'' To sanitize for modern
consumption
a conservative tradition that al- ways rejected, on principle, individual efforts to ''improve'' tradition seems to be a move well justified in postmodern terms, but illegitimate in Confucian terms.
Teaching-the-Daode-Jing
and later, after he has transferred this power to the first of the Heavenly
hermeneutics and pedagogy: methodological issues 155
Masters . . . in the 2nd century a. d. , to serve as divine ''lord of the religion. ''25
In other Daoist formulations, Laozi ''is the image and the model of the entire universe,'' and by proper meditation and/or ritual, the practitioner is (re-) united with the universal Dao, assimilating his or her personal reality to the universal reality, according to the model of Laozi himself. 26 In certain con- texts, the Daode jing is a cosmic reality in itself, a manifestation of realities beyond the ken of ordinary minds, and as such it gives its possessor immense power and corresponding responsibilities. 27
In sum, from the richly varied perspectives of centuries of Daoists, the Daode jing is not just a record of some old man's wise suggestions for living life. Its contents are understood by Daoists not just as musings about the Dao: in some sense, they are the Dao. The scripture is sacred not for what it says, but for what it is.
But one must also beware overestimating this scripture's importance in Daoist life: the Daode jing was generally an honored scripture, but it was seldom regarded as the final or ultimate revelation of the Dao. It would therefore be misleading to teach students to think of it as scripture in the sense of the Christians' Bible or the Muslims' Qur'an--that is, as an authoritative revelation of a single great message. In Daoism, there has seldom, if ever, been any belief in a single great message. 28 In Daoism, there is no trace or either orthodoxy or orthopraxy, and Daoists felt little need to conceptualize or justify the absence of either. 29 Our students should be keenly aware of these facts.
Respect for Traditional Religion in Secular Education: Lessons from Laozi
Skeptics might ask: Should educators today really teach the Daode jing from a Daoist perspective? After all, biblical scholars in academia do not assume that they ought to teach Matthew from a Christian perspective; they teach their students to stand, at least temporarily, outside of Christian tradition, to ana- lyze the text without the interpretive lenses of later ''traditional teachings. '' The goal of such analysis is not to teach students how to be Christian, but merely how to understand Christian texts. Such studies assume the necessity of maintaining a critical perspective.
Yet I believe that we must remain self-critically aware of the secularizing tendencies of academia, wherein the beliefs of religious practitioners are often casually disregarded or explained away as superstition or Freudian illusion. 30
156 recent scholarship and teaching the daode jing
It is true that we must teach our students to distinguish history from myth: the Jesus who walked in Capernaum and the Christ of Pauline theology or Chartres Cathedral are quite distinguishable. But both are worthy subjects of academic inquiry, and Christian belief that they are ultimately identical may not be gratuitously dismissed. That is to say, while our students should be led to be able to think outside of the terms of the tradition under study, they should not be taught hostility to that tradition; in all my courses, my syllabus explains that our goal is to evaluate religions in a manner that is both properly critical and properly sympathetic. While we are unlikely to wish our students to accept a Daoist understanding of the nature of the Daode jing, I can see little objection to the position that we ought to expose our students to such interpretations, and to explain those interpretations sympathetically in terms of the realities of Chi- nese history and society. Simply to exclude such interpretations as inherently irrelevant--as has almost always been done in our classrooms--seems to leave the educator open to the charge of cultural imperialism, that is, that we arrogate unto ourselves the authority to tell Daoists what parts of their tradition are meaningful and valid and what parts are unworthy of serious attention. Post- modern educators have been as guilty of this secularistic arrogance as their predecessors.
Second, it seems quite possible that at least some later Daoist interpre- tations of the Daode jing might actually shed significant, even vital light upon important elements of its contents. For instance, Westerners have generally been fascinated with passages that encourage the practice of wuwei, ''nonac- tion. '' Indeed, such a practice has widely been assumed to have been the most fundamental and essential element of the Daoist life. But if we can break out of our inherited Orientalist mind-set, we quickly learn that in the actualities of Daoist life, wuwei has generally not been a central value to most Daoists of the past or the present: in many segments of Daoism one finds little trace of it. 31
If we can look past the fetishized idea of wuwei, we find that the Daode jing recommendations for living ''a Daoist life'' are actually quite manifold. But at least a few passages clearly suggest the importance of self-cultivation through some biospiritual process, a meditative process that involves manipulating or refining life forces like jing (vital essence) and qi (life energy). The research of Harold Roth is beginning to suggest possible communities of practitioners of such processes. 32 And clearly, the Nei ye, a text with many similarities to the Daode jing, is devoted primarily to urging the reader to engage in such practices. But our inherited interpretive models do little to help us understand, or teach, the nature or purpose of such practices, even in the context of the Daode jing. However, if we remove our Confucian/Victorian blinders, and look at Daoism
hermeneutics and pedagogy: methodological issues 157
honestly, we find an enormous literature on such practices throughout Chi- nese history, from the Taiping jing, an important text of Celestial Master Dao- ism, through the Tang heyday of the consolidated Daojiao, into the ''Inner Alchemy'' traditions of late imperial times. 33
Although our students--secularistic like most of their professors--may have trouble dealing with the fact that Daoists often revered the Daode jing as a revealed scripture or that Daoists used it in ritual and sacerdotal settings, they should certainly be able to understand it as an early expression of the abiding Daoist principle of self-perfection through the cultivation of our vital life en- ergies. If we fail to include Later Daoism as a meaningful context for under- standing the Daode jing, we rob our students of the chance to understand (1) that important element of classical Daoism, and therefore (2) the deep-rooted continuities that run through Daoism, from the Nei ye and Daode jing to the present. 34
A Zhuangzian Hermeneutic: Liberation by Means of the Facts
From the foregoing it should be clear that I teach my students to study the Daode jing by means of a protean hermeneutical process, the structure and contents of which are dictated by the text before us and by the facts of Chinese and Western cultural history. My guiding principles are that interpreting the Daode jing requires (1) sound philological and historical training, (2) a will- ingness to test interpretive models against the realities of the text and its cultural context, and (3) a willingness to modify or discard models that cannot be shown to accord with those realities.
In that sense, my assumption is that the conscientious educator is comparable to a scientist, who honors empirical facts and works cautiously to develop and test hypotheses until a coherent theory seems to be justified by the evidence. In such an endeavor, the scientist is not guided by the emotional needs of his or her students: he or she does not analyze or present the data on the basis of students' desire to find their life's meaning in it, or to compensate them for the fact that other types of data do not satisfy such desires. It does not matter to the astronomer whether her or his students are able to understand mass and gravitation in terms of their own lives (though the inverse might seem desirable). Nor should students be led to imagine that performing spectroscopic analysis can be regarded as optional if they feel that it might interfere with their urge to ''find themselves'' in the stars. I am willing to be indulgent enough to inform students that they are free to run their private lives
158 recent scholarship and teaching the daode jing
as they see fit; if one becomes a happier, more well-adjusted person by fol- lowing astrological beliefs, perhaps that is all well and good. But any serious astronomer is going to teach her or his students that what we do in this classroom is not astrology, it is science, and that in science we set aside our personal needs and desires, no matter how valid they might be, when we are assessing empirical facts. Our assumption is going to be that we will take the facts seriously, even if they give us no satisfaction, or even make us deeply uncomfortable. And if need be, we allow our understanding of ourselves to be altered, even revolutionized, by the true implications of the facts.
Is it reasonable to follow such principles in teaching a text from ancient China? One may answer that Zhuangzi seems to demand it. Zhuangzi chal- lenged readers to question what they have always assumed to be truth, to question our means of determining truth, and to allow our living to be guided by the true realities of life: unrelenting change, complexity that may well exceed human comprehension, and inevitable death. Following Zhuangzi's path may be baffling and uncomfortable, but he seems to say that doing so is ultimately more fulfilling than attempting to struggle against such realities. His charge to learn to see and respond to life as it is, rather than as we wish it to be, is deeply challenging, and it may be for that reason that he couched his teachings in humorous stories of doves and cicadas and whimsical eccentrics who live life fully, despite the fact that their lives might violate cultural norms--including the assumption that rational analysis leads to truth.
In teaching the Daode jing, I challenge students to question cherished beliefs--Confucian, modernist, and postmodernist alike. I challenge them to regard interpretive models as things to be examined critically, not simply ap- plied to the data unreflectively. I challenge them to ask uncomfortable ques- tions about the text, such as whether there is any way we can ultimately know for sure what it might mean. I challenge them to ask whether any interpretive method can reliably reveal the text's meaning, or whether all such methods might merely be cultural constructs, which in the final analysis explain only the interpreters themselves.
Because he leads us to ask such questions, Zhuangzi has often been called a relativist. But as some recent analysts have observed, Zhuangzi does not ex- plicitly deny the validity of particular views: he merely draws them all into question. 35 If we cannot be entirely sure that we are justified in accepting any particular view, we also cannot be entirely sure that we would be justified in rejecting it. Indeed, Zhuangzi seems to maintain that there must be some sound and valid approach to living. The famous parable of the butterfly dream shows a mind doubting the validity of two contrary models of self-identification. Yet the writer does not conclude that all models are necessarily invalid: ''Between
hermeneutics and pedagogy: methodological issues 159
Zhou and the butterfly there must be a difference'' (bi you fen yi). But the writer urges us to look for proper perspective not in any coherent interpretive model, but rather in the indeterminate ''transformation of things'' (wuhua).
To return to my starting point, I repeat that there seems to be no de- finitively right or wrong way to teach the Daode jing. But that fact does not logically lead to the conclusion that all approaches are equally valid. There are clearly better and worse approaches, and some can legitimately be condemned as invalid. After all, Zhuang Zhou might not have been able to be entirely sure whether he was Zhou or a butterfly, but there was no question that his reality lay somewhere within that bipolarity: he did not conclude that he might really be a gourd or a millipede! So our task as educators is to weed out invalid approaches to the Daode jing and to work within the remaining possibilities.
For some, this task will mean teaching the text as a product of its time, as a response to a particular set of historical and intellectual realities. In that sense, the Daode jing is, in its final form, someone's attempt to provide an alternative to certain patterns of thought and behavior in parts of ancient China. For other educators, it may mean teaching the Daode jing as an early expression of key aspects of Daoist practice, pointing out the significance of the text's passages on self-cultivation. To me, it seems necessary to teach our students both of those perspectives, because the text's composer (or at least, its final redactor) gave us a text that includes both. I try to help students cope with the resulting ambiguities by offering them a new hermeneutic model: unraveling a text that is composed in various layers, each the work of different minds, minds that proceeded from different assumptions, values, and concerns. This model, which reflects the textual and historical conclusions of many scholars, helps students understand the importance of historical realities, the importance of textual realities, and the fruitfulness of scholarly analysis as a hermeneutical tool.
