Gravity flees into eternal night, and absolute identity
partially
re- moves the seal under which it is contained, although it is com- pelled to emerge and, as it were, step into the light as the potency [in der Potenz] of A and B, but still as one identical thing.
Schelling-Philosophical-Investigations-into-the-Essence-of-Human-Freedom
]
The relation between substance and modification thus seems to en- compass that of efficient, formal and material causes, three of the tetrad of Aristotelian causes (the causa finalis being the other), and that is why we have chosen the somewhat vaguer and arguably broader "conse- quence" to replace the more common "effect. " Moreover, in this way we are attempting to anticipate Schelling's own rejection of causality in the relation of ground and existence which has a cloying structural similar- ity--at least on the surface--to that of substance and modification as Schelling describes it.
15. See Jacobi's comments on this in the first Jacobi excerpt included in this volume, namely:
Lessing: . . . Now, according to what ideas do you believe the oppo- site of Spinozism? Do you find that the Principia by Leibniz put an end to it?
I. How could I in view of the firm conviction that the incisive deter- minist does not differ from the fatalist? . . . The monads together with their vincula [bonds] leave extension and thinking, reality in general, as incomprehensible to me as before, and there I know nei- ther right nor left. It seems to me as if, ultimately, a confidence trick were being played on me . . . For that matter, I don't know of any doctrinal edifice that would agree as much with Spinozism as that of Leibniz; and it would be difficult to say which one of these au- thors fooled us and himself the most; with all due respect! . . . Men- delssohn proved publicly that the harmonia praestabilita is in Spi- noza. From this alone it already follows that Spinoza must contain much more of Leibniz's basic doctrines, or else Leibniz and Spinoza (on the basis of whose doctrine Wolff's lessons would hardly have flourished) would not have been the striking minds [Ko? pfe] that they indisputably were. I dare to explain on the basis of Spinoza Leibniz's complete doctrine concerning the soul . . .
16. See note 14 above. The terminology used here seems to be derived from Kant and, indeed, it seems to be taken from a passage in the Critique of Pure Reason, (A73/B99). (Immanuel Kant, Critique of Pure Reason, trans. Paul Guyer and Allen W. Wood [Cambridge: Cambridge UP, 1998], 208)
17. The German reads: "Wa? re das in einem andern Begriffene nicht selbst lebendig, so wa? re eine Begriffenheit ohne Begriffenes, d. h. es wa? re nichts begriffen. " Here, as in the preceding two sentences, Schelling plays on the meaning of begreifen as both "to grasp" or "to under- stand" and, in the sense of Begriffensein, "to be included" or "to be contained. " Since the German wordplay cannot be captured literally in English, we have chosen with hesitance to maintain the latter meaning in the text over the former, while in the German a homology between
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the two is effortlessly suggested, particularly in the sentence we cite here. Moreover, the notion of containment advanced here refers back somewhat ironically to the preceding discussion of the subject- predicate relation, where the predicate is said to be contained (inesse) in the subject.
18. See Boehme's Mysterium pansophicum included in this volume. Snow comments appositely on this sentence:
This conjures up an almost irresistible picture of God as an un- speakably prolific author who is gazing in amazement at the antics of the characters with whom he has peopled the vast fiction of the world. The German expression fu? r sich fortwirkend, which is trans- lated by Gutmann as "works on in its own way," might more felici- tously and idiomatically be rendered as "takes on a life of its own"; this seems to me to better capture the sense of the burgeoning autonomy of both ideas and human individuals to which Schelling is referring, and which forms an important basis for the concept of personality. (Snow, End of Idealism, 155)
19. The German reads: "Gott schaut die Dinge an sich an. " Our translation interprets the German quite literally rather than using the arguably more appropriate translation through the verb "intuit," which would read: "God intuits things in themselves. " The problem here stems primarily from the translation of the noun Anschauung as "intuition," which has become cus- tomary in translations of Kant where the term describes an immediate "looking" or "gazing at" what is, the way of receiving impressions from the senses whose two fundamental a priori forms are space and time. This translation itself seems to be indebted to the description of divine knowl- edge as a kind of immediate seeing (visio Dei) that one finds in scholastic texts; there the Latin intuitus is merely the nominal form of the classical de- ponent verb intueor, which means "to look upon" or "to gaze at. " This link- age is not at all clear, however, when one uses "intuit" or "intuition" in En- glish where the association with the simple act of looking has become quite obscure. We sought to restore this association and the link with the immediacy of vision as that of the "eye of the mind" that runs through the entire tradition from Plato on--after all, the word "idea" is derived from the aorist infinitive of the Attic Greek verb "to see" (idein).
20. The reference here is somewhat obscure, but it is likely that Schelling means the more aggressive expressions of French materialism such as the writings of Baron d'Holbach and La Mettrie whose influential work, L'Homme machine, is one of the most starkly mechanistic visions of this current of thought. In general, the thrust of Schelling's Naturphilosophie is to undermine the mechanist view of nature projected by Newtonian physics and its various derivatives. And there is little question that the more radically materialist thinkers among the philosophes of the French Enlightenment not only supported Newtonian physics but sought to "purify" it of its connection to the deity and, in doing so, they created a vision of a law-abiding but purposeless universe, one that has no regard
for human ends, that is essentially anti-anthropomorphic. (See Lester G. Crocker, Nature and Culture: Ethical Thought in the French Enlightenment [Baltimore: The Johns Hopkins Press, 1963], 3-35. )
21. Once again, Jacobi is the target. But it should be noted that the allusion to Jacobi is by no means simply negative. The relationship between Schelling and Jacobi (who was Schelling's immediate superior as Presi- dent of the Bavarian Academy of Sciences) seems to have been cordial at first, and at least one commentator has suggested that there was a vi- brant intellectual exchange between the two that has not yet been given its proper due (Peetz, Die Freiheit im Wissen, 77). Nonetheless, relations became increasingly strained, ending with the complete break of 1812 in the so-called third pantheism debate.
22. Pygmalion's story is recorded both in Apollodorus (III. 14. 3) and Ovid (Metamorphoses X. 243 passim). He fell in love with Aphrodite (Venus) and made an image of her which he placed in his bed because she would not sleep with him. He prayed to her for pity, and she breathed life into the image as Galatea who bore him a son, Paphos.
23. The German reads: "In dieser (der Freiheit) wurde behauptet, finde sich der letzte potenzierende Akt, wodurch sich die ganze Natur in Empfindung, in Intelligenz, endlich in Willen verkla? re. " Buchheim notes a basic refer- ence here to the conception of potencies set out in the System of Transcendental Idealism (1800) where the "whole sequence of the transcendental philosophy is based merely upon a continual raising of self-intuition to increasingly higher powers [potenzieren], from the first and simplest exercise of self-consciousness, to the highest, namely the aesthetic. " The final "empowering" act is at once the most free, creative and necessitated--it is the union of freedom and necessity. (See F. W. J. Schelling, System of Transcendental Idealism [1800], trans. Peter Heath [Charlottesville: University of Virginia Press, 1978], 233. )
24. This is an extremely radical and enigmatic statement within the whole of the Philosophical Investigations because it brings up in its way the question of authority. For if there is "no other Being than will" what is there? In other words, if will is all that is, then how can there be any- thing outside will; namely, how can there be any authority beyond will? If this is at the heart of what Schelling is in fact telling us, he runs into a great problem, one that besets any way of thinking that does not grant primary authority to thought. If thinking is not primary, then what is it if not dependent? If thinking is dependent, then whence the synoptic view of freedom that the philosopher seems to offer us--is that not an act of will in itself?
Schelling avoids this question (while raising it again in another form) by equating the will of primal Being with God. Yet, such an answer does not give us much insight into the authority presumed by the thinker in presenting this view. The issue did not escape notice by Schelling's con- temporaries. Even though mentioned in a slightly different context-- that of Schelling's concept of intellectual intuition--Hegel's criticism of
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this notion of intuition (quoted at length in Snow's excellent treatment of the issue) is indicative:
[S]ince the immediate presupposition in Philosophy is that individ- uals have the immediate intuition of this identity of subjective and objective, this gave the philosophy of Schelling the appearance of indicating that the presence of this intuition in individuals de- manded a special talent, genius, or condition of mind of their own, or as though it were generally speaking an accidental faculty which pertained to the specifically favored few. (Snow, End of Idealism, 63) The notion of genius as special talent seems well suited to the kind of
authority enjoyed by the author of the Philosophical Investigations as well. In other words, if the synoptic view set forth by Schelling here is not to be taken as merely a creation of the philosopher, thereby eliminat- ing the distance between philosopher and artist, then it must be taken as the product of genius in the sense of an immediate apprehension or in- tuition of the whole--philosophic genius becomes vatic and prophetic with the philosopher bearing the vision of the truth vouchsafed to him by virtue of his genius. Few positions could have been more offensive to Hegel for whom reason holds the promise of equality (as something ac- cessible to all rational beings despite differences in acuity) and for whom intuition is thus a fickle and arbitrary master, an imposition of un- questionable authority that differs little from the visions of prophets and madmen.
This question of authority hangs over the Philosophical Investigations. If there is nothing higher than will, nothing to regulate will, then how can one come to any other conclusion? Either Schelling purports to speak on behalf of the divine will, thus taking on the mantle of the vatic artist and prophet, or he is speaking on his own behalf in which case he claims to be a god or cosmourgos, the philosopher-artist as world-maker. In either case, philosophy as rational apprehension of the whole has come to an end as an act of discovery (if it indeed ever was) and has become instead an act of poetry.
25. Here we chose to translate the German Ichheit following the example of Daniel Breazeale's authoritative translations of Fichte. See, for example, J. G. Fichte, Introductions to the Wissenschaftslehre and Other Writings (In- dianapolis: Hackett, 1994), xxxvi.
26. This is an intimation of the crucial distinction in Schelling's late philoso- phy between negative and positive philosophy. Edward Beach succinctly and judiciously describes this distinction as well as the interrelation of the two different kinds of philosophy:
The next important step towards this goal [of constructing a ration- ally coherent metaphysics--our note] is to distinguish between ab- stract essence (quidditas) and concrete "thatness" (quodditas) . . . As we have seen, it is Schelling's position that the essence, logical structure, or "whatness" (Was) of the universe--and even of God himself--is, in principle, a bare possibility, which either could exist
or not exist. The "thatness" (or Dass), on the other hand, Schelling defines as the pure fiat on which being, as well as the very possibil- ity of being, depends. The Dass he regards as the transcendent Cause of existence and therefore as standing at the pinnacle of the universal chain of being. Thus, although Schelling argues (in his cri- tique, along Kantian lines, of the ontological proof) that the Dass of God is not deducible a priori from his essence, yet this still leaves open the option of establishing God's essence by a posteriori means and on the basis of his Dass.
