To act
seriously
is also to become aware of the in nite value of each instant, when one thinks ofthe possible imminence ofdeath (II, 5, 2):
Carry out each action of your li as if it were the last, and keep yourself r om all ivolity.
Carry out each action of your li as if it were the last, and keep yourself r om all ivolity.
Hadot - The Inner Citadel The Meditations of Marcus Aurelius
And what o f the minuscule swarms of human beings crawling all over the earth?
Crowds, armies, rmers; weddings, divorces, births, deaths; the hubbub of the courts; deserted places; the diversity of the customs ofbarbarous peoples; celebrations, lamentations; marketplaces: what a hodgepodge! And yet, there is the harmony of contraries (VII, 48) .
This e ort to look at things om above thus allows us to contemplate the entire panorama ofhuman reality in its aspects-social, geographi cal, and emotional-and to resituate them within the immensity of the cosmos and the human species, swarming anonymously over the earth. When we look at things om the perspective of universal Nature, those things which do not depend on us, and which the Stoics called "indi er ent"-health, glory, wealth, and death, r example-are brought back to their true proportions.
When this theme ofthe view om above assumes this speci c rm of observing people on earth, it seems particularly to belong to the Cynic tradition. We nd it used abundantly by the satirist Lucian, a contempo rary of Marcus Aurelius, who was strongly in uenced by Cynicism. In Lucian's dialogue Icaromenippus, or "The Man Who Rose Above the
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Clouds,"62 the Cynic Menippus tells a iend how, discouraged by the disagreement among philosophers about the ultimate principles of the universe, he decided to go up to the heavens himsel in order to see how things really were. In order to y, Menippus xed himselfup with wings: the right wing was that ofan eagle, and the le that ofa vulture. He then took o in the direction of the moon. Once there, he could see the entire earth om above, and just like Homer's Zeus, he says, he could observe now the land of the Thracians, now that of the Mysians-even, if he wished, the lands of Greece, Persia, and India. Such variety lls him with pleasure, but he also observes the people:
The whole of human li appeared to me; not only the nations and the cities, but every individual: some were sailing ships, others waging war, and others on trial.
Menippus observes not only what is going on out in the open, but also what is happening behind closed doors, where everyone thought they were per ctly well hidden. 63 After a lengthy enumeration of the crimes and adulteries which he sees being committed inside the houses, Menip pus resumes his remarks, calling everything a hodge-podge, a cacophony, and a ridiculous spectacle. In his view, the most ridiculous thing ofall is to see people quarreling over the borders of a nation, since the earth appears minuscule to him. The rich, says Menippus, have darned little to be proud about. Their lands are no bigger than one of Epicurus' atoms, and when people gather together they resemble a swarm ofants. Menip pus nally leaves the moon and travels among the stars until he reaches Zeus, where he is amused at the ridiculously contradicto nature of the prayers which human beings send up to this god.
In another of Lucian's dialogues, entitled Charon or The Overseers, we nd Charon, ferryman of the dead, asking r a day o in order to go up to the surface of the earth and see what life is like-this life which the dead miss so much when they arrive in He . With the help of Hermes, Charon piles several mountains on top of each other and climbs up on them in order to observe human li . We then have the same kind of description which we have already encountered in the Icaromenippus or in Marcus Aurelius: an enumeration of sailing ships, armies at war, trials, rmers working their elds-a wide variety ofactivities, but everywhere li is ll of torments. As Charon remarks, " If people realized om the beginning that they are mortal, and that, after a briefsojourn in li , they must leave it as they would a dream, and leave everything upon this
The Discipline ofDesire 175
earth, then they would live more wisely and die with wer regrets. " But, continues Charon, people are unaware oftheir condition, like the bubbles produced by a ra ng stream, which vanish as soon as they are rmed.
This look om above at man's earthly life takes on a rm peculiar to Cynicism. One sign of this is the ct that the dialogue Charon bears the Greek title Episkopountes, or "Those who watch. " The Cynic philoso pher, r his part, believes that his role is to watch over people's actions. He is a kind of spy, lying in wait r mankind's defects in order to denounce them, as Lucian himself says. 64 It is the Cynic's job to watch over other men; he is their censor, and he observes their behavior as if om the heights ofan observatory. The Greek words episkopos ("over seer") and kataskopos ("spy"), moreover, traditionally designate the Cyn ics in the ancient world. 65 For them, the view om above was meant to denounce the senseless way in which people led their lives. It is no accident that, in this dialogue, it is precisely Charon, rryman of the dead, who thus looks at human a airs om above; r looking at things om above means looking at human a airs om the point of view of death. Only this point ofview can give us the detachment, elevation, and distance which are indispensable in order r us to see things as they really are.
The Cynics denounced that rm of human madness which attaches itselfso passionately to things, such as luxury and power, which people wi inevitably have to abandon. This is why they urge them to reject super uous desires, social conventions, and arti cial civilization-all of which are the source oftheir worries, cares, and su erings-and encour age them to return to a simple, purely natural style oflife.
Thus, our philosopher-emperor coincides with Lucian, the ancient equivalent of Voltaire, in this imaginative exercise of the view om above, which is also a view ofthings om the point ofview ofdeath. It is, moreover, a merciless view, which strips false values naked.
Among these false values is me. Marcus came up with remarkable rmulas to denounce our desire to be known, either by our contempo raries or by posterity:
Short is the time which each of us lives; puny the little comer of earth on which we live; how puny, nally, is even the lengthiest posthumous glory. Even this glory, moreover, is transmitted by little men who'll soon be dead, without even having known themselves, much less him who has long since been dead (III, ro, 2).
Are you obsessed with a little bit of glory? Turn your eyes to the rapidity with which everything is rgotten. Think about the abyss of eternity, in nite in both directions; and about the vanity of the echo which reaches us. Think about how quickly those who now seem to be applauding change their minds, and have no judgment; think also about the narrowness ofthe space by which your me is circumscribed. The whole earth is no more than a point, and ofthis point only the tiniest part is inhabited. From such an origin, how many people will there be to sing your praises, and ofwhat charac ter? (IV, 3, 7-8).
Soon, you will have rgotten everything; soon, everyone will have rgotten you . . . (VII, 21).
In a short time, you will no longer be anything or anywhere . . (VI, 37).
While the view om above reveals that human a airs are only an in nitesimal point within the immensity of reality, it also allows us to discover what Marcus calls to homoeides, which we could render as both the identity and the homogeneity of all things. This is an ambiguous notion: it can mean, r example, that in the eyes of one who plunges his gaze into the cosmic immensity, everything is within everything else. Everything holds itselftogether, and the entire universe is present in each instant oftime, as well as in each part ofreality (VI, 37):
He who has seen the present has seen everything: all that has oc curred om all eternity, and all that will occur throughout in nity, r everything is homogeneous and identical in rm.
Death, then, will not deprive me ofanything, since I have already, within each instant, had everything. At any moment at which the limits ofits life cease, the soul attains its end. Within each present moment, I possess everything I can expect om life: the presence ofthe entire universe and presence of universal Reason, which is the presence of one and the same thing. At each moment, I possess all of Being, present in the least of things .
I however, we are a aid to die, because we would like to continue enjoying li , honors, pleasures, and all other false human values, then to homoeides, or homogeneity, takes on a di erent meaning. For one who
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has discovered true value-that of Reason, which rules within us and within the entire universe-these elements oflife, which endlessly repeat their pettiness and banality, arejust as disgusting as the games in the arena (VI, 46).
When human a airs are viewed om above, we are able to ima ne the past as well as the ture, and this view reveals that even ifindividuals disappear, the same scenes are repeated throughout the centuries. The soul which extends itselfthroughout the immensity ofspace and time
sees that those who will come a er us will see nothing new, and that those who came be re us saw nothing more than we did. Rather, there is a sense in which a man offorty, ifhe has some slight measure of intelligence, has seen everything there has been, and everything that will be, because of the uni rmity of things (XI, I, 3).
Marcus returns to this idea equently and insistently (XII, 24, 3):
Each time you are elevated in this way, looking at human a airs om above, you would see the same things: uni rmity and brevity. And to think that this is what men brag about!
Marcus ima nes the imperial courts ofhis predecessors: Hadrian and Antoninus Pius, r example; or those of rmer times: Philip, Alexan der, or Croesus:
these uni rm scenes and dramas, whether you have come to know them through personal experience or through ancient his tory . . . these spectacles were the same, and only the actors were di erent (X, 27, r-2).
For the ancients, history always repeats itself. This, moreover, is the reason why historians of that time wrote history. As Thucydides declared in his Histo es (I, 22, 4) : " For all those who wish to have a clear idea both of past events and of those in the ture which, because of their human character, will bear similarities or analogies to them, this exposition will be use l, and shall su ce. " From this point ofview, it must be admitted that Thucydides' work was an extraordinary success, r his description of the hypocrisy of the victorious and the strong remains appallingly relevant.
Marcus, r his part, would no doubt have approved of Schopen hauer's views on history:
From beginning to end, it is the repetition ofthe same drama, with di erent costumes and names . . . This identical element, which persists throughout all changes, consists in the basic qualities of the human heart and head-many ofthem are bad; a w ofthem good. Histo 's overall motto ought to be Eadem, sed aliter. One who has read Herodotus has, om a philosophical point of view, already studied enough history, r his work already contains everything which constitutes the subsequent history ofthe world. 66
When Marcus mentions this uni rmity, by contrast, he has not the slightest intention of elaborating a philosophy of history. On the con trary, we ought rather to say that the view om above which he takes of human a airs leads him to evaluate them: in other words, to denounce their pseudo-value, especially when considered om the point ofview of death.
These spectacles which repeat themselves identically throughout one's life and throughout the ages are almost always scenes of human evil, hypocrisy, and tility. It makes no di erence whether one sees them r rty years, or r ten thousand (VII, 49, 2). Death will deliver us om this spectacle, as tiring as the games ofthe amphitheater (VI, 46); or at least it will not make us miss anything, since it is impossible r anything new to happen.
The Epicurean Lucretius had already placed a similar argument in the mouth of Nature, as she tried to console mankind with regard to the inevitability of his death: " I cannot think up some new invention to please you, r things are eternally the same . . . you must always expect the same things, even ifyou were never to die. "67
Once again, we can see that the declarations contained in the Medita tions, which modern historians have classi ed as pessimistic, do not cor respond to Marcus Aurelius' impressions or experiences. The only per sonal experience which seems to be expressed in his work is that of disappointment with regard to his entourage, but I shall return to this point later. When Marcus says that human a airs are as nothing within the immensity; that they are vile and petty; or that they repeat themselves until one is sick ofthem, he is not expressing some negative experience ofhis own. Instead, he is engaging in exercises, both spiritual and literary. Sometimes, we feel that some of his wonderfully striking rmulas are
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The Discipline ofDesire 179
even a bit arti cial, since all they do is reproduce traditional themes of ancient philosophy. In the nal analysis, however, what inspires all this is the love and scination which Marcus els in the depths ofhis being r that unique Value, which is the only thing necessary. Does human life, he asks, contain "anything more valuable than Justice, Truth, Temper ance, and Bravery" (III, 6, r)? The good worth more than anything else is the eling of inner joy which occurs when the guiding principle or thought "is content with itself (in those things in which it is possible to act in accordance with right reason), and is content with Destiny (in those things which are allotted to us, independently of our will) . . . Choose this greatest ofall goods, and never let it go" (III, 6, 6).
This superior good is, in the last analysis, the inner God, which must be "pre rred to everything" (III, 7, 2), and revered, since it is of the same substance as the guiding principle which governs the world 0/, 2 I ) .
Your only joy, and your only rest: let it be to pass om one action performed in the service of the community to another action per rmed r the service ofthe community, together with the remem brance ofGod 0/I, 7).
It is this unique Value that brings joy, serenity, and rest to Marcus' soul. Compared to this unique, transcendent Value, human a airs are petty indeed; they are like a point within the immensity of the universe. In
ct, the only thing which is great compared to the latter is the purity of moral intent. As Pascal would agree, moral good is in nitely greater than physical size.