This approach also gives students an intelligible reason to reject all the truly silly interpretations of the Daode jing that float around today. Just as Zhuang Zhou may or may not have been a butterfly but was certainly not a gourd, so the Daode jing is an expression of ancient Chinese sociopoliti- cal thought, an expression of interest in meditational and behavioral self- cultivation, possibly even an expression of popular values of ancient Chu, but it is certainly not the product of a modern or postmodern mind and was certainly not intended to correct the evils of our own age. So, although some educators may not yet feel ready to smash those interpretive gourds, we should help our students see what they are good for--studying the unreflective cultural impe- rialism that lingers in the postmodern West--and what they are not good for: understanding the Daode jing.
160 recent scholarship and teaching the daode jing
notes
1. Some of the thoughts presented here were stimulated by a 1993 Minneapolis workshop entitled ''Text and Context: Critical Thinking Strategies for Texts in Translation. '' In that workshop, sponsored by the University of Minnesota, M. J. Abhishaker of Normandale College examined the problems of critical thinking in a culturally diverse interpretive context, and I focused discussion on hermeneutical issues involving the Daode jing I am indebted to Dr. Abhishaker and the other participants.
2. For decades, the Daode jing has been widely interpreted as offering solutions to problems that modern Westerners see as afflicting their own world. As Steve Bradbury has said, ''Because the vast majority of its translators, Western and Chinese, were attracted to it in the first place because of their humanist faith in . . . the Daode jing as proto-humanist doctrine compatible with liberal Protestantism, they have usually produced . . . readings of the work that . . . endorse a Western agenda. '' That agenda generally relates to a modern metanarrative that subordinates textual, his- torical, and cultural facts to a yearning for a utopian society freed of the evils that supposedly afflict the world under the oppressive yoke of ''organized religion,'' ''in- dustrial development,'' ''technology,'' ''patriarchal hegemony,'' or the linear rational- ism of ''the Western mind. '' Educators should acquaint themselves with Bradbury's essay, ''The American Conquest of Philosophical Taoism,'' in Translation East and West: A Cross-Cultural Approach, ed. Cornelia N. Moore and Lucy Lower (Honolulu: University of Hawaii College of Languages, Linguistics and Literature, and East-West Center, 1992), 29-41. More generally, see J. J. Clarke, Oriental Enlightenment: The Encounter between Asian and Western Thought (London: Routledge, 1997); J. J. Clarke, The Tao of the West (London: Routledge, 2000); and Russell Kirkland, ''On Coveting Thy Neighbor's Tao: Reflections on J. J. Clarke's The Tao of the West,'' Religious Studies Review 28, no. 4 (2002): 309-312.
3. The 1963 Penguin edition of Lau's translation is still useful, though it trans- lates the received text, that is, the traditional version edited by the third-century phi- losopher Wang Pi. Students today should know that version, but should also be given a reliable translation of the Ma-wang-tui manuscripts, such as that by Robert G. Henricks, Lao-tzu Te-Tao Ching (New York: Ballantine Books, 1989). Henricks's version is readable and sinologically sound. In the same year, Lau translated the Ma- wang-tui edition, though the translation was published in Hong Kong, rendering it inaccessible to most students and educators. Fortunately, it has now been published in North America: D. C. Lau, Lao-tzu: Tao Te Ching (New York: Knopf, 1994), with a sound introduction by a good scholar, Sarah Allen. There is also a lovely translation of the Ma-wang-tui texts by Victor Mair: Tao Te Ching (New York: Bantam Books, 1990). Mair's translation is the most elegant of the reliable minimalist translations, but his explanatory efforts (in his preface, afterword, and appendix) contain so many prob- lems that I recommend it only to advanced students, who may be capable of sorting through them.
4. In the original assignment, I exhibited my personal values by referring to ''the writer'' as ''he/she. '' Since that time, I have learned not to project my wishes on
hermeneutics and pedagogy: methodological issues 161
history. My colleague Vivian-Lee Nyitray (University of California, Riverside) teaches students to ''avoid imposing a modern sensibility on the past,'' to remember that ''people in the past were not, for the most part, democratic, tolerant of religious or racial difference, concerned for individual rights . . . , fascinated by the personality . . . , particularly squeamish, or believers in 'Progress. ''' I pass these observations along to my students, adding, among other things, that we should beware of logical problems in applying gender-inclusive language to data from ages or cultures that were reso- lutely gender-exclusive. For instance, the category of ''Confucian scholar'' ( ju) has always been closed to women, whether or not we believe that it should have been. So I urge students to consider such facts when they write; today, for instance, readers of the Daode jing come in both genders, but such was not the case in ancient China. See notes 11 and 14 below.
5. Scholars like A. C. Graham and Harold Roth have made clear that, historically, the term ''Taoism'' was only a bibliographic classification until about the third century c. e. As Roth has put it, ''The 'Lao-Zhuang' tradition to which [modern 'tradition'] refers is actually a Wei-Jin literati reconstruction, albeit a powerful and enduring one. '' Harold Roth, ''Some Issues in the Study of Chinese Mysticism: A Review Essay,'' China Review International 2, no. 1 (1995): 157. I address these issues much more fully in Taoism: The Enduring Tradition (London: Routledge, 2004), and ''Self-Fulfillment through Selflessness: The Moral Teachings of the Daode jing,'' in Varieties of Ethical Reflection: New Directions for Ethics in a Global Context, ed. Michael Barnhart (New York: Lexington Books, 2002).
6. On the figure of ''Lao-tzu,'' a rich and constantly evolving cultural construct, see A. C. Graham, ''The Origins of the Legend of Lao Tan,'' in his Studies in Chinese Philosophy and Philosophical Literature (Albany: State University of New York Press, 1990), 111-124; Judith Magee Boltz, ''Lao-tzu,'' in The Encyclopedia of Religion (New York: Macmillan, 1987), 8:454-459; Livia Kohn, God of the Dao: Laozi in History and Myth (Ann Arbor: University of Michigan Center for Chinese Studies, 1998), and ''The Lao-tzu Myth,'' in Lao-tzu and the Tao-te-ching, ed. Livia Kohn and Michael LaFargue (Albany: State University of New York Press, 1998), 41-62. The Western cultural construct of ''Lao-tzu'' remains wholly unstudied.
7. See Kirkland, Taoism: The Enduring Tradition, 39-52, and ''Varieties of 'Tao- ism' in Ancient China: A Preliminary Comparison of Themes in the Nei yeh and Other 'Taoist Classics,' '' Taoist Resources 7, no. 2 (1997): 73-86.
8. My complete ''Historical Outline of Taoism,'' with explanations of certain interpretive positions, appears in ''The Historical Contours of Taoism in China: Thoughts on Issues of Classification and Terminology,'' Journal of Chinese Religions 25 (1997): 57-82; more recent thoughts, and a revised outline, appear in ''The History of Taoism: A New Outline,'' Journal of Chinese Religions 30 (2002): 177-193. An exposi- tion of my analysis of the ''layers'' of the Daode jing appears in Kirkland, ''The Book of the Way,'' in Great Literature of the Eastern World, ed. Ian P. McGreal (New York: HarperCollins, 1996), 24-29; a new analysis appears in Taoism: The Enduring Tra- dition, 52-67.
9. Again,Iemploythemasculinepronounhereasamatterofhistoricalaccuracy.
162 recent scholarship and teaching the daode jing
10. I am unaware of any study that properly examines the facile modern as- sumption that the Daode jing, or Zhuangzi, can or ought to be read in terms of what Westerners understand to be ''philosophy. '' In my ''Self-Fulfillment through Self- lessness,'' I suggest some critical perspectives on the interpretive assumptions of Arthur C. Danto and Chad Hansen.
11. Again, I use masculine-gendered language here for a reason. I see evidence in the Daode jing that some of its thoughts could have originated in the minds of women, for example, members of local communities of Chu, whose ''elders'' (laozi) may not all have been male. (This analysis originates in ideas of Kimura Eiichi; see my ''Book of the Way. '') But I also assume that, given the general absence of literacy among women in pre-Han China, the composer or redactor of the Daode jing must have been male (albeit possibly with input from female associates).
12. Such is apparently the view of Chad Hansen: ''Laozi's position . . . remains a way station in Daoist development . . . We still have no final answer to the question, 'What should we do? '. . . If there is some advice, some point, Laozi could not state it. And so neither can I. But Zhuangzi can! Daoism must still mature more. '' Hansen, A Daoist Theory of Chinese Thought: A Philosophical Interpretation (New York: Oxford University Press, 1992), 202, 230.
13. The happiness of some interpreters to read the Daode jing's teachings as a watery ''mysticism''--a category utterly alien to China--can generally be explained in terms of the Western cultural experience. While some traditional cultures did have occasional ''mystics'' who communed directly with some higher reality, the modern interest in finding new forms of mysticism in old traditions has been propelled by the desperate search for a modern (i. e. , nonreligious) religion. No longer willing to take God, Church, or moral absolutes seriously, many moderns yearn for a ''Truth'' that ''liberated'' persons can accept and practice without having to yield to any authority outside themselves. To such seekers, the very concept of mysticism involves a de- deified Truth, purged of the premodern cultural baggage that moderns blithely dis- miss as ''superstition''--that is, all beliefs that deny the autonomy of the individual to dictate what is or is not real, true, or important. In this sense, mysticism is a nar- cissistic cultural construct, cherished by moderns as a means of escaping God (who, in Western tradition, embarrassingly demands obedience) and sacral community (which embarrassingly suggests that reality exists outside the individual's own ''au- tonomous'' consciousness). Though there has still been no critical assessment of the Western cultural notion that the Daode jing contains mysticism, a few preliminary reflections in that direction appear in Hansen, A Daoist Theory of Chinese Thought. Other reflections on the applicability of concepts of mysticism to Daoist data appear in Lee Yearley, ''The Perfected Person in the Radical Chuang-tzu,'' in Experimental Essays on Chuang-tzu, ed. Victor Mair (Honolulu: University of Hawaii Press, 1983), 125-139.