This consideration suggests to Schelling a new line of approach to the philosophies of religion and mythology. Corresponding to the distinction between the essence and the Dass, he divides his system into two separate, yet complementary branches: the "nega- tive" and the "positive. " The task of the negative philosophy is to define and order the various possibilities of things--that is, to de- termine their formal structures considered exclusively as possibil- ities, but without reference to whether or not they actually exist. The highest order of possibility is that of a pure actuality which . . . transcends the very limits of thinkability--if indeed it exists at all. This is the possibility of the Dass. But the actuality of the Dass must be intuited directly. The positive philosophy, accordingly, begins with the "experience" of immediate existence in and through the Dass, and proceeds from there, in tandem with the negative philoso- phy, to establish when and how the bare possibilities become con- crete actualities.
Schelling characterizes the negative branch as "rational philoso- phy," insofar as it deals with the purely possible. Yet the term "ra- tional" is somewhat misleading, for among the possibilities to be considered are those of a nonrational ground (i. e. , blind nature, or chaos) and of a suprarational, ordering directive (the will of God). Both of these, for different but related reasons, are supposed to es- cape rational determination; indeed, they are literally inconceivable. And yet the thought of their being inconceivable can and must be conceived. Thus, the negative philosophy, as understood by Schell- ing, paradoxically includes within itself the concept of a reality transcending all conceptual determinations, as well as the rationale of a struggle with the powers of unreason. Similarly, the positive phi- losophy represents the actuality of that struggle as revealed in human history, a process hopefully leading to the final triumph of reason over blind nature. In this way, the positive and negative phi- losophies are mutually to reinforce each other in the search for truth. (Edward Beach, The Potencies of God(s): Schelling's Philosophy of Mythology [Albany: State University of New York Press, 1994], 107)
27. In this section of the Philosophical Investigations, Schelling presents three characterizations of evil in order to evaluate the possibility of free- dom within God as a capacity for good and evil:
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(a) Immanence: admitting freedom to do evil leads to the denial of God's benevolence and omnipotence, while to deny the freedom to do evil simply denies freedom tout court.
(b) Concursus Dei: even the most distant connection between God and creatures suggests a level of participation in their actions; otherwise God cannot retain omnipotence. Hence, God must share responsibility for evil actions which offends the notion of benevolence, of God's essen- tial goodness. To deny this participation is to deny any positive ontolog- ical status to evil, to deny evil and, thus, to deny freedom once again.
(c) Emanation: evil as an estrangement or fall from God is riddled with inconsistencies. The most important among these relate to the origin of a falling away from God. If that origin is in God (he casts them out), then he is responsible for evil and his benevolence is impugned; if that origin is in creatures, then God must still be responsible, impugning his be- nevolence, for, if he is not, then he is no longer omnipotent and one has declared another origin of evil; if the origin is neither in God nor crea- tures, then the entire structure fails. Moreover, if evil is what is farthest from God, what is it? If it is as that which is not, it still is. Hence, evil even as privation of being has a curious being that is more than just the efflu- vium of a debating trick.
In each case, the compatibility of freedom (as the capacity to do evil) with God's omnipotence, omniscience and benevolence is shown to be impossible without eliminating freedom. Moreover, to assert freedom then becomes indistinguishable from a denial of God's complete author- ity that can only give rise to the suggestion that there may be another contrary authority (in evil).
Here Schelling is at his most powerful, setting out by means of the equation of freedom and evil the conditions which any monism must meet if it is to admit freedom and avoid a vitiating dualism. In doing so, he engages in a rather veiled placement of Hegel and Kant, as, respec- tively, primary advocates of monism and dualism, within the terms of the Christian justification of God and, thus, of the whole. The most intri- guing result of this tacit placement is the deflation of Hegelianism as a theodicy that cannot perform its task any better than traditional Chris- tian thought due to the denials that it must undertake as a condition of maintaining its essential monism as well as the equally wicked deflation of Kantianism as having three main consequences, a triumphant monism a` la Hegel that is both a return to, and departure from, Christian monism, a "monist dualism" of endless struggle or conflict a` la Fichte that may eu- phemistically be termed "asymptotic dualism" (as opposed to merely Si- syphean striving) or a most radical assertion of freedom a` la Nietzsche, this final possibility being present only as an implication or anticipation of collapse, but a most prescient one.
28. The relevant passage from Plotinus referred to in Schelling's note reads: One can grasp the necessity of evil in this way too. Since not only the Good exists, there must be the last end to the process of
going out past it, or if one prefers to put it like this, going down or going away: and this last, after which nothing else can come into being, is evil. Now it is necessary that what comes after the First should exist, and therefore that the Last should exist; and this matter, which possesses nothing at all of the Good. And in this way too evil is necessary. (Plotinus, Enneads, trans. A. H. Arm- strong, vol. 1 [Cambridge, Mass. : Harvard UP (Loeb Classical Li- brary), 1989], 299)
29. This is a distant echo of a famous sentence in The Critique of Pure Reason (A51/B75): "Without sensibility no object would be given to us, and with- out understanding none would be thought. Thoughts without content are empty, intuitions without concepts are blind" (Kant, Critique of Pure Reason, 193-194).
30. This is a reference to the orgiastic cult of Cybele whose male devotees would attempt to achieve union with her through castrating themselves and dressing like women. See Robert Graves, The Greek Myths (Har- mondsworth: Penguin, 1992), 117.
INVESTIGATION
DEDUCTION FROM THE PHILOSOPHY OF NATURE
31. Schelling is likely referring primarily to Boehme here.
32. The distinction between being as ground of existence and as existence
is crucial to the Philosophical Investigations; the entire positive argu- ment of the treatise flows from this distinction. It might be stated right from the start that Schelling makes no argument to support this distinc- tion; rather, he simply asserts it and refers to its first "scientific presen- tation. " That presentation is found in the Presentation of My System of Philosophy [Darstellung meines Systems der Philosophie] from 1801, a work typically associated with Schelling's "identity philosophy," and the reference here shows just how porous the periodization of Schelling's thought can be (see Alan White, Schelling: An Introduction to the System of Freedom, [New Haven: Yale University Press, 1983], 93 and Snow, End of Idealism, 141). Moreover, that reference is to a "scientific" presentation, and at least one commentator has suggested that the Phil- osophical Investigations is an exoteric or "dialogic" exposition of Schelling's thought which is given more "rigorous" treatment in the foremost published scientific work of this period, the Presentation of My System (one presumes here that the model is Aristotle whose dialogues have survived only in rather insubstantial fragments) (White, System of Freedom, 93-94). Leaving the question of its supposedly more rigorous nature aside, the Presentation of My System does offer a useful prolegom- enon to elucidation of the distinction between ground and existence, not the least of whose utility is its use of the analogy of gravity to ex- plain the nature of the ground, an analogy that is taken up once again in the Philosophical Investigations.
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Here are translations of those sections of Presentation of My System to which Schelling refers in his first note (the other notes refer to the same sections more generally and arguably add only slightly to what is indi- cated in this note), where if A = A is the traditional sign of identity, A = B is the sign of identity in difference:
a) Comment to ? 54:
It is hardly doubtful that these proofs have left behind several ob-
scurities for many readers. Hence, it could first be asked to what ex- tent gravity could be thought as the ground of the reality of B, since the latter is originary [urspru? nglich] (? 44 comment 1). Yet B is only thought as having being or objectivity in relative identity; but rela- tive identity itself is nothing real (? 51). B thus, just like A, only be- comes real in so far as it is posited together with A objectively, con- sequently in relative totality. Accordingly, gravity is just as much ground from A as from B. As a result, it might be difficult for many to grasp the diverse-seeming relation of forces in absolute identity. In this respect, we make only the following comment: absolute identity is immediate ground of the primum Existens [first existing thing] not in itself, but rather through A and B, which are equivalent to it (? 53, Supplement 2). But absolute identity is absolutely immediate and in itself the ground of the reality of Being of A and B, yet for that very reason absolute identity does not yet exist in gravity. For it only ex- ists after A and B are posited as having being. Gravity is for that very reason posited immediately by absolute identity and proceeds not from its essence [Wesen], nor from its actual Being (for this is not yet posited) but rather from its nature; from the latter, however, simply and immediately from inner necessity, namely, from the fact that it exists unconditionally and cannot exist other than in the form of Being of A and B. It is evident (from gravity's being posited immedi- ately by absolute identity) that it is impossible to ground gravity as gravity, to seek to present it in its actuality [Wirklichkeit], since it must be thought as absolute identity not to the extent this exists, but to the extent it is the ground of its own Being, thus is itself not in actuality. (F. W. J. Schelling, Zeitschrift fu? r spekulative Physik, ed. Man- fred Durner [Hamburg: Felix Meiner Verlag, 2001], 368-369)
b) Comment 1 to ? 93:
In gravity (? 54 comment) we indeed had to recognize absolute identity according to its essence, yet not as having being, since gravity is in the latter as the ground of its Being. Absolute identity is not in the cohesiveness, but rather gravity (? 92) which in itself does not exist. Absolute identity and actuality emerge in light.
Gravity flees into eternal night, and absolute identity partially re- moves the seal under which it is contained, although it is com- pelled to emerge and, as it were, step into the light as the potency [in der Potenz] of A and B, but still as one identical thing. (Schelling, Zeitschrift, 386)
c) Explanation to ? 145:
It is explained above that we understand by nature absolute identity first and foremost to the extent absolute identity exists in the form of A and B actu (? 61). Now absolute identity exists as such, however, only in cohesiveness and the light. But since abso- lute identity is ground of its own Being as A3 through cohesiveness and the light, just as it was ground of its own Being as A2 through gravity, and since it is perhaps as A3 once again ground of its own Being (in a yet higher potency [Potenz]), we will be able say in gen- eral: by nature we understand absolute identity to the extent it is considered not as having Being, but as ground of its Being, and we foresee from this that we can call nature all things which lie beyond the absolute Being of absolute identity. (Schelling, Zeitschrift, 426) These hints are by no means clear, and we may do better to examine
the relation between ground and existence further by looking at the Phil- osophical Investigations themselves. From that standpoint, it is impor- tant first of all to reject the many possible binary combinations that may seem to describe the relation such as, for example, that of the infinite to the finite or that of essence to existence or ground to consequence--the latter merely a causal relationship that cannot explain the relation and that carries one back to Schelling's discussion of the relation of God to things.
