No More Learning

? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? F F. . W W. . J J . . S S c c h h e e l l l l i i n n g g
Translated and with an Introduction and Notes by
Jeff Love and Johannes Schmidt
Philosophical Investigations into
the Essenceof Human Freedom
PHILOSOPHICAL INVESTIGATIONS INTO THE ESSENCE OF HUMAN FREEDOM
SUNY series in Contemporary Continental Philosophy
Dennis J. Schmidt, editor
? PHILOSOPHICAL INVESTIGATIONS INTO THE ESSENCE OF HUMAN FREEDOM
? F. W. J. SCHELLING Translated and with an Introduction by Jeff Love and Johannes Schmidt
STATE UNIVERSITY OF NEW YORK PRESS
Published by
State University of New York Press, Albany
(C) 2006 State University of New York All rights reserved
Printed in the United States of America
No part of this book may be used or reproduced in any manner whatsoever without written permission. No part of this book may be stored in a retrieval system or transmitted in any form or by any means including electronic, electrostatic, magnetic tape, mechanical, photocopying, recording, or otherwise without the prior permission in writing of the publisher.
For information, address State University of New York Press, 194 Washington Avenue, Suite 305, Albany, NY 12210-2384
Production by Michael Haggett Marketing by Michael Campochiaro
Library of Congress Cataloging-in-Publication Data
Schelling, Friedrich Wilhelm Joseph von, 1775-1854.
[Philosophische Untersuchungen u(ber das Wesen der menschlichen
Freiheit. English]
Philosophical investigations into the essence of human freedom /
F. W. J. Schelling ; translated and with an introduction by Jeff Love and Johannes Schmidt.
p. cm. -- (Suny series in contemporary continental philosophy) Includes bibliographical references and index.
ISBN-13: 978-0-7914-6873-9 (hardcover : alk. paper)
ISBN-10: 0-7914-6873-9 (hardcover : alk. paper)
1. Liberty. 2. Free will and determinism. 3. Good and evil. I. Title. II. Series.
BJ1463. S345 2006 123'. 5--dc22
10 9 8 7 6 5 4 3 2 1
2005031384
Contents
Introduction, Schelling's Treatise on Freedom and the Possibility of Theodicy, ix
Translators' Note, xxxi
Friedrich Wilhelm Joseph Schelling:
Philosophical Investigations into the Essence of
Human Freedom and Matters Connected Therewith, 1
Supplementary Texts
Introductory Note, 81
Jacob Boehme: Mysterium Pansophicum or
Thorough Report on the Earthly and Heavenly Mysterium, 85 Franz Xaver von Baader: "On the Assertion
That There Can No Wicked Use of Reason", 99 Ephraim Gotthold Lessing: "A Parable", 103
Friedrich Heinrich Jacobi: From On the Doctrine
of Spinoza in Letters to Mr. Moses Mendelssohn, 106
Johann Gottfried Herder: From God. Some Conversations, 125 Notes, 131
Acknowledgments, vii
Acknowledgments
It is our distinct pleasure to acknowledge the support provided by the College of Arts, Architecture and Humanities at Clemson Univer- sity in the form of a substantial research grant that allowed us to begin work on the translation in the spring of 2004. We should also like to thank Bill Maker for his help and encouragement in the early stages of the project and Todd May for reading an initial draft of the Introduction. Concentrated work on projects of this nature often makes considerable demands on one's immediate colleagues, and we should like to convey our special thanks to Margit Sinka for her deter- mined and unflagging commitment to our completing the project in a timely manner as well as to Lee Ferrell for taking on many responsibil- ities with promptness and good cheer.
For the reproduction of Schelling's handwriting on the cover, we wish to acknowledge the kind permission of the Archive of the Berlin- Brandenburg Academy of Sciences, NL F. W. J. Schelling, No. 95.
Introduction
Schelling's Treatise on Freedom and the Possibility of Theodicy
Philosophical Investigations into the Essence of Human Freedom and Matters Connected Therewith (1809) is now one of Schelling's more cel- ebrated writings, having received a good deal of attention over the last half century, especially since Heidegger's lectures on the Philo- sophical Investigations were published in book form in the early seven- ties. Indeed, these lectures, along with notable reevaluations of Schelling's thought as a whole undertaken by such important figures as Walter Schulz, Manfred Frank, and Slavoj Z? iz? ek, have tended to give the Philosophical Investigations a special place and authority within Schelling's corpus. 1 Although there are many complex reasons for this, two warrant mention over the others: increasing recognition of Schelling's significance as a critic of German Idealism who anticipated many of the most important trends to emerge in its wake and his role as herald of a radical approach to the problem of freedom as one con- nected intimately with the freedom to do evil. In this latter respect, the Philosophical Investigations represents a feat of sustained and sin- uous thought, a remarkable synthesis of Pascal's esprit de ge? ometrie and esprit de finesse, that seeks to transform the Leibnizian notion of theodicy left in ruins by Kant's critical project. Since this specifically theodical perspective on Schelling's consideration of evil has received less intensive treatment in most of the important recent interpreta- tions of the Philosophical Investigations--among which those of Hei- degger and Z? iz? ek have acquired particular prominence--we should like to introduce our translation by providing a brief sketch of this very aspect of Schelling's treatise, one that we think is particularly fe- cund in and of itself, but that also casts light in interesting ways on the interpretations offered by Heidegger and Z? iz? ek. 2
x | PHILOSOPHICAL INVESTIGATIONS INTO THE ESSENCE OF HUMAN FREEDOM
To this end, our introduction is divided into three principal sec- tions. The first deals with the modern notion of theodicy and the philosophical response to it; in this latter regard, Kant's concept of radical evil seems to us of particular significance, and we accept Richard Bernstein's observation that Kant's concept of radical evil in fact spells doom for the theodical project as conceived by Leibniz. 3 The second explores Schelling's fascinating attempt to recast the nature of theodicy in the treatise on freedom. The third provides a very brief survey of how this attempt has been received and why the theodical impulse in Schelling's treatise has been overlooked or dismissed. 4
The second part contains the core of our arguments about the sig- nificance of Schelling's treatise, and it may be appropriate to give a brief summary of them here. We wish to advance in bare outline a somewhat provocative contention, that Schelling makes a very strong and radical attempt to revive theodicy overcoming the weak- nesses inherent in the line of theodical thinking, running from Leibniz to Hegel, that led to the definitive rejection of theodicy. We argue that Schelling risks a theodicy that incorporates a much tougher and more perspicuous concept of evil. This profoundly dynamic theodicy eschews closure; God's creation unfolds in constant struggle, in an unrelenting, unstable tension between opposed ways of bringing a world into being that is the pure combat of becoming. Perhaps the most characteristic aspect of Schelling's thought is the conviction that God's creation is not justified by its unshakeable rationality, its preestablished harmony a` la Leibniz, but by an irremediably unstable balance of forces, a core or "primordial" dissonance in ? Zi? zek's apt words. 5 Schelling claims that theodicy cannot be purchased at the ex- pense of life, that theodicy as conceived hitherto was nothing less than a tacit admission that life cannot be justified as it is. Schelling, to the contrary, takes on the great task (and risk) of justifying life by its dynamism alone, by the lure of discovery and the threat of death, which are the wellsprings both of desire and the creative overcoming of despair that is the most compelling justification of life--as Schell- ing writes in the Philosophical Investigations: "Where there is no strug- gle, there is no life. " If this view of life as polemos evinces sharply contrasting connections with Schopenhauer and Nietzsche, the true kernel of Schelling's thought is an extraordinary originality that has perhaps not yet been given its due. 6