14. Elsewhere I have commented on Tu Wei-ming's effort to facilitate post- modern appropriation of Confucius's teachings by retranslating Confucius's term for the human ideal--zhun zi, which originally meant ''the sons of the rulers'' and was transformed by Confucius to mean ''the noble man'' rather than ''the nobleman''--as ''the profound person. '' Such a translation is intended to render Confucian ideals
hermeneutics and pedagogy: methodological issues 163
accessible and attractive to everyone, male and female alike. However, historical facts clearly reveal that prior to the age of Tu himself, the Confucian tradition was reso- lutely ''sexist.
'' To sanitize for modern consumption a conservative tradition that al- ways rejected, on principle, individual efforts to ''improve'' tradition seems to be a move well justified in postmodern terms, but illegitimate in Confucian terms. Daoism is a different case, since premodern Daoism welcomed women as practitioners, though it could not fully escape the gender constraints of the surrounding society. See my entry, ''Taoism,'' in Encyclopedia of Women and World Religion (New York: Mac- millan, 1999), 2: 959-964.
15. See the chapter in this volume by Norman J. Girardot, and his book The Victorian Translation of China: James Legge's Oriental Pilgrimage (Berkeley: University of California Press, 2002).
16. As Tu Wei-ming has noted, the Enlightenment mentality is the common heritage of all modern minds, Chinese and Western alike. Liu Xiaogan, for instance, may be Chinese, but he is a product of twentieth-century China, not pre-Han China. The same is true for all living interpreters, none of whom know what it would be like to look at the Daode jing as would a pre-Han person, as someone who had never experienced a world without a politically and culturally unified China, Buddhism, Neo-Confucianism, rationalism, democracy, Marxism, Christianity, and all the cul- tural and intellectual realities of the twentieth century. The text is thus an alien world for Chinese and Western interpreters alike.
17. In this day and age, it is socially unacceptable in most parts of Western society, even in the supposed ivory tower of academia, to provide students with a liberating model for rejecting colonialistic habits by explicitly comparing cultural appropriation to sexual appropriation. That is, no one today would accept that John's needs, however legitimate, could condone his appropriation of Jane. But even post- moderns seem content to look the other way when Westerners argue that their personal needs justify their unauthorized appropriation of Asian texts or Native American rituals. Postmoderns, like moderns, assume that it is the individual herself or himself who ''authorizes,'' so all cultural appropriation is logically acceptable, since such an act is no more than my exercising my unchallengeable individual autonomy. As a matter of fact, postmoderns are as eager as moderns to reject the value of tradition, so ripping cultural artifacts out of their traditional settings is not only innocuous, but virtuous.
18. It should be noted that the ''Great Minds''/''Great Books'' model for under- standing Daoism leads almost inevitably to a total disregard for the lives and thought of the Daoist women throughout history. The traditional Chinese canon of Great Books--essentially Confucian--generally excludes works by or about women, though Daoists of various periods valued and preserved records of women's lives and teach- ings. See my entry in Encyclopedia of Women and World Religion (New York: Mac- millan, 1999), 2: 959-964.
19. On the reasons for the growing ignorance of, and antipathy toward, Daoism among late imperial Confucians, see Kirkland, ''Person and Culture in the Taoist Tradition,'' Journal of Chinese Religions 20 (1992): 77-90.
164 recent scholarship and teaching the daode jing
20. Fordecades,thestandard''scholarly''overviewofDaoismwasHolmesWelch, Taoism: The Parting of the Way (Boston: Beacon Press, 1965), a slightly revised edition of a 1957 book. Welch's chapter ''Later Philosophical Taoism'' (158-163) disregards all the Daozang's texts of religious thought and (like ''authorities'' from Fung Yu-lan to Stephen Mitchell) tells the reader that such texts are by people ''whom we can only regard as representatives of quaint, but moribund superstition'' (163). The ''real heirs'' of Laozi and Zhuangzi, Welch tells us, were Neo-Confucians, Zen masters, and land- scape painters. Meanwhile, in another chapter, Wang Che, whose writings Welch ap- parently never bothered to read, is ridiculed as ''eccentric'' and even ''fanatical'' (145).
21. The long-standard Sources of Chinese Tradition, edited by William T. deBary (New York: Columbia University Press, 1960), mentions no such sources, any more than Wing-tsit Chan mentions them in his still standard Source Book in Chinese Philosophy (Princeton: Princeton University Press, 1963). See my review of Wm. T. deBary and Irene Bloom, eds. , Sources of Chinese Tradition, 2nd ed. , vol. 1 (New York: Columbia University Press, 1999), in Education about Asia 7, no. 1 (2002): 62-66.
22. See especially Livia Kohn, ed. , The Taoist Experience: An Anthology (Albany: State University of New York Press, 1993). Other ''new'' Daoist texts appear in Donald S. Lopez Jr. , ed. , Religions of China in Practice (Princeton: Princeton University Press, 1996). However, as noted in my review in Education about Asia 2, no. 1 (spring 1997): 58-59, Lopez chose to swing the pendulum fully in the other direction, that is, ig- noring all Daoist texts that present ''intellectualized'' models of the Daoist life, thereby falsifying the reader's image of ''Daoism'' as gravely as deBary and Chan had done at the other extreme. One should also note that anthologies of Chinese literature con- tinue to follow Confucian paradigms by continuing to exclude most of the literature that originated among Daoists. See, for example, my review of Victor Mair, ed. , The Columbia Anthology of Traditional Chinese Literature (New York: Columbia University Press, 1995), in Education about Asia 3, no. 3 (1998): 64-65.
23. Isabelle Robinet, Taoism: Growth of a Religion, trans. Phyllis Brooks (Stan- ford: Stanford University Press, 1997), 29.
24. See Kohn, ''The Lao-tzu Myth,'' and God of the Dao. Some of the roles of Laozi in Daoism are highlighted in Kohn's ''Laozi: Ancient Philosopher, Master of Immortality, and God,'' in Lopez, Religions of China in Practice, 52-63; but one should note that the account of Laozi that she translates there, from Ge Hong Shen-hsien- chuan, casts him in the role of ''a successful practitioner of immortality'': Ge ''had no interest in stylizing him as the Dao, as the religious followers did'' (54).
25. John Lagerwey, Taoist Ritual in Chinese Society and History (New York: Macmillan, 1987), 23.
26. These central elements of Daoist thought, generally ignored before the present generation of specialists, are outlined in Kristopher Schipper, The Taoist Body, trans. Karen Duval (Berkeley: University of California Press, 1993), 113-119. Another long ignored facet of these beliefs is that ''the mystical vision of the body in Taoism'' probably ''served as a model of reference in Chinese medicine'' (124), which focuses on transformations of life energy (qi), unlike the more materialistic models of Western medicine, which deny the existence or value of such realities.
hermeneutics and pedagogy: methodological issues 165
27. See Livia Kohn, ''The Tao-te-ching in Ritual,'' in Kohn and LaFargue, Lao-tzu and the Tao-te-ching, 143-161. ''The value and sense which the Taoists attribute to their sacred writings'' is usefully summarized in Isabelle Robinet, Taoist Meditation, trans. Julian Pas and Norman Girardot (Albany: State University of New York Press, 1993), 19-28.
28. As Timothy Barrett has said concerning Tang times, ''The Taoists were not preaching any new religious message about the human condition but offering their expertise in dealing with the world of the supernatural. '' T. H. Barrett, Taoism under the T'ang: Religion and Empire during the Golden Age of Chinese History (London: Wellsweep Press, 1996), 16.
29. See Judith A. Berling, A Pilgrim in Chinese Culture: Negotiating Religious Diversity (Maryknoll, N. Y. : Orbis Books, 1997), especially 85-86, 97-98.
30. See Russell Kirkland, ''The Study of Religion and Society in Contemporary Asia: Colonialism and Beyond,'' Bulletin of Concerned Asian Scholars 28, nos. 3-4 (1996): 59-63.
31. Indeed, the intellectual history of ancient China suggests that the concept of wuwei originated not in ''Daoist'' circles, but rather among political pragmatists of the fourth century b. c. e. The term was used not only by Confucius, but also by the ''Legalist'' Shen Buhai (d. 337 b. c. e. ). See H. G. Creel, Shen Pu-hai: A Chinese Political Philosopher of the Fourth Century b. c. (Chicago: University of Chicago Press, 1974), especially 176-179.
32. See Harold D. Roth, ''Redaction Criticism and the Early History of Taoism,'' Early China 19 (1994): 1-46, and Original Tao: Inward Training (Nei-yeh) and the Foundations of Taoist Mysticism (New York: Columbia University Press, 1999); and my review, ''A Quest for 'The Foundations of Taoist Mysticism,' '' Studies in Central and East Asian Religions, nos. 12-13 (2001): 203-229.
33. See especially Livia Kohn, ed. , Taoist Meditation and Longevity Techniques (Ann Arbor: University of Michigan, Center for Chinese Studies, 1989).
34. Scholars like Kristofer Schipper have spent a generation laboring to explicate such continuities, as seen most readily in his book, The Taoist Body. Another study of a hitherto ignored continuity between classical and later Daoism, the advocation of altruistic activity, is Russell Kirkland, ''The Roots of Altruism in the Taoist Tradition,'' Journal of the American Academy of Religion 54 (1986): 59-77. For more on integrating the data of Later Daoism in the teaching of Daoism, see Russell Kirkland, ''Teaching Taoism in the 1990s,'' Teaching Theology and Religion 1, no. 2 (1998): 121-129.
35. See Philip J. Ivanhoe and Paul Kjellberg, eds. , Essays on Skepticism, Relativism and Ethics in the Zhuangzi (Albany: State University of New York Press, 1996).
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? Hermeneutics and Pedagogy: Gimme That Old-Time Historicism
Michael LaFargue
My approach to teaching the Daode jing is based in part on an ap- proach I've developed to hermeneutics, a subject that I have thought about a lot, beginning in my days as a graduate student in biblical studies. 1 I formulated the beginnings of this hermeneutic theory in my graduate dissertation, in which I thought what I was doing was rescuing gnosticism, and a particular gnostic text (the Acts of Thomas), from its misinterpretation by Christian theologians. They were in- terpreting gnostic texts from a perspective shaped by mainstream Christian assumptions. (Gnosticism traditionally serves as a kind
of whipping boy for Christian theologians, a counterpoint that serves to show the obvious superiority of mainstream Christianity by con- trast. ) I realized early on the implausibility of attacking this kind of interpretation on substantive grounds, that is, on the grounds of substantive weaknesses in the orthodox Christian assumptions it was based on. I needed to focus on developing an interpretive method, a method that could derive from a text itself and from historical re- search the proper framework of assumptions within which it should be interpreted, rather than rely on the interpreter's own views about substantively correct assumptions.