The relation is rather one of the ground's being a condition or me- dium through which God's existence first comes to light; it is the condi- tion for the appearance of the light. In this sense, the ground is first rec- ognized as such in terms of the existence of God; thus it does not exist independently of God (although it is "different" from him), nor does it exist prior to God, yet its existence is necessary so that God reveal him- self. Hence, the condition of God's existence is itself conditioned, by that existence, and this sort of dialectical relation is a far cry indeed from the other relations mentioned above; it both complies with the basic dogmatic claim of God's eternality, that he must always be, even if that being must also have been before creation, and offers an explana- tion for the emergence of God (i. e. , differentiation) in so far as that emergence is conditional.
Yet, what is the ground? Here Schelling's analogy with gravity is quite useful, for it clarifies the nature both of ground and existence. If ground is likened to gravity in its relation to light, then ground is a necessary force of contraction without which the expansion (of light) would not be possible. The roots of this thinking in Schelling's philosophy of nature are clear in so far as the constitutive relation is dyadic and dynamic; however, the tension between ground and existence is not one of attrac- tion and repulsion but rather of contraction and expansion--the move- ment into the light is one of constant expansion, the movement condi- tioning this movement as its condition of possibilty is one of contraction or self-concealment (here one is reminded of Heraclitus' famous "phusis
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kruptesthai philei" [nature loves to hide/conceal itself]); each movement is defined with and against the other, they function together harmoni- ously, and the whole that emerges out of this movement is not compre- hensible as a whole without it.
But if ground remains a condition in God, it does not necessarily have to do so in man--this is the great difference between God and man; hence, the danger of man, his inner dissonance, lies in the possibility that the ground may subordinate expansion to itself, that contraction may triumph over expansion by perverting it--in short, that the relation reverses itself in favor of the ground wherein the principle of light and expansion is harnessed to the ground, spirit becomes the voice of ground, the universal the mask of the particular. Here the ground ceases being a condition by which existence may become what it is, but seeks to become that for the sake of which existence becomes what it is, it seeks to become absolute.
The difference between the two is fundamental, it is the basis for the dif- ference between good and evil in the Philosophical Investigations, a difference which,asZ? iz? eknotes,inheresinthenatureoftheunitybetweengroundand existence, evil being a unity oriented to the ground's freeing itself from its own conditionality and good being a unity where ground's conditionality is retained and affirmed (Z? iz? ek, The Indivisible Remainder, 63).
33. The first edition has a comma before the "it" ["Er"], which is capitalized in the German, and so does the edition from Buchheim, although the lat- ter notes that a period should likely be set here before the "it. " Having interpreted this unusual capitalization as sign of a printing mistake, we have inserted a period instead of a comma.
34. As noted, this analogy is the principal way that the Presentation of My System deals with the relation of ground to existence. (See Schelling, Zeitschrift, 368-370. )
35. The German reads: "In dem Zirkel, daraus alles wird, ist es kein Wider- spruch, dass das, wodurch das Eine erzeugt wird, selbst wieder von ihm ge- zeugt werde. Es ist hier kein Erstes und kein Letztes, weil alles sich gegen- seitig voraussetzt, keins das andere und doch nicht ohne das andere ist. "
36. We chose to translate the German werden in this and in the preceding sentence literally rather than by a paraphrase like "come into being. " We have done so because we preferred to retain the inherent dynamism of the German even though as English the use of "become" in this way (without a predicate object of becoming) is unnatural.
37. See the excerpt from Boehme in this volume, especially the opening paragraph.
38. The German reads: "Dennoch ist sie ein Willen des Verstandes . . . " We read ein Wille instead of ein Willen and assume the latter is a typograph- ical mistake (found both in the first edition and that of Buchheim). The alternative here would be to read ein Wollen, which is also possible, but not likely given the subsequent repetition of Wille in the same sentence (see the immediately following note below).
39. ein ahndender Wille--we have chosen to translate old ahnden (= ahnen) by the verb "divine," and this may well be a somewhat controversial choice. The verb ahnen means in general "to foresee," "to have a pre- sentiment or foreboding of," or "to suspect. " Gutmann translates the term variously by "prescient" or "anticipating," both of which are ade- quate but slightly inaccurate, since they seem to indicate advance ac- cess to knowledge, which should not yet be available to the yearning in this case (and that is why "to foresee" is also a problem). Hayden-Roy uses "presentient," and "presentiment," which is much closer but carries a sensory element in the adjective that is unwelcome. In their respective translations of The Ages of the World, where the verb is featured in the first sentence, Wirth uses "to intimate" and Norman "to divine," both of which seem to us to be much closer to the mark since they suggest an al- most ineffable inkling of something without necessarily freighting that inkling with a notion of foreknowledge that suggests Platonic anamn ? esis, the recollection of something seen before.
40. Please see the "Translators' Note" regarding our choice to use "anarchy" and "anarchical" to translate regellos and das Regellose here instead of Gutmann's "unruly" and "unruliness. " Once again, we should like to em- phasize that the association of this original "unstate" in the ground with darkness, chaos, disorder, and so on, leads us to believe a much stronger term like "anarchy" is a more appropriate translation.
41. This is a striking statement, and one that supports the interpretation of the ground not as an essence or unactualized quidditas that remains in potentia until some necessarily mysterious triggering moment but as an absence, an inexplicable void.
42. This proverbial expression for those who wrest confusion from clarity is taken from Horace's de arte poetica (at line 143):
quanto rectius hic, qui nil molitur inepte:
"dic mihi, Musa, virum, captae post tempora Troiae qui mores hominum multorum vidit et urbes"
non fumum ex fulgore, sed ex fumo dare lucem cogitat, ut speciosa dehinc miracula promat, Antiphaten, Scyllamque et cum Cyclope Charybdin.
In prose: How much more correct is he who does not exert himself in- eptly--"Tell me, Muse, of the man who saw the cities and ways of many men after the capture of Troy"--and proposes not to give smoke from a flash of light but light from smoke in order to bring forth the splendid and wondrous tales of Antiphates, Scylla, Charybdis, and the Cyclops.
43. Buchheim suggests that the reference to Fichte here pertains to three treatises Fichte wrote between 1804 and 1806, all of which denigrate na- ture as having being--as being alive--in the same way as the knowing subject. See Die Grundzu? ge des gegenwa? rtigen Zeitalters (1804); U? ber das Wesen des Gelehrten (1805); and Anweisung zum seligen Leben (1806)-- to the best of our knowledge, none of these works from Fichte's generally neglected post-Jena period has been translated into English.
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44. This reference to John 12:24 has strong epistemological and theodical overtones. For the former, see J. G. Hamann, Sa? mtliche Werke, ed. J. Nad- ler (Vienna: Herder Verlag, 1949-1957), 2:74. The latter are dealt with most famously by Fyodor Dostoevsky in The Brothers Karamazov where this verse is the epilogue and guiding thread of the very explicitly theo- dical narrative (F. M. Dostoevsky, The Brothers Karamazov, trans. Rich- ard Pevear and Larissa Volokhonsky [New York: Vintage, 1990], 2).
45. This recalls Plato's Timaeus:
Now the nurse [tith ? en ? e] of becoming [geneseos], having turned wa- tery and fiery and receiving the forms of earth and air as well, and suffering all the other properties that accompany these, assumes every variety of appearance; yet since she is filled with powers that are neither similar nor evenly balanced, none of her is in balance [ouden aut ? es isoroppein]; she sways irregularly in every direction as she herself is shaken by these forms, and as they are set in mo- tion, she in turn shakes them. And as they are moved, they drift continually, in one direction or another, separating from one an- other. Just as grain sifted and winnowed from sieves or other such instruments [organa] used for cleaning grain fall in one place if they are firm and heavy but fly off and settle in another place if they are light. (Plato, Platonis opera, ed. J. Burnet, vol. IV [Oxford: Oxford UP (1902) 1978], 52d4-53a2; our translation)
46. For Plato's use of "instrument," see the immediately preceding citation from Timaeus (52e7).
47. The German reads: "Weil na? mlich dieses Wesen (der anfa? nglichen Natur) nichts anderes ist als der ewige Grund zur Existenz Gottes, so muss es in sich selbst, obwohl verschlossen, das Wesen Gottes gleichsam als einen im Dunkel der Tiefe leuchtenden Lebensblick enthalten. " Here Wesen is of particular difficulty. Our translation gives "being" for the first and "es- sence" for the second use of Wesen in this sentence, thus bringing up a thorny issue. This is because the choice is hardly immediate and re- veals a serious philosophical problem, an ambiguity or, indeed, an am- bivalence that seems to course through the Philosophical Investigations. On the one hand, the ground seems to be a sort of primordial chaos, an unknown and unknowable X from which springs the variety of existence and, above all, the existence of God. But if the ground truly is this dark- ness, then how can God have an identity and not any identity? Schelling's use of Wesen in this sentence implies (at the very least) that there is some identity or essence lying "dormant" in the ground, waiting to escape it into the light. This implication turns against the notion of the ground as a darkness except in so far as it may be obscure to us but clear to God--in other words, is the ground inscrutable in itself or merely due to the limits of human cognitive power? Is God's "uncon- scious" self, a self that emerges into the light or is it indeed anything at all or are both positions somehow correct depending on the point of view one takes and can take?
48. This recalls Plato's famous wax analogy from Theaetetus at 191d2-191e1: SOCRATES: Now I want you to suppose, for the sake of the argu- ment, that we have in our souls a block of wax, larger in one person, smaller in another; in some men rather hard, in others soft, while in some it is of the proper consistency.
THEAETETUS: All right, I'm supposing that.