Leibniz's beginning
The Theodical Project
Modern theodicy originates with Leibniz and the Essays on Theodicy (Essais de the? odice? e sur la bonte? de Dieu, la liberte? de l'homme et l'origine du mal) he published in 1710. One could not implausibly argue that Leibniz's treatise is a baroque encomium to the claim that nihil est sine ratione, "nothing is without a reason. " Everything that is has a reason for being, a rationality (a preestablished harmony) lies submerged in all existence and explains or, at the very least, offers an explanation why things are rather than not--in other words, the fact of being as opposed to pure nothingness is rationally accessible; the whole is intelligible and, hence, it may be grasped by a human mind, which is not as radically different from the divine mind in a qualita- tive as in a quantitative sense. 7 As Hans Blumenberg suggests, this unabashed triumph of rationality affirms in the strongest possible way that the world is caught in the webs of reason, that there is a per- fect rational order binding together ostensibly chaotic dispersion into a world-system whose end is the expression of pure rationality it- self: this is indeed the best of all possible worlds. 8
If we read Leibniz's claim that "nothing is without a reason" from a different point of view, as Heidegger bids us to,9 we can come to grasp the notion of evil that Leibniz relies on in making his case for the overwhelming rationality of the world. "Nothing is without a reason"; nothing is that which has no reason to be, which cannot explain (and thereby legitimate) its own existence. For Leibniz evil is this nothing, this pure privation of being that cannot be thought other than as a wont of being, of that which is good simply because it is. Having no being of its own, evil is entirely parasitic and dependent on the beings to which it relates.
Leibniz equates lack of being with evil. This is the root concept of evil that Leibniz calls "metaphysical evil" in the Essays on Theodicy and, it also applies to the two other basic categories of his famous threefold distinction, moral and physical evil. With this conception of evil Leibniz is able to make the familiar defenses of God's goodness, omniscience and omnipotence. But, what is more, he is able to de- fend the indwelling rationality of creation as system by showing that evil cannot have any other function in the perfect order of the system than an ancillary one, the function of a servant. What emerges from
INTRODUCTION | xi
xii | PHILOSOPHICAL INVESTIGATIONS INTO THE ESSENCE OF HUMAN FREEDOM
this way of thinking is a reinterpretation of evil that situates it use- fully within the context of modern systematic thought; evil as nega- tion becomes the loyal servant of system and, as such, evil works good. Having no existence of its own, evil can be nothing more than an expression of being's own limitation, the necessary condition for the articulation of the overall rationality of the system, the highest good of all.
If this connection of evil with the unfolding of system is distinc- tively new, the justification of evil as servant of a good that retreats from our limited vision the closer it comes to its own purity is as old as Christian apologetics. 10
Hegel's Culmination
Hegel is the culminating point of this distinctive line of thought. He shows a substantial debt to Leibniz to the extent that his own pursuit of theodicy, while indelibly shaped by Hegel's own preoccupation with Kantian dualism, refines and complicates some crucial assump- tions of Leibniz's thought. As Hegel wrote in his "Introduction" for the Lectures on the Philosophy of World History:
The aim of human cognition is to understand that the intentions of eternal wisdom are accomplished not only in the natural world, but also in the realm of the [spirit] which is actively present in the world. From this point of view, our investigation can be seen as a theodicy, a justification of the ways of God (such as Leibniz attempted in his own metaphysical manner, but using categories which were as yet abstract and indeterminate). It should enable us to comprehend all the ills of the world, including the existence of evil, so that the thinking spirit may be reconciled with the negative aspects of existence; and it is in world history that we encounter the sum total of concrete evil. 11
Although it would be a mistake to efface the extremely important and obvious differences between Hegel and Leibniz, it is worth noting that, in both cases, evil as negation, as the paradoxical expression of negativity, "das nichtende Nicht," seems to play a crucial role in the successful self-definition of the system or, in Hegel's terms, in the di- alectical self-realization of the absolute. Nonetheless, Hegel is hardly candid about the association of negation with evil--he is, to say the least, not as direct as Leibniz--and with good reason. For Hegel turns
the Leibnizian association of negation with evil and imperfection on its head in order to overcome this association and thereby rid his system of any traces of the difficulties immanent in the Leibnizian theodicy. Indeed, he gives negation a fundamentally positive dynamic role in the structure of his system, as the elusive and restless energy of thought itself, without, however, granting it any positive (i. e. , finite) being of its own. This role is immediately complicated by its deeply ambiguous nature, a product of the profound conceptual transforma- tion of which it is the beneficiary; in this respect, one has only to recall the remarkably polysemous description Hegel sets out in the "Pref- ace" to the Phenomenology of Spirit, where he refers to the negative as an "ungeheure Macht," which is the "energy of thought, of the pure I. "12 It is a "monstrous power" indeed that cannot be defined in any positive way other than by reference to what it brings about. But, to paraphrase Goethe's Mephistopheles, this power is still one that works good; it brings about its own dissolution in the end, the acces- sion to the absolute. 13 The problematic ambiguity of negation is purely Hegelian; it reflects the difficult transition from finite to infinite, from negation as limitation to negation as helpmate of the whole-- both views are possible, but one comes from the weakness of finite thought, while the other from the strength of infinite thought. 14
Hegel directs the essential patterns of Leibniz's thinking to very traditional ends in that he construes evil to be a moment in the real- ization of the absolute that can be seen entirely differently and more benevolently with the advent of infinite thought; in other words, if one could see from the point of view of God or the God-like philoso- pher, one would see that evil is productive, that it really is a neces- sary moment in the positive labor of the self-realization of the abso- lute. Here is the essentially reconciliatory position so characteristic of Hegel, one that manifests itself explicitly in the Lectures on the Phi- losophy of Religion, where he equates evil with cognition, with the "cleavage" (Entzweiung) or contradiction, that is both a necessary as- pect of cognition and one that is overcome in the dialectical Aufhe- bung through which a reconciliation of the contradiction is enacted. 15
With this all too brief survey, we wish to make two central points about theodicy and the conception of evil developed to function within this theodicy.
