of awareness of how human beings are produced, and intimations of anthropotechnologyöthese are prospects from which we may not, in the present day, avert our eyes, lest they once again be presented as harmless. Nietzsche probably went too far when he suggested that the defanging of men was the premeditated project of a group of pastoral breedersöthat is, a project of clerical or Pauline insight that foresaw everything that men might be capable of if they were free and left to themselves, and so instituted compensatory and preventative measures against it. That would certainly be a hybrid thought, because for one thing he imagined a potential breeding project being carried out in much too short a periodöas if only a few generations of priest craft were required to turn wolves into dogs or ordinary men into professors in Basel (cf Dufour, 1999). It is implausible as well because it presup- poses a conscious agent, where actually a breeding without breeder, an agentless biocultural drift, is more likely. Still, even after we bracket the exaggeration and fierce anticlericalism, there remains of Nietzsche's idea a solid kernel, sufficient to encourage reflection on the humanistic defanging of humanity.
The domestication of man is the great unthinkable, from which humanism from antiquity to the present has averted its eyes. Recognizing this suffices to plunge us into deep waters. And in those deep waters we are flooded with the realization that at no time was it, or will it be, possible to accomplish the taming and befriending of men with letters alone. Certainly, reading was a great power for the upbringing and improvement of men. It still is today, to some extent. But, nonetheless, breeding, whatever form it may have taken, was always present as the power behind the mirror. Reading and breeding have more to do with each other than cultural historians are able or willing to admit. Even if it is impossible to adduce evidence for this suspicion, or to pin down the relation between the two, the connection is nonetheless more than a random suggestion.
Literacy itself, at least until the very recent accomplishment of universal literacy, has had a sharply selective sorting effect. It sharply divided our culture and created a yawning gulf between the literate and the illiterate, a gulf that in its insuperability amounted almost to a species differentiation.
If, despite Heidegger's prohibition, one wanted to speak anthropologically, one could define humans of the historical period as animals, some of whom could read or write. By taking a single step further, one could define them as animals that reproduce or breed themselves, while other animals are bredöan idea that has been current as part of Europe's pastoral folklore since Plato. This is similar to Nietzsche's claim in Zarathustra that few of the people in small houses will to live there. Most are willed into them. They are objects, not agents, of selection.
It is characteristic of our technological and anthropotechnological age that people willingly fall more and more into the active, or agent, side of selection, without having to be forced into the role of selectors. As evidence, it can be noted that there is something suspicious in the power of the vote, and it will soon become one way of
24 P Sloterdijk
avoiding guilt for people to explicitly refuse to exercise the power of selection that they actually have available to them [Sloterdijk (1989), remarks on the ethics of acts of omission and `retarding' as a progressive function]. But, as soon as an area of knowl- edge has developed, people begin to look bad if they still, as in their earlier period of innocence, allow a higher power, whether it is the gods, chance, or other people, to act in their stead, as they might have in earlier periods when they had no alternative. Because abstaining or omitting will eventually be insufficient, it will become necessary in the future to formulate a codex of anthropotechnology and to confront this fact actively. Such a codex will retroactively alter the meaning of the old humanism, for it will be made explicit, and codified, that humanity is not just the friendship of man with man, but that man has become the higher power for man.
Nietzsche was conscious of something like this when he dared to consider himself,
in respect of his influence, a force majeure. One can understand the anger that is
aroused in the world by such a claim when it precedes its justification by several
centuries, if not several thousand years. Who has the nerve to imagine a period when
Nietzsche will be as far in our past as Plato was from Nietzsche? It suffices for now to
make clear that for the next period of time species politics will be decisive. That is,
when it will be learned whether humanity (or at least its culturally decisive faction) will
be able to achieve effective means of self-taming. A titanic battle is being waged in our
contemporary culture between the civilizing and the bestializing impulses and their
associated media. Certainly, any great success in taming would be surprising in the
face of an unparalleled wave of social developments that seems to be irresistibly
(11)
It is characteristic of being human that human beings are presented with tasks that are too difficult for them, without having the option of avoiding them because of their difficulty. This unavoidable provocation of the human by the unattainable left an unmistakable trace on the earliest stage of Western philosophy. Perhaps philosophy itself, in the widest sense, is that trace. After what has been said it will not be a surprise that this earliest trace took the form of a discourse over shepherding and breeding man. In his dialogue Politikos [which we choose to translate as The Statesman (1995)], Plato gave us the Magna Charta of European pastoral philosophy. This text is significant for several reasons. First, it shows more clearly than anywhere else what antiquity meant by `thinking' (the achievement of truth through careful division or separation of ideas and things). Its preeminent status in the history of thought about human beings lies in its simultaneously being presented as a specialists' discussion among shepherds, and also as being about the selection of a statesman of a sort not found in Athens, and the creation of citizens of a sort not found in any state. It is no accident, perhaps, that the dialogue progresses with the participation of what were for Plato some unusual participantsöa Stranger and the young Socrates, as though
(11) I refer here to the upsurge of violence that is currently erupting in schools in the entire West, particularly in the USA, where teachers are beginning to construct systems of protection against students. As in antiquity, the book lost the struggle with the theater, so today the school could lose the struggle with the indirect forces of education, such as television, violent movies, and other media of disinhibition, if no new acculturation structure for the suppression of violence arises.