SOCRATES: We may look on it, then, as the gift of Memory [Mn ? emo- syn ? e], the mother of the Muses. We make impressions upon this of everything we wish to remember among the things we have seen or heard or thought of ourselves; we hold the wax under our percep- tions and thoughts and take a stamp from them, in the way in which we take the imprints of signet rings. Whatever is impressed upon the wax we remember and know so long as the image remains in the wax; whatever is obliterated or cannot be impressed, we forget and do not know. (Plato, Theaetetus, trans. M. J. Levett, rev. Myles Bur- nyeat, in Complete Works, ed. John Cooper [Indianapolis: Hackett, 1997], 212)
Deduction of the Possibility of Evil
49. Division is as old as Plato where it is called diairesis and forms a major topic of discussion in two of the most important dialogues, Sophist, and The Statesman. See Martin Heidegger, Plato's Sophist, trans. Richard Roj- cewicz and Andre? Schuwer (Bloomington: Indiana UP, 2003) and Stanley Rosen, Plato's Statesman: The Web of Politics (New Haven: Yale UP, 1995), 14-36.
50. Selbstlauter and Mitlauter are the German terms we translate as vowel and consonant. Buchheim (Buchheim, PU, 128, n147) indicates that, in the sense employed by Schelling and derived from Boehme (from the Myste- rium magnum), the terms distinguish the purity of God's "spirit" or "word" as opposed to that of man, which needs to be combined with con- sonants in order to be heard; in other words, whereas God's voice is pure, the human voice is not. Also see Wirth's comments in his translation of The Ages of the World (Schelling, The Ages of the World [1815], 141, n59).
51. "The same unity that is inseverable in God must therefore be severable in man--and this is the possibility of good and evil. " This is a central thought in the Philosophical Investigations, and it reveals the considerable virtue and ultimate failure of Schelling's attempt to reassert a form of theodicy that, as Friedrich Hermanni remarks, in some ways harkens back to St. Au- gustine and, in particular, to the de libero arbitrio (On Freedom), where human freedom is first equated with the will and an encroachment on God's order. (See Friedrich Hermanni, Die letzte Entlastung, 20-21. )
Schelling's position is ambivalent in so far as God cannot fail, cannot collapse whereas man can. This move insulates God against the problems we addressed above (in note 27), but also allows for a much broader con- cept of evil than those which the tradition explicitly allowed.
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52. Archaeus is not an identifiable figure of classical mythology. Buchheim notes that the reference seems to be taken from Theophrastus Paracel- sus (Philip Theophrastus Bombast von Hohenheim, 1453-1541), the Swiss doctor, alchemist and philosopher-theologian, and is a sign stand- ing for the principle of organic vitality which unifies the various vital powers. As such, this is yet another example of the more arcane stream of reference that appears in the Philosophical Investigations, a stream that should not be interpreted as exemplary of eccentricity as much as of Schelling's respect for otherwise denigrated semiotic systems (and this goes for mythology as well).
53. The cited passages read:
(1) to first footnote on page 36:
20. I found in comparing the Rationale Theoligicum of Nicolaus Ve- delius with the refutation by Johann Musaeus that these two au- thors, of whom one died while a Professor at Franecker after having taught at Geneva and the other finally became the foremost theolo- gian at Jena, are more or less in agreement on the principal rules for the use of reason, but that it is in the application of these rules they disagree. For they both agree that revelation cannot be contrary to the truths whose necessity is called by philosophers 'logical' or 'metaphysical', that is to say, whose opposite implies contradic- tion. They both admit also that revelation will be able to combat maxims whose necessity is called 'physical' and is founded only upon the laws that the will of God has prescribed for Nature. Thus the question whether the presence of one and the same body in div- ers places is possible in the supernatural order only touches the application of the rule; and in order to decide this question conclu- sively by reason, one must needs explain exactly wherein the es- sence of body exists . . . (Gottfried Wilhelm Leibniz, Theodicy, trans. E. M. Huggard [La Salle, Ill. : Open Court, 1985], 86)
(2) to second footnote on page 36:
149. M. Bayle avows: 'that one finds everywhere both moral good and physical good, some examples of virtue, some examples of happiness, and that this is what makes the difficulty. For if there were only wicked and unhappy people', he says, 'there would be no need to resort to the hypothesis of the two principles. ' I wonder that this admirable man could have evinced so great an inclination towards this opinion of the two principles; and I am surprised at his not having taken into account that this novel [roman] of human life, which makes the universal history of the human race, lay fully devised in the divine understanding, with innumerable others, and that the will of God only decreed its existence because this se- quence of events was to be most in keeping with the rest of things, to bring forth the best result. And these apparent faults in the whole world, these spots on a Sun whereof ours is but a ray, rather enhance its beauty than diminish it, contributing towards that end
by obtaining a greater good. There are in truth two principles, but they are both in God, namely, his understanding and his will. The understanding furnishes the principle of evil, without being sullied by it, without being evil; it represents natures as they exist in the eternal verities; it contains within it the reason for which evil is permitted: but the will tends only towards good. Let us add a third principle, namely power; it precedes even understanding and will, but it operates as the one displays it and as the other requires it. (Leibniz, Theodicy, 216-217; translation modified)
(3) to third footnote on page 36:
380. Aristotle was right in rejecting chaos: but it is not always easy to disentangle the conceptions of Plato, and such a task would be still less easy in respect of some ancient authors whose works are lost. Kepler, one of the most excellent of modern mathematicians, recognized a species of imperfection in matter, even when there is no regular motion: he calls it its 'natural inertia', which gives it a re- sistance to motion, whereby a greater mass receives less speed from one and the same force. There is soundness in this observa- tion, and I have used it to advantage in this work, in order to have a comparison such as should illustrate how the original imperfection of the creatures sets bounds to the action of the Creator, which tends towards good. But as matter is itself of God's creation, it only furnishes a comparison and an example, and cannot be the very source of evil and imperfection. I have already shown that this source lies in the forms or ideas of the possibles, for it must be eter- nal, and matter is not so. Now since God made all positive reality that is not eternal, he would have made the source of evil, if that did not rather lie in the possibility of things or forms, that which alone God did not make, since he is not the author of his own understand- ing. (Leibniz, Theodicy, 353)
54. Here is our translation of the citation from St. Augustine:
They ask us: whence evil? We answer: from the good, but not from the highest good; therefore, evil things do arise from good things. For all evil things participate in the good and resist it purely and as given in every part of it. One really should not find these things dif- ficult who has correctly formulated the concept of evil at some time and noted that it always involves some deficiency, whereas all man- ner of perfection is possessed in an incommunicable way by God; nor is it any more possible to create an unlimited and independent creature than it is to create another God.
55. The cited passages read:
(1) to first footnote on page 37:
152. M. Bayle places the Greek philosopher Melissus, champion of the oneness of the first principle (and perhaps even of the oneness of substance) in conflict with Zoroaster, as with the first originator of duality. Zoroaster admits that the hypothesis of Melissus is more
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consistent with order and a priori reasons, but he denies its confor- mity with experience and a posteriori reasons. 'I surpass you', he said, 'in the explanation of phenomena, which is the principal mark of a good system. ' But, in my opinion, it is not a very good explana- tion of a phenomenon to assign it to an ad hoc principle: to evil, a principium maleficum, to cold, a primum frigidum; there is nothing so easy and nothing so dull. It is well-nigh as if someone were to say that the Peripatetics surpass the new mathematicians in the expla- nation of the phenomena of the stars, by giving them ad hoc intelli- gences to guide them. According to that, it is quite easy to conceive why the planets make their way with such precision; whereas there is need of much geometry and reflection to understand how from the gravity of the planets, which bears them towards the sun, com- bined with some whirlwind which carries them along, or with their own motive force, can spring the elliptic movement of Kepler, which satisfies appearances as well. A man incapable of relishing deep speculations will at first applaud the Peripatetics and will treat our mathematicians as dreamers. Some old Galenist will do the same with regard to the faculties of the Schoolmen: he will admit a chylific, a chymific and sanguific, and he will assign one of these ad hoc to each operation; he will think he has worked won- ders, and will laugh at what he will call the chimeras of the mod- erns, who claim to explain through mechanical structures what passes in the body of an animal. (Leibniz, Theodicy, 218-219)
153. The explanation of the cause of evil by a particular principle, per principium maleficum, is of the same nature. Evil needs no such explanation, any more than do cold and darkness: there is neither primum frigidum nor principle of darkness. Evil itself comes only from privation; the positive enters therein only by concomitance, as the active enters by concomitance into cold. We see that water in freezing is capable of breaking a gun-barrel wherein it is confined; and yet cold is a certain privation of force, it only comes from the diminution of a movement which separates the particles of fluids. When this separating motion becomes weakened in the water by the cold, the particles of compressed air concealed in the water col- lect; and, by becoming larger, they become more capable of acting outwards through their buoyancy. The resistance which the sur- faces of the proportions of air meet in the water, and which op- poses the force exerted by these portions towards dilation, is far less, and consequently the effect of the air greater, in large air- bubbles than in small, even though these small bubbles combined should form as great a mass as the large. For the resistances, that is, the surfaces, increase by the square, and the forces, that is, the contents or volumes of the spheres of compressed air, increase by the cube, of their diameters. This it is by accident that privation in- volves action and force. I have already shown how privation is
enough to cause error and malice, and how God is prompted to per- mit them, despite that there be no malignity in him. Evil comes from privation; the positive and action spring from it by accident, as force springs from cold. (Leibniz, Theodicy, 219-220)
(2) to first footnote on page 38:
30. Thus what we have just said of human reason, which is extolled and decried by turns, and often without rule or measure, may show our lack of exactitude and how much we are accessory to our own errors. Nothing would be so easy to terminate as these disputes on the rights of faith and of reason if men would make use of the com- monest rules of logic and reason with even a modicum of attention. Instead of that, they became involved in oblique and ambiguous phrases, which give them a fine field for declamation, to make the most of their wit and learning. It would seem, indeed, that they have no wish to see the naked truth, perhaps because they fear that it may be more disagreeable than error: for they are not familiar with the beauty of the author of all things who is the source of truth. (Leibniz, Theodicy, 91-92; translation modified)
56. The German that we have translated by the unusual pair, "temperance" and "distemperance," is Temperatur and Distemperatur. Both terms seem to be derived from theosophic literature. Buchheim suggests that Schell- ing may have lifted them from Christoph Oetinger's Swedenborg (Buch- heim, PU 136, n182), but the terms may also have roots in Boehme. (See Francesco Moiso, "Gott als Person," in U? ber das Wesen der menschlichen Freiheit, ed.