To anyone who has contemplated the immensity of the universe, human a airs-to which we attach so much importance-seem petty, unimportant child's play. As Marcus likes to repeat: "Everything is vile and petty. " Yet since human a airs are almost always alien to the moral good, dominated as they are by passions, hatred, and hypocrisy, they seem not only puny, vile, and petty, but also disgusting in their monoto nous baseness. The only greatness in earthly life-but also the only
joy-is there re the purity ofmoral intent.
The Levels of Cosmic Consciousness
Earlier I spoke of the stages of consciousness of the self as a culty of eedom and moral choice. We can now return to this theme, in order to
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see how the various levels of self-consciousness correspond to di erent levels ofcosmic consciousness.
As long as the self has not yet gained awareness of its potential ee dom, and has not yet carried out the delimitation or circumscription of this potential eedom in which the guiding principle consists, it believes itself to be autonomous and independent of the world. In ct it is, as Marcus says, a "stranger to the world" (IV, 29), and it is swept along against its will by Destiny. In the course of the movement by which it becomes aware of the ct that it is not identical with the body, the vital breath, or involuntary emotions, however, the self discovers that, up until then, it had been unconsciously and passively determined by Des tiny: it had been nothing but a tiny point in the immensity ofspace, or a little wave in the immense tide of time. The moment eedom becomes aware ofitsel however, it becomes aware ofthe ct that that selfwhich is determined by Destiny is only an in nitesimally tiny part ofthe wo d (XII, 32):
What a tiny part of the gaping abyss of in nite time is assigned to each one of us! For it disappears so quickly into the everlasting. What a tiny portion of universal substance, what a tiny part of the universal soul! On how tiny a part ofthe entire earth do you crawl!
Our perspective is changed once again when the sel as a principle of eedom, recognizes that there is nothing greater than the moral good, and there re accepts what has been willed by Destiny, that is to say, universal Reason. If the self accepts itself as a principle of eedom and of choice, it also accepts the portion which Destiny has allotted to it, as the ego which has been determined by Destiny. As the Stoics used to say, the self accepts the role which the divine director has reserved r it in the drama of the universe;68 in Marcus' case, r instance, this role was that of emperor. As the selfaccepts this role, however, it becomes trans gured: r what the ee selfwills is a ofDestiny, the entire histo ofthe world, and the entire world, as ifthe selfwere that universal Reason which is at the origin ofthe world, or universal Nature. At this point, the selfas wi and as eedom coincides with the will of universal Reason and of the logos dispersed throughout all things.
The realization ofone's selfas identical with universal Reason, then, as long as it is accompanied by consent to this will, does not isolate the self like some minuscule island in the universe. On the contrary, it can open the self to a cosmic becoming, inso r as the self raises itself om its
The Discipline ofDesire 1 8 1
limited situation and partial, restricted, and individualistic point ofview to a universal and cosmic perspective. At this point, self-consciousness becomes consciousness of the world, and consciousness of the divine Reason which guides the world. Finally, we may say that the sel by means of this process of realization, discovers both its limitation and its transcendence. It discovers the limitation of its individuality within the immensity of the universe-this is a theme which recurs equently in Pascal's Pensees: "I am nothing but an unimportant thing in the abyss of time and space"-and this is the limitation of the self as determined by Destiny. At the same time, however, it discovers the transcendence of the self as moral conscience, whose value is somehow in nite with regard to the merely physical domain.
We nd this opposition between the self caught up in the web of the universe and ofDestiny and the selfwhich identi es itselfwith universal Reason already in Epictetus (I, 12, 26):
Don't you know how tiny a part you are, compared to the All? With regard to your body, that is; r with regard to your reason, you are not worse nor lesser than the gods. The size of reason cannot be measured by length or height, but by the value ofjudg ments (dogma; or "ofprinciples ofaction").
Perhaps I may be allowed here to refer to a similar opposition, be tween the puniness ofthe empirical sel plunged in the immensity ofthe world, and the incommensurable grandeur ofthe moral selfas the legisla tive power ofreason, which we nd in the last pages ofKant's Critique Practical Reason:
Two things ll the soul with ever-new and ever-growing admira tion and awe, the more equently and constantly one applies one's re ection to them: the star sky above me and the mo l law within me. These are two things which I have neither to search r, nor simply to presuppose, as if they were shrouded in darkness or plunged within a transcendent region, beyond my horizon: I can see them in ont of me and I attach them immediately to the consciousness of my existence. The rmer begins at that place which I occupy within the sensible world, and extends my connection to that which is im mensely large, with its worlds upon worlds and its systems of sys tems, in addition to the unlimited times of their periodic move ment, their beginning and their duration. The latter begins at my
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invisible sel or personality, and it represents me within a world which possesses a genuine in nity, but which can be detected only by the understanding, and with which (and thereby also with all these visible worlds) I realize that I am in a relationship of . . . universal and necessary linkage. The rst spectacle, that ofan innu merable multitude of worlds, somehow annihilates my importance qua that of a bestial creature which must return to the planet-a mere point in the universe-the matter out ofwhich it was rmed, a er having been-one knows not how-provided with vital rce r a brief span of time. The second spectacle, by contrast, increases my value in nitely, qua that ofan intelligence, thanks to my personal ity within which the moral law displays to me a li independent with regard to animality, and even with regard to the entire sensible world. 69
Obviously, Marcus Aurelius would not have accepted this Kantian distinction between a sensible and an intelligible world. For him, as r all the Stoics, there is one single wo d, just as, he says, there is one single law which is that reason common to all intelligent beings (VII, 9). For Marcus and the Stoics, however, it is the self's awareness of itself which trans rms it, making it pass in succession om the domain ofnecessity to the domain of eedom, and om the domain of eedom to the domain ofmorality. The self-that in nitesimal point within the immensity-is thereby trans rmed, and made equal to universal Reason.
8
THE DISCIPLINE OF ACTION, OR ACTION IN THE SERVICE OF MANKIND
The discipline ofaction
The result ofthe discipline ofdesire, as we saw, was to bring people inner serenity and peace of mind, since it consisted in the joyful consent to everything that happens to us through the agency of universal Nature and Reason. AmorJati, or the love of te, thus led us to want that which the cosmos wants, to want what happens, and to want what happens to us.
This ne serenity risks being disturbed by the discipline of active impulse and action, since in this case it is a matter of acting, not accept ing. We now must engage our responsibility, not just consent; and we must enter into relations with beings-our fellow creatures-who pro voke our passions precisely because they are our fellow creatures: beings whom we must love, although they are often hate l.
Here again, the norm will be und to be con rmity with Nature: not, this time, that universal Nature which we know in general to be rational, but one of the more speci c and determinate aspects of this universal Nature: human Nature, the Nature ofthe human race, or that Reason which all people have in common. This is a particular norm, which is the basis of precise obligations: inso r as we are parts of the human race, we must
(r) act in the service ofthe whole;
(2) in our actions, respect the hierarchy ofvalues which may exist be tween di erent types of action; and
(3) love all human beings, since we are all the members ofone single body.
Another way ofputting it would be to say that humankind is ruled by the laws of ur natures. In the rst place, people, as parts ofthe , are
ruled by universal Nature. They must consent to the great laws of this Nature-in other words, to Destiny and to the events willed by this universal Nature. For the Stoics, however, who had developed an entire theory of the lower levels of Nature, the Greek word physis which we translate as "nature" can also, when used without a quali er, mean the culty of growth which is peculiar to each organism. Plants possess nothing but this culty of growth, while human beings have it within them, alongside other culties. It is this culty, r instance, which rces people to feed themselves and to reproduce. We must, says Marcus (X, 2) also observe the demands ofthis law ofvegetative "nature. " For instance, we have the "duty"-1 shall return to the meaning of this term-to conserve ourselves by nourishing ourselves, as long as the satis ction ofthis demand has no negative e ects upon the other internal culties which we have within us. For human beings are not only a " culty of growth" hysis), but also a " culty of sensation": this is a higher level, which also goes into the constitution of humankind. Mar cus (X, 2) calls it a " rce" or "nature" of the animal. This law of animality also has its own demands with regard to humankind: in this case, self-conservation is achieved through the vigilance of the senses. Here again, we have the duty to car out our nctions as animals provided with sensation, as long as the higher inner culties are not thereby damaged. To exaggerate the role ofsensation would mean com promising the workings of Nature, that culty higher than sensation which is also called reason.
this, then, corresponds to the discipline ofaction, which implies the acts and movements which respond to the requirements of integral human nature. As we have seen, this nature is, at the same time, the culty of growth, of sensation, and of reason. Marcus is then quick to add (X, 2): "The rational culty is simultaneously the culty ofsocial li "; in other words, the law ofhuman and social reason demands that we place ourselves entirely in the service ofthe human community.
In many ofhis Meditations, Marcus emphasizes the symmetrical oppo sition which arises between the discipline of action and the discipline of desire. For example:
Act as your own nature commands you; put up with whatever common Nature brings to you (XII, 32, 3).
Am I really carrying out an action? I am carrying it out, when I relate it to the good ofhumankind. Is something happening to me? I greet
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The Discipline ofAction
it by relating what happens to me to the gods and to the source of things, whence the web ofall events has its origin (VIII, 23).
Impassivity (ataraxia) with regard to the events, brought about by the exterior cause. Justice (dikaiosyne) in the actions brought about by the cause that is within you. In other words, let your impulse to act and your action have as their goal the service ofthe human community, because that, r you, is in con rmity with your nature (IX, 3 1).
H e gave himself over entirely to justice, inso r a s the actions which he carried out are concerned, and to universal Nature with regard to everything which happens to him (X, 1 1 , 2) .
For Marcus Aurelius, then, as r Epictetus, the goal of our actions must be the good of the human community, and the discipline of action there re have as its domain our relations with other people. In tum, these relations will be ruled by laws and the duties imposed by human, rational nature and reason, which are ndamentally identical to universal Nature and Reason.
The seriousness ofaction
The discipline of action, like the other disciplines m the domains in which they are exercised, will there re begin by imposing the norms of reason and re ection upon human activity:
In the rst place: nothing at random, and nothing that is not related to some goal. Second: do not relate your actions to anything other than a goal which may serve the human community (XII, 20).
The human soul dishonors itself when it does not direct its actions and impulses, as much as possible, toward some goal, but instead, whatever it does, it does inconsiderately and without re ection, whereas the least of our actions ought to be accomplished by being related to its goal. And the goal of rational beings is to obey the Reason and the Law of the most venerable of Cities and Republics (II, 16, 6).
In all that you do, make sure that you do not act at random, or otherwise thanJustice herselfwould act (XII, 24, 1).
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The vice which is opposed to the discipline of action is thus frivolity (eikaiotes). It is the opposite to that seriousness or gravity with which all human actions should be accomplished. This human ivolity or lack of re ection does not know how to submit to the discipline of action; it is the agitation ofajumpingjack, a puppet, or a top:
Stop letting the guiding principle within you be tugged around like a marionette by the strings ofsel sh impulses (II, 2, 4).
Cease this puppet-like agitation (VII , 29, 2) .
Stop spinning around like a top; instead, on the occasion of every impulse to act, accomplish what is just, and whenever a repre sentation presents itsel con ne yourself to what corresponds ex actly to reality (IV, 22) .
Acting seriously means, in the rst instance, acting with all one's heart and soul (XII, 29, 2):
With all your soul, do what is just.
Marcus is here alluding to Epictetus, who reproached his apprentice philosophers with iling to engage themselves seriously in the philo sophical li ; like children, he says,
. . . one minute you are an athlete, then a gladiator; the next a philosopher, then a rhetor; but you are nothing with your soul . . . because you haven't undertaken anything a er having exam ined it, looked at the matter om all angles, and thoroughly tested it; instead, you've engaged yourself casually and with a desire that has no warmth in it (III, I 5, 6).