(12) In more general terms, whether they can transform them through the manipulation of biological risk (an enlarged formulation).
eroding inhibitions.
of the characteristics of the species; whether the present anthropotechnology portends an explicit future determination of traits; whether human beings as a species can transform birth fatalities into optimal births and prenatal selection(12)öthese are questions with which the evolutionary horizon, as always vague and risky, begins to glimmer.
But whether this process will also eventuate in a genetic reform
Rules for the Human Zoo: a response to the Letter on Humanism 25
ordinary Athenians were not to be allowed to participate in such discussions. So this Stranger and his interlocutor, Socrates Junior, set themselves the task of imposing transparently rational rules on the politics (or city-shepherding) of their day.
With this project, Plato prompted an intellectual discomfort in the human zoo that could never again be completely quieted. Since The Statesman (1995) and The Republic, there have been discourses which speak of human society as if it were a zoo which is at the same time a theme park: the keeping of men in parks or stadiums seems from now on a zoo-political task. What are presented as reflections on politics are actually foundational reflections on rules for the maintenance of the human zoo. If there is one virtue of human beings which deserves to be spoken about in a philosophical way, it is above all this: that people are not forced into political theme parks but, rather, put themselves there. Humans are self-fencing, self-shepherding creatures. Wherever they live, they create parks around themselves. In city parks, national parks, provincial or state parks, eco-parksöeverywhere people must create for themselves rules according to which their comportment is to be governed.
What is required of the Platonic zoo and its newer instantiations above all is to determine whether there is a difference between the populace and its leadership, and whether that difference is a graduated one or a specific one. According to the first assumption, the difference, the distance, between the herders and their charges is only accidental and pragmatic. One could accord to such a herd the capacity to choose its own shepherds. But, if there is a sharp difference between the people who run the zoo and the people who live in it, then they are so basically different that it would not be advisable for them to elect leaders. They should, rather, have governance by insight. Only a deceptive zoo director, a pseudo-statesmen or political sophist, would promote himself as one of the people. The true shepherd acknowledges difference and discretely allows it to be known that he, because he leads through insight, stands closer to the gods than the confused populace he governs.
Plato's dangerous sense for dangerous ideas lies within the blind spot of all high- culture pedagogues and politicosöin particular, his admission of the actual inequality of people before the knowledge that power gives. In the logical form of a grotesque search for definitions the dialogue develops the preamble of a political anthropotech- nology. It is not just a matter of pacifically directing the herd which has already tamed itself; it is a question of systematically generating new, idealized, exemplary individuals. The exercise begins so humorously that the not-quite-so-funny ending could easily be submerged in laughter. What could be more grotesque than the definition of politics as the discipline that concerns itself with the herd animals who travel by foot? öfor leaders of men, the gods know, exercise their skill not on animals that swim, but on land animals. Among land animals, one must distinguish between herding the feath- ered and the unfeathered, since man does not have wings and feathers. The Stranger in Plato's dialogue adds that even among these there are two clearly distinguishable sorts, the horned and hornless animals. Of course, a knowledgeable interlocutor does not need to hear that twice. The two groups correspond to two arts of shepherding, herding the horned and herding the hornless; and obviously one will find the true shepherd of men only by excluding the shepherds of horned animals. For, if herders of horned animals are allowed to govern men, nothing could be expected but overreactions from inappropriate or only apparently appropriate shepherds. The good king, the basileus, the Stranger claims, governs a herd of hornless animals (1995, 265d). And that is not all; since, after all, he has the task of herding animals all of one breeding speciesöthat is, animals that do not copulate outside of their species, as horses and asses canöthen he must look to their breeding as well, trying to minimize endogamy, bastardization, or hybridization. So we list the differentia: wingless, hornless, pairing only with
26 P Sloterdijk
their likeöand, finally, bipedality, or, as we moderns might say, erect posture. So the art of shepherding appropriate to wingless hornless species-specific-breeding bipeds is isolated as the true art and distinguished from all false contenders. But this custodial shepherding must itself be bifurcated into the voluntary or the tyrannically imposed. Should the tyrannical form in its turn be revealed as a false and deceptive illusion, only the true political art remains: the voluntary shepherding of voluntarily
(13)
entirely in pictures of shepherds and herds. He has chosen among dozens of misleading representations of this art the one true picture, the valid concept of the thing in question. But now that we have an adequate definition the dialogue switches to another metaphorönot in order to undermine the previous accomplishment, but in order to force into the light the most difficult piece of human herding, the management of reproduction. The famous image of the statesman as weaver comes into play. The true, the real, basis for the art of the king lies not in the vote of the public, which gives or withholds trust from their rulers as it will. Nor does it lie in inherited privilege or recent accumulation of power. The Platonic master finds the reason for his mastery only in the expertise he has in the odd and peculiar art of breeding. Here we see the reemergence of the expert-king, whose justification is the insight about how, without doing damage to their free will, human beings can best sort themselves out and make connections. Royal anthropotechnology, in short, demands of the statesman that he understand how to bring together free but suggestible people in order to bring out the characteristics that are most advantageous to the whole, so that under his direction the human zoo can achieve the optimum homeostasis. This comes about when the two relative optima of human characteröwarlike courage and philosophical^humanistic contemplationöare woven together in the tapestry of the species.