At this point I had the good fortune of coming across Jonathan Culler's Structuralist Poetics. Culler argued that a text's ''structure'' does not lie on the surface to be observed by a neutral observer. The key to structure lies in the reader, the assumptions that a reader
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brings to the text, causing her to construe it as she does. Culler used Chomsky's term ''competence'' to refer to such assumptions.
Some hermeneutic theorists use notions similar to competence to legiti- mate a very free reading of texts. Because there are no universal, normative assumptions, every reader should feel empowered to read the text in the light of whatever assumptions she happens to have and like. But in the context of my work at the time, this seemed to me to simply legitimate the practice of or- thodox Christian theologians, reading gnostic texts in the light of their own assumptions. I took the notion of competence in a different direction, devel- oping the idea that there are different kinds of competence appropriate to different texts. We arrive at good historical interpretations of a given text, not by reflecting on possible meanings of given sentences, but by trying to discover the nature of competence appropriate to this text. This competence is partly liter- ary, having to do with the textual code and verbal genres being used. Partly it is substantive, having to do with the basic, taken-for-granted assumptions of the original author and audience and the basic concerns, questions, and problems they were addressing. Taken without reference to this specific competence, every text is ambiguous, since a given set of words can be construed in any number of different ways, to address any number of different concerns. But most texts were not so ambiguous to their original authors and audience: the shared competence they brought to the text is what gave their words specific meanings to them. Chiefly by reflecting on indirect indications in the text itself, aided by additional historical research, we can gather clues as to the compe- tence necessary to understand it.
This approach gave me a basis for arguing that the Acts of Thomas should be read in a way fundamentally different from the way it was customarily read by Christian theologians2--not because the assumptions they brought to the text were questionable in themselves, but because, historically speaking, they did not match the assumptions that the original authors and audience brought to the text.
But this view also set me at odds with a good deal of contemporary her- meneutic theory and practice, allying me much more closely with the historicist hermeneutics of Dilthey and his mentor Schleiermacher, than with their much more popular modern critic H. -G. Gadamer. 3 The works of Gadamer, Paul Ricoeur, and Jacques Derrida seem to me to have inspired a kind of herme- neutics that is a throwback to the pre-Dilthey tradition of scripture interpreta- tion, which was always for the most part ideological warfare conducted by indirect means. Everyone feels supported in trying to capture classical texts for whatever cause they feel strongly about (Christian fundamentalism, feminism, Zen Buddhism, and so on) by simply reading these texts in the light of their
hermeneutics and pedagogy: old-time historicism 169
own dearly held assumptions, concerns, and values. An interpretation is a ''good interpretation'' if it accords with the values and assumptions that the interpreter regards as the right ones. The result seems to me very often just propaganda masquerading as ''interpretation. ''
Pedagogy: Why Try to Recover the Original Meaning?
The project of ''recovering the original meaning'' of classical texts is almost universally associated with the assumption that the original meaning has an authoritative status because it is original. I think this is an important assump- tion to bring to light and argue against when teaching classical texts like the Daode jing. I advocate instead a kind of ''confrontational'' hermeneutics. Clas- sical texts give paradigmatic expression to perfectionist views of the world and of human excellence, based on values that millions have found inspiring. But these are not universal values, and the views of ancient gnostics or ancient Daoists may or may not be appropriate to life today. Interpretation should give us something very challenging, something very strong to wrestle with. Con- fronting such a challenge can show us some weaknesses in our own conven- tional and often mediocre views. Meeting this challenge might mean adopting some of the views expressed in the text; it might also mean developing better versions of our own values that contrast with those found in the text.
Confrontational hermeneutics entails two different elements. The first element should aim at understanding the text precisely in its otherness from our own views and values, focusing on the ways the basic thought patterns of the text's original authors and audience were fundamentally different from our own. Doing this requires temporarily setting aside our own most cherished assumptions so as to produce for ourselves a strong opponent to wrestle with, so to speak. The second element should be the wrestling itself, considering the pro's and con's of this reconstructed view of the world vis-a` -vis our own views or other views we might be attracted to.
I very much believe in ''empowering the reader'' to challenge the message of a text. Neither the Daode jing nor any other text should be regarded as having some intrinsic unquestionable authority. I also believe that an en- counter with the text becomes much more productive if one first takes care to understand the text in its otherness, something worth wrestling with.
I should make it clear that I think ''understanding'' a text is a creative enterprise in itself. It does not mean memorizing some positivistically un- derstood ''doctrines'' that the text teaches, abstracted from human life and experience. It is a work of disciplined creative imagination. Using parameters
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given by the text (different from one's own), one must try to construe the text in such a way that it makes sense. ''Make sense'' means, first, to understand the pragmatic implications of a given idea: what change accepting this idea would bring about in readers, their outlook, or their conduct. It means, sec- ond, to understand why a sensible person would adopt these ideas as a principal guide to how to lead one's life.
Following this pedagogical approach, my usual assignment for graded papers (which I use also for other religious texts in other courses) directs students first to choose some challenging idea central to the teaching of the Daode jing, some aspect that they think would be difficult for the average person to make sense of. Their paper should address a person unfamiliar with this book, showing their own understanding by their ability to explain their chosen idea in such a way that it would make sense to this person.
Frequently Asked Questions
Are you saying it is wrong to ignore the question of original meaning and use the Daode jing as a stimulus and guide in one's personal search for the truth? Absolutely not. This has been the approach of Chinese commentators throughout the ages, and millions have undoubtedly profited greatly from this kind of reading. ''American Daoists'' such as Benjamin Hoff and Fritjof Capra are simply continuing this tradition--why should it matter that they are not Chinese? The Daode jing is public property and people can do with it whatever
they want. If it serves to stimulate and inspire, who could object?
I do have trouble with scholars who place great emphasis on some lin- guistic or historical point they think others have missed, complain about ''translations'' by unscholarly amateurs like Stephen Mitchell and Witter By- nner, insisting on setting limits to what can be considered a ''legitimate'' in- terpretation of the Daode jing--but then in the next breath declare their belief that the Daode jing is an ''open'' text, by its very nature inviting multiple in- terpretations, so that the project of reconstructing its original meaning is misguided from the start. I believe that either one is trying as best one can to reconstruct what the Daode jing meant to its original authors and audience, or one is not. If one is not, then there is no basis for placing any limits to what can be considered a legitimate interpretation; historical and linguistic information is at best just one more source of interesting ideas among many. Serious historical and linguistic scholarship is relevant only if one is trying to recon- struct what the text originally meant. And in this case, the idea that the Daode jing is an open text with no determinate meaning means that historical research
hermeneutics and pedagogy: old-time historicism 171
will always be half-hearted, providing an opening for scholars to insert their favorite personal ideas unsupported by historical or textual evidence, while at the same time claiming special status for these personal interpretations be- cause they are somehow connected to expertise in linguistic and historical matters.
Why do you insist that students not take a more free and ahistorical approach in your classes?
Free reading is something all readers can do on their own at home, using whatever version or ''translation'' of the Daode jing gives them the most in- spiration and stimulation. Using the Daode jing in this way might also be quite appropriate in a creative writing course, for example, where the goal is to give students some stimulus and inspiration for developing their own thoughts on whatever subject interests them.
On the other hand, the project of recovering and engaging with the original meaning of the Daode jing is something difficult to do on one's own, and something for which a college classroom is uniquely suited. And there are some things that can be gained from this kind of historical reading that cannot be gained from a more free reading. For example, this kind of reading is more likely to present students with something more foreign to their own present views, therefore something that will require them to stretch their minds fur- ther. Also, the Daode jing gives paradigmatic expression to some ways of seeing the world that became foundational for many aspects of later East Asian culture (aspects not always specifically associated with the Daode jing or Daoism). Free reading interpretations may be more inspirational and useful to modern stu- dents in their personal quest for spiritual truth, but they are very misleading if one wants to understand certain foundational aspects of East Asian culture formulated in the Warring States period. I try to give students some sense of how the worldview expressed in the Daode jing has influenced other aspects of East Asian culture by including some readings related to Chinese medicine and Qigong and some excerpts from the Daoist meditation manual The Secret of the Golden Flower. 4 When time has permitted, I've also used K. Schipper's book about later Daoist religion, The Taoist Body, discussing some continuities and discontinuities between the Laoist worldview and the worldview that Schipper describes.
I have found that students from Japan, in particular, find the teachings of the Daode jing similar to many elements of Japanese culture (though many have never heard of ''Daoism''), which contrast with aspects of culture in the United States that they found jarring on their first encounter. I would like to find ways of drawing out their views on this subject in class discussions.
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Why do you present your interpretation to students as representing the original meaning of the Daode jing? How do you know that you have trans- cended all your own cultural biases and recovered the Daode jing's original meaning?
Going by the relevant historical information I presently know about, my interpretation currently seems to me to approximate the Daode jing's original meaning better than any other interpretation I know of. If it were not what I consider to be the best historical approximation, it would not be my inter- pretation: I would reject it and adopt some other one. I would think this should be the position of any scholar who has done serious research trying to recover the Daode jing's original meaning.
Do I think that my interpretation is free of cultural biases that might prevent me from fully recovering the Daode jing's original meaning? I think most likely it is not. In the course of twenty-five years' study of this work, I have discovered many cases of mistakes due to such biases, and I can only suppose there are more that I have not yet become aware of. I just don't know what they are at this point. If I did, I would try to correct my interpretation to remedy these inadequacies.
If time permits, I do sometimes begin the study of the Daode jing by drawing out students' previous associations with ''Daoism,'' derived often from books like Hoff's The Tao of Pooh or Capra's The Tao of Physics. It is often helpful to have some explicit discussions of this kind of ''American Daoism'' as a point of contrast with early Chinese Daoist texts such as the Daode jing and the Zhuangzi, but also to make it clear that this difference does not necessarily and by itself imply that American Daoism is by nature inferior.