First, it is evident that theodicy as conceived by the philosophers also presents a God suitable for the philosophers. While Leibniz tries
INTRODUCTION | xiii
xiv | PHILOSOPHICAL INVESTIGATIONS INTO THE ESSENCE OF HUMAN FREEDOM
to avoid the "lifeless machine" of Spinoza, his God has many more af- finities with Spinoza's than one might think--the essence of God for Leibniz is very much pure rationality, God being nothing more than the fullest expression of systematic rationality, the prima causa and first origin of all that is. In Hegel, matters are none too straightfor- ward, but God is still primarily a principle of systematic rationality, if in the Hegelian case, this rationality is dynamic and dialectical. Here it should come as no surprise that Hegel's most far-reaching system- atic work is the Science of Logic, which endeavors to outline the self- realization of the absolute as a logical process, that is, a process of thought, logos or ratio, coming to the fullest expression of its essen- tial nature.
The upshot of this is that the philosophical attempt to demon- strate the rationality of the world is a bulwark support of modern science's drive to impose human authority over nature. In this re- spect, one could argue that the God of the philosophers is merely the instrument of a revolutionary coup d'e? tat by which human reason takes hold of nature, and, in doing so, is exoterically justified by the accessibility of nature to human reason--theodicy becomes the tool of purely human ambitions for hegemonic mastery over an only ap- parently hostile nature. 16
Second, the notion of evil that accompanies this profound (and profoundly veiled) anthropocentric system-building eros is a curious one, which shows its origins in the Christian tradition while also tak- ing on a new role as a solid systemic citizen, a deceptive "source" of differentiation and systemic definition that serves the rhetoric of modern revolutionary philosophy. Why deceptive? Here negativity is made to have a positive dynamic energy--negativity fuels difference and transition, and this positive function risks conferring on evil as the purely negative a shadowy, only virtual positivity that menaces systemic integrity.
Finally, it is worth pointing out that the notion of evil as negation, as an ever unreal force, leads to obvious questions about the ade- quacy of this theodical project to the realities of human experi- ence. If one may accuse Voltaire's Candide of being somewhat un- fair to Leibniz, there should be little question that Voltaire's attacks must be taken into account because they do point out the gap between philosophical imagination and unavoidable reality. In this regard, all one has to do is ask a question, the very question that
haunts Raskolnikov in Crime and Punishment: What systemic good does a murder achieve? And who can think of this systemic good in an impartial way? Who among us can think with God? And what if this murder is itself systemic, a rude parody of the thesis that evil is a tool of the good, participating in a divine rationality that may be beyond us? Is this rationality not necessarily beyond us? 17
The Kantian Intervention
These questions are not merely insistent, they are definitive, and in modern philosophy a different way of dealing with evil exists along- side the theodical project we have just described that attempts a more adequate response to them. Kant is the crucial figure here; his exploration of radical evil provides the basis for the alternative theo- dicy of Schelling and represents a momentous break in the tradition in modern German thought that runs from Leibniz to Hegel; indeed, Hegel's focus on reconciliation may be interpreted as a most power- ful reaction to Kant's refusal of theodicy.
Kant's thought finds itself in a particular bind. 18 He seeks to pro- vide an adequate account of the nature of evil while not overturning the faith in science that theodicy has attempted to foster in the mod- ern era. He partakes in the modern revolution while also attempting to deal with its "excesses of enthusiasm. " Kant's attempt to justify faith in science is too complex and well-known to address here, suf- fice it to say that his daring project of delimiting the proper bounds of reason is guided by an apparently paradoxical intention: to defend and advance the authority of reason by having it engage in a critique of its proper realm of activity. 19 But, in this respect, it is important to note at the outset that Kant decisively forgoes the route of theodicy as his famous brief essay, On the Miscarriage of All Philosophical At- tempts at Theodicy (1791), attests. Instead, Kant develops his concept of evil within the context not of metaphysics but of morality.
This of course makes sense, since theodicy is a striving to explain the function of evil with relation to God. Whether that be the tradi- tional God of the theologians or the God of the philosophers, the pur- pose of theodicy in either case is ostensibly directed toward the whole first and only latterly toward the role of human beings within it. Kant removes the focus of philosophical investigation away from God to human beings. Hence, evil for Kant is an essentially human problem to be dealt with in the sphere of morality. This is an exceedingly bold
INTRODUCTION | xv
xvi | PHILOSOPHICAL INVESTIGATIONS INTO THE ESSENCE OF HUMAN FREEDOM
move and one entirely consistent with Kant's project of autonomy while also showing in great clarity the difficult ambiguities that at- tend this project and have led to long and complex debates over Kant's position: whether he celebrates a notion of autonomy that es- sentially replaces God with human beings or whether he is engaged in renovating (and thereby restoring) the relation of God to human beings. 20 The key problem here, as Schelling understood so well, is one of freedom. For Kant, freedom is the highest goal of modern thought and must be presupposed if moral agency is to have any meaning for human beings.