Marcus wanted to bring this warmth ofthe heart to his consent to the wi ofuniversal Nature (III, 4, 4) as well as to his love ofthe Good (III, 6, l), or his practice ofjustice (XII, 29, 2).
To act seriously is also to become aware of the in nite value of each instant, when one thinks ofthe possible imminence ofdeath (II, 5, 2):
Carry out each action of your li as if it were the last, and keep yourself r om all ivolity.
The Discipline ofAction
And again (VII, 69):
What brings perfection to one's way ofli is to spend each day as if it were the last; without agitation, without indolence, and without role-playing.
The idea of death strips actions of their banality, and uproots them om the routine of daily life. From this perspective, it is impossible to accomplish any action without re ection or attention, r one's being must be lly engaged in what may perhaps be the last opportunity it has to express itself One can no longer wait or postpone puri ing one's intentions, in order to act "with all one's soul. " Even ifthe action which we are carrying out were in ct interrupted by death, this would not make it incomplete; r what gives an action its completeness is precisely the moral intention by which it is inspired, not the subject matter on which it is exercised.
Acting seriously also means not dispersing oneselfin verish agitation. In Meditations, IV, 24, Marcus quotes an aphorism by Democritus: "Act little, ifyou want to maintain serenity. " But Marcus immediately corrects this statement, as llows:
Wouldn't it be better to say: Do what is indispensable, and do what you are ordered to do by the reason of a naturally political animal, and do it in the way you are ordered to do it? For that is what brings serenity: not only because one acts well, but because one acts little. For since the majority of our words and actions are not necessary, if we cut them o , we will have more leisure and peace of mind. Concerning each action, there re, we must remind ourselves of this question: Is this action not one ofthose which are not indispen sable? It is not only unnecessary actions which have to be elimi nated, however, but also unnecessary representations; if we elimi nate these, the actions to which they would give rise will not llow either.
It is not, as Democritus seems to say, the mere ct of reducing the number of one's actions which brings serenity, or the ct of not getting involved in many things, but the ct of limiting one's activities to that which serves the common good. This is the only thing necessary, and it alone brings joy, because everything else causes only troubles and wor nes.
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When he adds that this principle of action allows us to nd leisure, however, Marcus is not taking his own experience into account. Fronto, Marcus' friend and rhetoric teacher, when urging him to take a rest at Alsium on the seashore, speaks of the days and nights without interrup tion which Marcus used to spend at hisjudicial responsibilities, and ofthe scruples which tormented him: " If you condemn someone, you say: 'it looks as though he wasn't given enough guarantees. "'1
I will have more to say about the worries and uncertainties brought about by action. In any event, Marcus repeats throughout the Meditations that we can save a great deal oftime by eliminating useless activities, such as t ing to nd out what other people have done, said, or thought (IV, 18):
Do not spend any more time than 1s necessary on insigni cant matters (IV, 32, 5).
In a sense, becoming aware ofthe seriousness which we must bring to every action is precisely the same thing as becoming aware ofthe in nite value ofeach instant, om the perspective ofdeath (VIII, 2):
On the occasion ofeach action, ask yourselfthis question: What is it to me? Will I not regret it? In a short time, I will be dead, and everything will disappear! If I now act as an intelligent living being, who places himself in the service of the human community and who is equal to God, then what more can I ask?
If we become aware of the value of the slightest instant, and if we consider our present actions as the last ones of our life, how could we waste our time in useless and tile acts?
"Appropriate actions" (ta kathekonta)
Epictetus o en repeats that the exercise-theme whose object is active impulses and actions corresponds to the domain ofwhat the Stoics called the kathekonta, usually translated as "the duties. " Marcus Aurelius is not explicit on this point, but when, in the context ofthis exercise-theme, he speaks ofactions performed "in the service ofthe human community" (IX, 6; XI, 3 7) , he is using Epictetus' terminology, and thereby shows his miliarity with the latter's doctrine. Within the Stoic system, moreover, human actions necessarily belong to the domain ofthe kathekonta.
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Let me brie y resituate this notion within the totality of Stoic teach ing. Its ndamental principle, as we have seen, is that there is no good but the moral good. What is it, however, that makes a good a moral good? In the rst place, the ct that it is located within humankind, and the things which depend on us: thought, active impulses, and desire. Second, our thought, active impulse, and desires must wish to con rm to the law ofReason. There must be an e ective will, wholly oriented toward doing the good. Everything else, there re, is indi erent, which means it is without intrinsic value. As examples ofindi erent things, the Stoics enumerated life, health, pleasure, beau , strength, renown, and noble birth-as well as their opposites: death, sickness, pain, ugliness, weakness, poverty, obscurity, and humble birth. these things do not, in the last analysis, depend on us, but on Destiny, and they do not provide us either with happiness or with unhappiness, since happiness is located only in our moral intentions. Here, however, a two ld problem arises: on the one hand, it is not enough to want to do good; we must also know what concrete acts to undertake. On the other hand, how should we live and orient ourselves in life, ifeverything that does not depend on us is neither good nor bad? This is where the theory of "duties" or "appropriate actions"2 (kathekonta), or of"suitable things,"3 comes in. It is intended to provide a eld r exercising our good will, and to provide us with a practical code of conduct which would, in the last analysis, allow us to make distinctions between indi erent things, and to accord a relative value to things which are, in principle, without any value.
Here, we can glimpse the "physical" roots ofStoic ethics. In order to determine what concrete actions must be performed, the Stoics take as their starting-point a ndamental animal instinct, which expresses the will of Nature. By virtue of a natural impulse which impels animals to love themselves and to accord pre rence to themselves, they tend to preserve themselves and to reject whatever threatens their integrity. It is in this way that what is "appropriate" to nature is revealed to natural instinct. With the appearance ofreason in human beings, natural instinct becomes re ective choice. 4 At this stage, we recognize rationally which things have "value," since they correspond to the innate tendencies which nature has placed within us. Thus, it is "natural" r us to love life, r parents to love their children, and that human beings, like ants and bees, should have an instinct of sociability: that is, that they should be prepared by nature to rm groups, assemblies, and cities. Getting mar ried, engaging in a political activity, serving one's country, are all "appro priate" to human nature and there re have a "value. " Nevertheless,
om the point of view of the ndamental principles of Stoicism, all these things are indi erent-nether good nor bad-since they do not depend entirely upon us.
Thus, we can see what the Stoics meant by "appropriate actions" appropriate, that is, to Nature-and "duties" (kathekonta). They are ac tions, hence something which depends upon us; and they presuppose an intention, either good or evil. They cannot, there re, be accomplished indi erently. These actions are related to a subject matter which is, in theory, indi erent, since it does not depend exclusively upon us, but also on other people and on circumstances, external events, and, in the last analysis, on Destiny. This indi erent subject matter can, however, rea sonably and with some probability be judged to be in con rmity with the will of Nature, and thereby to acquire a certain value, either by virtue of its content, or by virtue of its circumstances.
Such "appropriate actions" are also "duties"; more precisely, they are social and political obligations linked to human life in a city. As we have seen, they include the duty not to do anything which is not in the service of human groups, be they one's city or mily; the duty to participate in political activity and in the responsibilities of a citizen; to defend one's country; to procreate and raise children; and to respect the bonds of marriage. Epictetus enumerates some ofthese "duties" when he reviews the actions which permit us to recognize the true philosopher (III, 2 1 , 4-6) :
A carpenter doesn't come to you and say, "Listen to me discourse on the art of carpentry"; but he draws up a contract to build a house, builds it, and thereby shows that he possesses the carpenter's art. Do as he does: eat like a human being, drink like a human being, get spruced up, get married, have children, lead the li ofa citizen, learn how to put up with insults, tolerate an unreasonable brother, ther, son, neighbor, or traveling companion. Show us these things, so that we can see ifyou really have learned anything om the philosophers.
Uncertainty and wo
In the context of the discipline of action, along with such "duties," "appropriate actions," and "suitable things," uncertainty and worry are liable to creep into the philosopher's soul. In the rst place, the result of such actions-the initiative r which depends on us, but the result of
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which does not-is r om being a sure thing. To the question, "Ought we to do good to someone who may be ungrate l? " Seneca5 replies as llows :
When it comes to action, we can never wait until we have an absolutely certain understanding of the entire situation. We only take the path down which we are led by probability. Every "duty" (e cium) must llow this path; r this is how we sow, sail, make war, get married, and have children. In all these things, the result is uncertain, but we nevertheless decide to undertake those actions which we think have some hope of succeeding. . . . We go where reason-and not the absolute truth-leads us.
According to Epictetus (II, 6, 9):
Chrysippus was quite right to say, so long as the consequences remain hidden om me, I remain attached to the things which are best able to permit me to obtain that which is in con rmity with nature, r God himselfhas made me able to choose between things ofthis kind. I however, I knew r a ct that Destiny had reserved sickness as my te, then I would head toward it; r ifthe ot had any intelligence, it would head toward the mud. "
Thus, the Stoics do not only say "I don't know whether my action will succeed. " Rather, they also say: "Since I don't know in advance what the results ofmy actions will be, and what Destiny has in store r me, I have to make such-and-such a decision in accordance with prob ability and a rational estimate, without any absolute certainty that I am making the right choice or doing the right thing. "
One ofthe most dramatic choices which a Stoic could ce was that of suicide. Stoicism considered that suicide-in speci c circumstances and r good reasons; in other words, according to rational probability-was a choice open to the philosopher. Thus, even though life would seem to be more in con rmity with nature, circumstances can bring us to choose death. Similarly, as we havejust seen, Chrysippus used to say that the sage would choose sickness rather than health, ifhe knew with certainty that such was the will ofDestiny.
In the area of rational and probabilistic choice, the Stoics tried to de ne what ought to be done in various possible situations. Their trea tises entitled On Duties were, at least in part, manuals of casuistry, and
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one can see om the di erences in the judgment of particular cases that existed between the leaders of the various schools that their "rationally justi ed" choices could only be based upon probability. Here are some examples, preserved by Cicero in his treatise On Duties,6 of the cases which were discussed in the schools, and of the divergent responses to them. Is a man who sells his house obligated to disclose all ofits defects to a potential buyer? Yes, said Antipater of Tarsus; no, said Diogenes of Babylon. During a od shortage, a businessman had bought wheat in Alexandria, and was transporting it by boat to Rhodes. He knew that other boats were llowing him, and that the price of grain would soon go down. Should he say so? Yes, said Antipater; no, said Diogenes of Babylon. Obviously, the position ofAntipater is closer to the ndamen tal principles ofStoicism, and the arguments he uses tojusti his position are the same ones used by Marcus Aurelius to und the discipline of
action:
You must care r the salvation of all human beings, and serve the human community. Nature has xed as a principle that your par ticular use lness should be the common use lness; and, recipro cally, that the common use lness should be your particular use l ness . . . You must remember that there is a community between human beings, which has been rmed by Nature herself7
It seems as though Epictetus-and there re, in all probability, Marcus Aurelius, who llows him-pictured himself as representing the more orthodox tradition which, starting with Chrysippus, went on through Antipater of Tarsus and Archedemus. Still, the ct that di erent Stoics, while remaining ith l to the ndamental principles of the school, could nevertheless propose completely di erent ethical choices in the cases we just observed is a good indicator of the ct that there existed some degree of uncertainty concerning the relationship between the moral end-which was unanimously agreed upon-and the " appropriate actions" which ought to be undertaken in order to attain it.
Stoicism is often regarded as a philosophy of certainty and intellectual self-con dence. In ct, however, it was only to the sage-that is, to an extremely rare being who represented more an inaccessible ideal than a concrete reality-that the Stoics attributed infallibility and perfect sound ness ofjudgment. Most people, including philosophers-who, in their own view, are precisely not sages-must pain lly orient themselves
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within the uncertainty of everyday life, making choices which seem to be justi ed reasonably-in other words, probabilistically. 8
Moral intent, or the re d by all matter
Action thus risks introducing worry and care into the Stoic's life, to the same extent to which he does good, and where he intends to do good. By means of a remarkable reversal, however, it is precisely by becoming aware of the transcendent value of doing good that the Stoic can regain peace of mind and serenity, which will enable him to act e ectively. There is nothing su rising about this, r it is precisely within the moral good-that is to say, the intention of doing good-that the good is situated r the Stoics.