I also try to make it clear that students are responsible for understand- ing the interpretation of the Daode jing given in my commentary. I don't think there is anything very essential about my translation of the Daode jing, in con- trast to the translations of other competent scholars such as Addiss and Lom- bardo, Victor Mair, Mary Ellen Chen, Wing-tsit Chan, D.
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Masters . . . in the 2nd century a. d. , to serve as divine ''lord of the religion. ''25
In other Daoist formulations, Laozi ''is the image and the model of the entire universe,'' and by proper meditation and/or ritual, the practitioner is (re-) united with the universal Dao, assimilating his or her personal reality to the universal reality, according to the model of Laozi himself. 26 In certain con- texts, the Daode jing is a cosmic reality in itself, a manifestation of realities beyond the ken of ordinary minds, and as such it gives its possessor immense power and corresponding responsibilities. 27
In sum, from the richly varied perspectives of centuries of Daoists, the Daode jing is not just a record of some old man's wise suggestions for living life. Its contents are understood by Daoists not just as musings about the Dao: in some sense, they are the Dao. The scripture is sacred not for what it says, but for what it is.
But one must also beware overestimating this scripture's importance in Daoist life: the Daode jing was generally an honored scripture, but it was seldom regarded as the final or ultimate revelation of the Dao. It would therefore be misleading to teach students to think of it as scripture in the sense of the Christians' Bible or the Muslims' Qur'an--that is, as an authoritative revelation of a single great message. In Daoism, there has seldom, if ever, been any belief in a single great message. 28 In Daoism, there is no trace or either orthodoxy or orthopraxy, and Daoists felt little need to conceptualize or justify the absence of either. 29 Our students should be keenly aware of these facts.
Respect for Traditional Religion in Secular Education: Lessons from Laozi
Skeptics might ask: Should educators today really teach the Daode jing from a Daoist perspective? After all, biblical scholars in academia do not assume that they ought to teach Matthew from a Christian perspective; they teach their students to stand, at least temporarily, outside of Christian tradition, to ana- lyze the text without the interpretive lenses of later ''traditional teachings. '' The goal of such analysis is not to teach students how to be Christian, but merely how to understand Christian texts. Such studies assume the necessity of maintaining a critical perspective.
Yet I believe that we must remain self-critically aware of the secularizing tendencies of academia, wherein the beliefs of religious practitioners are often casually disregarded or explained away as superstition or Freudian illusion. 30
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It is true that we must teach our students to distinguish history from myth: the Jesus who walked in Capernaum and the Christ of Pauline theology or Chartres Cathedral are quite distinguishable. But both are worthy subjects of academic inquiry, and Christian belief that they are ultimately identical may not be gratuitously dismissed. That is to say, while our students should be led to be able to think outside of the terms of the tradition under study, they should not be taught hostility to that tradition; in all my courses, my syllabus explains that our goal is to evaluate religions in a manner that is both properly critical and properly sympathetic. While we are unlikely to wish our students to accept a Daoist understanding of the nature of the Daode jing, I can see little objection to the position that we ought to expose our students to such interpretations, and to explain those interpretations sympathetically in terms of the realities of Chi- nese history and society. Simply to exclude such interpretations as inherently irrelevant--as has almost always been done in our classrooms--seems to leave the educator open to the charge of cultural imperialism, that is, that we arrogate unto ourselves the authority to tell Daoists what parts of their tradition are meaningful and valid and what parts are unworthy of serious attention. Post- modern educators have been as guilty of this secularistic arrogance as their predecessors.
Second, it seems quite possible that at least some later Daoist interpre- tations of the Daode jing might actually shed significant, even vital light upon important elements of its contents. For instance, Westerners have generally been fascinated with passages that encourage the practice of wuwei, ''nonac- tion. '' Indeed, such a practice has widely been assumed to have been the most fundamental and essential element of the Daoist life. But if we can break out of our inherited Orientalist mind-set, we quickly learn that in the actualities of Daoist life, wuwei has generally not been a central value to most Daoists of the past or the present: in many segments of Daoism one finds little trace of it. 31
If we can look past the fetishized idea of wuwei, we find that the Daode jing recommendations for living ''a Daoist life'' are actually quite manifold. But at least a few passages clearly suggest the importance of self-cultivation through some biospiritual process, a meditative process that involves manipulating or refining life forces like jing (vital essence) and qi (life energy). The research of Harold Roth is beginning to suggest possible communities of practitioners of such processes. 32 And clearly, the Nei ye, a text with many similarities to the Daode jing, is devoted primarily to urging the reader to engage in such practices. But our inherited interpretive models do little to help us understand, or teach, the nature or purpose of such practices, even in the context of the Daode jing. However, if we remove our Confucian/Victorian blinders, and look at Daoism
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honestly, we find an enormous literature on such practices throughout Chi- nese history, from the Taiping jing, an important text of Celestial Master Dao- ism, through the Tang heyday of the consolidated Daojiao, into the ''Inner Alchemy'' traditions of late imperial times. 33
Although our students--secularistic like most of their professors--may have trouble dealing with the fact that Daoists often revered the Daode jing as a revealed scripture or that Daoists used it in ritual and sacerdotal settings, they should certainly be able to understand it as an early expression of the abiding Daoist principle of self-perfection through the cultivation of our vital life en- ergies. If we fail to include Later Daoism as a meaningful context for under- standing the Daode jing, we rob our students of the chance to understand (1) that important element of classical Daoism, and therefore (2) the deep-rooted continuities that run through Daoism, from the Nei ye and Daode jing to the present. 34
A Zhuangzian Hermeneutic: Liberation by Means of the Facts
From the foregoing it should be clear that I teach my students to study the Daode jing by means of a protean hermeneutical process, the structure and contents of which are dictated by the text before us and by the facts of Chinese and Western cultural history. My guiding principles are that interpreting the Daode jing requires (1) sound philological and historical training, (2) a will- ingness to test interpretive models against the realities of the text and its cultural context, and (3) a willingness to modify or discard models that cannot be shown to accord with those realities.
In that sense, my assumption is that the conscientious educator is comparable to a scientist, who honors empirical facts and works cautiously to develop and test hypotheses until a coherent theory seems to be justified by the evidence. In such an endeavor, the scientist is not guided by the emotional needs of his or her students: he or she does not analyze or present the data on the basis of students' desire to find their life's meaning in it, or to compensate them for the fact that other types of data do not satisfy such desires. It does not matter to the astronomer whether her or his students are able to understand mass and gravitation in terms of their own lives (though the inverse might seem desirable). Nor should students be led to imagine that performing spectroscopic analysis can be regarded as optional if they feel that it might interfere with their urge to ''find themselves'' in the stars. I am willing to be indulgent enough to inform students that they are free to run their private lives
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as they see fit; if one becomes a happier, more well-adjusted person by fol- lowing astrological beliefs, perhaps that is all well and good. But any serious astronomer is going to teach her or his students that what we do in this classroom is not astrology, it is science, and that in science we set aside our personal needs and desires, no matter how valid they might be, when we are assessing empirical facts. Our assumption is going to be that we will take the facts seriously, even if they give us no satisfaction, or even make us deeply uncomfortable. And if need be, we allow our understanding of ourselves to be altered, even revolutionized, by the true implications of the facts.
Is it reasonable to follow such principles in teaching a text from ancient China? One may answer that Zhuangzi seems to demand it. Zhuangzi chal- lenged readers to question what they have always assumed to be truth, to question our means of determining truth, and to allow our living to be guided by the true realities of life: unrelenting change, complexity that may well exceed human comprehension, and inevitable death. Following Zhuangzi's path may be baffling and uncomfortable, but he seems to say that doing so is ultimately more fulfilling than attempting to struggle against such realities. His charge to learn to see and respond to life as it is, rather than as we wish it to be, is deeply challenging, and it may be for that reason that he couched his teachings in humorous stories of doves and cicadas and whimsical eccentrics who live life fully, despite the fact that their lives might violate cultural norms--including the assumption that rational analysis leads to truth.
In teaching the Daode jing, I challenge students to question cherished beliefs--Confucian, modernist, and postmodernist alike. I challenge them to regard interpretive models as things to be examined critically, not simply ap- plied to the data unreflectively. I challenge them to ask uncomfortable ques- tions about the text, such as whether there is any way we can ultimately know for sure what it might mean. I challenge them to ask whether any interpretive method can reliably reveal the text's meaning, or whether all such methods might merely be cultural constructs, which in the final analysis explain only the interpreters themselves.
Because he leads us to ask such questions, Zhuangzi has often been called a relativist. But as some recent analysts have observed, Zhuangzi does not ex- plicitly deny the validity of particular views: he merely draws them all into question. 35 If we cannot be entirely sure that we are justified in accepting any particular view, we also cannot be entirely sure that we would be justified in rejecting it. Indeed, Zhuangzi seems to maintain that there must be some sound and valid approach to living. The famous parable of the butterfly dream shows a mind doubting the validity of two contrary models of self-identification. Yet the writer does not conclude that all models are necessarily invalid: ''Between
hermeneutics and pedagogy: methodological issues 159
Zhou and the butterfly there must be a difference'' (bi you fen yi). But the writer urges us to look for proper perspective not in any coherent interpretive model, but rather in the indeterminate ''transformation of things'' (wuhua).
To return to my starting point, I repeat that there seems to be no de- finitively right or wrong way to teach the Daode jing. But that fact does not logically lead to the conclusion that all approaches are equally valid. There are clearly better and worse approaches, and some can legitimately be condemned as invalid. After all, Zhuang Zhou might not have been able to be entirely sure whether he was Zhou or a butterfly, but there was no question that his reality lay somewhere within that bipolarity: he did not conclude that he might really be a gourd or a millipede! So our task as educators is to weed out invalid approaches to the Daode jing and to work within the remaining possibilities.
For some, this task will mean teaching the text as a product of its time, as a response to a particular set of historical and intellectual realities. In that sense, the Daode jing is, in its final form, someone's attempt to provide an alternative to certain patterns of thought and behavior in parts of ancient China. For other educators, it may mean teaching the Daode jing as an early expression of key aspects of Daoist practice, pointing out the significance of the text's passages on self-cultivation. To me, it seems necessary to teach our students both of those perspectives, because the text's composer (or at least, its final redactor) gave us a text that includes both. I try to help students cope with the resulting ambiguities by offering them a new hermeneutic model: unraveling a text that is composed in various layers, each the work of different minds, minds that proceeded from different assumptions, values, and concerns. This model, which reflects the textual and historical conclusions of many scholars, helps students understand the importance of historical realities, the importance of textual realities, and the fruitfulness of scholarly analysis as a hermeneutical tool.