The relation between substance and modification thus seems to en- compass that of efficient, formal and material causes, three of the tetrad of Aristotelian causes (the causa finalis being the other), and that is why we have chosen the somewhat vaguer and arguably broader "conse- quence" to replace the more common "effect. " Moreover, in this way we are attempting to anticipate Schelling's own rejection of causality in the relation of ground and existence which has a cloying structural similar- ity--at least on the surface--to that of substance and modification as Schelling describes it.
15. See Jacobi's comments on this in the first Jacobi excerpt included in this volume, namely:
Lessing: . . . Now, according to what ideas do you believe the oppo- site of Spinozism? Do you find that the Principia by Leibniz put an end to it?
I. How could I in view of the firm conviction that the incisive deter- minist does not differ from the fatalist? . . . The monads together with their vincula [bonds] leave extension and thinking, reality in general, as incomprehensible to me as before, and there I know nei- ther right nor left. It seems to me as if, ultimately, a confidence trick were being played on me . . . For that matter, I don't know of any doctrinal edifice that would agree as much with Spinozism as that of Leibniz; and it would be difficult to say which one of these au- thors fooled us and himself the most; with all due respect! . . . Men- delssohn proved publicly that the harmonia praestabilita is in Spi- noza. From this alone it already follows that Spinoza must contain much more of Leibniz's basic doctrines, or else Leibniz and Spinoza (on the basis of whose doctrine Wolff's lessons would hardly have flourished) would not have been the striking minds [Ko? pfe] that they indisputably were. I dare to explain on the basis of Spinoza Leibniz's complete doctrine concerning the soul . . .
16. See note 14 above. The terminology used here seems to be derived from Kant and, indeed, it seems to be taken from a passage in the Critique of Pure Reason, (A73/B99). (Immanuel Kant, Critique of Pure Reason, trans. Paul Guyer and Allen W. Wood [Cambridge: Cambridge UP, 1998], 208)
17. The German reads: "Wa? re das in einem andern Begriffene nicht selbst lebendig, so wa? re eine Begriffenheit ohne Begriffenes, d. h. es wa? re nichts begriffen. " Here, as in the preceding two sentences, Schelling plays on the meaning of begreifen as both "to grasp" or "to under- stand" and, in the sense of Begriffensein, "to be included" or "to be contained. " Since the German wordplay cannot be captured literally in English, we have chosen with hesitance to maintain the latter meaning in the text over the former, while in the German a homology between
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the two is effortlessly suggested, particularly in the sentence we cite here. Moreover, the notion of containment advanced here refers back somewhat ironically to the preceding discussion of the subject- predicate relation, where the predicate is said to be contained (inesse) in the subject.
18. See Boehme's Mysterium pansophicum included in this volume. Snow comments appositely on this sentence:
This conjures up an almost irresistible picture of God as an un- speakably prolific author who is gazing in amazement at the antics of the characters with whom he has peopled the vast fiction of the world. The German expression fu? r sich fortwirkend, which is trans- lated by Gutmann as "works on in its own way," might more felici- tously and idiomatically be rendered as "takes on a life of its own"; this seems to me to better capture the sense of the burgeoning autonomy of both ideas and human individuals to which Schelling is referring, and which forms an important basis for the concept of personality. (Snow, End of Idealism, 155)
19. The German reads: "Gott schaut die Dinge an sich an. " Our translation interprets the German quite literally rather than using the arguably more appropriate translation through the verb "intuit," which would read: "God intuits things in themselves. " The problem here stems primarily from the translation of the noun Anschauung as "intuition," which has become cus- tomary in translations of Kant where the term describes an immediate "looking" or "gazing at" what is, the way of receiving impressions from the senses whose two fundamental a priori forms are space and time. This translation itself seems to be indebted to the description of divine knowl- edge as a kind of immediate seeing (visio Dei) that one finds in scholastic texts; there the Latin intuitus is merely the nominal form of the classical de- ponent verb intueor, which means "to look upon" or "to gaze at. " This link- age is not at all clear, however, when one uses "intuit" or "intuition" in En- glish where the association with the simple act of looking has become quite obscure. We sought to restore this association and the link with the immediacy of vision as that of the "eye of the mind" that runs through the entire tradition from Plato on--after all, the word "idea" is derived from the aorist infinitive of the Attic Greek verb "to see" (idein).
20. The reference here is somewhat obscure, but it is likely that Schelling means the more aggressive expressions of French materialism such as the writings of Baron d'Holbach and La Mettrie whose influential work, L'Homme machine, is one of the most starkly mechanistic visions of this current of thought. In general, the thrust of Schelling's Naturphilosophie is to undermine the mechanist view of nature projected by Newtonian physics and its various derivatives. And there is little question that the more radically materialist thinkers among the philosophes of the French Enlightenment not only supported Newtonian physics but sought to "purify" it of its connection to the deity and, in doing so, they created a vision of a law-abiding but purposeless universe, one that has no regard
for human ends, that is essentially anti-anthropomorphic. (See Lester G. Crocker, Nature and Culture: Ethical Thought in the French Enlightenment [Baltimore: The Johns Hopkins Press, 1963], 3-35. )
21. Once again, Jacobi is the target. But it should be noted that the allusion to Jacobi is by no means simply negative. The relationship between Schelling and Jacobi (who was Schelling's immediate superior as Presi- dent of the Bavarian Academy of Sciences) seems to have been cordial at first, and at least one commentator has suggested that there was a vi- brant intellectual exchange between the two that has not yet been given its proper due (Peetz, Die Freiheit im Wissen, 77). Nonetheless, relations became increasingly strained, ending with the complete break of 1812 in the so-called third pantheism debate.
22. Pygmalion's story is recorded both in Apollodorus (III. 14. 3) and Ovid (Metamorphoses X. 243 passim). He fell in love with Aphrodite (Venus) and made an image of her which he placed in his bed because she would not sleep with him. He prayed to her for pity, and she breathed life into the image as Galatea who bore him a son, Paphos.
23. The German reads: "In dieser (der Freiheit) wurde behauptet, finde sich der letzte potenzierende Akt, wodurch sich die ganze Natur in Empfindung, in Intelligenz, endlich in Willen verkla? re. " Buchheim notes a basic refer- ence here to the conception of potencies set out in the System of Transcendental Idealism (1800) where the "whole sequence of the transcendental philosophy is based merely upon a continual raising of self-intuition to increasingly higher powers [potenzieren], from the first and simplest exercise of self-consciousness, to the highest, namely the aesthetic. " The final "empowering" act is at once the most free, creative and necessitated--it is the union of freedom and necessity. (See F. W. J. Schelling, System of Transcendental Idealism [1800], trans. Peter Heath [Charlottesville: University of Virginia Press, 1978], 233. )
24. This is an extremely radical and enigmatic statement within the whole of the Philosophical Investigations because it brings up in its way the question of authority. For if there is "no other Being than will" what is there? In other words, if will is all that is, then how can there be any- thing outside will; namely, how can there be any authority beyond will? If this is at the heart of what Schelling is in fact telling us, he runs into a great problem, one that besets any way of thinking that does not grant primary authority to thought. If thinking is not primary, then what is it if not dependent? If thinking is dependent, then whence the synoptic view of freedom that the philosopher seems to offer us--is that not an act of will in itself?
Schelling avoids this question (while raising it again in another form) by equating the will of primal Being with God. Yet, such an answer does not give us much insight into the authority presumed by the thinker in presenting this view. The issue did not escape notice by Schelling's con- temporaries. Even though mentioned in a slightly different context-- that of Schelling's concept of intellectual intuition--Hegel's criticism of
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this notion of intuition (quoted at length in Snow's excellent treatment of the issue) is indicative:
[S]ince the immediate presupposition in Philosophy is that individ- uals have the immediate intuition of this identity of subjective and objective, this gave the philosophy of Schelling the appearance of indicating that the presence of this intuition in individuals de- manded a special talent, genius, or condition of mind of their own, or as though it were generally speaking an accidental faculty which pertained to the specifically favored few. (Snow, End of Idealism, 63) The notion of genius as special talent seems well suited to the kind of
authority enjoyed by the author of the Philosophical Investigations as well. In other words, if the synoptic view set forth by Schelling here is not to be taken as merely a creation of the philosopher, thereby eliminat- ing the distance between philosopher and artist, then it must be taken as the product of genius in the sense of an immediate apprehension or in- tuition of the whole--philosophic genius becomes vatic and prophetic with the philosopher bearing the vision of the truth vouchsafed to him by virtue of his genius. Few positions could have been more offensive to Hegel for whom reason holds the promise of equality (as something ac- cessible to all rational beings despite differences in acuity) and for whom intuition is thus a fickle and arbitrary master, an imposition of un- questionable authority that differs little from the visions of prophets and madmen.
This question of authority hangs over the Philosophical Investigations. If there is nothing higher than will, nothing to regulate will, then how can one come to any other conclusion? Either Schelling purports to speak on behalf of the divine will, thus taking on the mantle of the vatic artist and prophet, or he is speaking on his own behalf in which case he claims to be a god or cosmourgos, the philosopher-artist as world-maker. In either case, philosophy as rational apprehension of the whole has come to an end as an act of discovery (if it indeed ever was) and has become instead an act of poetry.
25. Here we chose to translate the German Ichheit following the example of Daniel Breazeale's authoritative translations of Fichte. See, for example, J. G. Fichte, Introductions to the Wissenschaftslehre and Other Writings (In- dianapolis: Hackett, 1994), xxxvi.
26. This is an intimation of the crucial distinction in Schelling's late philoso- phy between negative and positive philosophy. Edward Beach succinctly and judiciously describes this distinction as well as the interrelation of the two different kinds of philosophy:
The next important step towards this goal [of constructing a ration- ally coherent metaphysics--our note] is to distinguish between ab- stract essence (quidditas) and concrete "thatness" (quodditas) . . . As we have seen, it is Schelling's position that the essence, logical structure, or "whatness" (Was) of the universe--and even of God himself--is, in principle, a bare possibility, which either could exist
or not exist. The "thatness" (or Dass), on the other hand, Schelling defines as the pure fiat on which being, as well as the very possibil- ity of being, depends. The Dass he regards as the transcendent Cause of existence and therefore as standing at the pinnacle of the universal chain of being. Thus, although Schelling argues (in his cri- tique, along Kantian lines, of the ontological proof) that the Dass of God is not deducible a priori from his essence, yet this still leaves open the option of establishing God's essence by a posteriori means and on the basis of his Dass.