For the Stoics, intentions bear within themselves a value which in nitely transcends all the objects and "matters" to which they are applied, r these objects and matters are in themselves indi erent, and only assume a value to the extent that they provide an opportunity r intentions to be applied and become concrete. In sum, there is only one will, pro und, constant, and unshakable, and it mani sts itself in the most diverse actions, on the most diverse occasions and objects, all the while remaining ee and transcendent with regard to the subject matters upon which it is exercised.
In Marcus Aurelius, but also in Epictetus and in Seneca,9 the vocabu lary of the discipline of action includes a technical term meaning " to act 'with a reserve clause"' (Greek hypexairesis; Latin exceptio), which implies the transcendence of intention with regard to its objects. The idea of a "reserve clause" reminds us that, r the Stoics, act and intention to act are sed into an inner discourse which enunciates, as it were, the plans of the agent. According to Seneca,10 the sage undertakes eve thing
"with a reserve clause," inso r as he says to himself
"I want to do thus and so, as long as nothing happens which may present an obstacle to my action. "
"I will sail the across the ocean, ifnothing prevents me. "
Putting matters this way may seem banal and useless; om the Stoic point ofview, however, it is ll ofmeaning. In the rst place, it reveals to us the seriousness of Stoic "intention. " To be sure, Seneca's rmula could be reduced to the llowing: "I want to do x, if I can"; and it
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would be easy to joke about such a "good intention, " which quickly gives up its goal at the rst di culty that arises. In ct, however, the contrary is true. Stoic intentions are not "good intentions" but "inten tions that are good"-in other words, rm, determined, and resolved to overcome all obstacles. It is precisely because the Stoic re ses to give up easily on his decision that he rmulates a reserve clause, in quasi-judici ary terms. In the words ofSeneca:11
The sage does not change his decision, ifeverything remains en tirely what it was when he took it. . . . Elsewhere, however, he undertakes everything "with a reserve clause" . . . in his most stead st decisions, he allows r uncertain events.
Our intention to per rm a certain action, there re, a er we have weighed and pondered it at length, is rm and stable. This is one ofthe examples that Marcus Aurelius had retained om his adoptive ther, Antoninus Pius (I, 16, l): "Firm perseverance in decisions which are taken a er mature re ection. " The " reserve clause " means that this rm decision and intention always remain integral, even if an obstacle should arise which prevents their realization. Such an obstacle is a part ofwhat the sage has reseen, and it does not prevent him om willing what he wants to do. In the words ofSeneca:12
Everything succeeds r him, and nothing unexpected happens to him, r he resees that something may intervene which prevents that which he has planned to carry out.
This Stoic attitude reminds one of the saying embedded in popular wisdom: "Do what you must; let happen what may. " We must under take what we think is good, even if we resee the ilure of our under taking, because we must do what we must do. Stoicism, however, also contains the idea that carrying out a certain action is not an end in itself
Here we see the emergence of an extremely important distinction: that which opposes goal (skopos) and end (telos). Whoever has the rm, xed moral intention to carry out a given action is like an archer aiming at a target (skopos). It does not depend entirely on him whether he hits the target or not; likewise, he can only wish r the "goal" (skopos) with a "reserve clause": namely, on the condition than Destiny also wills it. In the words ofCicero:13
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The shooter must do everything he can to hit the target (skopos), and yet it is this act ofdoing everything in order to hit the target and realize his plan, which is, ifI may say, the end (telos) that the shooter is seeking. It is this that corresponds to what we call the sovereign good in life, whereas hitting the target is only something that can be wished r, but is not something worthy ofbeing sought after r its own sake.
We encounter the same ndamental principle again and again: the only absolute value is moral intention, and it alone depends entirely upon us. It is not the result that counts- r this does not depend on us, but on Destiny-but rather the intention one has when seeking this result. We nd this theme in Epictetus (II, 16, 5):
Show me a man who is anxious to know how he does something, and is not worried about getting something, but about his act itself . . . who, when he deliberates, worries about the deliberation itsel and not about obtaining what the deliberation was about.
If our activity is animated by the perfectly pure intention of wishing only r the good, it attains its goal at every instant, and has no need to wait r its achievement and result to come om the ture. Inso r as the very exercise ofaction is an end in itsel one could compare moral action to dance. In dance, however, the action remains incomplete if it is interrupted. Moral action, by contrast, is perfect and complete at every instant, as Marcus Aurelius remarks (XI, r , r-2) :
The rational soul achieves its proper end, wherever the limit of its life may be. It is not as in dance or the theater or other such arts, in which, if something comes along to interrupt them, the entire action is incomplete. The action ofthe rational soul, by contrast in all of its parts, and wherever it is considered-carries out its projects lly and without il, so that it can say: "I have achieved my completion. "
Elsewhere, Marcus writes (VIII, 32):
You must set your life in order by accomplishing your actions one by one; and if each of them achieves its completion, inso r as is
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possible, then that is enough r you. What is more, no one can prevent you om achieving its completion.
Here we can grasp-in the esh, as it were-the ndamental Stoic attitude. In the rst place, the Stoic "composes" his life, by accomplish ing his actions one by one. In other words, he concentrates upon the present instant and the action he is accomplishing right now, without allowing himselfto be troubled by the past or the ture. As Marcus says (VII, 68, 3):
For me, the present is constantly the matter on which rational and social virtue exercises itself
Second, this concentration on the present introduces order into one's life, allowing problems to be arranged in a series, so that "one is not troubled by the representations of an entire life " and by the di culties which one may encounter (VIII, 36, 1). It gives a harmonious rm to li , just as, as in a dance movement, one passes om one grace l movement to another (VI, 7):
Your only joy, and your only rest, is to pass om one action per rmed in the service of the human community to another action performed in the service of the human community, together with the remembrance of God.
Third, each action upon which good intentions and good will are cused nds its completion and its plenitude within itsel and no one can prevent us om completing it and succeeding in it. This is the paradox mentioned by Seneca, to the e ect that even ifthe sage ils, he succeeds. Marcus takes up this theme, by saying that no one can prevent him om giving his own actions their completion and plenitude (VIII, 32):
No one can stop you om having it attain its completion.
-But surely something external will prevent it om being com
pleted!
-Be that as it may, no one can stop you om acting withjustice,
temperance, and prudence.
-But perhaps some other one of the action's e ects will be
prevented?
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-Perhaps, but if you adopt an attitude of serenity with regard to such an obstacle, and ifyou know how to return prudently to that which you are able to do, then another action will instantly take the place of the rst one, and it will t in with the harmony we are talking about.
No one-that is, no power in the world-can prevent us om the llowing actions: in the rst place, om wishing to act withjustice and prudence, and there re om practicing the virtue which we intend to practice by making the decision to perform such an action. Yet Marcus objects: what if the result of the action which we wished to perform cannot be realized? Then the action will il. Reason then replies: but this willjust provide the opportunity to practice another virtue: that of the consent to Destiny, and perhaps also of choosing another action, more appropriate to the situation. In turn, this new action will insert itselfinto the ordered series ofactions which embellishes our life.
With the mention of serene consent to Destiny, we return to the discipline ofdesire. When we can no longer act as we wished, we must not allow ourselves to be troubled by vain desires to do the impossible. Instead, we must willingly accept the will ofDestiny. Then we shall have to return to action and the discipline of action, prudently taking all new in rmation into consideration. In the last analysis, then, a good person can always nd completion and plenitude, even if his action is inter rupted or impeded by some external cause, because it is perfect at each instant, and in the very act ofits exercise. Even ifan obstacle should arise, action makes ofit a new source ofexercises. This is what Marcus calls "turning an obstacle upside down" (V, 20, 2):
People can perfectly well prevent me om carrying out such-and such an action. Thanks, however, to action "with a reserve clause" and to "turning obstacles upside down," there can be no obstacle to my intention (ho e), nor to my disposition. For my thought (di anoia) can "turn upside down" everything that presents an obstacle to my action, and trans rm the obstacle into an object toward which my impulse to act ought pre rably to tend. That which impeded action thus becomes pro table to action, and that which blocked the road allows me to advance along the road.
When he speaks of "turning obstacles upside down," Marcus means that if something becomes an obstacle to what I was doing, and thereby
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to the exercise of a certain virtue that I was practicing, I can nd in that very obstacle the opportunity to practice another virtue. For example, if someone were to devote himself to the service of the human commu nity, and thereby devoted himselfto exercising the virtue ofjustice, then a sudden illness would constitute an obstacle to this virtue, but it would also provide the opportunity to exercise oneselfin consenting to the will ofDestiny. At each instant, the good person tries to do what seems to him in reasonable con rmity with that which Reason wants. If, how ever, Destiny reveals its will, then he accepts it wholeheartedly (VI, 50):
First try to persuade them, but act against their will, ifthe reasonable order �ogos) ofjustice leads you that way. If, however, someone violently stands in your way, then shi over to that disposition which greets that which does not depend on us serenely and with out regrets, and use this obstacle to practice another virtue. And remember that your impulse to act was always "with a reserve clause," r you did not desire the impossible. What, then, did you desire? Nothing other than to have such an impulse; and that you have achieved.
Thus, we always come back to the ndamental wi and intention to be in con rmity with reason. It is thanks to them that we have complete inner liberty with regard to the objects of our action. The ilure of a given action does not trouble our serenity, r such a ilure does not prevent the action om being perfect in its essence and intention, and it gives us the opportunity either to undertake a new action, better adapted to circumstances, or else to discipline our desire by accepting the will of Destiny. Thus, our basic intention and will nd new elds r exercise (IV, 1):
If the principle which commands within us is in con rmity with Nature, it is always ready, when anything happens, to adapt itself without di culty to what is possible and what has been granted to it. It does not like to restrict itselfto one subject matter. No doubt it directs its intention-"with a reserve clause"-toward objects wor thy of being preferred; but if something else is substituted r these objects, then it turns it into matter r itsel just like re, which triumphs over everything thrown upon it, by which a feeble ame could easily be extinguished. A quick and violent re, by contrast,
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quickly assimilates and consumes all that is brought to it, and it is thanks to these very objects that it rises to such great heights.
The paradox of re, which grows stronger the more things are brought to it which could smother it, or at least present an obstacle to it, is the same as the paradox ofthe good will. The latter is not content with one eld of exercise, but assimilates objects, including the most di verse goals, communicating its goodness and perfection to all the events to which it consents. Fire and the good will are thus utterly ee with regard to the matter they use; their matter is indi erent to them, and the obstacles which are set in their way do nothing but ed them. In other words, nothing is an obstacle r them (X, 3 I , 5 ) :
What kind ofmatter or exercise-theme are you eeing! What is all that, after , if not exercises r your reason, which has seen, with precision and an exact knowledge of Nature, the phenomena of li ? Hold st, then, until you have assimilated these things as well, as a robust stomach assimilates everything to itself, or as a bright re trans rms everything thrown into it into ames and light.
Seneca, using a di erent metaphor, had already said:
A good person dyes events with his own color . . . and turns what ever happens to his own bene t. 14
The paradox of re is also that of divine Reason or universal Nature, which the Stoics conceived as a spiritual re (VIII, 3 5) :
Just as universal Nature has communicated to each rational being its other powers, so we have received om her the llowing power: just as she takes everything which bars her route and resists her, and turns it around in her vor, reinserts it within the order ofNature, and trans rms it into a part of herself, in the same way rational beings can turn everything which presents an obstacle to them into their own matter, and use it, no matter what goal their intention
was rst directed toward.