Kant's thinking about radical evil introduces evil as a propensity (Hang) in human beings that is basic (i. e. , radical, reaching to the root or radix) and ineradicable. In doing so, Kant seems to confer on evil a status that had hitherto been denied it, the status of positivity--no longer is evil simply that which is not. Now, indeed, evil can be a pos- itive guide for action. But one has to be careful to set out the various elements of Kant's complex teaching in order to avoid substantial misunderstandings and thereby distort Schelling's own attitude to- ward Kant.
The most important aspect of Kant's conception of radical evil is to assert that evil can be a guide for action. But the exact nature of this guidance needs to be made clear. The traditional notion of evil as deficiency or a wont of perfection suggests too that evil can be a guide for action but only based on the deficiency or frailty of the actor or agent, and this deficiency was typically associated with mat- ter and, thus, with our material selves and the host of inclinations or motivations connected with them. Evil as a guide for action in this sense meant nothing more than succumbing to such inclinations.
To read Kant in this way is problematic. Kant does not associate our physical inclinations and motivations with evil, and one of the primary reasons for this is that they are not in themselves subject to moral judgment until there is a notion of choice involved. Indeed, if there is no notion of choice involved, if someone acts wholly in ac- cordance with physical inclination, it is very hard to discern any no- tion of agency at all (something that Sade was quick to notice and ex- ploit). 21 Agency can only be invoked if there is an underlying freedom that allows for choice, and it is one of the most powerful as- pects of Kantian thought to insist that this freedom, precisely as freedom of the will, is the sine qua non of moral existence and that,
without such freedom, it is quite difficult to understand how moral action could be possible in any way.
Kant maintains that there is choice, and that this choice deter- mines the moral nature of the actions. What kind of choice is this? Choice always implies criteria on which a choice can be made, and for Kant these criteria are weighed rationally. If the choice is one that pur- sues rational ends for the sake of those ends, it is rational and good. If, however, the choice is one that pursues ends, whether rational or not, for any other sake, then the action is evil. To explain this, it is neces- sary to investigate Kant's moral theory in somewhat greater detail.
A good choice is one that pursues rational ends; it is exercised for the sake of the moral law, for the sake of duty, and both duty and law are universal in so far as they are the products of reason in the form of a categorical imperative, an imperative that by its very nature must be universal. An evil choice is one that is exercised for the sake of inclination, that is, the inclination of a particular individual. And this inclination, as personal, subjective, and deeply contingent, is thereby turned into a maxim of action that subordinates to its par- ticularity the universality contained in the moral law and duty at- tached to it.
S S c c h h e e l l l l i i n n g g
Translated and with an Introduction and Notes by
Jeff Love and Johannes Schmidt
Philosophical Investigations into
the Essenceof Human Freedom
PHILOSOPHICAL INVESTIGATIONS INTO THE ESSENCE OF HUMAN FREEDOM
SUNY series in Contemporary Continental Philosophy
Dennis J. Schmidt, editor
? PHILOSOPHICAL INVESTIGATIONS INTO THE ESSENCE OF HUMAN FREEDOM
? F. W. J. SCHELLING Translated and with an Introduction by Jeff Love and Johannes Schmidt
STATE UNIVERSITY OF NEW YORK PRESS
Published by
State University of New York Press, Albany
(C) 2006 State University of New York All rights reserved
Printed in the United States of America
No part of this book may be used or reproduced in any manner whatsoever without written permission. No part of this book may be stored in a retrieval system or transmitted in any form or by any means including electronic, electrostatic, magnetic tape, mechanical, photocopying, recording, or otherwise without the prior permission in writing of the publisher.
For information, address State University of New York Press, 194 Washington Avenue, Suite 305, Albany, NY 12210-2384
Production by Michael Haggett Marketing by Michael Campochiaro
Library of Congress Cataloging-in-Publication Data
Schelling, Friedrich Wilhelm Joseph von, 1775-1854.
[Philosophische Untersuchungen u(ber das Wesen der menschlichen
Freiheit. English]
Philosophical investigations into the essence of human freedom /
F. W. J. Schelling ; translated and with an introduction by Jeff Love and Johannes Schmidt.
p. cm. -- (Suny series in contemporary continental philosophy) Includes bibliographical references and index.
ISBN-13: 978-0-7914-6873-9 (hardcover : alk. paper)
ISBN-10: 0-7914-6873-9 (hardcover : alk. paper)
1. Liberty. 2. Free will and determinism. 3. Good and evil. I. Title. II. Series.
BJ1463. S345 2006 123'. 5--dc22
10 9 8 7 6 5 4 3 2 1
2005031384
Contents
Introduction, Schelling's Treatise on Freedom and the Possibility of Theodicy, ix
Translators' Note, xxxi
Friedrich Wilhelm Joseph Schelling:
Philosophical Investigations into the Essence of
Human Freedom and Matters Connected Therewith, 1
Supplementary Texts
Introductory Note, 81
Jacob Boehme: Mysterium Pansophicum or
Thorough Report on the Earthly and Heavenly Mysterium, 85 Franz Xaver von Baader: "On the Assertion
That There Can No Wicked Use of Reason", 99 Ephraim Gotthold Lessing: "A Parable", 103
Friedrich Heinrich Jacobi: From On the Doctrine
of Spinoza in Letters to Mr. Moses Mendelssohn, 106
Johann Gottfried Herder: From God. Some Conversations, 125 Notes, 131
Acknowledgments, vii
Acknowledgments
It is our distinct pleasure to acknowledge the support provided by the College of Arts, Architecture and Humanities at Clemson Univer- sity in the form of a substantial research grant that allowed us to begin work on the translation in the spring of 2004. We should also like to thank Bill Maker for his help and encouragement in the early stages of the project and Todd May for reading an initial draft of the Introduction. Concentrated work on projects of this nature often makes considerable demands on one's immediate colleagues, and we should like to convey our special thanks to Margit Sinka for her deter- mined and unflagging commitment to our completing the project in a timely manner as well as to Lee Ferrell for taking on many responsibil- ities with promptness and good cheer.