This approach also gives students an intelligible reason to reject all the truly silly interpretations of the Daode jing that float around today. Just as Zhuang Zhou may or may not have been a butterfly but was certainly not a gourd, so the Daode jing is an expression of ancient Chinese sociopoliti- cal thought, an expression of interest in meditational and behavioral self- cultivation, possibly even an expression of popular values of ancient Chu, but it is certainly not the product of a modern or postmodern mind and was certainly not intended to correct the evils of our own age. So, although some educators may not yet feel ready to smash those interpretive gourds, we should help our students see what they are good for--studying the unreflective cultural impe- rialism that lingers in the postmodern West--and what they are not good for: understanding the Daode jing.
160 recent scholarship and teaching the daode jing
notes
1. Some of the thoughts presented here were stimulated by a 1993 Minneapolis workshop entitled ''Text and Context: Critical Thinking Strategies for Texts in Translation. '' In that workshop, sponsored by the University of Minnesota, M. J. Abhishaker of Normandale College examined the problems of critical thinking in a culturally diverse interpretive context, and I focused discussion on hermeneutical issues involving the Daode jing I am indebted to Dr. Abhishaker and the other participants.
2. For decades, the Daode jing has been widely interpreted as offering solutions to problems that modern Westerners see as afflicting their own world. As Steve Bradbury has said, ''Because the vast majority of its translators, Western and Chinese, were attracted to it in the first place because of their humanist faith in . . . the Daode jing as proto-humanist doctrine compatible with liberal Protestantism, they have usually produced . . . readings of the work that . . . endorse a Western agenda. '' That agenda generally relates to a modern metanarrative that subordinates textual, his- torical, and cultural facts to a yearning for a utopian society freed of the evils that supposedly afflict the world under the oppressive yoke of ''organized religion,'' ''in- dustrial development,'' ''technology,'' ''patriarchal hegemony,'' or the linear rational- ism of ''the Western mind. '' Educators should acquaint themselves with Bradbury's essay, ''The American Conquest of Philosophical Taoism,'' in Translation East and West: A Cross-Cultural Approach, ed. Cornelia N. Moore and Lucy Lower (Honolulu: University of Hawaii College of Languages, Linguistics and Literature, and East-West Center, 1992), 29-41. More generally, see J. J. Clarke, Oriental Enlightenment: The Encounter between Asian and Western Thought (London: Routledge, 1997); J. J. Clarke, The Tao of the West (London: Routledge, 2000); and Russell Kirkland, ''On Coveting Thy Neighbor's Tao: Reflections on J. J. Clarke's The Tao of the West,'' Religious Studies Review 28, no. 4 (2002): 309-312.
3. The 1963 Penguin edition of Lau's translation is still useful, though it trans- lates the received text, that is, the traditional version edited by the third-century phi- losopher Wang Pi. Students today should know that version, but should also be given a reliable translation of the Ma-wang-tui manuscripts, such as that by Robert G. Henricks, Lao-tzu Te-Tao Ching (New York: Ballantine Books, 1989). Henricks's version is readable and sinologically sound. In the same year, Lau translated the Ma- wang-tui edition, though the translation was published in Hong Kong, rendering it inaccessible to most students and educators. Fortunately, it has now been published in North America: D. C. Lau, Lao-tzu: Tao Te Ching (New York: Knopf, 1994), with a sound introduction by a good scholar, Sarah Allen. There is also a lovely translation of the Ma-wang-tui texts by Victor Mair: Tao Te Ching (New York: Bantam Books, 1990). Mair's translation is the most elegant of the reliable minimalist translations, but his explanatory efforts (in his preface, afterword, and appendix) contain so many prob- lems that I recommend it only to advanced students, who may be capable of sorting through them.
4. In the original assignment, I exhibited my personal values by referring to ''the writer'' as ''he/she. '' Since that time, I have learned not to project my wishes on
hermeneutics and pedagogy: methodological issues 161
history. My colleague Vivian-Lee Nyitray (University of California, Riverside) teaches students to ''avoid imposing a modern sensibility on the past,'' to remember that ''people in the past were not, for the most part, democratic, tolerant of religious or racial difference, concerned for individual rights . . . , fascinated by the personality . . . , particularly squeamish, or believers in 'Progress. ''' I pass these observations along to my students, adding, among other things, that we should beware of logical problems in applying gender-inclusive language to data from ages or cultures that were reso- lutely gender-exclusive. For instance, the category of ''Confucian scholar'' ( ju) has always been closed to women, whether or not we believe that it should have been. So I urge students to consider such facts when they write; today, for instance, readers of the Daode jing come in both genders, but such was not the case in ancient China. See notes 11 and 14 below.
5. Scholars like A. C. Graham and Harold Roth have made clear that, historically, the term ''Taoism'' was only a bibliographic classification until about the third century c. e. As Roth has put it, ''The 'Lao-Zhuang' tradition to which [modern 'tradition'] refers is actually a Wei-Jin literati reconstruction, albeit a powerful and enduring one. '' Harold Roth, ''Some Issues in the Study of Chinese Mysticism: A Review Essay,'' China Review International 2, no. 1 (1995): 157. I address these issues much more fully in Taoism: The Enduring Tradition (London: Routledge, 2004), and ''Self-Fulfillment through Selflessness: The Moral Teachings of the Daode jing,'' in Varieties of Ethical Reflection: New Directions for Ethics in a Global Context, ed. Michael Barnhart (New York: Lexington Books, 2002).
6. On the figure of ''Lao-tzu,'' a rich and constantly evolving cultural construct, see A. C. Graham, ''The Origins of the Legend of Lao Tan,'' in his Studies in Chinese Philosophy and Philosophical Literature (Albany: State University of New York Press, 1990), 111-124; Judith Magee Boltz, ''Lao-tzu,'' in The Encyclopedia of Religion (New York: Macmillan, 1987), 8:454-459; Livia Kohn, God of the Dao: Laozi in History and Myth (Ann Arbor: University of Michigan Center for Chinese Studies, 1998), and ''The Lao-tzu Myth,'' in Lao-tzu and the Tao-te-ching, ed. Livia Kohn and Michael LaFargue (Albany: State University of New York Press, 1998), 41-62. The Western cultural construct of ''Lao-tzu'' remains wholly unstudied.
7. See Kirkland, Taoism: The Enduring Tradition, 39-52, and ''Varieties of 'Tao- ism' in Ancient China: A Preliminary Comparison of Themes in the Nei yeh and Other 'Taoist Classics,' '' Taoist Resources 7, no. 2 (1997): 73-86.
8. My complete ''Historical Outline of Taoism,'' with explanations of certain interpretive positions, appears in ''The Historical Contours of Taoism in China: Thoughts on Issues of Classification and Terminology,'' Journal of Chinese Religions 25 (1997): 57-82; more recent thoughts, and a revised outline, appear in ''The History of Taoism: A New Outline,'' Journal of Chinese Religions 30 (2002): 177-193. An exposi- tion of my analysis of the ''layers'' of the Daode jing appears in Kirkland, ''The Book of the Way,'' in Great Literature of the Eastern World, ed. Ian P. McGreal (New York: HarperCollins, 1996), 24-29; a new analysis appears in Taoism: The Enduring Tra- dition, 52-67.
9. Again,Iemploythemasculinepronounhereasamatterofhistoricalaccuracy.
162 recent scholarship and teaching the daode jing
10. I am unaware of any study that properly examines the facile modern as- sumption that the Daode jing, or Zhuangzi, can or ought to be read in terms of what Westerners understand to be ''philosophy. '' In my ''Self-Fulfillment through Self- lessness,'' I suggest some critical perspectives on the interpretive assumptions of Arthur C. Danto and Chad Hansen.
11. Again, I use masculine-gendered language here for a reason. I see evidence in the Daode jing that some of its thoughts could have originated in the minds of women, for example, members of local communities of Chu, whose ''elders'' (laozi) may not all have been male. (This analysis originates in ideas of Kimura Eiichi; see my ''Book of the Way. '') But I also assume that, given the general absence of literacy among women in pre-Han China, the composer or redactor of the Daode jing must have been male (albeit possibly with input from female associates).
12. Such is apparently the view of Chad Hansen: ''Laozi's position . . . remains a way station in Daoist development . . . We still have no final answer to the question, 'What should we do? '. . . If there is some advice, some point, Laozi could not state it. And so neither can I. But Zhuangzi can! Daoism must still mature more. '' Hansen, A Daoist Theory of Chinese Thought: A Philosophical Interpretation (New York: Oxford University Press, 1992), 202, 230.
13. The happiness of some interpreters to read the Daode jing's teachings as a watery ''mysticism''--a category utterly alien to China--can generally be explained in terms of the Western cultural experience. While some traditional cultures did have occasional ''mystics'' who communed directly with some higher reality, the modern interest in finding new forms of mysticism in old traditions has been propelled by the desperate search for a modern (i. e. , nonreligious) religion. No longer willing to take God, Church, or moral absolutes seriously, many moderns yearn for a ''Truth'' that ''liberated'' persons can accept and practice without having to yield to any authority outside themselves. To such seekers, the very concept of mysticism involves a de- deified Truth, purged of the premodern cultural baggage that moderns blithely dis- miss as ''superstition''--that is, all beliefs that deny the autonomy of the individual to dictate what is or is not real, true, or important. In this sense, mysticism is a nar- cissistic cultural construct, cherished by moderns as a means of escaping God (who, in Western tradition, embarrassingly demands obedience) and sacral community (which embarrassingly suggests that reality exists outside the individual's own ''au- tonomous'' consciousness). Though there has still been no critical assessment of the Western cultural notion that the Daode jing contains mysticism, a few preliminary reflections in that direction appear in Hansen, A Daoist Theory of Chinese Thought. Other reflections on the applicability of concepts of mysticism to Daoist data appear in Lee Yearley, ''The Perfected Person in the Radical Chuang-tzu,'' in Experimental Essays on Chuang-tzu, ed. Victor Mair (Honolulu: University of Hawaii Press, 1983), 125-139.