Let us note one thing om this comparison between divine action and the sage's action: the idea of one unique intention, which transcends all the subj ect matters to which it is applied. The unique intention of God,
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which is at the ongm of the wo d, wants the good of the ; in particular, it wants the good of that summit of the All constituted by rational beings. With a view to this end, God's good intention makes everything-even obstacles and resistances-turn out r the best. The unique intention of the sage comes to identi itself with this divine intention, by wanting only what divine goodness wants: primarily, the good of other rational beings.
Crowds, armies, rmers; weddings, divorces, births, deaths; the hubbub of the courts; deserted places; the diversity of the customs ofbarbarous peoples; celebrations, lamentations; marketplaces: what a hodgepodge! And yet, there is the harmony of contraries (VII, 48) .
This e ort to look at things om above thus allows us to contemplate the entire panorama ofhuman reality in its aspects-social, geographi cal, and emotional-and to resituate them within the immensity of the cosmos and the human species, swarming anonymously over the earth. When we look at things om the perspective of universal Nature, those things which do not depend on us, and which the Stoics called "indi er ent"-health, glory, wealth, and death, r example-are brought back to their true proportions.
When this theme ofthe view om above assumes this speci c rm of observing people on earth, it seems particularly to belong to the Cynic tradition. We nd it used abundantly by the satirist Lucian, a contempo rary of Marcus Aurelius, who was strongly in uenced by Cynicism. In Lucian's dialogue Icaromenippus, or "The Man Who Rose Above the
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Clouds,"62 the Cynic Menippus tells a iend how, discouraged by the disagreement among philosophers about the ultimate principles of the universe, he decided to go up to the heavens himsel in order to see how things really were. In order to y, Menippus xed himselfup with wings: the right wing was that ofan eagle, and the le that ofa vulture. He then took o in the direction of the moon. Once there, he could see the entire earth om above, and just like Homer's Zeus, he says, he could observe now the land of the Thracians, now that of the Mysians-even, if he wished, the lands of Greece, Persia, and India. Such variety lls him with pleasure, but he also observes the people:
The whole of human li appeared to me; not only the nations and the cities, but every individual: some were sailing ships, others waging war, and others on trial.
Menippus observes not only what is going on out in the open, but also what is happening behind closed doors, where everyone thought they were per ctly well hidden. 63 After a lengthy enumeration of the crimes and adulteries which he sees being committed inside the houses, Menip pus resumes his remarks, calling everything a hodge-podge, a cacophony, and a ridiculous spectacle. In his view, the most ridiculous thing ofall is to see people quarreling over the borders of a nation, since the earth appears minuscule to him. The rich, says Menippus, have darned little to be proud about. Their lands are no bigger than one of Epicurus' atoms, and when people gather together they resemble a swarm ofants. Menip pus nally leaves the moon and travels among the stars until he reaches Zeus, where he is amused at the ridiculously contradicto nature of the prayers which human beings send up to this god.
In another of Lucian's dialogues, entitled Charon or The Overseers, we nd Charon, ferryman of the dead, asking r a day o in order to go up to the surface of the earth and see what life is like-this life which the dead miss so much when they arrive in He . With the help of Hermes, Charon piles several mountains on top of each other and climbs up on them in order to observe human li . We then have the same kind of description which we have already encountered in the Icaromenippus or in Marcus Aurelius: an enumeration of sailing ships, armies at war, trials, rmers working their elds-a wide variety ofactivities, but everywhere li is ll of torments. As Charon remarks, " If people realized om the beginning that they are mortal, and that, after a briefsojourn in li , they must leave it as they would a dream, and leave everything upon this
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earth, then they would live more wisely and die with wer regrets. " But, continues Charon, people are unaware oftheir condition, like the bubbles produced by a ra ng stream, which vanish as soon as they are rmed.
This look om above at man's earthly life takes on a rm peculiar to Cynicism. One sign of this is the ct that the dialogue Charon bears the Greek title Episkopountes, or "Those who watch. " The Cynic philoso pher, r his part, believes that his role is to watch over people's actions. He is a kind of spy, lying in wait r mankind's defects in order to denounce them, as Lucian himself says. 64 It is the Cynic's job to watch over other men; he is their censor, and he observes their behavior as if om the heights ofan observatory. The Greek words episkopos ("over seer") and kataskopos ("spy"), moreover, traditionally designate the Cyn ics in the ancient world. 65 For them, the view om above was meant to denounce the senseless way in which people led their lives. It is no accident that, in this dialogue, it is precisely Charon, rryman of the dead, who thus looks at human a airs om above; r looking at things om above means looking at human a airs om the point of view of death. Only this point ofview can give us the detachment, elevation, and distance which are indispensable in order r us to see things as they really are.
The Cynics denounced that rm of human madness which attaches itselfso passionately to things, such as luxury and power, which people wi inevitably have to abandon. This is why they urge them to reject super uous desires, social conventions, and arti cial civilization-all of which are the source oftheir worries, cares, and su erings-and encour age them to return to a simple, purely natural style oflife.
Thus, our philosopher-emperor coincides with Lucian, the ancient equivalent of Voltaire, in this imaginative exercise of the view om above, which is also a view ofthings om the point ofview ofdeath. It is, moreover, a merciless view, which strips false values naked.
Among these false values is me. Marcus came up with remarkable rmulas to denounce our desire to be known, either by our contempo raries or by posterity:
Short is the time which each of us lives; puny the little comer of earth on which we live; how puny, nally, is even the lengthiest posthumous glory. Even this glory, moreover, is transmitted by little men who'll soon be dead, without even having known themselves, much less him who has long since been dead (III, ro, 2).
Are you obsessed with a little bit of glory? Turn your eyes to the rapidity with which everything is rgotten. Think about the abyss of eternity, in nite in both directions; and about the vanity of the echo which reaches us. Think about how quickly those who now seem to be applauding change their minds, and have no judgment; think also about the narrowness ofthe space by which your me is circumscribed. The whole earth is no more than a point, and ofthis point only the tiniest part is inhabited. From such an origin, how many people will there be to sing your praises, and ofwhat charac ter? (IV, 3, 7-8).
Soon, you will have rgotten everything; soon, everyone will have rgotten you . . . (VII, 21).
In a short time, you will no longer be anything or anywhere . . (VI, 37).
While the view om above reveals that human a airs are only an in nitesimal point within the immensity of reality, it also allows us to discover what Marcus calls to homoeides, which we could render as both the identity and the homogeneity of all things. This is an ambiguous notion: it can mean, r example, that in the eyes of one who plunges his gaze into the cosmic immensity, everything is within everything else. Everything holds itselftogether, and the entire universe is present in each instant oftime, as well as in each part ofreality (VI, 37):
He who has seen the present has seen everything: all that has oc curred om all eternity, and all that will occur throughout in nity, r everything is homogeneous and identical in rm.
Death, then, will not deprive me ofanything, since I have already, within each instant, had everything. At any moment at which the limits ofits life cease, the soul attains its end. Within each present moment, I possess everything I can expect om life: the presence ofthe entire universe and presence of universal Reason, which is the presence of one and the same thing. At each moment, I possess all of Being, present in the least of things .
I however, we are a aid to die, because we would like to continue enjoying li , honors, pleasures, and all other false human values, then to homoeides, or homogeneity, takes on a di erent meaning. For one who
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has discovered true value-that of Reason, which rules within us and within the entire universe-these elements oflife, which endlessly repeat their pettiness and banality, arejust as disgusting as the games in the arena (VI, 46).
When human a airs are viewed om above, we are able to ima ne the past as well as the ture, and this view reveals that even ifindividuals disappear, the same scenes are repeated throughout the centuries. The soul which extends itselfthroughout the immensity ofspace and time
sees that those who will come a er us will see nothing new, and that those who came be re us saw nothing more than we did. Rather, there is a sense in which a man offorty, ifhe has some slight measure of intelligence, has seen everything there has been, and everything that will be, because of the uni rmity of things (XI, I, 3).
Marcus returns to this idea equently and insistently (XII, 24, 3):
Each time you are elevated in this way, looking at human a airs om above, you would see the same things: uni rmity and brevity. And to think that this is what men brag about!
Marcus ima nes the imperial courts ofhis predecessors: Hadrian and Antoninus Pius, r example; or those of rmer times: Philip, Alexan der, or Croesus:
these uni rm scenes and dramas, whether you have come to know them through personal experience or through ancient his tory . . . these spectacles were the same, and only the actors were di erent (X, 27, r-2).
For the ancients, history always repeats itself. This, moreover, is the reason why historians of that time wrote history. As Thucydides declared in his Histo es (I, 22, 4) : " For all those who wish to have a clear idea both of past events and of those in the ture which, because of their human character, will bear similarities or analogies to them, this exposition will be use l, and shall su ce. " From this point ofview, it must be admitted that Thucydides' work was an extraordinary success, r his description of the hypocrisy of the victorious and the strong remains appallingly relevant.
Marcus, r his part, would no doubt have approved of Schopen hauer's views on history:
From beginning to end, it is the repetition ofthe same drama, with di erent costumes and names . . . This identical element, which persists throughout all changes, consists in the basic qualities of the human heart and head-many ofthem are bad; a w ofthem good. Histo 's overall motto ought to be Eadem, sed aliter. One who has read Herodotus has, om a philosophical point of view, already studied enough history, r his work already contains everything which constitutes the subsequent history ofthe world. 66
When Marcus mentions this uni rmity, by contrast, he has not the slightest intention of elaborating a philosophy of history. On the con trary, we ought rather to say that the view om above which he takes of human a airs leads him to evaluate them: in other words, to denounce their pseudo-value, especially when considered om the point ofview of death.
These spectacles which repeat themselves identically throughout one's life and throughout the ages are almost always scenes of human evil, hypocrisy, and tility. It makes no di erence whether one sees them r rty years, or r ten thousand (VII, 49, 2). Death will deliver us om this spectacle, as tiring as the games ofthe amphitheater (VI, 46); or at least it will not make us miss anything, since it is impossible r anything new to happen.
The Epicurean Lucretius had already placed a similar argument in the mouth of Nature, as she tried to console mankind with regard to the inevitability of his death: " I cannot think up some new invention to please you, r things are eternally the same . . . you must always expect the same things, even ifyou were never to die. "67
Once again, we can see that the declarations contained in the Medita tions, which modern historians have classi ed as pessimistic, do not cor respond to Marcus Aurelius' impressions or experiences. The only per sonal experience which seems to be expressed in his work is that of disappointment with regard to his entourage, but I shall return to this point later. When Marcus says that human a airs are as nothing within the immensity; that they are vile and petty; or that they repeat themselves until one is sick ofthem, he is not expressing some negative experience ofhis own. Instead, he is engaging in exercises, both spiritual and literary. Sometimes, we feel that some of his wonderfully striking rmulas are
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even a bit arti cial, since all they do is reproduce traditional themes of ancient philosophy. In the nal analysis, however, what inspires all this is the love and scination which Marcus els in the depths ofhis being r that unique Value, which is the only thing necessary. Does human life, he asks, contain "anything more valuable than Justice, Truth, Temper ance, and Bravery" (III, 6, r)? The good worth more than anything else is the eling of inner joy which occurs when the guiding principle or thought "is content with itself (in those things in which it is possible to act in accordance with right reason), and is content with Destiny (in those things which are allotted to us, independently of our will) . . . Choose this greatest ofall goods, and never let it go" (III, 6, 6).
This superior good is, in the last analysis, the inner God, which must be "pre rred to everything" (III, 7, 2), and revered, since it is of the same substance as the guiding principle which governs the world 0/, 2 I ) .
Your only joy, and your only rest: let it be to pass om one action performed in the service of the community to another action per rmed r the service ofthe community, together with the remem brance ofGod 0/I, 7).
It is this unique Value that brings joy, serenity, and rest to Marcus' soul. Compared to this unique, transcendent Value, human a airs are petty indeed; they are like a point within the immensity of the universe. In
ct, the only thing which is great compared to the latter is the purity of moral intent. As Pascal would agree, moral good is in nitely greater than physical size.