For the reproduction of Schelling's handwriting on the cover, we wish to acknowledge the kind permission of the Archive of the Berlin- Brandenburg Academy of Sciences, NL F. W. J. Schelling, No. 95.
Introduction
Schelling's Treatise on Freedom and the Possibility of Theodicy
Philosophical Investigations into the Essence of Human Freedom and Matters Connected Therewith (1809) is now one of Schelling's more cel- ebrated writings, having received a good deal of attention over the last half century, especially since Heidegger's lectures on the Philo- sophical Investigations were published in book form in the early seven- ties. Indeed, these lectures, along with notable reevaluations of Schelling's thought as a whole undertaken by such important figures as Walter Schulz, Manfred Frank, and Slavoj Z? iz? ek, have tended to give the Philosophical Investigations a special place and authority within Schelling's corpus. 1 Although there are many complex reasons for this, two warrant mention over the others: increasing recognition of Schelling's significance as a critic of German Idealism who anticipated many of the most important trends to emerge in its wake and his role as herald of a radical approach to the problem of freedom as one con- nected intimately with the freedom to do evil. In this latter respect, the Philosophical Investigations represents a feat of sustained and sin- uous thought, a remarkable synthesis of Pascal's esprit de ge? ometrie and esprit de finesse, that seeks to transform the Leibnizian notion of theodicy left in ruins by Kant's critical project. Since this specifically theodical perspective on Schelling's consideration of evil has received less intensive treatment in most of the important recent interpreta- tions of the Philosophical Investigations--among which those of Hei- degger and Z? iz? ek have acquired particular prominence--we should like to introduce our translation by providing a brief sketch of this very aspect of Schelling's treatise, one that we think is particularly fe- cund in and of itself, but that also casts light in interesting ways on the interpretations offered by Heidegger and Z? iz? ek. 2
x | PHILOSOPHICAL INVESTIGATIONS INTO THE ESSENCE OF HUMAN FREEDOM
To this end, our introduction is divided into three principal sec- tions. The first deals with the modern notion of theodicy and the philosophical response to it; in this latter regard, Kant's concept of radical evil seems to us of particular significance, and we accept Richard Bernstein's observation that Kant's concept of radical evil in fact spells doom for the theodical project as conceived by Leibniz. 3 The second explores Schelling's fascinating attempt to recast the nature of theodicy in the treatise on freedom. The third provides a very brief survey of how this attempt has been received and why the theodical impulse in Schelling's treatise has been overlooked or dismissed. 4
The second part contains the core of our arguments about the sig- nificance of Schelling's treatise, and it may be appropriate to give a brief summary of them here. We wish to advance in bare outline a somewhat provocative contention, that Schelling makes a very strong and radical attempt to revive theodicy overcoming the weak- nesses inherent in the line of theodical thinking, running from Leibniz to Hegel, that led to the definitive rejection of theodicy. We argue that Schelling risks a theodicy that incorporates a much tougher and more perspicuous concept of evil. This profoundly dynamic theodicy eschews closure; God's creation unfolds in constant struggle, in an unrelenting, unstable tension between opposed ways of bringing a world into being that is the pure combat of becoming. Perhaps the most characteristic aspect of Schelling's thought is the conviction that God's creation is not justified by its unshakeable rationality, its preestablished harmony a` la Leibniz, but by an irremediably unstable balance of forces, a core or "primordial" dissonance in ? Zi? zek's apt words. 5 Schelling claims that theodicy cannot be purchased at the ex- pense of life, that theodicy as conceived hitherto was nothing less than a tacit admission that life cannot be justified as it is. Schelling, to the contrary, takes on the great task (and risk) of justifying life by its dynamism alone, by the lure of discovery and the threat of death, which are the wellsprings both of desire and the creative overcoming of despair that is the most compelling justification of life--as Schell- ing writes in the Philosophical Investigations: "Where there is no strug- gle, there is no life. " If this view of life as polemos evinces sharply contrasting connections with Schopenhauer and Nietzsche, the true kernel of Schelling's thought is an extraordinary originality that has perhaps not yet been given its due. 6
Leibniz's beginning
The Theodical Project
Modern theodicy originates with Leibniz and the Essays on Theodicy (Essais de the? odice? e sur la bonte? de Dieu, la liberte? de l'homme et l'origine du mal) he published in 1710. One could not implausibly argue that Leibniz's treatise is a baroque encomium to the claim that nihil est sine ratione, "nothing is without a reason. " Everything that is has a reason for being, a rationality (a preestablished harmony) lies submerged in all existence and explains or, at the very least, offers an explanation why things are rather than not--in other words, the fact of being as opposed to pure nothingness is rationally accessible; the whole is intelligible and, hence, it may be grasped by a human mind, which is not as radically different from the divine mind in a qualita- tive as in a quantitative sense. 7 As Hans Blumenberg suggests, this unabashed triumph of rationality affirms in the strongest possible way that the world is caught in the webs of reason, that there is a per- fect rational order binding together ostensibly chaotic dispersion into a world-system whose end is the expression of pure rationality it- self: this is indeed the best of all possible worlds. 8
If we read Leibniz's claim that "nothing is without a reason" from a different point of view, as Heidegger bids us to,9 we can come to grasp the notion of evil that Leibniz relies on in making his case for the overwhelming rationality of the world. "Nothing is without a reason"; nothing is that which has no reason to be, which cannot explain (and thereby legitimate) its own existence. For Leibniz evil is this nothing, this pure privation of being that cannot be thought other than as a wont of being, of that which is good simply because it is. Having no being of its own, evil is entirely parasitic and dependent on the beings to which it relates.