This consideration suggests to Schelling a new line of approach to the philosophies of religion and mythology. Corresponding to the distinction between the essence and the Dass, he divides his system into two separate, yet complementary branches: the "nega- tive" and the "positive. " The task of the negative philosophy is to define and order the various possibilities of things--that is, to de- termine their formal structures considered exclusively as possibil- ities, but without reference to whether or not they actually exist. The highest order of possibility is that of a pure actuality which . . . transcends the very limits of thinkability--if indeed it exists at all. This is the possibility of the Dass. But the actuality of the Dass must be intuited directly. The positive philosophy, accordingly, begins with the "experience" of immediate existence in and through the Dass, and proceeds from there, in tandem with the negative philoso- phy, to establish when and how the bare possibilities become con- crete actualities.
Schelling characterizes the negative branch as "rational philoso- phy," insofar as it deals with the purely possible. Yet the term "ra- tional" is somewhat misleading, for among the possibilities to be considered are those of a nonrational ground (i. e. , blind nature, or chaos) and of a suprarational, ordering directive (the will of God). Both of these, for different but related reasons, are supposed to es- cape rational determination; indeed, they are literally inconceivable. And yet the thought of their being inconceivable can and must be conceived. Thus, the negative philosophy, as understood by Schell- ing, paradoxically includes within itself the concept of a reality transcending all conceptual determinations, as well as the rationale of a struggle with the powers of unreason. Similarly, the positive phi- losophy represents the actuality of that struggle as revealed in human history, a process hopefully leading to the final triumph of reason over blind nature. In this way, the positive and negative phi- losophies are mutually to reinforce each other in the search for truth. (Edward Beach, The Potencies of God(s): Schelling's Philosophy of Mythology [Albany: State University of New York Press, 1994], 107)
27. In this section of the Philosophical Investigations, Schelling presents three characterizations of evil in order to evaluate the possibility of free- dom within God as a capacity for good and evil:
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(a) Immanence: admitting freedom to do evil leads to the denial of God's benevolence and omnipotence, while to deny the freedom to do evil simply denies freedom tout court.
(b) Concursus Dei: even the most distant connection between God and creatures suggests a level of participation in their actions; otherwise God cannot retain omnipotence. Hence, God must share responsibility for evil actions which offends the notion of benevolence, of God's essen- tial goodness. To deny this participation is to deny any positive ontolog- ical status to evil, to deny evil and, thus, to deny freedom once again.
(c) Emanation: evil as an estrangement or fall from God is riddled with inconsistencies. The most important among these relate to the origin of a falling away from God. If that origin is in God (he casts them out), then he is responsible for evil and his benevolence is impugned; if that origin is in creatures, then God must still be responsible, impugning his be- nevolence, for, if he is not, then he is no longer omnipotent and one has declared another origin of evil; if the origin is neither in God nor crea- tures, then the entire structure fails. Moreover, if evil is what is farthest from God, what is it? If it is as that which is not, it still is. Hence, evil even as privation of being has a curious being that is more than just the efflu- vium of a debating trick.
In each case, the compatibility of freedom (as the capacity to do evil) with God's omnipotence, omniscience and benevolence is shown to be impossible without eliminating freedom. Moreover, to assert freedom then becomes indistinguishable from a denial of God's complete author- ity that can only give rise to the suggestion that there may be another contrary authority (in evil).
Here Schelling is at his most powerful, setting out by means of the equation of freedom and evil the conditions which any monism must meet if it is to admit freedom and avoid a vitiating dualism. In doing so, he engages in a rather veiled placement of Hegel and Kant, as, respec- tively, primary advocates of monism and dualism, within the terms of the Christian justification of God and, thus, of the whole. The most intri- guing result of this tacit placement is the deflation of Hegelianism as a theodicy that cannot perform its task any better than traditional Chris- tian thought due to the denials that it must undertake as a condition of maintaining its essential monism as well as the equally wicked deflation of Kantianism as having three main consequences, a triumphant monism a` la Hegel that is both a return to, and departure from, Christian monism, a "monist dualism" of endless struggle or conflict a` la Fichte that may eu- phemistically be termed "asymptotic dualism" (as opposed to merely Si- syphean striving) or a most radical assertion of freedom a` la Nietzsche, this final possibility being present only as an implication or anticipation of collapse, but a most prescient one.
28. The relevant passage from Plotinus referred to in Schelling's note reads: One can grasp the necessity of evil in this way too. Since not only the Good exists, there must be the last end to the process of
going out past it, or if one prefers to put it like this, going down or going away: and this last, after which nothing else can come into being, is evil. Now it is necessary that what comes after the First should exist, and therefore that the Last should exist; and this matter, which possesses nothing at all of the Good. And in this way too evil is necessary. (Plotinus, Enneads, trans. A. H. Arm- strong, vol. 1 [Cambridge, Mass. : Harvard UP (Loeb Classical Li- brary), 1989], 299)
29. This is a distant echo of a famous sentence in The Critique of Pure Reason (A51/B75): "Without sensibility no object would be given to us, and with- out understanding none would be thought. Thoughts without content are empty, intuitions without concepts are blind" (Kant, Critique of Pure Reason, 193-194).
30. This is a reference to the orgiastic cult of Cybele whose male devotees would attempt to achieve union with her through castrating themselves and dressing like women. See Robert Graves, The Greek Myths (Har- mondsworth: Penguin, 1992), 117.
INVESTIGATION
DEDUCTION FROM THE PHILOSOPHY OF NATURE
31. Schelling is likely referring primarily to Boehme here.
32. The distinction between being as ground of existence and as existence
is crucial to the Philosophical Investigations; the entire positive argu- ment of the treatise flows from this distinction. It might be stated right from the start that Schelling makes no argument to support this distinc- tion; rather, he simply asserts it and refers to its first "scientific presen- tation. " That presentation is found in the Presentation of My System of Philosophy [Darstellung meines Systems der Philosophie] from 1801, a work typically associated with Schelling's "identity philosophy," and the reference here shows just how porous the periodization of Schelling's thought can be (see Alan White, Schelling: An Introduction to the System of Freedom, [New Haven: Yale University Press, 1983], 93 and Snow, End of Idealism, 141). Moreover, that reference is to a "scientific" presentation, and at least one commentator has suggested that the Phil- osophical Investigations is an exoteric or "dialogic" exposition of Schelling's thought which is given more "rigorous" treatment in the foremost published scientific work of this period, the Presentation of My System (one presumes here that the model is Aristotle whose dialogues have survived only in rather insubstantial fragments) (White, System of Freedom, 93-94). Leaving the question of its supposedly more rigorous nature aside, the Presentation of My System does offer a useful prolegom- enon to elucidation of the distinction between ground and existence, not the least of whose utility is its use of the analogy of gravity to ex- plain the nature of the ground, an analogy that is taken up once again in the Philosophical Investigations.
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Here are translations of those sections of Presentation of My System to which Schelling refers in his first note (the other notes refer to the same sections more generally and arguably add only slightly to what is indi- cated in this note), where if A = A is the traditional sign of identity, A = B is the sign of identity in difference:
a) Comment to ? 54:
It is hardly doubtful that these proofs have left behind several ob-
scurities for many readers. Hence, it could first be asked to what ex- tent gravity could be thought as the ground of the reality of B, since the latter is originary [urspru? nglich] (? 44 comment 1). Yet B is only thought as having being or objectivity in relative identity; but rela- tive identity itself is nothing real (? 51). B thus, just like A, only be- comes real in so far as it is posited together with A objectively, con- sequently in relative totality. Accordingly, gravity is just as much ground from A as from B. As a result, it might be difficult for many to grasp the diverse-seeming relation of forces in absolute identity. In this respect, we make only the following comment: absolute identity is immediate ground of the primum Existens [first existing thing] not in itself, but rather through A and B, which are equivalent to it (? 53, Supplement 2). But absolute identity is absolutely immediate and in itself the ground of the reality of Being of A and B, yet for that very reason absolute identity does not yet exist in gravity. For it only ex- ists after A and B are posited as having being. Gravity is for that very reason posited immediately by absolute identity and proceeds not from its essence [Wesen], nor from its actual Being (for this is not yet posited) but rather from its nature; from the latter, however, simply and immediately from inner necessity, namely, from the fact that it exists unconditionally and cannot exist other than in the form of Being of A and B. It is evident (from gravity's being posited immedi- ately by absolute identity) that it is impossible to ground gravity as gravity, to seek to present it in its actuality [Wirklichkeit], since it must be thought as absolute identity not to the extent this exists, but to the extent it is the ground of its own Being, thus is itself not in actuality. (F. W. J. Schelling, Zeitschrift fu? r spekulative Physik, ed. Man- fred Durner [Hamburg: Felix Meiner Verlag, 2001], 368-369)
b) Comment 1 to ? 93:
In gravity (? 54 comment) we indeed had to recognize absolute identity according to its essence, yet not as having being, since gravity is in the latter as the ground of its Being. Absolute identity is not in the cohesiveness, but rather gravity (? 92) which in itself does not exist. Absolute identity and actuality emerge in light.
Gravity flees into eternal night, and absolute identity partially re- moves the seal under which it is contained, although it is com- pelled to emerge and, as it were, step into the light as the potency [in der Potenz] of A and B, but still as one identical thing. (Schelling, Zeitschrift, 386)
c) Explanation to ? 145:
It is explained above that we understand by nature absolute identity first and foremost to the extent absolute identity exists in the form of A and B actu (? 61). Now absolute identity exists as such, however, only in cohesiveness and the light. But since abso- lute identity is ground of its own Being as A3 through cohesiveness and the light, just as it was ground of its own Being as A2 through gravity, and since it is perhaps as A3 once again ground of its own Being (in a yet higher potency [Potenz]), we will be able say in gen- eral: by nature we understand absolute identity to the extent it is considered not as having Being, but as ground of its Being, and we foresee from this that we can call nature all things which lie beyond the absolute Being of absolute identity. (Schelling, Zeitschrift, 426) These hints are by no means clear, and we may do better to examine
the relation between ground and existence further by looking at the Phil- osophical Investigations themselves. From that standpoint, it is impor- tant first of all to reject the many possible binary combinations that may seem to describe the relation such as, for example, that of the infinite to the finite or that of essence to existence or ground to consequence--the latter merely a causal relationship that cannot explain the relation and that carries one back to Schelling's discussion of the relation of God to things.