To anyone who has contemplated the immensity of the universe, human a airs-to which we attach so much importance-seem petty, unimportant child's play. As Marcus likes to repeat: "Everything is vile and petty. " Yet since human a airs are almost always alien to the moral good, dominated as they are by passions, hatred, and hypocrisy, they seem not only puny, vile, and petty, but also disgusting in their monoto nous baseness. The only greatness in earthly life-but also the only
joy-is there re the purity ofmoral intent.
The Levels of Cosmic Consciousness
Earlier I spoke of the stages of consciousness of the self as a culty of eedom and moral choice. We can now return to this theme, in order to
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see how the various levels of self-consciousness correspond to di erent levels ofcosmic consciousness.
As long as the self has not yet gained awareness of its potential ee dom, and has not yet carried out the delimitation or circumscription of this potential eedom in which the guiding principle consists, it believes itself to be autonomous and independent of the world. In ct it is, as Marcus says, a "stranger to the world" (IV, 29), and it is swept along against its will by Destiny. In the course of the movement by which it becomes aware of the ct that it is not identical with the body, the vital breath, or involuntary emotions, however, the self discovers that, up until then, it had been unconsciously and passively determined by Des tiny: it had been nothing but a tiny point in the immensity ofspace, or a little wave in the immense tide of time. The moment eedom becomes aware ofitsel however, it becomes aware ofthe ct that that selfwhich is determined by Destiny is only an in nitesimally tiny part ofthe wo d (XII, 32):
What a tiny part of the gaping abyss of in nite time is assigned to each one of us! For it disappears so quickly into the everlasting. What a tiny portion of universal substance, what a tiny part of the universal soul! On how tiny a part ofthe entire earth do you crawl!
Our perspective is changed once again when the sel as a principle of eedom, recognizes that there is nothing greater than the moral good, and there re accepts what has been willed by Destiny, that is to say, universal Reason. If the self accepts itself as a principle of eedom and of choice, it also accepts the portion which Destiny has allotted to it, as the ego which has been determined by Destiny. As the Stoics used to say, the self accepts the role which the divine director has reserved r it in the drama of the universe;68 in Marcus' case, r instance, this role was that of emperor. As the selfaccepts this role, however, it becomes trans gured: r what the ee selfwills is a ofDestiny, the entire histo ofthe world, and the entire world, as ifthe selfwere that universal Reason which is at the origin ofthe world, or universal Nature. At this point, the selfas wi and as eedom coincides with the will of universal Reason and of the logos dispersed throughout all things.
The realization ofone's selfas identical with universal Reason, then, as long as it is accompanied by consent to this will, does not isolate the self like some minuscule island in the universe. On the contrary, it can open the self to a cosmic becoming, inso r as the self raises itself om its
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limited situation and partial, restricted, and individualistic point ofview to a universal and cosmic perspective. At this point, self-consciousness becomes consciousness of the world, and consciousness of the divine Reason which guides the world. Finally, we may say that the sel by means of this process of realization, discovers both its limitation and its transcendence. It discovers the limitation of its individuality within the immensity of the universe-this is a theme which recurs equently in Pascal's Pensees: "I am nothing but an unimportant thing in the abyss of time and space"-and this is the limitation of the self as determined by Destiny. At the same time, however, it discovers the transcendence of the self as moral conscience, whose value is somehow in nite with regard to the merely physical domain.
We nd this opposition between the self caught up in the web of the universe and ofDestiny and the selfwhich identi es itselfwith universal Reason already in Epictetus (I, 12, 26):
Don't you know how tiny a part you are, compared to the All? With regard to your body, that is; r with regard to your reason, you are not worse nor lesser than the gods. The size of reason cannot be measured by length or height, but by the value ofjudg ments (dogma; or "ofprinciples ofaction").
Perhaps I may be allowed here to refer to a similar opposition, be tween the puniness ofthe empirical sel plunged in the immensity ofthe world, and the incommensurable grandeur ofthe moral selfas the legisla tive power ofreason, which we nd in the last pages ofKant's Critique Practical Reason:
Two things ll the soul with ever-new and ever-growing admira tion and awe, the more equently and constantly one applies one's re ection to them: the star sky above me and the mo l law within me. These are two things which I have neither to search r, nor simply to presuppose, as if they were shrouded in darkness or plunged within a transcendent region, beyond my horizon: I can see them in ont of me and I attach them immediately to the consciousness of my existence. The rmer begins at that place which I occupy within the sensible world, and extends my connection to that which is im mensely large, with its worlds upon worlds and its systems of sys tems, in addition to the unlimited times of their periodic move ment, their beginning and their duration. The latter begins at my
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invisible sel or personality, and it represents me within a world which possesses a genuine in nity, but which can be detected only by the understanding, and with which (and thereby also with all these visible worlds) I realize that I am in a relationship of . . . universal and necessary linkage. The rst spectacle, that ofan innu merable multitude of worlds, somehow annihilates my importance qua that of a bestial creature which must return to the planet-a mere point in the universe-the matter out ofwhich it was rmed, a er having been-one knows not how-provided with vital rce r a brief span of time. The second spectacle, by contrast, increases my value in nitely, qua that ofan intelligence, thanks to my personal ity within which the moral law displays to me a li independent with regard to animality, and even with regard to the entire sensible world. 69
Obviously, Marcus Aurelius would not have accepted this Kantian distinction between a sensible and an intelligible world. For him, as r all the Stoics, there is one single wo d, just as, he says, there is one single law which is that reason common to all intelligent beings (VII, 9). For Marcus and the Stoics, however, it is the self's awareness of itself which trans rms it, making it pass in succession om the domain ofnecessity to the domain of eedom, and om the domain of eedom to the domain ofmorality. The self-that in nitesimal point within the immensity-is thereby trans rmed, and made equal to universal Reason.
8
THE DISCIPLINE OF ACTION, OR ACTION IN THE SERVICE OF MANKIND
The discipline ofaction
The result ofthe discipline ofdesire, as we saw, was to bring people inner serenity and peace of mind, since it consisted in the joyful consent to everything that happens to us through the agency of universal Nature and Reason. AmorJati, or the love of te, thus led us to want that which the cosmos wants, to want what happens, and to want what happens to us.
This ne serenity risks being disturbed by the discipline of active impulse and action, since in this case it is a matter of acting, not accept ing. We now must engage our responsibility, not just consent; and we must enter into relations with beings-our fellow creatures-who pro voke our passions precisely because they are our fellow creatures: beings whom we must love, although they are often hate l.
Here again, the norm will be und to be con rmity with Nature: not, this time, that universal Nature which we know in general to be rational, but one of the more speci c and determinate aspects of this universal Nature: human Nature, the Nature ofthe human race, or that Reason which all people have in common. This is a particular norm, which is the basis of precise obligations: inso r as we are parts of the human race, we must
(r) act in the service ofthe whole;
(2) in our actions, respect the hierarchy ofvalues which may exist be tween di erent types of action; and
(3) love all human beings, since we are all the members ofone single body.
Another way ofputting it would be to say that humankind is ruled by the laws of ur natures. In the rst place, people, as parts ofthe , are
ruled by universal Nature. They must consent to the great laws of this Nature-in other words, to Destiny and to the events willed by this universal Nature. For the Stoics, however, who had developed an entire theory of the lower levels of Nature, the Greek word physis which we translate as "nature" can also, when used without a quali er, mean the culty of growth which is peculiar to each organism. Plants possess nothing but this culty of growth, while human beings have it within them, alongside other culties. It is this culty, r instance, which rces people to feed themselves and to reproduce. We must, says Marcus (X, 2) also observe the demands ofthis law ofvegetative "nature. " For instance, we have the "duty"-1 shall return to the meaning of this term-to conserve ourselves by nourishing ourselves, as long as the satis ction ofthis demand has no negative e ects upon the other internal culties which we have within us. For human beings are not only a " culty of growth" hysis), but also a " culty of sensation": this is a higher level, which also goes into the constitution of humankind. Mar cus (X, 2) calls it a " rce" or "nature" of the animal. This law of animality also has its own demands with regard to humankind: in this case, self-conservation is achieved through the vigilance of the senses. Here again, we have the duty to car out our nctions as animals provided with sensation, as long as the higher inner culties are not thereby damaged. To exaggerate the role ofsensation would mean com promising the workings of Nature, that culty higher than sensation which is also called reason.
this, then, corresponds to the discipline ofaction, which implies the acts and movements which respond to the requirements of integral human nature. As we have seen, this nature is, at the same time, the culty of growth, of sensation, and of reason. Marcus is then quick to add (X, 2): "The rational culty is simultaneously the culty ofsocial li "; in other words, the law ofhuman and social reason demands that we place ourselves entirely in the service ofthe human community.
In many ofhis Meditations, Marcus emphasizes the symmetrical oppo sition which arises between the discipline of action and the discipline of desire. For example:
Act as your own nature commands you; put up with whatever common Nature brings to you (XII, 32, 3).
Am I really carrying out an action? I am carrying it out, when I relate it to the good ofhumankind. Is something happening to me? I greet
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it by relating what happens to me to the gods and to the source of things, whence the web ofall events has its origin (VIII, 23).
Impassivity (ataraxia) with regard to the events, brought about by the exterior cause. Justice (dikaiosyne) in the actions brought about by the cause that is within you. In other words, let your impulse to act and your action have as their goal the service ofthe human community, because that, r you, is in con rmity with your nature (IX, 3 1).
H e gave himself over entirely to justice, inso r a s the actions which he carried out are concerned, and to universal Nature with regard to everything which happens to him (X, 1 1 , 2) .
For Marcus Aurelius, then, as r Epictetus, the goal of our actions must be the good of the human community, and the discipline of action there re have as its domain our relations with other people. In tum, these relations will be ruled by laws and the duties imposed by human, rational nature and reason, which are ndamentally identical to universal Nature and Reason.
The seriousness ofaction
The discipline of action, like the other disciplines m the domains in which they are exercised, will there re begin by imposing the norms of reason and re ection upon human activity:
In the rst place: nothing at random, and nothing that is not related to some goal. Second: do not relate your actions to anything other than a goal which may serve the human community (XII, 20).
The human soul dishonors itself when it does not direct its actions and impulses, as much as possible, toward some goal, but instead, whatever it does, it does inconsiderately and without re ection, whereas the least of our actions ought to be accomplished by being related to its goal. And the goal of rational beings is to obey the Reason and the Law of the most venerable of Cities and Republics (II, 16, 6).
In all that you do, make sure that you do not act at random, or otherwise thanJustice herselfwould act (XII, 24, 1).
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The vice which is opposed to the discipline of action is thus frivolity (eikaiotes). It is the opposite to that seriousness or gravity with which all human actions should be accomplished. This human ivolity or lack of re ection does not know how to submit to the discipline of action; it is the agitation ofajumpingjack, a puppet, or a top:
Stop letting the guiding principle within you be tugged around like a marionette by the strings ofsel sh impulses (II, 2, 4).
Cease this puppet-like agitation (VII , 29, 2) .
Stop spinning around like a top; instead, on the occasion of every impulse to act, accomplish what is just, and whenever a repre sentation presents itsel con ne yourself to what corresponds ex actly to reality (IV, 22) .
Acting seriously means, in the rst instance, acting with all one's heart and soul (XII, 29, 2):
With all your soul, do what is just.
Marcus is here alluding to Epictetus, who reproached his apprentice philosophers with iling to engage themselves seriously in the philo sophical li ; like children, he says,
. . . one minute you are an athlete, then a gladiator; the next a philosopher, then a rhetor; but you are nothing with your soul . . . because you haven't undertaken anything a er having exam ined it, looked at the matter om all angles, and thoroughly tested it; instead, you've engaged yourself casually and with a desire that has no warmth in it (III, I 5, 6).
Marcus wanted to bring this warmth ofthe heart to his consent to the wi ofuniversal Nature (III, 4, 4) as well as to his love ofthe Good (III, 6, l), or his practice ofjustice (XII, 29, 2).
To act seriously is also to become aware of the in nite value of each instant, when one thinks ofthe possible imminence ofdeath (II, 5, 2):
Carry out each action of your li as if it were the last, and keep yourself r om all ivolity.