Leibniz equates lack of being with evil. This is the root concept of evil that Leibniz calls "metaphysical evil" in the Essays on Theodicy and, it also applies to the two other basic categories of his famous threefold distinction, moral and physical evil. With this conception of evil Leibniz is able to make the familiar defenses of God's goodness, omniscience and omnipotence. But, what is more, he is able to de- fend the indwelling rationality of creation as system by showing that evil cannot have any other function in the perfect order of the system than an ancillary one, the function of a servant. What emerges from
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this way of thinking is a reinterpretation of evil that situates it use- fully within the context of modern systematic thought; evil as nega- tion becomes the loyal servant of system and, as such, evil works good. Having no existence of its own, evil can be nothing more than an expression of being's own limitation, the necessary condition for the articulation of the overall rationality of the system, the highest good of all.
If this connection of evil with the unfolding of system is distinc- tively new, the justification of evil as servant of a good that retreats from our limited vision the closer it comes to its own purity is as old as Christian apologetics. 10
Hegel's Culmination
Hegel is the culminating point of this distinctive line of thought. He shows a substantial debt to Leibniz to the extent that his own pursuit of theodicy, while indelibly shaped by Hegel's own preoccupation with Kantian dualism, refines and complicates some crucial assump- tions of Leibniz's thought. As Hegel wrote in his "Introduction" for the Lectures on the Philosophy of World History:
The aim of human cognition is to understand that the intentions of eternal wisdom are accomplished not only in the natural world, but also in the realm of the [spirit] which is actively present in the world. From this point of view, our investigation can be seen as a theodicy, a justification of the ways of God (such as Leibniz attempted in his own metaphysical manner, but using categories which were as yet abstract and indeterminate). It should enable us to comprehend all the ills of the world, including the existence of evil, so that the thinking spirit may be reconciled with the negative aspects of existence; and it is in world history that we encounter the sum total of concrete evil. 11
Although it would be a mistake to efface the extremely important and obvious differences between Hegel and Leibniz, it is worth noting that, in both cases, evil as negation, as the paradoxical expression of negativity, "das nichtende Nicht," seems to play a crucial role in the successful self-definition of the system or, in Hegel's terms, in the di- alectical self-realization of the absolute. Nonetheless, Hegel is hardly candid about the association of negation with evil--he is, to say the least, not as direct as Leibniz--and with good reason. For Hegel turns
the Leibnizian association of negation with evil and imperfection on its head in order to overcome this association and thereby rid his system of any traces of the difficulties immanent in the Leibnizian theodicy. Indeed, he gives negation a fundamentally positive dynamic role in the structure of his system, as the elusive and restless energy of thought itself, without, however, granting it any positive (i. e. , finite) being of its own. This role is immediately complicated by its deeply ambiguous nature, a product of the profound conceptual transforma- tion of which it is the beneficiary; in this respect, one has only to recall the remarkably polysemous description Hegel sets out in the "Pref- ace" to the Phenomenology of Spirit, where he refers to the negative as an "ungeheure Macht," which is the "energy of thought, of the pure I. "12 It is a "monstrous power" indeed that cannot be defined in any positive way other than by reference to what it brings about. But, to paraphrase Goethe's Mephistopheles, this power is still one that works good; it brings about its own dissolution in the end, the acces- sion to the absolute. 13 The problematic ambiguity of negation is purely Hegelian; it reflects the difficult transition from finite to infinite, from negation as limitation to negation as helpmate of the whole-- both views are possible, but one comes from the weakness of finite thought, while the other from the strength of infinite thought. 14
Hegel directs the essential patterns of Leibniz's thinking to very traditional ends in that he construes evil to be a moment in the real- ization of the absolute that can be seen entirely differently and more benevolently with the advent of infinite thought; in other words, if one could see from the point of view of God or the God-like philoso- pher, one would see that evil is productive, that it really is a neces- sary moment in the positive labor of the self-realization of the abso- lute. Here is the essentially reconciliatory position so characteristic of Hegel, one that manifests itself explicitly in the Lectures on the Phi- losophy of Religion, where he equates evil with cognition, with the "cleavage" (Entzweiung) or contradiction, that is both a necessary as- pect of cognition and one that is overcome in the dialectical Aufhe- bung through which a reconciliation of the contradiction is enacted. 15
With this all too brief survey, we wish to make two central points about theodicy and the conception of evil developed to function within this theodicy.
First, it is evident that theodicy as conceived by the philosophers also presents a God suitable for the philosophers. While Leibniz tries
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to avoid the "lifeless machine" of Spinoza, his God has many more af- finities with Spinoza's than one might think--the essence of God for Leibniz is very much pure rationality, God being nothing more than the fullest expression of systematic rationality, the prima causa and first origin of all that is. In Hegel, matters are none too straightfor- ward, but God is still primarily a principle of systematic rationality, if in the Hegelian case, this rationality is dynamic and dialectical. Here it should come as no surprise that Hegel's most far-reaching system- atic work is the Science of Logic, which endeavors to outline the self- realization of the absolute as a logical process, that is, a process of thought, logos or ratio, coming to the fullest expression of its essen- tial nature.
The upshot of this is that the philosophical attempt to demon- strate the rationality of the world is a bulwark support of modern science's drive to impose human authority over nature. In this re- spect, one could argue that the God of the philosophers is merely the instrument of a revolutionary coup d'e? tat by which human reason takes hold of nature, and, in doing so, is exoterically justified by the accessibility of nature to human reason--theodicy becomes the tool of purely human ambitions for hegemonic mastery over an only ap- parently hostile nature. 16
Second, the notion of evil that accompanies this profound (and profoundly veiled) anthropocentric system-building eros is a curious one, which shows its origins in the Christian tradition while also tak- ing on a new role as a solid systemic citizen, a deceptive "source" of differentiation and systemic definition that serves the rhetoric of modern revolutionary philosophy. Why deceptive? Here negativity is made to have a positive dynamic energy--negativity fuels difference and transition, and this positive function risks conferring on evil as the purely negative a shadowy, only virtual positivity that menaces systemic integrity.