The relation is rather one of the ground's being a condition or me- dium through which God's existence first comes to light; it is the condi- tion for the appearance of the light. In this sense, the ground is first rec- ognized as such in terms of the existence of God; thus it does not exist independently of God (although it is "different" from him), nor does it exist prior to God, yet its existence is necessary so that God reveal him- self. Hence, the condition of God's existence is itself conditioned, by that existence, and this sort of dialectical relation is a far cry indeed from the other relations mentioned above; it both complies with the basic dogmatic claim of God's eternality, that he must always be, even if that being must also have been before creation, and offers an explana- tion for the emergence of God (i. e. , differentiation) in so far as that emergence is conditional.
Yet, what is the ground? Here Schelling's analogy with gravity is quite useful, for it clarifies the nature both of ground and existence. If ground is likened to gravity in its relation to light, then ground is a necessary force of contraction without which the expansion (of light) would not be possible. The roots of this thinking in Schelling's philosophy of nature are clear in so far as the constitutive relation is dyadic and dynamic; however, the tension between ground and existence is not one of attrac- tion and repulsion but rather of contraction and expansion--the move- ment into the light is one of constant expansion, the movement condi- tioning this movement as its condition of possibilty is one of contraction or self-concealment (here one is reminded of Heraclitus' famous "phusis
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kruptesthai philei" [nature loves to hide/conceal itself]); each movement is defined with and against the other, they function together harmoni- ously, and the whole that emerges out of this movement is not compre- hensible as a whole without it.
But if ground remains a condition in God, it does not necessarily have to do so in man--this is the great difference between God and man; hence, the danger of man, his inner dissonance, lies in the possibility that the ground may subordinate expansion to itself, that contraction may triumph over expansion by perverting it--in short, that the relation reverses itself in favor of the ground wherein the principle of light and expansion is harnessed to the ground, spirit becomes the voice of ground, the universal the mask of the particular. Here the ground ceases being a condition by which existence may become what it is, but seeks to become that for the sake of which existence becomes what it is, it seeks to become absolute.
The difference between the two is fundamental, it is the basis for the dif- ference between good and evil in the Philosophical Investigations, a difference which,asZ? iz? eknotes,inheresinthenatureoftheunitybetweengroundand existence, evil being a unity oriented to the ground's freeing itself from its own conditionality and good being a unity where ground's conditionality is retained and affirmed (Z? iz? ek, The Indivisible Remainder, 63).
33. The first edition has a comma before the "it" ["Er"], which is capitalized in the German, and so does the edition from Buchheim, although the lat- ter notes that a period should likely be set here before the "it. " Having interpreted this unusual capitalization as sign of a printing mistake, we have inserted a period instead of a comma.
34. As noted, this analogy is the principal way that the Presentation of My System deals with the relation of ground to existence. (See Schelling, Zeitschrift, 368-370. )
35. The German reads: "In dem Zirkel, daraus alles wird, ist es kein Wider- spruch, dass das, wodurch das Eine erzeugt wird, selbst wieder von ihm ge- zeugt werde. Es ist hier kein Erstes und kein Letztes, weil alles sich gegen- seitig voraussetzt, keins das andere und doch nicht ohne das andere ist. "
36. We chose to translate the German werden in this and in the preceding sentence literally rather than by a paraphrase like "come into being. " We have done so because we preferred to retain the inherent dynamism of the German even though as English the use of "become" in this way (without a predicate object of becoming) is unnatural.
37. See the excerpt from Boehme in this volume, especially the opening paragraph.
38. The German reads: "Dennoch ist sie ein Willen des Verstandes . . . " We read ein Wille instead of ein Willen and assume the latter is a typograph- ical mistake (found both in the first edition and that of Buchheim). The alternative here would be to read ein Wollen, which is also possible, but not likely given the subsequent repetition of Wille in the same sentence (see the immediately following note below).
39. ein ahndender Wille--we have chosen to translate old ahnden (= ahnen) by the verb "divine," and this may well be a somewhat controversial choice. The verb ahnen means in general "to foresee," "to have a pre- sentiment or foreboding of," or "to suspect. " Gutmann translates the term variously by "prescient" or "anticipating," both of which are ade- quate but slightly inaccurate, since they seem to indicate advance ac- cess to knowledge, which should not yet be available to the yearning in this case (and that is why "to foresee" is also a problem). Hayden-Roy uses "presentient," and "presentiment," which is much closer but carries a sensory element in the adjective that is unwelcome. In their respective translations of The Ages of the World, where the verb is featured in the first sentence, Wirth uses "to intimate" and Norman "to divine," both of which seem to us to be much closer to the mark since they suggest an al- most ineffable inkling of something without necessarily freighting that inkling with a notion of foreknowledge that suggests Platonic anamn ? esis, the recollection of something seen before.
40. Please see the "Translators' Note" regarding our choice to use "anarchy" and "anarchical" to translate regellos and das Regellose here instead of Gutmann's "unruly" and "unruliness. " Once again, we should like to em- phasize that the association of this original "unstate" in the ground with darkness, chaos, disorder, and so on, leads us to believe a much stronger term like "anarchy" is a more appropriate translation.
41. This is a striking statement, and one that supports the interpretation of the ground not as an essence or unactualized quidditas that remains in potentia until some necessarily mysterious triggering moment but as an absence, an inexplicable void.
42. This proverbial expression for those who wrest confusion from clarity is taken from Horace's de arte poetica (at line 143):
quanto rectius hic, qui nil molitur inepte:
"dic mihi, Musa, virum, captae post tempora Troiae qui mores hominum multorum vidit et urbes"
non fumum ex fulgore, sed ex fumo dare lucem cogitat, ut speciosa dehinc miracula promat, Antiphaten, Scyllamque et cum Cyclope Charybdin.
In prose: How much more correct is he who does not exert himself in- eptly--"Tell me, Muse, of the man who saw the cities and ways of many men after the capture of Troy"--and proposes not to give smoke from a flash of light but light from smoke in order to bring forth the splendid and wondrous tales of Antiphates, Scylla, Charybdis, and the Cyclops.
43. Buchheim suggests that the reference to Fichte here pertains to three treatises Fichte wrote between 1804 and 1806, all of which denigrate na- ture as having being--as being alive--in the same way as the knowing subject. See Die Grundzu? ge des gegenwa? rtigen Zeitalters (1804); U? ber das Wesen des Gelehrten (1805); and Anweisung zum seligen Leben (1806)-- to the best of our knowledge, none of these works from Fichte's generally neglected post-Jena period has been translated into English.
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44. This reference to John 12:24 has strong epistemological and theodical overtones. For the former, see J. G. Hamann, Sa? mtliche Werke, ed. J. Nad- ler (Vienna: Herder Verlag, 1949-1957), 2:74. The latter are dealt with most famously by Fyodor Dostoevsky in The Brothers Karamazov where this verse is the epilogue and guiding thread of the very explicitly theo- dical narrative (F. M. Dostoevsky, The Brothers Karamazov, trans. Rich- ard Pevear and Larissa Volokhonsky [New York: Vintage, 1990], 2).
45. This recalls Plato's Timaeus:
Now the nurse [tith ? en ? e] of becoming [geneseos], having turned wa- tery and fiery and receiving the forms of earth and air as well, and suffering all the other properties that accompany these, assumes every variety of appearance; yet since she is filled with powers that are neither similar nor evenly balanced, none of her is in balance [ouden aut ? es isoroppein]; she sways irregularly in every direction as she herself is shaken by these forms, and as they are set in mo- tion, she in turn shakes them. And as they are moved, they drift continually, in one direction or another, separating from one an- other. Just as grain sifted and winnowed from sieves or other such instruments [organa] used for cleaning grain fall in one place if they are firm and heavy but fly off and settle in another place if they are light. (Plato, Platonis opera, ed. J. Burnet, vol. IV [Oxford: Oxford UP (1902) 1978], 52d4-53a2; our translation)
46. For Plato's use of "instrument," see the immediately preceding citation from Timaeus (52e7).
47. The German reads: "Weil na? mlich dieses Wesen (der anfa? nglichen Natur) nichts anderes ist als der ewige Grund zur Existenz Gottes, so muss es in sich selbst, obwohl verschlossen, das Wesen Gottes gleichsam als einen im Dunkel der Tiefe leuchtenden Lebensblick enthalten. " Here Wesen is of particular difficulty. Our translation gives "being" for the first and "es- sence" for the second use of Wesen in this sentence, thus bringing up a thorny issue. This is because the choice is hardly immediate and re- veals a serious philosophical problem, an ambiguity or, indeed, an am- bivalence that seems to course through the Philosophical Investigations. On the one hand, the ground seems to be a sort of primordial chaos, an unknown and unknowable X from which springs the variety of existence and, above all, the existence of God. But if the ground truly is this dark- ness, then how can God have an identity and not any identity? Schelling's use of Wesen in this sentence implies (at the very least) that there is some identity or essence lying "dormant" in the ground, waiting to escape it into the light. This implication turns against the notion of the ground as a darkness except in so far as it may be obscure to us but clear to God--in other words, is the ground inscrutable in itself or merely due to the limits of human cognitive power? Is God's "uncon- scious" self, a self that emerges into the light or is it indeed anything at all or are both positions somehow correct depending on the point of view one takes and can take?
48. This recalls Plato's famous wax analogy from Theaetetus at 191d2-191e1: SOCRATES: Now I want you to suppose, for the sake of the argu- ment, that we have in our souls a block of wax, larger in one person, smaller in another; in some men rather hard, in others soft, while in some it is of the proper consistency.
THEAETETUS: All right, I'm supposing that.