The Discipline ofAction
And again (VII, 69):
What brings perfection to one's way ofli is to spend each day as if it were the last; without agitation, without indolence, and without role-playing.
The idea of death strips actions of their banality, and uproots them om the routine of daily life. From this perspective, it is impossible to accomplish any action without re ection or attention, r one's being must be lly engaged in what may perhaps be the last opportunity it has to express itself One can no longer wait or postpone puri ing one's intentions, in order to act "with all one's soul. " Even ifthe action which we are carrying out were in ct interrupted by death, this would not make it incomplete; r what gives an action its completeness is precisely the moral intention by which it is inspired, not the subject matter on which it is exercised.
Acting seriously also means not dispersing oneselfin verish agitation. In Meditations, IV, 24, Marcus quotes an aphorism by Democritus: "Act little, ifyou want to maintain serenity. " But Marcus immediately corrects this statement, as llows:
Wouldn't it be better to say: Do what is indispensable, and do what you are ordered to do by the reason of a naturally political animal, and do it in the way you are ordered to do it? For that is what brings serenity: not only because one acts well, but because one acts little. For since the majority of our words and actions are not necessary, if we cut them o , we will have more leisure and peace of mind. Concerning each action, there re, we must remind ourselves of this question: Is this action not one ofthose which are not indispen sable? It is not only unnecessary actions which have to be elimi nated, however, but also unnecessary representations; if we elimi nate these, the actions to which they would give rise will not llow either.
It is not, as Democritus seems to say, the mere ct of reducing the number of one's actions which brings serenity, or the ct of not getting involved in many things, but the ct of limiting one's activities to that which serves the common good. This is the only thing necessary, and it alone brings joy, because everything else causes only troubles and wor nes.
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When he adds that this principle of action allows us to nd leisure, however, Marcus is not taking his own experience into account. Fronto, Marcus' friend and rhetoric teacher, when urging him to take a rest at Alsium on the seashore, speaks of the days and nights without interrup tion which Marcus used to spend at hisjudicial responsibilities, and ofthe scruples which tormented him: " If you condemn someone, you say: 'it looks as though he wasn't given enough guarantees. "'1
I will have more to say about the worries and uncertainties brought about by action. In any event, Marcus repeats throughout the Meditations that we can save a great deal oftime by eliminating useless activities, such as t ing to nd out what other people have done, said, or thought (IV, 18):
Do not spend any more time than 1s necessary on insigni cant matters (IV, 32, 5).
In a sense, becoming aware ofthe seriousness which we must bring to every action is precisely the same thing as becoming aware ofthe in nite value ofeach instant, om the perspective ofdeath (VIII, 2):
On the occasion ofeach action, ask yourselfthis question: What is it to me? Will I not regret it? In a short time, I will be dead, and everything will disappear! If I now act as an intelligent living being, who places himself in the service of the human community and who is equal to God, then what more can I ask?
If we become aware of the value of the slightest instant, and if we consider our present actions as the last ones of our life, how could we waste our time in useless and tile acts?
"Appropriate actions" (ta kathekonta)
Epictetus o en repeats that the exercise-theme whose object is active impulses and actions corresponds to the domain ofwhat the Stoics called the kathekonta, usually translated as "the duties. " Marcus Aurelius is not explicit on this point, but when, in the context ofthis exercise-theme, he speaks ofactions performed "in the service ofthe human community" (IX, 6; XI, 3 7) , he is using Epictetus' terminology, and thereby shows his miliarity with the latter's doctrine. Within the Stoic system, moreover, human actions necessarily belong to the domain ofthe kathekonta.
The Discipline ofAction
Let me brie y resituate this notion within the totality of Stoic teach ing. Its ndamental principle, as we have seen, is that there is no good but the moral good. What is it, however, that makes a good a moral good? In the rst place, the ct that it is located within humankind, and the things which depend on us: thought, active impulses, and desire. Second, our thought, active impulse, and desires must wish to con rm to the law ofReason. There must be an e ective will, wholly oriented toward doing the good. Everything else, there re, is indi erent, which means it is without intrinsic value. As examples ofindi erent things, the Stoics enumerated life, health, pleasure, beau , strength, renown, and noble birth-as well as their opposites: death, sickness, pain, ugliness, weakness, poverty, obscurity, and humble birth. these things do not, in the last analysis, depend on us, but on Destiny, and they do not provide us either with happiness or with unhappiness, since happiness is located only in our moral intentions. Here, however, a two ld problem arises: on the one hand, it is not enough to want to do good; we must also know what concrete acts to undertake. On the other hand, how should we live and orient ourselves in life, ifeverything that does not depend on us is neither good nor bad? This is where the theory of "duties" or "appropriate actions"2 (kathekonta), or of"suitable things,"3 comes in. It is intended to provide a eld r exercising our good will, and to provide us with a practical code of conduct which would, in the last analysis, allow us to make distinctions between indi erent things, and to accord a relative value to things which are, in principle, without any value.
Here, we can glimpse the "physical" roots ofStoic ethics. In order to determine what concrete actions must be performed, the Stoics take as their starting-point a ndamental animal instinct, which expresses the will of Nature. By virtue of a natural impulse which impels animals to love themselves and to accord pre rence to themselves, they tend to preserve themselves and to reject whatever threatens their integrity. It is in this way that what is "appropriate" to nature is revealed to natural instinct. With the appearance ofreason in human beings, natural instinct becomes re ective choice. 4 At this stage, we recognize rationally which things have "value," since they correspond to the innate tendencies which nature has placed within us. Thus, it is "natural" r us to love life, r parents to love their children, and that human beings, like ants and bees, should have an instinct of sociability: that is, that they should be prepared by nature to rm groups, assemblies, and cities. Getting mar ried, engaging in a political activity, serving one's country, are all "appro priate" to human nature and there re have a "value. " Nevertheless,
om the point of view of the ndamental principles of Stoicism, all these things are indi erent-nether good nor bad-since they do not depend entirely upon us.
Thus, we can see what the Stoics meant by "appropriate actions" appropriate, that is, to Nature-and "duties" (kathekonta). They are ac tions, hence something which depends upon us; and they presuppose an intention, either good or evil. They cannot, there re, be accomplished indi erently. These actions are related to a subject matter which is, in theory, indi erent, since it does not depend exclusively upon us, but also on other people and on circumstances, external events, and, in the last analysis, on Destiny. This indi erent subject matter can, however, rea sonably and with some probability be judged to be in con rmity with the will of Nature, and thereby to acquire a certain value, either by virtue of its content, or by virtue of its circumstances.
Such "appropriate actions" are also "duties"; more precisely, they are social and political obligations linked to human life in a city. As we have seen, they include the duty not to do anything which is not in the service of human groups, be they one's city or mily; the duty to participate in political activity and in the responsibilities of a citizen; to defend one's country; to procreate and raise children; and to respect the bonds of marriage. Epictetus enumerates some ofthese "duties" when he reviews the actions which permit us to recognize the true philosopher (III, 2 1 , 4-6) :
A carpenter doesn't come to you and say, "Listen to me discourse on the art of carpentry"; but he draws up a contract to build a house, builds it, and thereby shows that he possesses the carpenter's art. Do as he does: eat like a human being, drink like a human being, get spruced up, get married, have children, lead the li ofa citizen, learn how to put up with insults, tolerate an unreasonable brother, ther, son, neighbor, or traveling companion. Show us these things, so that we can see ifyou really have learned anything om the philosophers.
Uncertainty and wo
In the context of the discipline of action, along with such "duties," "appropriate actions," and "suitable things," uncertainty and worry are liable to creep into the philosopher's soul. In the rst place, the result of such actions-the initiative r which depends on us, but the result of
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which does not-is r om being a sure thing. To the question, "Ought we to do good to someone who may be ungrate l? " Seneca5 replies as llows :
When it comes to action, we can never wait until we have an absolutely certain understanding of the entire situation. We only take the path down which we are led by probability. Every "duty" (e cium) must llow this path; r this is how we sow, sail, make war, get married, and have children. In all these things, the result is uncertain, but we nevertheless decide to undertake those actions which we think have some hope of succeeding. . . . We go where reason-and not the absolute truth-leads us.
According to Epictetus (II, 6, 9):
Chrysippus was quite right to say, so long as the consequences remain hidden om me, I remain attached to the things which are best able to permit me to obtain that which is in con rmity with nature, r God himselfhas made me able to choose between things ofthis kind. I however, I knew r a ct that Destiny had reserved sickness as my te, then I would head toward it; r ifthe ot had any intelligence, it would head toward the mud. "
Thus, the Stoics do not only say "I don't know whether my action will succeed. " Rather, they also say: "Since I don't know in advance what the results ofmy actions will be, and what Destiny has in store r me, I have to make such-and-such a decision in accordance with prob ability and a rational estimate, without any absolute certainty that I am making the right choice or doing the right thing. "
One ofthe most dramatic choices which a Stoic could ce was that of suicide. Stoicism considered that suicide-in speci c circumstances and r good reasons; in other words, according to rational probability-was a choice open to the philosopher. Thus, even though life would seem to be more in con rmity with nature, circumstances can bring us to choose death. Similarly, as we havejust seen, Chrysippus used to say that the sage would choose sickness rather than health, ifhe knew with certainty that such was the will ofDestiny.
In the area of rational and probabilistic choice, the Stoics tried to de ne what ought to be done in various possible situations. Their trea tises entitled On Duties were, at least in part, manuals of casuistry, and
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one can see om the di erences in the judgment of particular cases that existed between the leaders of the various schools that their "rationally justi ed" choices could only be based upon probability. Here are some examples, preserved by Cicero in his treatise On Duties,6 of the cases which were discussed in the schools, and of the divergent responses to them. Is a man who sells his house obligated to disclose all ofits defects to a potential buyer? Yes, said Antipater of Tarsus; no, said Diogenes of Babylon. During a od shortage, a businessman had bought wheat in Alexandria, and was transporting it by boat to Rhodes. He knew that other boats were llowing him, and that the price of grain would soon go down. Should he say so? Yes, said Antipater; no, said Diogenes of Babylon. Obviously, the position ofAntipater is closer to the ndamen tal principles ofStoicism, and the arguments he uses tojusti his position are the same ones used by Marcus Aurelius to und the discipline of
action:
You must care r the salvation of all human beings, and serve the human community. Nature has xed as a principle that your par ticular use lness should be the common use lness; and, recipro cally, that the common use lness should be your particular use l ness . . . You must remember that there is a community between human beings, which has been rmed by Nature herself7
It seems as though Epictetus-and there re, in all probability, Marcus Aurelius, who llows him-pictured himself as representing the more orthodox tradition which, starting with Chrysippus, went on through Antipater of Tarsus and Archedemus. Still, the ct that di erent Stoics, while remaining ith l to the ndamental principles of the school, could nevertheless propose completely di erent ethical choices in the cases we just observed is a good indicator of the ct that there existed some degree of uncertainty concerning the relationship between the moral end-which was unanimously agreed upon-and the " appropriate actions" which ought to be undertaken in order to attain it.
Stoicism is often regarded as a philosophy of certainty and intellectual self-con dence. In ct, however, it was only to the sage-that is, to an extremely rare being who represented more an inaccessible ideal than a concrete reality-that the Stoics attributed infallibility and perfect sound ness ofjudgment. Most people, including philosophers-who, in their own view, are precisely not sages-must pain lly orient themselves
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within the uncertainty of everyday life, making choices which seem to be justi ed reasonably-in other words, probabilistically. 8
Moral intent, or the re d by all matter
Action thus risks introducing worry and care into the Stoic's life, to the same extent to which he does good, and where he intends to do good. By means of a remarkable reversal, however, it is precisely by becoming aware of the transcendent value of doing good that the Stoic can regain peace of mind and serenity, which will enable him to act e ectively. There is nothing su rising about this, r it is precisely within the moral good-that is to say, the intention of doing good-that the good is situated r the Stoics.