Finally, it is worth pointing out that the notion of evil as negation, as an ever unreal force, leads to obvious questions about the ade- quacy of this theodical project to the realities of human experi- ence. If one may accuse Voltaire's Candide of being somewhat un- fair to Leibniz, there should be little question that Voltaire's attacks must be taken into account because they do point out the gap between philosophical imagination and unavoidable reality. In this regard, all one has to do is ask a question, the very question that
haunts Raskolnikov in Crime and Punishment: What systemic good does a murder achieve? And who can think of this systemic good in an impartial way? Who among us can think with God? And what if this murder is itself systemic, a rude parody of the thesis that evil is a tool of the good, participating in a divine rationality that may be beyond us? Is this rationality not necessarily beyond us? 17
The Kantian Intervention
These questions are not merely insistent, they are definitive, and in modern philosophy a different way of dealing with evil exists along- side the theodical project we have just described that attempts a more adequate response to them. Kant is the crucial figure here; his exploration of radical evil provides the basis for the alternative theo- dicy of Schelling and represents a momentous break in the tradition in modern German thought that runs from Leibniz to Hegel; indeed, Hegel's focus on reconciliation may be interpreted as a most power- ful reaction to Kant's refusal of theodicy.
Kant's thought finds itself in a particular bind. 18 He seeks to pro- vide an adequate account of the nature of evil while not overturning the faith in science that theodicy has attempted to foster in the mod- ern era. He partakes in the modern revolution while also attempting to deal with its "excesses of enthusiasm. " Kant's attempt to justify faith in science is too complex and well-known to address here, suf- fice it to say that his daring project of delimiting the proper bounds of reason is guided by an apparently paradoxical intention: to defend and advance the authority of reason by having it engage in a critique of its proper realm of activity. 19 But, in this respect, it is important to note at the outset that Kant decisively forgoes the route of theodicy as his famous brief essay, On the Miscarriage of All Philosophical At- tempts at Theodicy (1791), attests. Instead, Kant develops his concept of evil within the context not of metaphysics but of morality.
This of course makes sense, since theodicy is a striving to explain the function of evil with relation to God. Whether that be the tradi- tional God of the theologians or the God of the philosophers, the pur- pose of theodicy in either case is ostensibly directed toward the whole first and only latterly toward the role of human beings within it. Kant removes the focus of philosophical investigation away from God to human beings. Hence, evil for Kant is an essentially human problem to be dealt with in the sphere of morality. This is an exceedingly bold
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move and one entirely consistent with Kant's project of autonomy while also showing in great clarity the difficult ambiguities that at- tend this project and have led to long and complex debates over Kant's position: whether he celebrates a notion of autonomy that es- sentially replaces God with human beings or whether he is engaged in renovating (and thereby restoring) the relation of God to human beings. 20 The key problem here, as Schelling understood so well, is one of freedom. For Kant, freedom is the highest goal of modern thought and must be presupposed if moral agency is to have any meaning for human beings.
Kant's thinking about radical evil introduces evil as a propensity (Hang) in human beings that is basic (i. e. , radical, reaching to the root or radix) and ineradicable. In doing so, Kant seems to confer on evil a status that had hitherto been denied it, the status of positivity--no longer is evil simply that which is not. Now, indeed, evil can be a pos- itive guide for action. But one has to be careful to set out the various elements of Kant's complex teaching in order to avoid substantial misunderstandings and thereby distort Schelling's own attitude to- ward Kant.
The most important aspect of Kant's conception of radical evil is to assert that evil can be a guide for action. But the exact nature of this guidance needs to be made clear. The traditional notion of evil as deficiency or a wont of perfection suggests too that evil can be a guide for action but only based on the deficiency or frailty of the actor or agent, and this deficiency was typically associated with mat- ter and, thus, with our material selves and the host of inclinations or motivations connected with them. Evil as a guide for action in this sense meant nothing more than succumbing to such inclinations.
To read Kant in this way is problematic. Kant does not associate our physical inclinations and motivations with evil, and one of the primary reasons for this is that they are not in themselves subject to moral judgment until there is a notion of choice involved. Indeed, if there is no notion of choice involved, if someone acts wholly in ac- cordance with physical inclination, it is very hard to discern any no- tion of agency at all (something that Sade was quick to notice and ex- ploit). 21 Agency can only be invoked if there is an underlying freedom that allows for choice, and it is one of the most powerful as- pects of Kantian thought to insist that this freedom, precisely as freedom of the will, is the sine qua non of moral existence and that,
without such freedom, it is quite difficult to understand how moral action could be possible in any way.
Kant maintains that there is choice, and that this choice deter- mines the moral nature of the actions. What kind of choice is this? Choice always implies criteria on which a choice can be made, and for Kant these criteria are weighed rationally. If the choice is one that pur- sues rational ends for the sake of those ends, it is rational and good. If, however, the choice is one that pursues ends, whether rational or not, for any other sake, then the action is evil. To explain this, it is neces- sary to investigate Kant's moral theory in somewhat greater detail.
A good choice is one that pursues rational ends; it is exercised for the sake of the moral law, for the sake of duty, and both duty and law are universal in so far as they are the products of reason in the form of a categorical imperative, an imperative that by its very nature must be universal. An evil choice is one that is exercised for the sake of inclination, that is, the inclination of a particular individual. And this inclination, as personal, subjective, and deeply contingent, is thereby turned into a maxim of action that subordinates to its par- ticularity the universality contained in the moral law and duty at- tached to it. For Kant, radical evil is precisely this chosen subordina- tion of that which is universal to that which is particular, of the inherent universality of reason to the inherent particularity of per- sonal inclination. This reversal of the relation between universal and particular is the "perversion" at the heart of Kant's conception of rad- ical evil, and it represents a very powerful innovation in the tradition, since it insists on the primacy of choice and the autonomy of the sub- ject that can act positively in an evil manner.