14. Elsewhere I have commented on Tu Wei-ming's effort to facilitate post- modern appropriation of Confucius's teachings by retranslating Confucius's term for the human ideal--zhun zi, which originally meant ''the sons of the rulers'' and was transformed by Confucius to mean ''the noble man'' rather than ''the nobleman''--as ''the profound person. '' Such a translation is intended to render Confucian ideals
hermeneutics and pedagogy: methodological issues 163
accessible and attractive to everyone, male and female alike. However, historical facts clearly reveal that prior to the age of Tu himself, the Confucian tradition was reso- lutely ''sexist.
'' To sanitize for modern consumption a conservative tradition that al- ways rejected, on principle, individual efforts to ''improve'' tradition seems to be a move well justified in postmodern terms, but illegitimate in Confucian terms. Daoism is a different case, since premodern Daoism welcomed women as practitioners, though it could not fully escape the gender constraints of the surrounding society. See my entry, ''Taoism,'' in Encyclopedia of Women and World Religion (New York: Mac- millan, 1999), 2: 959-964.
15. See the chapter in this volume by Norman J. Girardot, and his book The Victorian Translation of China: James Legge's Oriental Pilgrimage (Berkeley: University of California Press, 2002).
16. As Tu Wei-ming has noted, the Enlightenment mentality is the common heritage of all modern minds, Chinese and Western alike. Liu Xiaogan, for instance, may be Chinese, but he is a product of twentieth-century China, not pre-Han China. The same is true for all living interpreters, none of whom know what it would be like to look at the Daode jing as would a pre-Han person, as someone who had never experienced a world without a politically and culturally unified China, Buddhism, Neo-Confucianism, rationalism, democracy, Marxism, Christianity, and all the cul- tural and intellectual realities of the twentieth century. The text is thus an alien world for Chinese and Western interpreters alike.
17. In this day and age, it is socially unacceptable in most parts of Western society, even in the supposed ivory tower of academia, to provide students with a liberating model for rejecting colonialistic habits by explicitly comparing cultural appropriation to sexual appropriation. That is, no one today would accept that John's needs, however legitimate, could condone his appropriation of Jane. But even post- moderns seem content to look the other way when Westerners argue that their personal needs justify their unauthorized appropriation of Asian texts or Native American rituals. Postmoderns, like moderns, assume that it is the individual herself or himself who ''authorizes,'' so all cultural appropriation is logically acceptable, since such an act is no more than my exercising my unchallengeable individual autonomy. As a matter of fact, postmoderns are as eager as moderns to reject the value of tradition, so ripping cultural artifacts out of their traditional settings is not only innocuous, but virtuous.
18. It should be noted that the ''Great Minds''/''Great Books'' model for under- standing Daoism leads almost inevitably to a total disregard for the lives and thought of the Daoist women throughout history. The traditional Chinese canon of Great Books--essentially Confucian--generally excludes works by or about women, though Daoists of various periods valued and preserved records of women's lives and teach- ings. See my entry in Encyclopedia of Women and World Religion (New York: Mac- millan, 1999), 2: 959-964.
19. On the reasons for the growing ignorance of, and antipathy toward, Daoism among late imperial Confucians, see Kirkland, ''Person and Culture in the Taoist Tradition,'' Journal of Chinese Religions 20 (1992): 77-90.
164 recent scholarship and teaching the daode jing
20. Fordecades,thestandard''scholarly''overviewofDaoismwasHolmesWelch, Taoism: The Parting of the Way (Boston: Beacon Press, 1965), a slightly revised edition of a 1957 book. Welch's chapter ''Later Philosophical Taoism'' (158-163) disregards all the Daozang's texts of religious thought and (like ''authorities'' from Fung Yu-lan to Stephen Mitchell) tells the reader that such texts are by people ''whom we can only regard as representatives of quaint, but moribund superstition'' (163). The ''real heirs'' of Laozi and Zhuangzi, Welch tells us, were Neo-Confucians, Zen masters, and land- scape painters. Meanwhile, in another chapter, Wang Che, whose writings Welch ap- parently never bothered to read, is ridiculed as ''eccentric'' and even ''fanatical'' (145).
21. The long-standard Sources of Chinese Tradition, edited by William T. deBary (New York: Columbia University Press, 1960), mentions no such sources, any more than Wing-tsit Chan mentions them in his still standard Source Book in Chinese Philosophy (Princeton: Princeton University Press, 1963). See my review of Wm. T. deBary and Irene Bloom, eds. , Sources of Chinese Tradition, 2nd ed. , vol. 1 (New York: Columbia University Press, 1999), in Education about Asia 7, no. 1 (2002): 62-66.
22. See especially Livia Kohn, ed. , The Taoist Experience: An Anthology (Albany: State University of New York Press, 1993). Other ''new'' Daoist texts appear in Donald S. Lopez Jr. , ed. , Religions of China in Practice (Princeton: Princeton University Press, 1996). However, as noted in my review in Education about Asia 2, no. 1 (spring 1997): 58-59, Lopez chose to swing the pendulum fully in the other direction, that is, ig- noring all Daoist texts that present ''intellectualized'' models of the Daoist life, thereby falsifying the reader's image of ''Daoism'' as gravely as deBary and Chan had done at the other extreme. One should also note that anthologies of Chinese literature con- tinue to follow Confucian paradigms by continuing to exclude most of the literature that originated among Daoists. See, for example, my review of Victor Mair, ed. , The Columbia Anthology of Traditional Chinese Literature (New York: Columbia University Press, 1995), in Education about Asia 3, no. 3 (1998): 64-65.
23. Isabelle Robinet, Taoism: Growth of a Religion, trans. Phyllis Brooks (Stan- ford: Stanford University Press, 1997), 29.
24. See Kohn, ''The Lao-tzu Myth,'' and God of the Dao. Some of the roles of Laozi in Daoism are highlighted in Kohn's ''Laozi: Ancient Philosopher, Master of Immortality, and God,'' in Lopez, Religions of China in Practice, 52-63; but one should note that the account of Laozi that she translates there, from Ge Hong Shen-hsien- chuan, casts him in the role of ''a successful practitioner of immortality'': Ge ''had no interest in stylizing him as the Dao, as the religious followers did'' (54).
25. John Lagerwey, Taoist Ritual in Chinese Society and History (New York: Macmillan, 1987), 23.
26. These central elements of Daoist thought, generally ignored before the present generation of specialists, are outlined in Kristopher Schipper, The Taoist Body, trans. Karen Duval (Berkeley: University of California Press, 1993), 113-119. Another long ignored facet of these beliefs is that ''the mystical vision of the body in Taoism'' probably ''served as a model of reference in Chinese medicine'' (124), which focuses on transformations of life energy (qi), unlike the more materialistic models of Western medicine, which deny the existence or value of such realities.
hermeneutics and pedagogy: methodological issues 165
27. See Livia Kohn, ''The Tao-te-ching in Ritual,'' in Kohn and LaFargue, Lao-tzu and the Tao-te-ching, 143-161. ''The value and sense which the Taoists attribute to their sacred writings'' is usefully summarized in Isabelle Robinet, Taoist Meditation, trans. Julian Pas and Norman Girardot (Albany: State University of New York Press, 1993), 19-28.
28. As Timothy Barrett has said concerning Tang times, ''The Taoists were not preaching any new religious message about the human condition but offering their expertise in dealing with the world of the supernatural. '' T. H. Barrett, Taoism under the T'ang: Religion and Empire during the Golden Age of Chinese History (London: Wellsweep Press, 1996), 16.
29. See Judith A. Berling, A Pilgrim in Chinese Culture: Negotiating Religious Diversity (Maryknoll, N. Y. : Orbis Books, 1997), especially 85-86, 97-98.
30. See Russell Kirkland, ''The Study of Religion and Society in Contemporary Asia: Colonialism and Beyond,'' Bulletin of Concerned Asian Scholars 28, nos. 3-4 (1996): 59-63.
31. Indeed, the intellectual history of ancient China suggests that the concept of wuwei originated not in ''Daoist'' circles, but rather among political pragmatists of the fourth century b. c. e. The term was used not only by Confucius, but also by the ''Legalist'' Shen Buhai (d. 337 b. c. e. ). See H. G. Creel, Shen Pu-hai: A Chinese Political Philosopher of the Fourth Century b. c. (Chicago: University of Chicago Press, 1974), especially 176-179.
32. See Harold D. Roth, ''Redaction Criticism and the Early History of Taoism,'' Early China 19 (1994): 1-46, and Original Tao: Inward Training (Nei-yeh) and the Foundations of Taoist Mysticism (New York: Columbia University Press, 1999); and my review, ''A Quest for 'The Foundations of Taoist Mysticism,' '' Studies in Central and East Asian Religions, nos. 12-13 (2001): 203-229.
33. See especially Livia Kohn, ed. , Taoist Meditation and Longevity Techniques (Ann Arbor: University of Michigan, Center for Chinese Studies, 1989).
34. Scholars like Kristofer Schipper have spent a generation laboring to explicate such continuities, as seen most readily in his book, The Taoist Body. Another study of a hitherto ignored continuity between classical and later Daoism, the advocation of altruistic activity, is Russell Kirkland, ''The Roots of Altruism in the Taoist Tradition,'' Journal of the American Academy of Religion 54 (1986): 59-77. For more on integrating the data of Later Daoism in the teaching of Daoism, see Russell Kirkland, ''Teaching Taoism in the 1990s,'' Teaching Theology and Religion 1, no. 2 (1998): 121-129.
35. See Philip J. Ivanhoe and Paul Kjellberg, eds. , Essays on Skepticism, Relativism and Ethics in the Zhuangzi (Albany: State University of New York Press, 1996).
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? Hermeneutics and Pedagogy: Gimme That Old-Time Historicism
Michael LaFargue
My approach to teaching the Daode jing is based in part on an ap- proach I've developed to hermeneutics, a subject that I have thought about a lot, beginning in my days as a graduate student in biblical studies. 1 I formulated the beginnings of this hermeneutic theory in my graduate dissertation, in which I thought what I was doing was rescuing gnosticism, and a particular gnostic text (the Acts of Thomas), from its misinterpretation by Christian theologians. They were in- terpreting gnostic texts from a perspective shaped by mainstream Christian assumptions. (Gnosticism traditionally serves as a kind
of whipping boy for Christian theologians, a counterpoint that serves to show the obvious superiority of mainstream Christianity by con- trast. ) I realized early on the implausibility of attacking this kind of interpretation on substantive grounds, that is, on the grounds of substantive weaknesses in the orthodox Christian assumptions it was based on. I needed to focus on developing an interpretive method, a method that could derive from a text itself and from historical re- search the proper framework of assumptions within which it should be interpreted, rather than rely on the interpreter's own views about substantively correct assumptions.