But because in their extremes both virtues can lead to distortionsöthe one, militaristic warmongering with its bad consequences, the other, quietism and privatization which can so stupefy the land that it falls into servitude without ever noticing itöthe statesman has to exclude the inappropriate natures before he begins to weave the chosen ones into the fabric of the state. Only with the remaining noble and free natures will the good state be created. The courageous provide the heavier fibers, the moderates the softer ones. As Schleiermacher might have put it in somewhat anachronistic terms, the level-headed are designated as cultural workers.
What we're saying, then, is that the work of a weaver-statesman is complete when he has woven these two types of human characteröthe courageous and the restrainedöinto a tight fabric. It is complete when a king with his knowledge makes sure that consensus and loyalty are the materials out of which he constructs their communal life, and so creates the most magnificent and excellent fabric there can beöa seamless cloth in which he enfolds all his subjects, whether slave or free . . . '' (Plato, 1995, 311b ^ c).
For the modern reader, who looks back on the humanistic gymnasia of the bourgeois state and at the fascist eugenics already foreshadowing the biotechnological era, the explosiveness of these considerations is unavoidable. What Plato puts in the mouth of the Stranger is the program of a humanistic society that is embodied in a single full- humanist, the lord of royal shepherding. The task of this u« ber-humanist would be no less than arranging that an elite is reared with certain characteristics, each of which must be present for the good of the whole.
(13) Plato exegetes such as Karl Popper gladly overlook this doubled instance of `voluntarily'.
submitting living beings (276e).
Up to this point Plato has presented his doctrine of the art of statesmanship
Rules for the Human Zoo: a response to the Letter on Humanism 27
There is a complication. The Platonic shepherd is a true shepherd only because he embodies the earthly copy of the unique and original True Shepherd, God, who in the preexistence, under the lordship of Chronos, protected man directly. One cannot forget that, even for Plato, God is the only possible protector and breeder of men. Now, though, after the great turnabout, when under the leadership of Zeus the gods retreated and handed over to humans the task of governing themselves, the wise have been left as the only worthy shepherds and breeders, for they have the best recollection of the divine shadows. Without the model presented by the wise, the care of man by man would be hopeless.
Two thousand years after Plato wrote it seems as if not only the gods but the wise have abandoned us, and left us alone with our partial knowledge and our ignorance. What is left to us in the place of the wise is their writings, in their glinting brilliance and their increasing obscurity. They still lay in more or less accessible editions; they can still be read, if only one knew why one should bother. It is their fateöto stand in silent bookshelves, like posted letters no longer collected, sent to us by authors, of whom we no longer know whether or not they could be our friends.
Letters that are not mailed cease to be missives for possible friends; they turn into archived things. Thus thisöthat the important books of the past have more and more ceased to be letters to friends, and that they do not lie any longer on the tables and nightstands of their readersöthis has deprived the humanistic movement of its pre- vious power. Less and less often do archivists climb up to the ancient texts in order to reference earlier statements of modern commonplaces. Perhaps it occasionally happens that in such researches in the dead cellars of culture the long-ignored texts begin to glimmer, as if a distant light flickers over them. Can the archives also come into the Clearing? Everything suggests that archivists have become the successors of the humanists. For the few who still peer around in those archives, the realization is dawning that our lives are the confused answer to questions which were asked in places we have forgotten.
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