In looking at evil as the pursuit of one's own inclinations over those of duty or the moral law, Kant comes rather close to his great predecessor and teacher, Rousseau. In condemning the subordina- tion of the whole to the part, the will of the many to the will of one, Kant seems to follow what Rousseau says in Book IV of Emile:
. . . the good man orders himself in relation to the whole, and the wicked man orders the whole in relation to himself. The latter makes himself the center of all things, the former measures his radius and keeps to the circumference. Then he is ordered in relation to the com- mon center, which is God, and in relation to all the concentric circles, which are the creatures. 22
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The importance of Kant's concept of evil for our purposes is its ex- pression of the power in human beings to do good or evil and the placement of that power in the will. Evil is no longer merely a lack, a parasitic negation, but a force than can threaten to subvert or per- vert the claim to structure and coherence of the moral law that binds free individuals together; the basic character of evil, then, is that, in contravening the moral law, it seeks to become a law of its own. 23
Yet, there is an additional problem in Kant's account of radical evil that is not only quite relevant for Schelling but also for a better grasp of the basically divided nature of Kant's thought, a division which Hegel sought to solve in one way, and Schelling in another. 24
The freedom to choose to act according to maxims either in accor- dance with or contravention of the proper hierarchy of universal and particular, of the moral law and personal inclination, is a curious one. For how can there be a propensity for evil in a being that must in some sense always be completely free? Specifically, if human beings are free to act either for good or evil, how can they be said to have a propensity to act for the evil--does this propensity not restrict their freedom; indeed, does this propensity not suggest that they are not free at all?
Kant does try to address this issue by creating a notion of moral dis- position (Gesinnung) that "inclines and does not necessitate," but ulti- mately the problem remains: How can one consider someone as good or evil, as having a propensity to either without undermining the no- tion of freedom or spontaneity essential to autonomy? In other words, how can one reconcile the kind of radical autonomy that is of the very essence of Kant's philosophical project with the notion of character, disposition, or any other limiting qualities? For some commentators this attempt to combine Aristotelian hexis with Kantian spontaneity is misguided and, by its very nature, destined to failure, for others, like Goethe, it indicates Kant's peculiar form of esotericism whereby he at- tempts to clothe his revolutionary pursuit of autonomy in the guise of a variant of traditional notions of original sin25; for still others this awk- ward combination of innate quality with freedom points to the greatest incoherence of Kantian thought, the attempt to derive necessary rules from freedom, a problem that has been otherwise referred to as the "Kantian paradox" or which has been seen as the clearest indication that the Kantian project is inherently unstable, a tissue of ambiguities concealed by a conscious rhetoric of concealment. 26
All these cases turn on Kant's apparent intention to combine autonomy and spontaneity with some notion of inhibitive normativ- ity, the inherently problematic creation of an identity that defines but not to such an extent that freedom is ever relinquished. Schelling works through this difficult combination of necessity and freedom with great daring and skill in his attempt to explain evil in the Philo- sophical Investigations, and his response is very much determined by the problem that Kant's own thinking isolates; for Schelling attempts to place normativity in the very essence of the whole, in God, while leaving to human beings the freedom to ignore or subvert that nor- mativity. If radical evil in Kant places a certain kind of question mark behind his thinking about autonomy, suggesting a pessimism about human beings that courses through all of Kant's thought, Schelling, in striving to overcome that pessimism, takes it to a more dangerous brink, an "abyss of freedom," that Kant could not have countenanced.
Schelling's Response
To this point, we have outlined major conflicting tendencies regard- ing theodicy that Schelling tries to face squarely in his Philosophical Investigations. Let us bring the various strands of our discussion to- gether now in order to give a brief account of the complex problem Schelling seeks to solve.
On the one hand, Schelling perceives with his customary acuity the utter inadequacy of conceptions of evil designed--or so it may seem--to serve the ends of theodicy, of a justification of the world as friendly to the modern pursuit of hegemony. On the other hand, Schelling also perceives the danger in Kant, that Kant's repudiation of theodicy, coupled with his development of a more far-reaching con- cept of evil, cannot help but put in question the place of human be- ings in the world, in turn opening the way for radical assertions of the world's ever frustrating inscrutability.
The great gamble of the Philosophical Investigations, its central striving, is to affirm both the project of theodicy and the more power- ful concept of evil that Kant developed. What Schelling seems to have understood is that the unreality of the privation concept of evil is just as much an admission of the frailty of theodicy as the adoption of a more powerful concept of evil, one that does not serve any systemic
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purpose, which cannot be contained but at any given time threatens to burst the bounds of system. And here is one of the central points of Schelling's approach, that evil introduces a necessary imbalance into the system of the world, that this imbalance is itself the origin and life of the system, the impulsion to the self-revelation of the absolute or God. Yet, evil is not on that account a good systemic citizen, it is es- sentially chaotic or anarchic and, as such, it always threatens to turn system to its own ends, to make system its servant; precisely this ter- rible tension is the essential medium of life, of the organic struggle of forces that constitutes the true basis of the whole. Vitality becomes the highest value, a vitality that exists only because of the ceaseless struggle of forces.
Schelling builds these points out of an unusual interpretation of the whole as resulting from the union of two different (and largely op- posed) ways of being, ground and existence, an interpretation osten- sibly derived from his explorations of nature. 27 It is important not to underestimate the innovative character of this distinction which Schelling's own explanatory apparatus, the association of ground and existence with darkness and light, tends to confuse by suggest- ing an affinity with traditional notions of chaos and order, nothing- ness and being, or infinite and finite. Since this distinction both de- pends on, and departs from, the expected usages of the metaphysical tradition, we need to look at it on its own merits, considering ground as a principle of inwardness or contraction and existence as a princi- ple of expansion--ground tending to retreat into darkness, existence tending toward light as an essentially creative unfolding. 28
This conflict emerges mysteriously with the word, the utterance of the logos or ratio, which is the self-revelation of the pure light, the pure principle of form and intelligibility that is God. In this regard, what is so surprising and puzzling about Schelling's account of the emergence of the word is the apparent arbitrariness of it. While Schelling does claim that the word must reveal itself, he does not ex- plain why it must reveal itself. Nor does he offer an account of why the word emerges in any specific beginning. In both cases, Schelling avoids explanations because they would limit God's freedom. But this limitation presents a striking problem.
Slavoj ? Zi? zek has rightly called attention to this problem,29 that the point of beginning in Schelling has the character of the arbitrary, and this is a very important problem because Schelling quite strikingly
departs from the orthodox notion of divine necessity; namely, if God is as he must be, then he cannot not have been or been in a way other than he is.