For the Stoics, intentions bear within themselves a value which in nitely transcends all the objects and "matters" to which they are applied, r these objects and matters are in themselves indi erent, and only assume a value to the extent that they provide an opportunity r intentions to be applied and become concrete. In sum, there is only one will, pro und, constant, and unshakable, and it mani sts itself in the most diverse actions, on the most diverse occasions and objects, all the while remaining ee and transcendent with regard to the subject matters upon which it is exercised.
In Marcus Aurelius, but also in Epictetus and in Seneca,9 the vocabu lary of the discipline of action includes a technical term meaning " to act 'with a reserve clause"' (Greek hypexairesis; Latin exceptio), which implies the transcendence of intention with regard to its objects. The idea of a "reserve clause" reminds us that, r the Stoics, act and intention to act are sed into an inner discourse which enunciates, as it were, the plans of the agent. According to Seneca,10 the sage undertakes eve thing
"with a reserve clause," inso r as he says to himself
"I want to do thus and so, as long as nothing happens which may present an obstacle to my action. "
"I will sail the across the ocean, ifnothing prevents me. "
Putting matters this way may seem banal and useless; om the Stoic point ofview, however, it is ll ofmeaning. In the rst place, it reveals to us the seriousness of Stoic "intention. " To be sure, Seneca's rmula could be reduced to the llowing: "I want to do x, if I can"; and it
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would be easy to joke about such a "good intention, " which quickly gives up its goal at the rst di culty that arises. In ct, however, the contrary is true. Stoic intentions are not "good intentions" but "inten tions that are good"-in other words, rm, determined, and resolved to overcome all obstacles. It is precisely because the Stoic re ses to give up easily on his decision that he rmulates a reserve clause, in quasi-judici ary terms. In the words ofSeneca:11
The sage does not change his decision, ifeverything remains en tirely what it was when he took it. . . . Elsewhere, however, he undertakes everything "with a reserve clause" . . . in his most stead st decisions, he allows r uncertain events.
Our intention to per rm a certain action, there re, a er we have weighed and pondered it at length, is rm and stable. This is one ofthe examples that Marcus Aurelius had retained om his adoptive ther, Antoninus Pius (I, 16, l): "Firm perseverance in decisions which are taken a er mature re ection. " The " reserve clause " means that this rm decision and intention always remain integral, even if an obstacle should arise which prevents their realization. Such an obstacle is a part ofwhat the sage has reseen, and it does not prevent him om willing what he wants to do. In the words ofSeneca:12
Everything succeeds r him, and nothing unexpected happens to him, r he resees that something may intervene which prevents that which he has planned to carry out.
This Stoic attitude reminds one of the saying embedded in popular wisdom: "Do what you must; let happen what may. " We must under take what we think is good, even if we resee the ilure of our under taking, because we must do what we must do. Stoicism, however, also contains the idea that carrying out a certain action is not an end in itself
Here we see the emergence of an extremely important distinction: that which opposes goal (skopos) and end (telos). Whoever has the rm, xed moral intention to carry out a given action is like an archer aiming at a target (skopos). It does not depend entirely on him whether he hits the target or not; likewise, he can only wish r the "goal" (skopos) with a "reserve clause": namely, on the condition than Destiny also wills it. In the words ofCicero:13
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The shooter must do everything he can to hit the target (skopos), and yet it is this act ofdoing everything in order to hit the target and realize his plan, which is, ifI may say, the end (telos) that the shooter is seeking. It is this that corresponds to what we call the sovereign good in life, whereas hitting the target is only something that can be wished r, but is not something worthy ofbeing sought after r its own sake.
We encounter the same ndamental principle again and again: the only absolute value is moral intention, and it alone depends entirely upon us. It is not the result that counts- r this does not depend on us, but on Destiny-but rather the intention one has when seeking this result. We nd this theme in Epictetus (II, 16, 5):
Show me a man who is anxious to know how he does something, and is not worried about getting something, but about his act itself . . . who, when he deliberates, worries about the deliberation itsel and not about obtaining what the deliberation was about.
If our activity is animated by the perfectly pure intention of wishing only r the good, it attains its goal at every instant, and has no need to wait r its achievement and result to come om the ture. Inso r as the very exercise ofaction is an end in itsel one could compare moral action to dance. In dance, however, the action remains incomplete if it is interrupted. Moral action, by contrast, is perfect and complete at every instant, as Marcus Aurelius remarks (XI, r , r-2) :
The rational soul achieves its proper end, wherever the limit of its life may be. It is not as in dance or the theater or other such arts, in which, if something comes along to interrupt them, the entire action is incomplete. The action ofthe rational soul, by contrast in all of its parts, and wherever it is considered-carries out its projects lly and without il, so that it can say: "I have achieved my completion. "
Elsewhere, Marcus writes (VIII, 32):
You must set your life in order by accomplishing your actions one by one; and if each of them achieves its completion, inso r as is
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possible, then that is enough r you. What is more, no one can prevent you om achieving its completion.
Here we can grasp-in the esh, as it were-the ndamental Stoic attitude. In the rst place, the Stoic "composes" his life, by accomplish ing his actions one by one. In other words, he concentrates upon the present instant and the action he is accomplishing right now, without allowing himselfto be troubled by the past or the ture. As Marcus says (VII, 68, 3):
For me, the present is constantly the matter on which rational and social virtue exercises itself
Second, this concentration on the present introduces order into one's life, allowing problems to be arranged in a series, so that "one is not troubled by the representations of an entire life " and by the di culties which one may encounter (VIII, 36, 1). It gives a harmonious rm to li , just as, as in a dance movement, one passes om one grace l movement to another (VI, 7):
Your only joy, and your only rest, is to pass om one action per rmed in the service of the human community to another action performed in the service of the human community, together with the remembrance of God.
Third, each action upon which good intentions and good will are cused nds its completion and its plenitude within itsel and no one can prevent us om completing it and succeeding in it. This is the paradox mentioned by Seneca, to the e ect that even ifthe sage ils, he succeeds. Marcus takes up this theme, by saying that no one can prevent him om giving his own actions their completion and plenitude (VIII, 32):
No one can stop you om having it attain its completion.
-But surely something external will prevent it om being com
pleted!
-Be that as it may, no one can stop you om acting withjustice,
temperance, and prudence.
-But perhaps some other one of the action's e ects will be
prevented?
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-Perhaps, but if you adopt an attitude of serenity with regard to such an obstacle, and ifyou know how to return prudently to that which you are able to do, then another action will instantly take the place of the rst one, and it will t in with the harmony we are talking about.
No one-that is, no power in the world-can prevent us om the llowing actions: in the rst place, om wishing to act withjustice and prudence, and there re om practicing the virtue which we intend to practice by making the decision to perform such an action. Yet Marcus objects: what if the result of the action which we wished to perform cannot be realized? Then the action will il. Reason then replies: but this willjust provide the opportunity to practice another virtue: that of the consent to Destiny, and perhaps also of choosing another action, more appropriate to the situation. In turn, this new action will insert itselfinto the ordered series ofactions which embellishes our life.
With the mention of serene consent to Destiny, we return to the discipline ofdesire. When we can no longer act as we wished, we must not allow ourselves to be troubled by vain desires to do the impossible. Instead, we must willingly accept the will ofDestiny. Then we shall have to return to action and the discipline of action, prudently taking all new in rmation into consideration. In the last analysis, then, a good person can always nd completion and plenitude, even if his action is inter rupted or impeded by some external cause, because it is perfect at each instant, and in the very act ofits exercise. Even ifan obstacle should arise, action makes ofit a new source ofexercises. This is what Marcus calls "turning an obstacle upside down" (V, 20, 2):
People can perfectly well prevent me om carrying out such-and such an action. Thanks, however, to action "with a reserve clause" and to "turning obstacles upside down," there can be no obstacle to my intention (ho e), nor to my disposition. For my thought (di anoia) can "turn upside down" everything that presents an obstacle to my action, and trans rm the obstacle into an object toward which my impulse to act ought pre rably to tend. That which impeded action thus becomes pro table to action, and that which blocked the road allows me to advance along the road.
When he speaks of "turning obstacles upside down," Marcus means that if something becomes an obstacle to what I was doing, and thereby
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to the exercise of a certain virtue that I was practicing, I can nd in that very obstacle the opportunity to practice another virtue. For example, if someone were to devote himself to the service of the human commu nity, and thereby devoted himselfto exercising the virtue ofjustice, then a sudden illness would constitute an obstacle to this virtue, but it would also provide the opportunity to exercise oneselfin consenting to the will ofDestiny. At each instant, the good person tries to do what seems to him in reasonable con rmity with that which Reason wants. If, how ever, Destiny reveals its will, then he accepts it wholeheartedly (VI, 50):
First try to persuade them, but act against their will, ifthe reasonable order �ogos) ofjustice leads you that way. If, however, someone violently stands in your way, then shi over to that disposition which greets that which does not depend on us serenely and with out regrets, and use this obstacle to practice another virtue. And remember that your impulse to act was always "with a reserve clause," r you did not desire the impossible. What, then, did you desire? Nothing other than to have such an impulse; and that you have achieved.
Thus, we always come back to the ndamental wi and intention to be in con rmity with reason. It is thanks to them that we have complete inner liberty with regard to the objects of our action. The ilure of a given action does not trouble our serenity, r such a ilure does not prevent the action om being perfect in its essence and intention, and it gives us the opportunity either to undertake a new action, better adapted to circumstances, or else to discipline our desire by accepting the will of Destiny. Thus, our basic intention and will nd new elds r exercise (IV, 1):
If the principle which commands within us is in con rmity with Nature, it is always ready, when anything happens, to adapt itself without di culty to what is possible and what has been granted to it. It does not like to restrict itselfto one subject matter. No doubt it directs its intention-"with a reserve clause"-toward objects wor thy of being preferred; but if something else is substituted r these objects, then it turns it into matter r itsel just like re, which triumphs over everything thrown upon it, by which a feeble ame could easily be extinguished. A quick and violent re, by contrast,
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quickly assimilates and consumes all that is brought to it, and it is thanks to these very objects that it rises to such great heights.
The paradox of re, which grows stronger the more things are brought to it which could smother it, or at least present an obstacle to it, is the same as the paradox ofthe good will. The latter is not content with one eld of exercise, but assimilates objects, including the most di verse goals, communicating its goodness and perfection to all the events to which it consents. Fire and the good will are thus utterly ee with regard to the matter they use; their matter is indi erent to them, and the obstacles which are set in their way do nothing but ed them. In other words, nothing is an obstacle r them (X, 3 I , 5 ) :
What kind ofmatter or exercise-theme are you eeing! What is all that, after , if not exercises r your reason, which has seen, with precision and an exact knowledge of Nature, the phenomena of li ? Hold st, then, until you have assimilated these things as well, as a robust stomach assimilates everything to itself, or as a bright re trans rms everything thrown into it into ames and light.
Seneca, using a di erent metaphor, had already said:
A good person dyes events with his own color . . . and turns what ever happens to his own bene t. 14
The paradox of re is also that of divine Reason or universal Nature, which the Stoics conceived as a spiritual re (VIII, 3 5) :
Just as universal Nature has communicated to each rational being its other powers, so we have received om her the llowing power: just as she takes everything which bars her route and resists her, and turns it around in her vor, reinserts it within the order ofNature, and trans rms it into a part of herself, in the same way rational beings can turn everything which presents an obstacle to them into their own matter, and use it, no matter what goal their intention
was rst directed toward.
Let us note one thing om this comparison between divine action and the sage's action: the idea of one unique intention, which transcends all the subj ect matters to which it is applied. The unique intention of God,
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which is at the ongm of the wo d, wants the good of the ; in particular, it wants the good of that summit of the All constituted by rational beings. With a view to this end, God's good intention makes everything-even obstacles and resistances-turn out r the best. The unique intention of the sage comes to identi itself with this divine intention, by wanting only what divine goodness wants: primarily, the good of other rational beings.