SOCRATES: We may look on it, then, as the gift of Memory [Mn ? emo- syn ? e], the mother of the Muses. We make impressions upon this of everything we wish to remember among the things we have seen or heard or thought of ourselves; we hold the wax under our percep- tions and thoughts and take a stamp from them, in the way in which we take the imprints of signet rings. Whatever is impressed upon the wax we remember and know so long as the image remains in the wax; whatever is obliterated or cannot be impressed, we forget and do not know. (Plato, Theaetetus, trans. M. J. Levett, rev. Myles Bur- nyeat, in Complete Works, ed. John Cooper [Indianapolis: Hackett, 1997], 212)
Deduction of the Possibility of Evil
49. Division is as old as Plato where it is called diairesis and forms a major topic of discussion in two of the most important dialogues, Sophist, and The Statesman. See Martin Heidegger, Plato's Sophist, trans. Richard Roj- cewicz and Andre? Schuwer (Bloomington: Indiana UP, 2003) and Stanley Rosen, Plato's Statesman: The Web of Politics (New Haven: Yale UP, 1995), 14-36.
50. Selbstlauter and Mitlauter are the German terms we translate as vowel and consonant. Buchheim (Buchheim, PU, 128, n147) indicates that, in the sense employed by Schelling and derived from Boehme (from the Myste- rium magnum), the terms distinguish the purity of God's "spirit" or "word" as opposed to that of man, which needs to be combined with con- sonants in order to be heard; in other words, whereas God's voice is pure, the human voice is not. Also see Wirth's comments in his translation of The Ages of the World (Schelling, The Ages of the World [1815], 141, n59).
51. "The same unity that is inseverable in God must therefore be severable in man--and this is the possibility of good and evil. " This is a central thought in the Philosophical Investigations, and it reveals the considerable virtue and ultimate failure of Schelling's attempt to reassert a form of theodicy that, as Friedrich Hermanni remarks, in some ways harkens back to St. Au- gustine and, in particular, to the de libero arbitrio (On Freedom), where human freedom is first equated with the will and an encroachment on God's order. (See Friedrich Hermanni, Die letzte Entlastung, 20-21. )
Schelling's position is ambivalent in so far as God cannot fail, cannot collapse whereas man can. This move insulates God against the problems we addressed above (in note 27), but also allows for a much broader con- cept of evil than those which the tradition explicitly allowed.
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52. Archaeus is not an identifiable figure of classical mythology. Buchheim notes that the reference seems to be taken from Theophrastus Paracel- sus (Philip Theophrastus Bombast von Hohenheim, 1453-1541), the Swiss doctor, alchemist and philosopher-theologian, and is a sign stand- ing for the principle of organic vitality which unifies the various vital powers. As such, this is yet another example of the more arcane stream of reference that appears in the Philosophical Investigations, a stream that should not be interpreted as exemplary of eccentricity as much as of Schelling's respect for otherwise denigrated semiotic systems (and this goes for mythology as well).
53. The cited passages read:
(1) to first footnote on page 36:
20. I found in comparing the Rationale Theoligicum of Nicolaus Ve- delius with the refutation by Johann Musaeus that these two au- thors, of whom one died while a Professor at Franecker after having taught at Geneva and the other finally became the foremost theolo- gian at Jena, are more or less in agreement on the principal rules for the use of reason, but that it is in the application of these rules they disagree. For they both agree that revelation cannot be contrary to the truths whose necessity is called by philosophers 'logical' or 'metaphysical', that is to say, whose opposite implies contradic- tion. They both admit also that revelation will be able to combat maxims whose necessity is called 'physical' and is founded only upon the laws that the will of God has prescribed for Nature. Thus the question whether the presence of one and the same body in div- ers places is possible in the supernatural order only touches the application of the rule; and in order to decide this question conclu- sively by reason, one must needs explain exactly wherein the es- sence of body exists . . . (Gottfried Wilhelm Leibniz, Theodicy, trans. E. M. Huggard [La Salle, Ill. : Open Court, 1985], 86)
(2) to second footnote on page 36:
149. M. Bayle avows: 'that one finds everywhere both moral good and physical good, some examples of virtue, some examples of happiness, and that this is what makes the difficulty. For if there were only wicked and unhappy people', he says, 'there would be no need to resort to the hypothesis of the two principles. ' I wonder that this admirable man could have evinced so great an inclination towards this opinion of the two principles; and I am surprised at his not having taken into account that this novel [roman] of human life, which makes the universal history of the human race, lay fully devised in the divine understanding, with innumerable others, and that the will of God only decreed its existence because this se- quence of events was to be most in keeping with the rest of things, to bring forth the best result. And these apparent faults in the whole world, these spots on a Sun whereof ours is but a ray, rather enhance its beauty than diminish it, contributing towards that end
by obtaining a greater good. There are in truth two principles, but they are both in God, namely, his understanding and his will. The understanding furnishes the principle of evil, without being sullied by it, without being evil; it represents natures as they exist in the eternal verities; it contains within it the reason for which evil is permitted: but the will tends only towards good. Let us add a third principle, namely power; it precedes even understanding and will, but it operates as the one displays it and as the other requires it. (Leibniz, Theodicy, 216-217; translation modified)
(3) to third footnote on page 36:
380. Aristotle was right in rejecting chaos: but it is not always easy to disentangle the conceptions of Plato, and such a task would be still less easy in respect of some ancient authors whose works are lost. Kepler, one of the most excellent of modern mathematicians, recognized a species of imperfection in matter, even when there is no regular motion: he calls it its 'natural inertia', which gives it a re- sistance to motion, whereby a greater mass receives less speed from one and the same force. There is soundness in this observa- tion, and I have used it to advantage in this work, in order to have a comparison such as should illustrate how the original imperfection of the creatures sets bounds to the action of the Creator, which tends towards good. But as matter is itself of God's creation, it only furnishes a comparison and an example, and cannot be the very source of evil and imperfection. I have already shown that this source lies in the forms or ideas of the possibles, for it must be eter- nal, and matter is not so. Now since God made all positive reality that is not eternal, he would have made the source of evil, if that did not rather lie in the possibility of things or forms, that which alone God did not make, since he is not the author of his own understand- ing. (Leibniz, Theodicy, 353)
54. Here is our translation of the citation from St. Augustine:
They ask us: whence evil? We answer: from the good, but not from the highest good; therefore, evil things do arise from good things. For all evil things participate in the good and resist it purely and as given in every part of it. One really should not find these things dif- ficult who has correctly formulated the concept of evil at some time and noted that it always involves some deficiency, whereas all man- ner of perfection is possessed in an incommunicable way by God; nor is it any more possible to create an unlimited and independent creature than it is to create another God.
55. The cited passages read:
(1) to first footnote on page 37:
152. M. Bayle places the Greek philosopher Melissus, champion of the oneness of the first principle (and perhaps even of the oneness of substance) in conflict with Zoroaster, as with the first originator of duality. Zoroaster admits that the hypothesis of Melissus is more
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consistent with order and a priori reasons, but he denies its confor- mity with experience and a posteriori reasons. 'I surpass you', he said, 'in the explanation of phenomena, which is the principal mark of a good system. ' But, in my opinion, it is not a very good explana- tion of a phenomenon to assign it to an ad hoc principle: to evil, a principium maleficum, to cold, a primum frigidum; there is nothing so easy and nothing so dull. It is well-nigh as if someone were to say that the Peripatetics surpass the new mathematicians in the expla- nation of the phenomena of the stars, by giving them ad hoc intelli- gences to guide them. According to that, it is quite easy to conceive why the planets make their way with such precision; whereas there is need of much geometry and reflection to understand how from the gravity of the planets, which bears them towards the sun, com- bined with some whirlwind which carries them along, or with their own motive force, can spring the elliptic movement of Kepler, which satisfies appearances as well. A man incapable of relishing deep speculations will at first applaud the Peripatetics and will treat our mathematicians as dreamers. Some old Galenist will do the same with regard to the faculties of the Schoolmen: he will admit a chylific, a chymific and sanguific, and he will assign one of these ad hoc to each operation; he will think he has worked won- ders, and will laugh at what he will call the chimeras of the mod- erns, who claim to explain through mechanical structures what passes in the body of an animal. (Leibniz, Theodicy, 218-219)
153. The explanation of the cause of evil by a particular principle, per principium maleficum, is of the same nature. Evil needs no such explanation, any more than do cold and darkness: there is neither primum frigidum nor principle of darkness. Evil itself comes only from privation; the positive enters therein only by concomitance, as the active enters by concomitance into cold. We see that water in freezing is capable of breaking a gun-barrel wherein it is confined; and yet cold is a certain privation of force, it only comes from the diminution of a movement which separates the particles of fluids. When this separating motion becomes weakened in the water by the cold, the particles of compressed air concealed in the water col- lect; and, by becoming larger, they become more capable of acting outwards through their buoyancy. The resistance which the sur- faces of the proportions of air meet in the water, and which op- poses the force exerted by these portions towards dilation, is far less, and consequently the effect of the air greater, in large air- bubbles than in small, even though these small bubbles combined should form as great a mass as the large. For the resistances, that is, the surfaces, increase by the square, and the forces, that is, the contents or volumes of the spheres of compressed air, increase by the cube, of their diameters. This it is by accident that privation in- volves action and force. I have already shown how privation is
enough to cause error and malice, and how God is prompted to per- mit them, despite that there be no malignity in him. Evil comes from privation; the positive and action spring from it by accident, as force springs from cold. (Leibniz, Theodicy, 219-220)
(2) to first footnote on page 38:
30. Thus what we have just said of human reason, which is extolled and decried by turns, and often without rule or measure, may show our lack of exactitude and how much we are accessory to our own errors. Nothing would be so easy to terminate as these disputes on the rights of faith and of reason if men would make use of the com- monest rules of logic and reason with even a modicum of attention. Instead of that, they became involved in oblique and ambiguous phrases, which give them a fine field for declamation, to make the most of their wit and learning. It would seem, indeed, that they have no wish to see the naked truth, perhaps because they fear that it may be more disagreeable than error: for they are not familiar with the beauty of the author of all things who is the source of truth. (Leibniz, Theodicy, 91-92; translation modified)
56. The German that we have translated by the unusual pair, "temperance" and "distemperance," is Temperatur and Distemperatur. Both terms seem to be derived from theosophic literature. Buchheim suggests that Schell- ing may have lifted them from Christoph Oetinger's Swedenborg (Buch- heim, PU 136, n182), but the terms may also have roots in Boehme. (See Francesco Moiso, "Gott als Person," in U? ber das Wesen der menschlichen Freiheit, ed.