At this point I had the good fortune of coming across Jonathan Culler's Structuralist Poetics. Culler argued that a text's ''structure'' does not lie on the surface to be observed by a neutral observer. The key to structure lies in the reader, the assumptions that a reader
168 recent scholarship and teaching the daode jing
brings to the text, causing her to construe it as she does. Culler used Chomsky's term ''competence'' to refer to such assumptions.
Some hermeneutic theorists use notions similar to competence to legiti- mate a very free reading of texts. Because there are no universal, normative assumptions, every reader should feel empowered to read the text in the light of whatever assumptions she happens to have and like. But in the context of my work at the time, this seemed to me to simply legitimate the practice of or- thodox Christian theologians, reading gnostic texts in the light of their own assumptions. I took the notion of competence in a different direction, devel- oping the idea that there are different kinds of competence appropriate to different texts. We arrive at good historical interpretations of a given text, not by reflecting on possible meanings of given sentences, but by trying to discover the nature of competence appropriate to this text. This competence is partly liter- ary, having to do with the textual code and verbal genres being used. Partly it is substantive, having to do with the basic, taken-for-granted assumptions of the original author and audience and the basic concerns, questions, and problems they were addressing. Taken without reference to this specific competence, every text is ambiguous, since a given set of words can be construed in any number of different ways, to address any number of different concerns. But most texts were not so ambiguous to their original authors and audience: the shared competence they brought to the text is what gave their words specific meanings to them. Chiefly by reflecting on indirect indications in the text itself, aided by additional historical research, we can gather clues as to the compe- tence necessary to understand it.
This approach gave me a basis for arguing that the Acts of Thomas should be read in a way fundamentally different from the way it was customarily read by Christian theologians2--not because the assumptions they brought to the text were questionable in themselves, but because, historically speaking, they did not match the assumptions that the original authors and audience brought to the text.
But this view also set me at odds with a good deal of contemporary her- meneutic theory and practice, allying me much more closely with the historicist hermeneutics of Dilthey and his mentor Schleiermacher, than with their much more popular modern critic H. -G. Gadamer. 3 The works of Gadamer, Paul Ricoeur, and Jacques Derrida seem to me to have inspired a kind of herme- neutics that is a throwback to the pre-Dilthey tradition of scripture interpreta- tion, which was always for the most part ideological warfare conducted by indirect means. Everyone feels supported in trying to capture classical texts for whatever cause they feel strongly about (Christian fundamentalism, feminism, Zen Buddhism, and so on) by simply reading these texts in the light of their
hermeneutics and pedagogy: old-time historicism 169
own dearly held assumptions, concerns, and values. An interpretation is a ''good interpretation'' if it accords with the values and assumptions that the interpreter regards as the right ones. The result seems to me very often just propaganda masquerading as ''interpretation. ''
Pedagogy: Why Try to Recover the Original Meaning?
The project of ''recovering the original meaning'' of classical texts is almost universally associated with the assumption that the original meaning has an authoritative status because it is original. I think this is an important assump- tion to bring to light and argue against when teaching classical texts like the Daode jing. I advocate instead a kind of ''confrontational'' hermeneutics. Clas- sical texts give paradigmatic expression to perfectionist views of the world and of human excellence, based on values that millions have found inspiring. But these are not universal values, and the views of ancient gnostics or ancient Daoists may or may not be appropriate to life today. Interpretation should give us something very challenging, something very strong to wrestle with. Con- fronting such a challenge can show us some weaknesses in our own conven- tional and often mediocre views. Meeting this challenge might mean adopting some of the views expressed in the text; it might also mean developing better versions of our own values that contrast with those found in the text.
Confrontational hermeneutics entails two different elements. The first element should aim at understanding the text precisely in its otherness from our own views and values, focusing on the ways the basic thought patterns of the text's original authors and audience were fundamentally different from our own. Doing this requires temporarily setting aside our own most cherished assumptions so as to produce for ourselves a strong opponent to wrestle with, so to speak. The second element should be the wrestling itself, considering the pro's and con's of this reconstructed view of the world vis-a` -vis our own views or other views we might be attracted to.
I very much believe in ''empowering the reader'' to challenge the message of a text. Neither the Daode jing nor any other text should be regarded as having some intrinsic unquestionable authority. I also believe that an en- counter with the text becomes much more productive if one first takes care to understand the text in its otherness, something worth wrestling with.
I should make it clear that I think ''understanding'' a text is a creative enterprise in itself. It does not mean memorizing some positivistically un- derstood ''doctrines'' that the text teaches, abstracted from human life and experience. It is a work of disciplined creative imagination. Using parameters
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given by the text (different from one's own), one must try to construe the text in such a way that it makes sense. ''Make sense'' means, first, to understand the pragmatic implications of a given idea: what change accepting this idea would bring about in readers, their outlook, or their conduct. It means, sec- ond, to understand why a sensible person would adopt these ideas as a principal guide to how to lead one's life.
Following this pedagogical approach, my usual assignment for graded papers (which I use also for other religious texts in other courses) directs students first to choose some challenging idea central to the teaching of the Daode jing, some aspect that they think would be difficult for the average person to make sense of. Their paper should address a person unfamiliar with this book, showing their own understanding by their ability to explain their chosen idea in such a way that it would make sense to this person.
Frequently Asked Questions
Are you saying it is wrong to ignore the question of original meaning and use the Daode jing as a stimulus and guide in one's personal search for the truth? Absolutely not. This has been the approach of Chinese commentators throughout the ages, and millions have undoubtedly profited greatly from this kind of reading. ''American Daoists'' such as Benjamin Hoff and Fritjof Capra are simply continuing this tradition--why should it matter that they are not Chinese? The Daode jing is public property and people can do with it whatever
they want. If it serves to stimulate and inspire, who could object?
I do have trouble with scholars who place great emphasis on some lin- guistic or historical point they think others have missed, complain about ''translations'' by unscholarly amateurs like Stephen Mitchell and Witter By- nner, insisting on setting limits to what can be considered a ''legitimate'' in- terpretation of the Daode jing--but then in the next breath declare their belief that the Daode jing is an ''open'' text, by its very nature inviting multiple in- terpretations, so that the project of reconstructing its original meaning is misguided from the start. I believe that either one is trying as best one can to reconstruct what the Daode jing meant to its original authors and audience, or one is not. If one is not, then there is no basis for placing any limits to what can be considered a legitimate interpretation; historical and linguistic information is at best just one more source of interesting ideas among many. Serious historical and linguistic scholarship is relevant only if one is trying to recon- struct what the text originally meant. And in this case, the idea that the Daode jing is an open text with no determinate meaning means that historical research
hermeneutics and pedagogy: old-time historicism 171
will always be half-hearted, providing an opening for scholars to insert their favorite personal ideas unsupported by historical or textual evidence, while at the same time claiming special status for these personal interpretations be- cause they are somehow connected to expertise in linguistic and historical matters.
Why do you insist that students not take a more free and ahistorical approach in your classes?
Free reading is something all readers can do on their own at home, using whatever version or ''translation'' of the Daode jing gives them the most in- spiration and stimulation. Using the Daode jing in this way might also be quite appropriate in a creative writing course, for example, where the goal is to give students some stimulus and inspiration for developing their own thoughts on whatever subject interests them.
On the other hand, the project of recovering and engaging with the original meaning of the Daode jing is something difficult to do on one's own, and something for which a college classroom is uniquely suited. And there are some things that can be gained from this kind of historical reading that cannot be gained from a more free reading. For example, this kind of reading is more likely to present students with something more foreign to their own present views, therefore something that will require them to stretch their minds fur- ther. Also, the Daode jing gives paradigmatic expression to some ways of seeing the world that became foundational for many aspects of later East Asian culture (aspects not always specifically associated with the Daode jing or Daoism). Free reading interpretations may be more inspirational and useful to modern stu- dents in their personal quest for spiritual truth, but they are very misleading if one wants to understand certain foundational aspects of East Asian culture formulated in the Warring States period. I try to give students some sense of how the worldview expressed in the Daode jing has influenced other aspects of East Asian culture by including some readings related to Chinese medicine and Qigong and some excerpts from the Daoist meditation manual The Secret of the Golden Flower. 4 When time has permitted, I've also used K. Schipper's book about later Daoist religion, The Taoist Body, discussing some continuities and discontinuities between the Laoist worldview and the worldview that Schipper describes.
I have found that students from Japan, in particular, find the teachings of the Daode jing similar to many elements of Japanese culture (though many have never heard of ''Daoism''), which contrast with aspects of culture in the United States that they found jarring on their first encounter. I would like to find ways of drawing out their views on this subject in class discussions.
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Why do you present your interpretation to students as representing the original meaning of the Daode jing? How do you know that you have trans- cended all your own cultural biases and recovered the Daode jing's original meaning?
Going by the relevant historical information I presently know about, my interpretation currently seems to me to approximate the Daode jing's original meaning better than any other interpretation I know of. If it were not what I consider to be the best historical approximation, it would not be my inter- pretation: I would reject it and adopt some other one. I would think this should be the position of any scholar who has done serious research trying to recover the Daode jing's original meaning.
Do I think that my interpretation is free of cultural biases that might prevent me from fully recovering the Daode jing's original meaning? I think most likely it is not. In the course of twenty-five years' study of this work, I have discovered many cases of mistakes due to such biases, and I can only suppose there are more that I have not yet become aware of. I just don't know what they are at this point. If I did, I would try to correct my interpretation to remedy these inadequacies.
If time permits, I do sometimes begin the study of the Daode jing by drawing out students' previous associations with ''Daoism,'' derived often from books like Hoff's The Tao of Pooh or Capra's The Tao of Physics. It is often helpful to have some explicit discussions of this kind of ''American Daoism'' as a point of contrast with early Chinese Daoist texts such as the Daode jing and the Zhuangzi, but also to make it clear that this difference does not necessarily and by itself imply that American Daoism is by nature inferior.
I also try to make it clear that students are responsible for understand- ing the interpretation of the Daode jing given in my commentary. I don't think there is anything very essential about my translation of the Daode jing, in con- trast to the translations of other competent scholars such as Addiss and Lom- bardo, Victor Mair, Mary Ellen Chen, Wing-tsit Chan, D.
